1. Tort Claims Act--reversal of deputy commissioner by
Commission--credibility of witness
The Industrial Commission did not err by reversing a deputy
commissioner's decision in a Tort Claims action arising from the
shooting of a motorist by a Highway Patrol Trooper where a deputy
commissioner had found that the Trooper's testimony was not
credible and that his use of deadly force was negligent, and the
Commission found that the Trooper's testimony was credible, that
the Trooper had believed that he was in danger of being shot, and
that his use of deadly force was deliberate and not negligent.
The Commission is the ultimate fact-finder on appeal and is
authorized to make findings and conclusions contrary to those
made by the deputy commissioner. Language in Brewington v. N.C.
Dept. Of Correction, 111 N.C. App. 833, that the responsibility
for weighing credibility lies solely with the hearing
commissioner is distinguished as dicta.
2. Tort Claims Act--shooting by Highway Patrol Trooper--
intentional rather than negligent
The Industrial Commission did not err in a Tort Claims
action by reversing a deputy commissioner's finding of negligence
arising from a shooting by a Highway Patrol Trooper where
competent evidence supports the Commission's findings that the
Trooper believed that he was in danger of being shot and that he
intended deadly force. The Tort Claims Act does not permit
recovery for intentional injuries.
Judge HUDSON concurring in the result.
McSurely & Osment, by Alan McSurely, for plantiff-appellants.
Attorney General Michael F. Easley, by Special Deputy Attorney
General William H. Borden, for defendant-appellee.
HUNTER, Judge.
Norwood and Annie Fennell (collectively, plaintiffs) appeal
from a decision and order of the North Carolina Industrial
Commission (Commission). In its decision, the Commission
reversed the decision and order of the deputy commissioner and
dismissed plaintiffs' Tort Claims Act, N.C. Gen. Stat. § 143-291
et. seq. (1999), claim against the State Highway Patrol (Highway
Patrol). On appeal, plaintiffs assign error to the Commission's
reversal of the deputy commissioner's decision. After a careful
review of the record and briefs, the decision and order of the
Commission is affirmed.
The record discloses evidence which tended to show on 30
August 1993, Trooper Richard L. Stephenson (Trooper Stephenson),
of the Highway Patrol, was on duty in his patrol car conducting
radar surveillance of the speed of traffic on Interstate 85 in
Randolph County, North Carolina. At approximately 7:00 p.m.,
Trooper Stephenson clocked a northbound blue Pontiac Grand Am
automobile traveling at a speed of seventy miles an hour in a zone
with a posted speed limit of sixty-five. Trooper Stephenson
pursued the vehicle, activated his blue lights, and pulled the
vehicle over to the shoulder.
The driver of the vehicle was Kenneth Fennell (Fennell),
plaintiffs' son. Before Trooper Stephenson had the opportunity to
fully position his patrol car, Fennell exited his vehicle and began
walking towards Trooper Stephenson's. Immediately, Trooper
Stephenson exited his patrol car and met Fennell between the two
cars. Fennell inquired as to why he had been stopped, and Trooper
Stephenson indicated that he had been stopped for speeding. Trooper Stephenson then asked Fennell to sit in the right front
passenger seat of his patrol car, and Fennell complied.
Next, Trooper Stephenson asked Fennell for his operator's
license, and Fennell produced a student ID. When Trooper
Stephenson again asked for an operator's license, Fennell produced
a New York license. Thereafter, Trooper Stephenson contacted
dispatch to determine if Fennell had a valid North Carolina or New
York license. Dispatch advised Trooper Stephenson that Fennell did
not have a valid North Carolina license, and the information was
inconclusive as to Fennell's New York license. After obtaining
this information, Trooper Stephenson issued Fennell a citation for
not having a valid North Carolina operator's license.
After determining that Fennell's car was a rental and sensing
Fennell's nervousness, Trooper Stephenson asked Fennell whether he
had any illegal drugs, contraband, or weapons in his vehicle, to
which Fennell responded that he did not. Trooper Stephenson then
asked Fennell if he could search the vehicle, and Fennell verbally
consented. Notably, Trooper Stephenson had written consent forms
in his patrol car that he normally asked motorists to sign, but he
failed to secure a written consent on this occasion. Trooper
Stephenson began by searching the passenger side of the vehicle.
Upon placing his left hand under the front passenger seat, Trooper
Stephenson discovered a black bag, removed it, and unzipped it.
When he had the bag approximately half open, Trooper
Stephenson recognized the barrel of a gun. Trooper Stephenson
asked Fennell about the gun, and Fennell immediately struck Trooper
Stephenson with his fists twice between the eyes. Upon being hit,Trooper Stephenson dropped the black bag, and the two men began to
struggle. During the struggle, Trooper Stephenson attempted to use
his night stick and mace, but both were either dropped or knocked
out of his hand. Trooper Stephenson then threw Fennell to the
ground and attempted to gain control of him. At this point during
the struggle, Fennell attempted to grab Trooper Stephenson's
service revolver. When Trooper Stephenson realized he was not
going to be able to subdue Fennell, he released him and stood
upright.
