1. Assault--intent to kill--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss at the close of all
evidence the part of the assault charge with intent to kill, because the evidence reveals that
defendant took a bat made substantially heavier with steel pipe and swung it at the victim's head
causing serious injury, defendant waited for a while outside of the victim's residence, defendant
attacked the victim at night under conditions where he was most vulnerable, and defendant
believed the victim was carrying a bag of money and was planning to steal that money.
2. Criminal Law--jury request for trial testimony--discretion of trial court
The trial court did not abuse its discretion in an assault case by denying the jury's request
to review trial testimony under N.C.G.S. § 15A-1233(a) after jury deliberations had begun
regarding the time frame defendant was at a store until the time of the crime, because: (1) in the
absence of the transcript, the trial court would have had to give evidence which in effect would
be giving its own recollection of the testimony; and (2) the jury's question regarding time frame
from the store does not relate to any element of assault with intent to kill inflicting serious injury
under N.C.G.S. § 14-32(a).
3. Sentencing--assault--aggravating range--serious injury
The trial court did not err in an assault case by sentencing defendant under the
aggravating range of sentences, because: (1) the victim's injuries went beyond the serious
injury necessary to convict defendant of the offense; and (2) the trial court properly found that
defendant was a Level II offender based on his prior record and that the aggravating factor of the
victim suffering from a serious injury that is permanent and debilitating outweighed the
mitigating factor of defendant's positive employment history.
Attorney General Roy A. Cooper, by Assistant Attorney General
Sharon Patrick-Wilson, for the State.
Theresa K. Pressley, for the defendant-appellant.
WYNN, Judge.
The defendant in this case appeals from his conviction of the
class C felony of assault with a deadly weapon inflicting seriousinjury with intent to kill. We find no error in his trial.
The State's evidence tended to show that on 10 March 1999 at
approximately 10:30 p.m., Avis Southerland walked up the pathway to
his home carrying a paper bag that contained a piece of pie;
however, he testified that he carried cash from time to time in a
paper bag.
Mr. Southerland noticed movement and turned to see defendant
running towards him wielding a bat. The defendant struck him on
the top of the head and on his wrist with the bat. Mr. Southerland
wrestled defendant to the ground and attempted to grab defendant's
throat; but, defendant bit his finger and continued to chew it.
The two men fell onto a boulder and defendant released Mr.
Southerland's finger. Mr. Southerland kicked defendant in the
ribs, and struck defendant several times with the bat. Shortly
thereafter, Mr. Southerland yelled for his wife to call the police.
The police officers arrived; defendant was taken to the
hospital by ambulance; and Mr. Southerland was taken to the
hospital by EMS personnel in a private vehicle. As a result of the
incident, Mr. Southerland's head was sewn with liquid stitch and
his arm was put in a cast. His arm did not heal properly, and he
had to have more surgery including a steel plate and five screws.
Mr. Southerland's finger is permanently injured and will not bend
properly.
Officer Scott Halbrook, who was at the scene, testified that
defendant was laying on the ground bleeding when he arrived and Mr.
Southerland was also bleeding. Mr. Southerland told Officer
Holbrook about the bat which Officer Holbrook determined containeda steel pipe. Officer Holbrook also testified that defendant had
a mask made out of ladies' pantyhose. He advised defendant of his
rights, and defendant chose to remain silent.
The defendant testified at trial that he lived close to Mr.
Southerland and he was self-employed and did construction work. He
knew Mr. Southerland as a passing acquaintance. On the night of
the attack, defendant left his house after dinner to go back to
work at 9:00 or 10:00 p.m. He stopped at the Express Mart to get
a drink and a pack of cigarettes. He also testified that he was
addicted to painkillers and ran into a man that sold them at the
gas station. The defendant admitted that he was the perpetrator of
this crime but that due to the illegal drugs he could not recall
the evening of 10 March 1999. Following his conviction on the
charged offense, the trial court sentenced defendant in the
aggravated range of sentencing, as a prior record Level II offender
with two prior points, to a minimum sentence of 125 months to a
maximum of 159 months.
The issues on appeal are whether the trial court erroneously
(I) denied defendant's motion at the close of all the evidence to
dismiss the part of the assault charge, with intent to kill;
(II) failed to address a question by the jury; and (III) sentenced
defendant in the aggravated range of sentencing. For the reasons
stated below, we conclude that defendant received a fair trial,
free from prejudicial error.
[1]First, defendant contends the trial court committed
reversible error by denying his motion at the close of all the
evidence to dismiss the part of the assault charge, with intent tokill. We disagree.
In reviewing the trial court's denial of a defendant's motion
to dismiss, "we must examine the evidence adduced at trial in the
light most favorable to the State to determine if there is
substantial evidence of every essential element of the crime."
State v. McKinnon, 306 N.C. 288, 298, 293 S.E.2d 118, 125 (1982).
