1. Criminal Law--motion for a mistrial--inconsistent testimony-
-not the knowing use of perjury
The trial court did not abuse its discretion in a
prosecution for kidnapping, rape, and other offenses by denying
defendants' motion for a mistrial based upon the State's alleged
use of perjured testimony where there were inconsistencies
between the testimony of the victim and the testimony of an
accomplice who was allowed to plead to reduced charges in
exchange for testifying for the State. The State offered both
witnesses and left the inconsistencies to be resolved by the
jury; the defendants did not show that the State knew that either
the victim's or the accomplice's testimony was false.
2. Criminal Law--prosecutor's argument--redacted statements
The trial court did not abuse its discretion by denying
defendants' motion for a mistrial in a prosecution for
kidnapping, rape, and other offenses where defendants contended
that the State in its closing argument improperly referred to
portions of defendants' statements concerning prostitution that
had been redacted to comply with Bruton v. United States, 391
U.S. 123. The State did not expressly mention any statement
redacted by the parties and not all of the statements about
prostitution were redacted. Furthermore, the victim's alleged
consent and willful prostitution could be inferred from an
accomplice's testimony.
3. Criminal Law--prosecutor's argument--inferences
The trial court did not abuse its discretion in a
prosecution for kidnapping, rape, and other offenses by denying
defendants' motion for a mistrial based upon the State's closing
argument where defendants pointed to inaccurate inferences that a
defense theory was fabricated for trial and that defendants
failed to present evidence that they were not present or did not
assist in the commission of the crimes. Two defense attorneys
had the opportunity to refute the State's inferences, the
defendants' locations and actions could be inferred from the
evidence and, while the State may have misled the jury as to when
the defense theory of voluntary prostitution was devised, the
victim's past conviction for prostitution, defendants' defense of
alleged consent, and the defendants' locations and actions during
the commission of the crimes were not excluded. The State's
alleged inferences were harmless.
4. Witnesses--credibility--cross-examination
The trial court did not err in a prosecution for kidnapping,
rape, and other offenses by not allowing defendants to fully
attack the credibility of the victim. During cross-examination,
the victim admitted that she was addicted to crack cocaine and
had smoked crack on the day of these crimes; she denied an
alleged suicide attempt; she admitted visiting psychiatrists,
being involuntarily admitted to a detox center and leaving it
against medical recommendation; evidence was admitted that she
used several aliases and had been convicted of writing bad
checks, driving with a revoked license, and prostitution; and she
admitted that this was a difficult time in her life, with
financial problems, depression, and her husband's recent
imprisonment.
5. Evidence--medical records--discharge notation--psychiatric
history--not admissible
The trial court did not err in a prosecution for kidnapping,
rape, and other offenses by excluding the victim's medical
discharge summary and other medical records. The notation of
psychiatric history on the discharge summary was not admissible
under N.C.G.S. § 8C-1, Rule 703 as the basis for an expert
opinion because the doctor making the notation was an expert in
surgery rather than psychiatry and admitted during voir dire that
he had no personal knowledge or expertise on the challenged
matters. The discharge summary statements were not admissible as
business records under N.C.G.S. § 8C-1, Rule 803(6) because the
court found the source of the doctor's statements to be
unreliable. Moreover, any error that might have resulted from
the omission of these statements was cured by the testimony of
another emergency room doctor, who clearly identified the source
of her information. Other medical records were properly excluded
because they contained inconsistencies and the doctor was not
present to clarify them, or were in fact used by defendant.
6. Rape--instructions--disjunctive
The trial court did not err by instructing the jury that one
of the elements of first-degree rape was that the defendant
employed or displayed a dangerous or deadly weapon or that
defendant inflicted serious injury or that defendant aided and
abetted one or more persons. Although defendant argued that it
was impossible to determine whether the jury was unanimous, these
acts establish an element of the offense and do not constitute a
separate offense. Under State v. Hartness, 326 N.C. 561, the
requirement of unanimity is satisfied.