After the two separated, Fennell grabbed the black bag and
unzipped it. At this juncture, Trooper Stephenson removed his
service revolver and warned Fennell that if he continued to reach
for the gun, he would shoot. Despite the warning, Fennell
continued to reach in the bag and began to remove the gun. When
Trooper Stephenson saw the butt of the gun, he fired his first
shot. Nevertheless, Fennell continued to remove the gun from the
bag, thus Trooper Stephenson fired a second shot. Still, Fennell
continued to clear the gun from the bag, and Trooper Stephenson
then fired a third and fourth shot in rapid succession. These
shots caused Fennell to spin to his right, where he fell with his
face to the ground. As Fennell fell to the ground, his gun flew
out of his hand and landed approximately twelve feet from his body.
Fennell died at the scene.
Upon taking an inventory of the area, police officers, who had
arrived at the scene, found a black bag, a night stick, nail
clippers, an AA battery, pepper mace, a set of scales, a plastic
bag with crack cocaine, two prophylactics, a nylon bag with amirror and a calculator inside, a plastic bag containing $1,200.00
in cash, shell casings, a set of keys, assorted coins, and a gun.
Subsequent testing of the scales and gun established no usable
finger prints.
On 26 May 1995, plaintiffs, on behalf of their son, filed this
Tort Claims Act, N.C. Gen. Stat. § 143-291 et. seq., claim with the
Commission alleging negligence on the part of the Highway Patrol,
inter alia, for the actions of Trooper Stephenson. Initially,
plaintiffs' case was heard by Deputy Commissioner George T. Glenn
II. During the proceedings before the deputy commissioner, certain
inconsistencies developed as to Trooper Stephenson's account of the
events -- for instance, during a video deposition, Trooper
Stephenson testified that he was twenty to twenty-five feet away
from Fennell when he fired his first shot, however, during the
hearing before the deputy commissioner, Trooper Stephenson
testified that he was five to six feet away when he fired his first
shot. Due to inconsistencies in Trooper Stephenson's testimony and
the physical evidence, Deputy Commissioner Glenn questioned Trooper
Stephenson's credibility. At the conclusion of plaintiffs'
evidence, Deputy Commissioner Glenn dismissed plaintiffs' claims
against all defendants, except the Highway Patrol.
Then, on 30 June 1998, Deputy Commissioner Glenn filed his
decision and order in this matter. In his decision, Deputy
Commissioner Glenn found that Fennell did not have a gun and did
not attempt to enter a gun into the situation; Trooper Stephenson's
testimony was not credible; Trooper Stephenson did not intend to
use the amount of force he did in fact use; Trooper Stephenson'suse of deadly force was unjustified, excessive, and negligent; and
the gun found at the scene was placed there by someone other than
Fennell. Based on these findings, the deputy commissioner
concluded that Trooper Stephenson's use of deadly force was
negligent, and his negligence was the proximate cause of Fennell's
death. Therefore, Deputy Commissioner Glenn ordered the Highway
Patrol to pay plaintiffs $100,000.00 for Trooper Stephenson's
negligence.
The Highway Patrol appealed to the Full Commission. On 5
August 1998, the Highway Patrol filed a motion for dismissal, or in
the alternative summary judgment, based on collateral estoppel.
The Full Commission reviewed this matter and filed its decision and
order, with detailed findings and conclusions, on 3 March 2000. In
its decision and order, the Full Commission reversed the decision
and order of Deputy Commissioner Glenn and denied the Highway
Patrol's motion for dismissal, or summary judgment. Significantly,
in its decision and order, the Full Commission found:
25. Although inconsistencies exist
between Trooper Stephenson's testimony at the
hearing before the Deputy Commissioner and the
statements Trooper Stephenson gave following
the incident, Trooper Stephenson's testimony
regarding his actions as they relate to the
shooting of [] Fennell is uncontradicted and
is accepted as credible.
26. When Trooper Stephenson shot []
Fennell, he acted intentionally. Trooper
Stephenson believed that [] Fennell had a gun
and that he was in danger of being shot by []
Fennell. Trooper Stephenson not only intended
to shoot, but intended to inflict deadly
force, and did so in fact by causing the death
of [] Fennell. Therefore, [] Fennell's death
was the result of an intentional act and
cannot be found to have been the result of
negligent conduct. Plaintiffs failed to meettheir burden of proving Trooper Stephenson was
negligent.
Therefore, the Full Commission concluded:
3. When Trooper Stephenson shot []
Fennell, he not only intended to shoot, but
intended to inflict deadly force. . . .
4. . . . The death of [] Fennell was
the result of Trooper Stephenson's intentional
actions and cannot be found to be the result
of negligent conduct. Therefore, plaintiffs'
claim must be denied. . . .
5. The Industrial Commission does not
have jurisdiction over claims arising from
intentional acts. . . .
Based on its findings of fact and conclusions of law, the Full
Commission reversed Deputy Commissioner Glenn's decision and order
and denied plaintiffs' claim. Plaintiffs now appeal to this Court.
[1]Plaintiffs assign error to the Commission's reversal of
the deputy commissioner's decision. