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IN RE THE ESTATE OF CANDICE LEIGH LUNSFORD, Deceased.
No. COA00-674
(Filed 5 June 2001)
1. Intestate Succession--death of child--willful abandonment by father prior to death
The trial court did not err by finding that respondent father could not inherit money from
his intestate eighteen-year-old daughter's estate because the evidence reveals that respondent
willfully abandoned his daughter prior to her death. N.C.G.S. § 31A-2.
2. Parent and Child--death of child--willful abandonment by father prior to death--
inheritance disallowed for child of any age
Although respondent father contends that N.C.G.S. § 31A-2 which provides protection
from an abandoning parent inheriting from a child is inapplicable to this case since respondent's
deceased daughter was eighteen years old when she died, N.C.G.S. § 31A-2 applies to the estate
of any son or daughter of an individual, even after the child has reached the age of majority.
3. Parent and Child--death of child--willful abandonment by father prior to death--not
deprived of custody
Respondent father is barred from inheriting from his daughter's estate based on his
willful abandonment of her prior to her death and N.C.G.S. § 31A-2(2) does not apply to allow
respondent to inherit from the child despite his abandonment, because: (1) respondent was not
deprived of the custody of his child under the order of a court of competent jurisdiction and he
was not prevented from helping to contribute to her care and maintenance; and (2) there was no
language in the divorce judgment that prevented respondent from seeking visitation or even
custody of his daughter.
4. Estate Administration--death of child--mother was proper administratrix
The trial court's findings of fact naming petitioner mother as the administratrix of her
daughter's estate are affirmed.
Chief Judge EAGLES dissenting.
Appeal by respondent from order entered 3 March 2000 by Judge
L. Todd Burke in Surry County Superior Court. Heard in the Court
of Appeals 20 April 2001.
Law Offices of Jonathan S. Dills, P.A., by Jonathan S. Dills
and Daniel B. Anthony, for respondent appellant.
Royster and Royster, by Michael D. Beal and Stephen G.
Royster, for petitioner appellee.
McCULLOUGH, Judge.
The subject of this appeal is the distribution of the estate
of Candice Leigh Lunsford, who died at the age of eighteen in an
automobile accident on 30 June 1999. Decedent's parents, petitioner
Dawn Bean and respondent Randy Lunsford, were married in November
1980. Their only child, Candice Leigh Lunsford ("Candi"), was born
on 21 June 1981. Respondent suffered from alcoholism, and the
marriage deteriorated after a short time. Petitioner and
respondent separated in 1982, and a decree of absolute divorce was
entered on 30 January 1985. Petitioner was granted sole custody,
care, and control of the couple's daughter, Candi. The divorce
judgment did not bar respondent from participating in Candi's care
and maintenance, nor did it operate to terminate his parental
rights.
During Candi's lifetime, respondent paid no more than $100.00
toward her support. Respondent maintains that he offered to pay
more, but that petitioner repeatedly refused his offers of
financial support. Respondent visited Candi less than a dozen
times from the time the couple separated until Candi's death in
1999.
On 9 July 1999, petitioner applied for Letters of
Administration so that she could serve as administratrix of her
daughter's estate. Candi's estate consisted of some personal
effects; there was also a potential claim for wrongful death
arising under N.C. Gen. Stat. § 28A-18.2 (1999), the proceeds of
which were also part of the estate. Petitioner was appointed
administratrix, and respondent appealed to the clerk of superior
court. The clerk heard the matter on 16 November 1999 anddetermined that respondent willfully abandoned Candi Lunsford and
was therefore barred from inheriting from her estate.
Respondent then filed a complaint requesting that petitioner
be relieved of her duties as administratrix because she allegedly
abused her position and violated her fiduciary duty by failing to
notify him that she was applying for Letters of Administration.
Respondent also asked the trial court to grant injunctive relief by
delaying the disbursement of the estate proceeds until his appeals
were exhausted. The clerk of superior court denied respondent's
motion and dismissed his complaint on 20 December 1999, whereupon
respondent appealed to the Surry County Superior Court for a trial
de novo. The trial court entered judgment in favor of petitioner
on 3 March 2000.