7. Criminal Law_motion to sever--redacted statements from
codefendants
The trial court did not err in denying a motion to sever in
a prosecution for kidnapping, rape, and other offenses because of
the admission of redacted statements of both defendants where the
court sanitized the statements with assistance from the Stateand attorneys for both defendants and the deletions did not
materially change the nature of either statement. N.C.G.S. §
15A-927(c)(2)b.
8. Homicide--attempted second-degree murder--conviction set
aside
A conviction for attempted second-degree murder was set
aside pursuant to State v. Coble, 351 N.C. 448, which held that
no such crime exists in North Carolina.
Attorney General Michael F. Easley, by Assistant Attorney
General Daniel P. O'Brien and Joan M. Cunningham, for the
State.
Lisa Miles for defendant-appellant Galloway.
Thomas S. Hicks, PLLC, by Thomas S. Hicks, for defendant-
appellant Rheddick.
HUNTER, Judge.
Terrence Galloway (defendant Galloway) and Edward Antoine
Rheddick (defendant Rheddick) appeal from judgments on jury
verdicts finding them guilty of the rape, sexual offense, attempted
murder, and kidnapping of Ronda Seaton (the victim). On appeal,
defendants assign error to the trial court's: (1) denial of their
motions for mistrial based on the State's alleged use of perjured
testimony and the State's closing argument, (2) limitation of the
cross-examination of the victim, (3) jury instructions on first-
degree rape, and (4) denial of defendant Rheddick's motion to
sever. After a careful review of the record and briefs, we find no
error as to the trial court's rulings; however, as to defendant
Rheddick, we vacate his conviction for attempted second-degreemurder in light of our Supreme Court's decision in State v. Coble,
351 N.C. 448, 527 S.E.2d 45 (2000).
The State's evidence tended to show that on 10 February 1998,
defendant Galloway, defendant Rheddick, and Maurice Brown (Brown)
were riding around in a white Honda automobile with tinted windows,
and the men had two guns in the automobile. At approximately 11:00
p.m., the three men saw the victim, and they stopped to pick her
up. According to the victim's testimony, the men forced her into
the car at gun point and abducted her against her will. However,
Brown contradicted the victim's account, testifying instead that
the victim voluntarily entered the car and agreed to exchange sex
for money.
After searching for a location to stop, defendant Galloway
drove the car onto a side road. When the car was parked, the
victim testified that defendant Rheddick, holding a gun, ordered
her out of the car and told her to undress. The victim began to
comply, but before she could finish undressing, defendant Rheddick
ripped off her shirt. Defendant Rheddick then pushed the victim
into the car, forced her to perform oral sex on him, and thereafter
engaged in vaginal intercourse. When defendant Rheddick was
finished, the victim ran off into the woods. However, after some
coaxing by the three men, she came back. Thereafter, defendant
Rheddick threw the victim onto the hood of the car and placed a gun
inside her vagina. Next, defendant Galloway ordered the victim to
get inside the car. When the two were in the car, defendant
Galloway forced the victim to perform oral sex on him, and
thereafter engaged in vaginal intercourse. Brown's testimony of defendants' actions when they arrived at
the side road is fairly consistent with the victim's, however,
Brown testified that first defendant Galloway, and then defendant
Rheddick, had sex with the victim. After both defendants were
finished, Brown got into the car with the victim. The victim was
forced to perform oral sex and engage in vaginal intercourse with
Brown, also. At this juncture, the victim got out of the car and
again attempted to flee. However, the victim's attempt was
thwarted as Brown pushed her down, defendant Galloway beat her with
a two-by-two board with a bolt in it, and defendant Rheddick kicked
her. After this attack, the victim lost consciousness; and the
three men left the scene.
Defendant Galloway and defendant Rheddick were tried together
in a joint trial during the 6 December 1999 Criminal Session of New
Hanover County Superior Court, the Honorable W. Allen Cobb, Jr.
presiding. At the conclusion of the trial, the jury found (1)
defendant Galloway guilty of first-degree rape, first-degree sexual
offense, attempted first-degree murder, and first-degree
kidnapping, and (2) defendant Rheddick guilty of second-degree
rape, second-degree sexual offense, attempted second-degree murder,
and first-degree kidnapping. Judge Cobb entered judgments and
sentenced both men to imprisonment. Defendants now appeal.
In their first assignment of error, defendants contend that
the trial court erred when it denied their motions for mistrial.
Specifically, defendants argue that the trial court abused its
discretion in denying their motions for mistrial based on the
State's (1) alleged use of perjured testimony, and (2) closingargument. However, we find no error.
We recognize that a trial judge must declare a mistrial upon
the defendant's motion if there occurs during the trial an error or
legal defect in the proceedings, or conduct inside or outside the
courtroom, resulting in substantial and irreparable prejudice to
the defendant's case. N.C. Gen. Stat. § 15A-1061 (1999). Whether
a motion for mistrial should be granted is a matter which rests in
the sound discretion of the trial judge. State v. Blackstock, 314
N.C. 232, 243, 333 S.E.2d 245, 252 (1985). The decision to grant
or deny such a motion will not be disturbed on appeal unless it is
so clearly erroneous as to amount to a manifest abuse of
discretion. State v. McGuire, 297 N.C. 69, 75, 254 S.E.2d 165,
169-70 (1979).
[1]First, defendants argue that the trial court erred in
denying their motion for a mistrial based upon the State's alleged
use of perjured testimony. At trial, two versions of the victim's
abduction were presented -- the victim's and Brown's. As one of
the versions was obviously false, defendants assert that the State
knowingly used perjured testimony.
Ordinarily:
A prosecutor's presentation of known
false evidence, allowed to go uncorrected, is
a violation of a defendant's right to due
process. The State has a duty to correct any
false evidence which in any reasonable
likelihood could affect the jury's decision.
However, if the evidence is inconsistent or
contradictory, rather than a knowing
falsehood, such contradictions in the State's
evidence are for the jury to consider and
resolve.
State v. Clark, 138 N.C. App. 392, 397, 531 S.E.2d 482, 486 (2000)(citations omitted); see also State v. Edwards, 89 N.C. App
. 529,
531, 366 S.E.2d 520, 522 (1988).
Initially, the victim testified that she was abducted at gun
point. Additionally, the victim admitted, on cross-examination,
that she had a 1997 conviction for prostitution -- on that
occasion, she approached a car, in the same neighborhood where
defendants picked her up, and offered an undercover police officer
sex in exchange for cash and a ride. Contrarily, Brown -- who was
allowed to plead to reduced charges of second-degree rape, second-
degree sexual offense, and second-degree kidnapping in exchange for
testifying for the State -- testified that defendant Galloway said,
[l]et's get a prostitute; the victim came to the passenger side
of the car and discussed prostitution with defendant Galloway; the
victim was not forced to get into the car; while performing oral
sex on defendant Galloway, the victim asked about money; and
defendant Galloway then put a gun to the victim's head. Otherwise,
the victim's and Brown's accounts of the events are fairly
consistent.
At bar, we find that defendants have failed to show that the
State knew that either the victim's or Brown's testimony was false.
Instead, the State offered both witnesses's testimony, and it was
then for the jury to consider and resolve the inconsistencies. See
State v. Clark, 138 N.C. App. 392, 397, 531 S.E.2d 482, 486.
Accordingly, we hold that the trial court did not abuse its
discretion in denying defendants' motion for a mistrial based on
the State's use of the victim's and Brown's testimony. [2]Secondly, defendants argue that the trial court erred in
denying their motion for a mistrial based on the State's closing
argument. Particularly, defendants make two separate contentions.
First, defendants allege that the State improperly referred to
portions of defendants' statements that were redacted -- the
references to prostitution. Second, defendants allege that the
State made improper inferences based upon those redacted statements
-- specifically, (1) defendants' defense that the victim consented
and willingly prostituted herself was fabricated for trial, and (2)
defendants failed to present evidence that they were not present or
did not assist in the commission of these crimes.
It is well-settled that [t]rial counsel are allowed wide
latitude in jury arguments. State v. Green, 336 N.C. 142, 186,
443 S.E.2d 14, 39-40 (1994). However, trial counsel may not make
arguments calculated to mislead or prejudice the jury. State v.
Riddle, 311 N.C. 734, 738, 319 S.E.2d 250, 253 (1984). [A]n
attorney may not make arguments based on matters outside the record
but may, based on 'his analysis of the evidence, argue any position
or conclusion with respect to a matter in issue.' State v.
Wilson, 335 N.C. 220, 224, 436 S.E.2d 831, 834 (1993) (quoting N.C.
Gen. Stat. § 15A-1230 (1988)). Ordinarily, the control of jury
arguments is left to the sound discretion of the trial court and
the trial court's rulings thereon will not be disturbed on appeal
absent a showing of abuse of discretion. State v. Jones, 339 N.C.
114, 158-59, 451 S.E.2d 826, 850 (1994).
After being arrested, defendants both made statements to thepolice; each defendant's statement implicated the other
defendant
and minimized their own involvement. At trial, a hearing was held
and portions of defendants' statements were redacted in an effort
to comply with Bruton v. United States, 391 U.S. 123, 20 L. Ed. 2d
476 (1968) (holding that the admission of a codefendant's
statements against interest that also incriminated the defendant
violated the defendant's Confrontation Clause rights where the
declarant was unavailable for cross-examination). Then, during the
closing argument, the State argued:
Curious thing about this whole prostitution
thing is, we've got our initial statements and
nobody said, I'm the one that hired the
prostitute. Right. If she was there hooking,
who did she hook for? He denied it. He
denied it. Maurice Brown denied it.
There is another thing you need to
understand. This first statement they made
was before they had lawyers, too . . . .
[T]hey've got lawyers who say no, no, no,
denying everything is not going to do you any
good. We've got DNA evidence. You can't deny
everything, so we've got to come up with a new
lie and the new lie was she wanted to do it.
She wanted to get in the car. She wanted you
to go out in the woods with her. She wanted
you to bust her up side the head with that
club. That's the new lie.
. . .
If one of them did it and they are all acting
in concert or they are all aiding and
abetting, then they're all guilty, and there's
nobody that said they weren't all acting
together. Nobody has said one of them went
over here, so and so went over here. Maurice
Brown didn't say it, Galloway didn't say it,
Rheddick doesn't say it. Nobody says, I went
over here and they did their thing. I went
there. I wasn't a part of what nobody said.
In denying defendants' motion for a mistrial based on theState's closing argument, the court made the following fin
dings of
fact:
[T]hat any misstatement that the prosecutor
made in his final argument to the jury could
be addressed by at least two defense lawyers.
[E]ach defense lawyer did, in fact, address
the issue of consent and whether or not she
had prior convictions for prostitution.
Based on these findings, the trial court concluded that nothing in
the prosecutor's final argument resulted in substantial and
irreparable prejudice to either defendants.
Here, it is clear that the State did not expressly make
mention of any statement redacted by the parties. As to
defendants' allegation that the State's references to prostitution
were improper, not all statements regarding prostitution were in
fact redacted. For instance, the following was left in defendant
Galloway's statement: [the victim stated] [y]'all going to pay me
right? So, as she unzipped my pants she was like well y'all are
still going to pay me? I want about thirty-thirty five dollars.
Furthermore, the victim's alleged consent and willful prostitution
could be reasonably inferred from Brown's testimony. Therefore,
the trial court did not abuse its discretion in denying defendants'
motion for a mistrial based on the State's references to
prostitution in the closing argument.
[3]As to the State's alleged improper inferences -- (1)
defendants' story that the victim willingly prostituted herself was
a new defense fabricated for trial, and (2) defendants failed to
present evidence that they were not present or did not assist in
the commission of these crimes, the inferences, althoughinaccurate, were nevertheless harmless and did not likely affect
the jury's decision. Two defense attorneys had the opportunity to
refute the State's alleged inferences, and both defense attorneys
argued that the victim was a prostitute and consented to the sexual
activity. Additionally, defendants' locations and actions during
the commission of these crimes, again, can be reasonably inferred
from Brown's testimony, as well as other evidence of record.