The test of whether the evidence is sufficient to withstand a
motion to dismiss is whether a reasonable inference of defendant's
guilt may be drawn therefrom, and the test is the same whether the
evidence is direct or circumstantial. State v. Gainey, 343 N.C.
79, 85, 468 S.E.2d 227, 231 (1996) (emphasis omitted). If the
trial court determines that a reasonable inference of the
defendant's guilt may be drawn from the evidence, it must deny the
defendant's motion and send the case to the jury even though the
evidence may also support reasonable inferences of the defendant's
innocence. State v. Smith, 40 N.C. App. 72, 79, 252 S.E.2d 535,
540 (1979).
The elements of the charge of assault with a deadly weapon
with intent to kill inflicting serious injury under N.C. Gen. Stat.
§ 14-32(a) are: (1) an assault, (2) with a deadly weapon, (3) with
intent to kill, (4) inflicting serious injury, (5) not resulting in
death. See State v. Reid, 335 N.C. 647, 654, 440 S.E.2d 776, 780
(1994). "Before the issue of a defendant's guilt may be submitted
to the jury, the trial court must be satisfied that substantial
evidence has been introduced tending to prove each essential
element of the offense charged and that the defendant was theperpetrator." Id. (quoting State v. Barts, 316 N.C. 666,
686, 343
S.E.2d 828, 841 (1986).
The defendant argues that the evidence does not support the
conclusion that he intended to kill Mr. Southerland. Proof of an
assault with a deadly weapon inflicting serious injury not
resulting in death does not, as a matter of law, establish a
presumption of intent to kill. Such intent must be found by the
jury as a fact from the evidence. State v. Thacker, 281 N.C. 447,
455, 189 S.E.2d 145, 150 (1972), appeal after remand, 18 N.C. App.
547, 197 S.E.2d 248 (1973). However, [a]n intent to kill may be
inferred from the nature of the assault, the manner in which it was
made, the conduct of the parties, and other relevant
circumstances. Id.; see also State v. White, 307 N.C. 42, 49, 296
S.E.2d 267, 271 (1982).
There is ample evidence in the record from which a jury could
reasonably infer that the defendant intended to kill Mr.
Southerland. The record shows that defendant took a bat made
substantially heavier with steel pipe and swung it at Mr.
Southerland's head causing serious injury; defendant waited for
quite awhile outside of Mr. Southerland's residence, as evidenced
by the numerous cigarette butts found on the ground by defendant's
car; and he attacked Mr. Southerland at night under conditions
where he was most vulnerable. Moreover, there was evidence
defendant believed that Mr. Southerland was carrying a bag of money
and that he was planning to steal that money.
This evidence was sufficient to allow a reasonable jury tofind that the defendant committed each of the elements of
assault
with a deadly weapon with intent to kill inflicting serious bodily
injury not resulting in death. Therefore, this assignment of error
is without merit.
[2]Next, defendant contends that the trial court committed
reversible error by not addressing a question from the jury. We
disagree.
The trial began on 24 January 2000 and due to severe weather
it was recessed until 27 January 2000. And because of the illness
of the court reporter from the first trial session, a different
court reporter was present at the second trial session. At the
conclusion of the evidence and closing arguments, the jurors asked
the trial court a question regarding the time frame from when
defendant was at the Express Mart until the time of the crime. The
trial court informed the jury that:
Not only is the Court unable to produce that
testimony inasmuch as part of that testimony
was taken by a different court reporter, the
Court is unwilling in its discretion to give
you a mere portion of the testimony as
requested and can only invite you and other
members of the jury to try as best you are
able to rely on your own recollection of what
was said.
After returning to the deliberation room, the jury came back six
minutes later with their verdict.
N.C. Gen. Stat. § 15A-1233 (a) (1999) which governs the trial
court's duty regarding jury requests to review trial testimony
provides that:
If the jury after retiring for deliberation
requests a review of certain testimony or
other evidence, the jurors must be conducted
to the courtroom. The judge in his discretion,after notice to the prosecutor and defendant,
may direct that requested parts of the
testimony be read to the jury and may permit
the jury to reexamine in open court the
requested materials admitted into evidence. In
his discretion the judge may also have the
jury review other evidence relating to the
same factual issue so as not to give undue
prominence to the evidence requested.
It is a well-established rule in North Carolina that the decision
whether to grant or refuse a request by the jury for a restatement
of the evidence after jury deliberations have begun lies within the
discretion of the trial court. State v. Van Johnson, 346 N.C.
119, 124, 484 S.E.2d 372, 375 (1997). It is within the court's
discretion to determine whether, under the facts of a particular
case, the transcript should be available for reexamination and
rehearing by the jury. State v. Barrow, 350 N.C. 640, 646, 517
S.E.2d 374, 378 (1999). The defendant has the burden to show that
the trial court's action was so arbitrary that it could not have
been the result of a reasoned decision. See State v. Weddington,
329 N.C. 202, 404 S.E.2d 671 (1991); State v. Herring, 322 N.C.
733, 370 S.E.2d 363 (1988).
In this case, we find the trial court acted properly in the
use of its discretion in refusing to answer the jury's question.
In the absence of the transcript, the trial court would have had to
give evidence, which in effect would be giving its own recollection
of the testimony. Moreover, the jury's question regarding time
frame from the Express Mart does not relate to any element of
assault with a deadly weapon with intent to kill inflicting serious
injury under N.C. Gen. Stat. § 14-32(a): (1) an assault, (2) witha deadly weapon, (3) with intent to kill, (4) inflicting serious
injury, and (5) not resulting in death. See N.C. Gen. Stat. § 14-
32 (a) (1999). Time is not a factor in any of the above elements.
Thus the answer to the jury's question would have had no impact on
the verdict. The trial judge correctly stated that his denial of
the request was within his discretion; and he informed the jurors
of the importance of relying on their own recollection. See State
v. Burgin, 313 N.C. 404, 416, 329 S.E.2d 653, 661 (1985). This
assignment of error is without merit.
[3]In his final argument, defendant contends that the trial
court erred by sentencing him under the aggravated range of
sentences. The defendant specifically argues that the aggravating
factor was improperly applied because it involved evidence used to
prove the element of the offense. We disagree.
At the sentencing hearing, defendant recalled Chaplain Jones
who asked the trial court for mercy because of defendant's drug
problems. The defendant's daughter also asked for mercy and told
the trial court that defendant had been employed since his release
from jail and had tried to get his life together. The defendant
expressed his remorse to the trial court and to Mr. Southerland.
The defendant asked for a mitigated range, and the State asked for
an aggravated range. The trial court found defendant's positive
employment history in being gainfully employed as a mitigating
factor and found as an aggravating factor that the victim suffered
from a serious injury that is permanent and debilitating. See N.C.
Gen. Stat. §§ 15A-1340.16 (e)(17) and (d)(19) (1999). The trialcourt found that the aggravating factor outweighed the mitigating
factor.
The defendant argues that the trial court violated N.C. Gen.
Stat. §15A-1340.3(a)(1), which states that "[e]vidence necessary to
prove an element of the offense may not be used to prove any factor
in aggravation [.]" See N.C. Gen. Stat. § 15A-1340.3(a)(1) (1999).
Our Courts have held that long term effects or extended effects
that arise from the victim's injuries may be properly used as an
aggravating factor. See State v. Brinson, 337 N.C. 764, 448 S.E.2d
822 (1994); State v. Crisp, 126 N.C. App. 30, 483 S.E.2d 462
(1997).
N.C. Gen. Stat. § 14-32-4 defines serious bodily injury as
bodily injury that creates a substantial risk of death, or that
causes serious permanent disfigurement, coma, a permanent or
protracted condition that causes extreme pain, or permanent or
protracted loss or impairment of the function of any bodily member
or organ, or that results in prolonged hospitalization. See N.C.
Gen. Stat. § 14-32-4 (1999). In the present case, the victim's
injuries went beyond the serious injury necessary to convict
defendant of the offense. Mr. Southerland received several serious
injuries including a broken wrist, chewed fingers, and a gash in
the head. The aggravating factors that he suffered included
permanent disfigurement of his fingers, surgery, loss of use and
impairment. Moreover, the victim cannot bend his fingers and will
always have a steel plate and screws in his hand.
"A sentencing judge properly may determine in appropriatecases that one factor in aggravation outweighs more t
han one factor
in mitigation and vice versa." State v. Parker, 315 N.C. 249, 258
337 S.E.2d 497, 502 (1985), appeal after remand, 319 N.C. 444, 355
S.E.2d 489 (1987). The balance struck by the sentencing judge in
weighing the aggravating against the mitigating factors, being a
matter within his discretion, will not be disturbed unless it is
manifestly unsupported by reason, or so arbitrary that it could not
have been the result of a reasoned decision." State v. Parker, 315
N.C. at 258-59, 337 S.E.2d at 502-03 (citations omitted). A trial
court's weighing of mitigating and aggravating factors will not be
disturbed on appeal absent a showing that there was an abuse of
discretion. See State v. Daniels, 319 N.C. 452, 355 S.E.2d 136
(1987).
In this case, we find that the trial court correctly found
that defendant was a Level II offender because of his prior record,
and that the aggravating factor outweighed the mitigating factor.
Since there is no evidence of an abuse of discretion, we reject
this assignment of error. See id.
For the foregoing reasons, we find that defendant received a
fair trial, free from prejudicial error.
No error.
Judges CAMPBELL and BIGGS concur.
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