Respondent appealed, arguing that the trial court erred by (I)
finding that he willfully abandoned his daughter; (II) determining
that exception (2) to N.C. Gen. Stat. § 31A-2 does not apply to
this case; and (III) finding that petitioner was the only proper
person to serve as administrator. We disagree with respondent's
arguments, and affirm the decision of the trial court.
I. Willful Abandonment
[1]North Carolina intestacy laws allow parents to inherit in
equal shares when an intestate child dies without leaving issue.
N.C. Gen. Stat. § 29-15(3) (1999). A parent can, however, act in
a way that negates the right to inherit. If a parent abandons a
child, that parent cannot share in the deceased child's estate.
N.C. Gen. Stat. § 31A-2 (1999) states that
[a]ny parent who has wilfully abandonedthe care and maintenance of
his or her child
shall lose all right to intestate succession
in any part of the child's estate and all
right to administer the estate of the child,
except --
&
nbsp; (1) Where the abandoning parent resumed
its care and maintenance at least
one year prior to the death of the
child and continued the same until
its death; or
&
nbsp;
&
nbsp; (2) Where a parent has been deprived of
the custody of his or her child
under an order of a court of
competent jurisdiction and the
parent has substantially complied
with all orders of the court
requiring contribution to the
support of the child.
Though it is clear that abandonment prevents a parent from
inheriting from an intestate child, the determination of what
behavior actually constitutes abandonment is a factual issue to be
addressed on a case-by-case basis.
Prior North Carolina case law has dealt with the issue of
abandonment. Abandonment has been defined as
any wilful or intentional conduct on the part
of the parent which evinces a settled purpose
to forego all parental duties and relinquish
all parental claims to the child. Wilful
intent is an integral part of abandonment and
this is a question of fact to be determined
from the evidence.
. . . .
Abandonment has also been defined as
wilful neglect and refusal to perform the
natural and legal obligations of parental care
and support. It has been held that if a
parent withholds his presence, his love, his
care, the opportunity to display filial
affection, and wilfully neglects to lend
support and maintenance, such parent
relinquishes all parental claims and abandons
the child.
Pratt v. Bishop, 257 N.C. 486, 501, 126 S.E.2d 597, 608 (1962)
(citations omitted);
Hixson v. Krebs, 136 N.C. App. 183, 188, 523
S.E.2d 684, 687 (1999),
disc. review denied, 352 N.C. 356, 544
S.E.2d 546 (2000).
A finding of abandonment is key to the ultimate disposition of
this case. If respondent abandoned his daughter, he falls under
the provisions of N.C. Gen. Stat. § 31A-2 and is precluded from
sharing in the estate's wrongful death proceeds. "The proceeds of
a settlement for wrongful death of a child are subject to the
provisions of G.S. 31A-2 even though such proceeds are not assets
of the estate of the deceased child."
Lessard v. Lessard, 77 N.C.
App. 97, 101, 334 S.E.2d 475, 477 (1985),
aff'd, 316 N.C. 546, 342
S.E.2d 522 (1986).
After initial appearances before the Surry County Clerk of
Superior Court, respondent appealed to the Surry County Superior
Court for a trial
de novo. The trial court made findings of fact
and concluded, as a matter of law, that
1. The Respondent, R
andy Keith Lunsford,
willfully abandoned his late daughter,
Candice Leigh Lunsford, whose estate is
the subject of this dispute, in
accordance with North Carolina General
Statute 31A-2.
2. North Carolina Ge
neral Statute 31A-2(2)
does not apply to the facts of this case
as there was no Order of a Court
depriving the defendant of custody.
3. The Petitioner, D
awn Collins Bean, is the
only proper person to serve as
Administratrix.
4. Although the Resp
ondent maintains hisobjection to jurisdiction, all parties
agreed and stipulated to a
de novo
hearing on the appeal from the Clerk of
Superior Court.