Therefore, the State's closing argument was not so grossly improper
as to require a new trial, in light of the convincing evidence
indicating defendants' guilt.
Moreover, defendants' reliance on State v. Bass, 121 N.C. App.
306, 465 S.E.2d 334 (1996) is misguided. In Bass, an indecent
liberties and first-degree sexual offense case, this Court found
that where evidence that the victim had been previously abused by
the defendant was excluded, it was prejudicial error and misleading
for the prosecutor to argue during closing arguments that there was
an absence of evidence of the victim's prior sexual abuse. Id.
Here, the State may have misled the jury as to when defendants'
defense was devised, but unlike Bass, evidence of the victim's past
conviction for prostitution, defendants' actual defense of the
victim's alleged consent and voluntary prostitution, and
defendants' locations and actions during the commission of the
crimes were not excluded. Therefore, the State's alleged
inferences sub judice were harmless, and Bass is distinguished.
Accordingly, we hold that the trial court did not abuse its
discretion in denying defendants' motion for a mistrial based onthe State's closing argument.
[4]Next, defendants assign error to the trial court's
limitation of the cross-examination of the victim. Particularly,
defendants argue that the trial court committed prejudicial error
in failing to allow them to fully attack the credibility of the
victim during their cross-examination. We disagree.
It is a well-established principle that an accused is assured
the right to cross-examine adverse witnesses. State v. Herring,
322 N.C. 733, 743, 370 S.E.2d 363, 370 (1988). Generally, the
scope of permissible cross-examination is limited only by the
discretion of the trial court and the requirement of good faith.
State v. Locklear, 349 N.C. 118, 156, 505 S.E.2d 277, 299 (1998),
cert. denied, 526 U.S. 1075, 143 L. Ed. 2d 559 (1999). In other
words, [t]he scope of cross-examination . . . is within the sound
discretion of the trial court, and its rulings thereon will not be
disturbed absent a showing of abuse of discretion. Herring, 322
N.C. at 743, 370 S.E.2d at 370. Furthermore:
While specific instances of drug use or
mental instability are not directly probative
of truthfulness, they may bear upon
credibility in other ways, such as to cast
doubt upon the capacity of a witness to
observe, recollect, and recount, and if so
they are properly the subject not only of
cross-examination but of extrinsic evidence
. . . .
State v. Williams, 330 N.C. 711, 719, 412 S.E.2d 359, 364 (1992)
(quoting 3 Federal Evidence § 305, at 236).
At bar, defendants argue that the trial court prevented them
from offering evidence that would cast doubt on the victim'scredibility, such as her history of drug addiction, an alleged
suicide attempt, and her psychiatric history. However, during
cross-examination, the victim admitted that she was addicted to
crack cocaine, and she had smoked crack the very day of these
crimes. Additionally, the victim was asked about an alleged
suicide attempt, when she allegedly attempted to cut her wrists,
and she denied it. Moreover, as to the victim's psychiatric
history, the victim admitted to visiting psychiatrists. She
further admitted that she was involuntarily committed into a
detox center, which she left against medical recommendation.
Also, evidence was presented that the victim, who used several
aliases, had been convicted of writing bad checks, driving while
her license was revoked, and prostitution. Moreover, during this
point in her life, the victim admitted that she was going through
a difficult time -- financial problems, depression, and her
husband's recent imprisonment. Therefore, we find that defendants
were afforded an adequate opportunity to attack the victim's
credibility.
[5]Nevertheless, defendants argue that they should have been
allowed to more fully probe the victim's psychiatric history and
alleged suicide attempt. Particularly, defendants contend that
they should have been given the opportunity to present medical
evidence of the victim's history, i.e., the medical opinions and
records prepared by Dr. Thomas Clancy, Dr. Kevin Reece, and Dr.
Thomas Mathews.
First, defendants argue that certain portions of the victim's
discharge summary prepared by Dr. Clancy should not have beenexcluded. In preparing the discharge summary, Dr. Clancy, who
examined the victim the morning after her attack, noted that the
victim had a [p]sychiatric history including anti-social behavior,
substance abuse, substance addiction, [and] uncooperativeness and
was [w]ell-known to The Oaks [a psychiatric facility] for previous
psychiatric history. At trial, the court excluded these two
statements, but allowed Dr. Clancy to testify as to the victim's
uncooperativeness.
Defendants first attempt to admit the statements as Dr.
Clancy's medical opinion under N.C. Gen. Stat. § 8C-1, Rule 703
(1999). Under Rule 703:
The facts or data in the particular case
upon which an expert bases an opinion or
inference may be those perceived by or made
known to him at or before the hearing. If of
a type reasonably relied upon by experts in
the particular field in forming opinions or
inferences upon the subject, the facts or data
need not be admissible in evidence.
A physician, as an expert witness, may give his opinion, including
a diagnosis, based either on personal knowledge or observation or
on information supplied him by others, including the patient, if
such information is inherently reliable even though it is not
independently admissible into evidence. State v. Wade, 296 N.C.
454, 462, 251 S.E.2d 407, 412 (1979). While this rule gives a
party the right to vigorously cross-examine an expert regarding the
underlying facts upon which he bases his opinion, it is the duty of
the trial judge to exercise sound discretion in controlling the
nature and scope of the cross-examination in the interest of
justice and in confining the testimony within the rules ofcompetency, relevancy, and materiality. See McClain v. Otis
Elevator Co., 106 N.C. App. 45, 415 S.E.2d 78 (1992).
At bar, Dr. Clancy was qualified as an expert in surgery, with
a special association in emergency care and critical care -- not
psychiatry. During voir dire, Dr. Clancy admitted that he was not
a behaviorist and he had no personal knowledge or expertise on the
challenged matters in the victim's discharge summary. Therefore,
we hold that the statements were not inherently reliable or the
type reasonably relied upon by experts in Dr. Clancy's particular
field -- surgery. Hence, the trial court properly excluded these
statements under Rule 703.
Defendants next attempt to admit Dr. Clancy's discharge
summary statements as a business record under N.C. Gen. Stat. § 8C-
1, Rule 803(6) (1999). Under Rule 803(6), business records,
including medical records, are admissible, unless the source of
information or the method or circumstances of preparation indicate
lack of trustworthiness. Moreover, [t]he simple fact that a
record qualifies as a business record does not necessarily make
everything contained in the record sufficiently reliable to justify
its use as evidence at trial. Donavant v. Hudspeth, 318 N.C. 1,
7, 347 S.E.2d 797, 801 (1986). Trustworthiness is the foundation
of the business records exception. State v. Miller, 80 N.C. App.
425, 429, 342 S.E.2d 553, 556 (1986).
During voir dire, Dr. Clancy was questioned regarding the
source of the two statements, and he replied:
I don't recall, now. Her mother indicatedthat she had had some problems in the past,
and we had a record indicating that she had
been in The Oaks prior to this admission, and
that information was probably . . . was
probably culled from those records and that
previous admission from her mother.
Subsequently, the trial court found that the source of Dr. Clancy's
statements was unreliable. Therefore, when, as here,
the trial judge determines on voir dire that
the source of the physician's statement is in
fact unreliable, he may exclude the statement
as evidence for any purpose. If the opinion
of the physician testifying as an expert is
based solely on the unreliable statement, the
physician should not be allowed to state the
opinion. . . .
Donavant, 318 N.C. 1, 26, 347 S.E.2d 797, 812. Based on the
unreliability and the lack of trustworthiness of the source of Dr.
Clancy's statements, the trial court did not abuse its discretion
in denying their admission.
Furthermore, any error that might have resulted from the
omission of Dr. Clancy's statements was cured by the testimony of
Dr. Monique Minor, the victim's emergency room physician on the
night of her attack. During cross-examination, Dr. Minor was
questioned regarding a discharge summary she assisted in preparing.