5. All parties stipu
late that this Order may
be signed out of Session, Term and/or
County.
The Surry County Superior Court also entered the following Order:
That the Respondent, Randy Keith Lunsford,
willfully abandoned his late daughter, Candice
Leigh Lunsford, and is, therefore, precluded
by North Carolina General Statute 31A-2, from
sharing in the proceeds of the Estate of
Candice Leigh Lunsford. Further, the
Petitioner, Dawn Collins Bean, shall continue
to administer the Estate of Candice Leigh
Lunsford. Finally, with the consent of all
parties, this matter may be executed out of
Session, Term and/or County.
The superior court conducted a bench trial in this case and
undertook the role of fact-finder. We are bound by the trial
court's findings of fact if they are supported by competent
evidence. "[T]he scope of appellate review . . . is strictly
limited to determining whether the trial judge's underlying
findings of fact are supported by competent evidence, in which
event they are conclusively binding on appeal, and whether those
factual findings in turn support the judge's ultimate conclusions
of law."
State v. Cooke, 306 N.C. 132, 134, 291 S.E.2d 618, 619
(1982). Petitioner and respondent each presented evidence on the
issue of abandonment. Respondent maintained that he initially left
petitioner and Candi because of his alcoholism and his inability to
handle the rigors of family life. He presented evidence that he
and Candi always had a good relationship, as evidenced by the fact
that he attended her high school graduation and made plans forfurthering their relationship just before her death. Respondent
acknowledged that he was not always emotionally stable, but stated
that he intentionally limited his contact with Candi to those times
when he could nurture their relationship. Respondent also
maintained that he offered to financially support his daughter, but
that petitioner refused his offers.
Petitioner, on the other hand, provided evidence that
respondent visited Candi less than a dozen times from the date of
their separation in 1985 to Candi's death in 1999. She also stated
that respondent paid less than $100.00 during those fifteen years
(though she also acknowledged that she refused his offers to pay
support). Petitioner referenced the divorce judgment and noted
that it did not terminate respondent's parental rights, nor did it
prevent him from taking an active role in his daughter's life.
Petitioner argued that respondent could have financially supported
their daughter in a variety of ways, and could have taken a more
active visitation stance over the years, perhaps by initiating a
court action to get visitation or custody of Candi. Finally,
petitioner noted that respondent's mother was the one who
facilitated visits between respondent and Candi because respondent
was immature and battled alcoholism.
The trial court heard the conflicting evidence and was in the
best position to render a decision based on the parties' positions.
The trial court's findings of fact and conclusions of law ended the
factual dispute and resolved the issue of abandonment in favor of
petitioner. The trial court concluded that respondent abandoned
his daughter, and we are bound by that conclusion, as it issupported by the evidence of record. Respondent's first assignment
of error is therefore overruled.
II. Applicability of N.C. Gen. Stat. § 31A-2
[2]Petitioner and respondent agree that N.C. Gen. Stat. §
31A-2 is the relevant statute in this case; however, they disagree
on its interpretation and the applicability of its provisions to
their dispute. Respondent first argues that the statute does not
apply in this case because the Legislature meant it to apply only
to the estates of minor children; that is, those children who are
under the age of eighteen when they die. It is undisputed that
Candi Lunsford was eighteen years old at the time of her death.
Respondent contends that his daughter should not be covered under
the statute's purview. Petitioner urges this Court to give the
statute its plain meaning and find that N.C. Gen. Stat. § 31A-2
applies to the estate of any son or daughter of an individual.
This argument constitutes an issue of first impression, as
this is the first time this question has been squarely presented to
this Court. We agree with petitioner's reading of the statute,
however, and hold that N.C. Gen. Stat. § 31A-2 applies to the
estate of any son or daughter of an individual, even after that
child has reached the age of majority. Absent some inequitable
result, words or phrases in a statute are to be given their
ordinary, everyday meaning.
Wood v. J.P. Stevens and Co., 297 N.C.
636, 643, 256 S.E.2d 692, 697 (1979) (citations omitted). There
are numerous other statutes wherein the Legislature specifically
noted that "child" meant a child under the age of eighteen. In
those instances, the Legislature chose to insert the words "minorchild" into the statutory scheme.
See N.C. Gen. Stat. Ch
apter 48A,
"Minors," effective 5 July 1971. N.C. Gen. Stat. § 48A-1 (1999)
abrogates the common-law definition of minor. N.C. Gen. Stat.
§ 48A-2 (1999) states that "[a] minor is any person who has not
reached the age of 18 years." When the two statutes are read
together, "the effect is that wherever the term 'minor,' 'minor
child' or 'minor children' is used in a statute, the statute now
refers to age 18."
Crouch v. Crouch, 14 N.C. App. 49, 51, 187
S.E.2d 348, 349,
cert. denied, 281 N.C. 314, 188 S.E.2d 897 (1972).
We interpret this to mean that, unless the word "minor" is inserted
before the word "child," then "child" can be a person of any age.
Webster's Dictionary defines a child as "[a] son or a
daughter; an offspring."
The American Heritage Dictionary 165 (2d
ed. 1985). Black's Law Dictionary defines a child as "[p]rogeny;
offspring of parentage."
Black's Law Dictionary 239 (6th ed.
1991). These definitions do not place an upper age limit on a
child; thus, a parent's child may be a newborn or a person of any
age.
The law has singled out certain ages and attributed legal
significance to them. Generally, the Legislature has used the term
"minor child" when the age of eighteen is significant. Black's Law
Dictionary defines a minor as "[a]n infant or person who is under
the age of legal competence. . . . In most states, a person is no
longer a minor after reaching the age of 18[.]"
Black's Law
Dictionary 997 (6th ed. 1991). We note that the Legislature did
not use the term "minor child" in N.C. Gen. Stat. § 31A-2. As apractical matter, it does not seem logical to believe that t
he
Legislature meant that only a "minor" child would be protected by
N.C. Gen. Stat. § 31A-2. If that were the case, an abandoning
parent could inherit from a child if that child was over eighteen,
but the abandonment would be held against the parent if the child
was under the age of eighteen. In any event, it is not the
province of this Court to rewrite the General Statutes. If the
Legislature wishes to change or clarify the meanings of certain
words in the General Statutes, it may do so. Until then, we give
the word "child" its plain meaning and decline to place an age
limit on the word unless so directed by the Legislature. The
child's age does not change the facts of abandonment, if they are
present in a case. Thus, we hold that N.C. Gen. Stat. § 31A-2
applies to all children of an individual, not just to minor
children under the age of eighteen.
[3]N.C. Gen. Stat. § 31A-2 prevents parents who abandon their
children from inheriting from those children unless the parent
meets one of two exceptions. N.C. Gen. Stat. § 31A-2(2) allows a
parent to inherit from a child -- despite evidence of parental
abandonment -- if the parent has been "deprived of the custody of
his or her child under an order of a court of competent
jurisdiction and the parent has substantially complied with all
orders of the court requiring contribution to the support of the
child." N.C. Gen. Stat. § 31A-2(2).
Petitioner and respondent divorced when Candi was a small
child. The 1985 divorce judgment granted sole "care, custody and
control" of Candi Lunsford to petitioner. That judgment did not,however, prevent respondent from helping to raise his daughter or
contribute to her care and maintenance. The prior cases of
Hixson
and
Lessard shed light on the issue of a divorce judgment and its
significance to N.C. Gen. Stat. § 31A-2(2). We note, however, that
both
Hixson and
Lessard dealt with divorce judgments that relied on
provisions in prior separation agreements. There was no prior
separation agreement in the present case. However, we can
analogize and reason that the divorce judgment in this case did not
operate to terminate respondent's parental rights. Indeed, the
divorce judgment did not speak to future relationships. It merely
gave custody, care, and control of Candi to her mother at the time
of the divorce. There was no language in the divorce judgment that
prevented respondent from seeking visitation or even custody of
Candi. Our Supreme Court has previously noted that "the control
and custody of minor children cannot be determined finally.