Unlike Dr. Clancy, Dr. Minor clearly identified the source of her
information as the victim's mother. Then, in her testimony, Dr.
Minor confirmed that the victim was suicidal about three weeks
prior to the attack, and the victim had been admitted to The
Oaks.
Next, defendants argue that the trial court improperly
excluded medical records prepared by Dr. Kevin Reece. However,
upon an examination of the records, several inconsistencies, suchas names, dates of birth, medical record numbers, and symptoms,
were found. As a result, the trial court ruled that the records
were inadmissible based on the inconsistencies and the fact that
Dr. Reece was not present to clarify them. We note that defendants
subpoenaed Dr. Reece, but he was never called to testify.
Therefore, the source, method, and circumstances of preparation
surrounding the information in Dr. Reece's documents indicated a
lack of trustworthiness. Thus, the trial court again did not abuse
its discretion in excluding these records under Rule 803.
Finally, defendants' challenge as to the medical records
prepared by Dr. Thomas Mathews is meritless. Upon a review of the
record, we find that the trial court allowed the defense to use the
record prepared by Dr. Mathews to cross-examine the victim, and the
defense did in fact make use of Dr. Mathews' record. Accordingly,
we hold that defendants were afforded an adequate opportunity to
cross-examine and attack the credibility of the victim. Thus,
defendants' assignment of error is overruled.
[6]In their third assignment of error, defendants challenge
the trial court's instructions on first-degree rape. Specifically,
defendants argue that the first-degree rape jury instruction that
the trial court used improperly permitted defendants' convictions
by less than a unanimous verdict. However, we disagree.
During the charge to the jury, the trial court used the North
Carolina Pattern Jury Instruction for first-degree rape (207.10).
The elements of first-degree rape specified in the pattern jury
instructions are identical to those elements set out in the
statute. See N.C. Gen. Stat. § 14-27.2 (1999). At trial, thecourt charged,
for you to find each of the defendants guilty
of first degree rape, the State must prove
four things beyond a reasonable doubt. First,
that the defendant engaged in vaginal
intercourse with the victim. . . .
Second, that the defendant used or
threatened to use force sufficient to overcome
any resistance the victim might make. . . .
Third, that the victim did not consent
and it was against her will. . . . And
fourth, that the defendant employed or
displayed a dangerous or deadly weapon, or
that the defendant inflicted serious personal
injury upon the victim or that the defendant
was aided and abetted by one or more
persons. . . .
(Emphasis added.)
Defendants argue that the trial court's disjunctive phrasing
as to the fourth element constituting first-degree rape rendered
the verdict potentially nonunanimous. As a result, defendants
assert that the jury could have split in its decision regarding
which act constituted the offense, thus making it impossible to
determine whether the jury was unanimous in its verdict.
In North Carolina, [n]o person shall be convicted of any
crime but by the unanimous verdict of a jury in open court. N.C.
Const. art. I, § 24. In our state, two lines of cases have
developed regarding jury unanimity and disjunctive instructions:
(1) State v. Diaz, 317 N.C. 545, 346 S.E.2d 488 (1986), and (2)
State v. Hartness, 326 N.C. 561, 391 S.E.2d 177 (1990). The Diaz
line,
establishes that a disjunctive instruction,
which allows the jury to find a defendant
guilty if he commits either of two underlyingacts, either of which is in itself a separate
offense, is fatally ambiguous because it is
impossible to determine whether the jury
unanimously found that the defendant committed
one particular offense.
State v. Lyons, 330 N.C. 298, 302-03, 412 S.E.2d 308, 312 (1991)
(emphasis in original). Contrarily, the Hartness line,
establishes that if the trial court merely instructs the jury
disjunctively as to various alternative acts which will establish
an element of the offense, the requirement of unanimity is
satisfied. Id. at 303, 412 S.E.2d at 312 (emphasis in original).