Changed conditions will always justify inquiry by the courts in the
interest and welfare of the children, and decrees may be entered as
often as the facts justify."
In re Marlowe, 268 N.C. 197, 199, 150
S.E.2d 204, 206 (1966).
See also N.C. Gen. Stat. § 50-13.7 (1999).
The divorce judgment in this case did not order respondent to
support Candi; however, parents have a duty to support their
children until they reach the age of majority.
See Nisbet v.
Nisbet, 102 N.C. App. 232, 402 S.E.2d 151,
disc. review denied, 329
N.C. 499, 407 S.E.2d 538 (1991), and N.C. Gen. Stat. § 50-13.4(b)
(1999). Pursuant to N.C. Gen. Stat. § 31A-2, parents have a duty
to provide "care and maintenance" for their children until theyreach the age of majority. Undoubtedly, the duty of care is a
natural obligation, whereby a parent shows love and affection for
the child and is a presence in the child's life, while the duty of
maintenance pertains to the legal duty a parent has for a child.
Therefore, because the divorce judgment did not deprive
respondent of custody of Candi, N.C. Gen. Stat. § 31A-2(2) does not
apply. Respondent remains under the provisions of N.C. Gen. Stat.
§ 31A-2, and the trial court has already found that respondent
abandoned Candi Lunsford. No exceptions to this conclusion exist,
and respondent cannot inherit from his daughter's estate.
III. The Proper Administrator
[4]The trial court sat as the fact-finder in this matter, and
concluded that respondent abandoned his daughter. Because the
trial court's findings are supported by the evidence, we are bound
by those findings. Therefore, we do not reach the issue of whether
petitioner was the only proper administrator of Candi Lunsford's
estate, and we also need not examine whether petitioner breached
her fiduciary duties, as these points are now moot.
Therefore, the trial court's findings of fact and judgment
naming petitioner as the administratrix of Candi Lunsford's estate
are
Affirmed.
Judge BRYANT concurs.
Chief Judge EAGLES dissents.
=======================
EAGLES, Chief Judge, dissenting.
I respectfully dissent.
The majority's logic would be flawless if the intestate had
died while a minor. Had intestate died as a minor, her father's
abandonment of her would have properly deprived him of the right to
inherit from her by intestacy. G.S. 31A-2. Here, however, the
intestate was no longer a minor. Since intestate died as an adult,
her father has a statutory right to inherit without regard to his
prior sins of omission. G.S. 29-15(3). As an adult, intestate
could have prepared a will and could have specified how her estate
would be distributed. G.S. 31-1. Whether through negligence or by
intention, intestate (like most people her age) never executed a
will to assure that the principles of North Carolina intestate law
would not control disbursement of her estate. Here, I believe the
intestate succession act mandates that the father share in
intestate's estate.
G.S. 31A-2 bars abandoning parents' right to administer a
deceased child's estate and to share in the estate by intestate
succession. In the statute's exceptions it refers to a parent
resuming its care and maintenance, G.S. 31A-2(1), and a parent
having been deprived of the custody of his or her child and
having substantially complied with all orders . . . requiring
contribution to the support of the child. G.S. 31A-2(2).
Generally, only where a
minor child is involved does a parent have
responsibility for care and maintenance and only where a
minor
child is involved does a parent have custody rights or obligations
to support a child. Nothing in this record indicates that the
father here any longer had responsibilities for care andmaintenance, or custody and support. It is clear from the plain
language of the statute when read in context that child for the
purposes of G.S. 31A-2 is limited to minor children.
On the facts of this case, this result might not seem fair.
We have all learned, however, that hard cases make bad law. This
is the most recent example. To rule as the majority has decided
will foster estates disputes and potential litigation in every case
where parents and deceased adult children are estranged at the time
of death or were estranged at any time in the child's minority. I
think certainty in the law requires us to conclude that G.S. 31A-2
applies only to minor children-decedents.
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