Here, as to the fourth element of first-degree rape, the
instructions were in the disjunctive -- namely, defendants could be
found guilty of first-degree rape if they employed or displayed a
dangerous or deadly weapon, or . . . [they] inflicted serious
personal injury upon the victim or . . . [they were] aided and
abetted by one or more persons. These acts establish an element
of the offense, and do not, by themselves, constitute a separate
offense. Furthermore, our Supreme Court has found that a trial
court's instruction that defendants could be found guilty of rape
and sexual offense if they employed a deadly weapon or were aided
and abetted was proper. See State v. Belton, 318 N.C. 141, 347
S.E.2d 755 (1986), overruled on other grounds by State v. Gaines,
345 N.C. 647, 483 S.E.2d 396 (1997). Thus, we hold that the case
sub judice is controlled by Hartness.
In the present case, defendants' reliance on Richardson v.
United States, 526 U.S. 813, 143 L. Ed. 2d 985 (1999), is not wellfounded. First, Richardson deals expressly with crimes under a
federal statute, 21 U.S.C.S. § 848. Second, while Richardson holds
that a jury must unanimously find that the government proved each
element of a federal crime to convict, the United States Supreme
Court, in arriving at its decision, focused primarily on § 848 and
how (1) a jury must unanimously agree not only that a defendant
committed some continuing series of violation, but also about
which specific violations make up that continuing series, and (2)
violations in a continuing criminal enterprise refer to elements
rather than means. See id. Here, the jury instructions clearly
did not deprive defendants of their right to be convicted by a
unanimous jury. Therefore, we reject this assignment of error.
[7]In the next assignment of error, defendant Rheddick
assigns as error the trial court's denial of his motion to sever
based on the admission of the redacted statements. Again, we find
no error.
Under N.C. Gen. Stat. § 15A-927(c)(2)b (1999), the trial court
must grant a severance upon a defendant's motion if it is found
necessary to achieve a fair determination of the guilt or innocence
of that defendant. Whether defendants should be tried jointly or
separately . . . is a matter addressed to the sound discretion of
the trial judge. State v. Rasor, 319 N.C. 577, 581, 356 S.E.2d
328, 331 (1987). Absent a showing that defendant has been
deprived of a fair trial by joinder, the trial judge's
discretionary ruling on the question will not be disturbed on
appeal. Id. At bar, defendants did not initially object to theirtrials being joined. Then, at the close of the State's evid
ence,
well into the trial, defendants made their motion to sever based on
the introduction of their redacted statements. Subsequently, the
trial court denied the motion.
In the past, this Court has found that where deletions from a
defendant's statement of references to a co-defendant do not
materially change the nature of a defendant's statement, a
defendant is not prejudiced by admission of the sanitized
statement. See State v. Giles, 83 N.C. App. 487, 350 S.E.2d 868
(1986). Here, the trial court with the assistance of the State and
both defendants' attorneys complied with Bruton and sanitized the
statements. Further, the deletions do not materially change the
nature of either defendant's statement -- both statements
acknowledge that the victim was in the car, a sexual assault took
place, and the victim was beaten. Thus, defendants were not
prejudiced by the admission of the redacted statements. As such,
we hold that the trial court did not abuse its discretion in
denying defendant Rheddick's motion to sever.
[8]Finally, we examine defendant Rheddick's conviction and
sentence for attempted second-degree murder. In light of our
Supreme Court's recent holding in State v. Coble, 351 N.C. 448, 527
S.E.2d 45 (2000), a crime denominated as 'attempted second-degree
murder' does not exist under North Carolina law. Id. at 453, 527
S.E.2d at 49. Accordingly, we vacate defendant Rheddick's
conviction for attempted second-degree murder.
In the record, defendants preserved approximately one hundred additional assignments of error. As defendants fail
to argue them
in their briefs, we deem those not argued abandoned. N.C.R. App.
P. 28(b)(5).
In light of all the foregoing, we hold that defendants
received a fair trial, free from prejudicial error. However, as to
defendant Rheddick, we vacate his conviction for attempted second-
degree murder.
No error as to defendant Galloway.
No error in part, vacated in part as to defendant Rheddick.
Judges MARTIN and HUDSON concur.
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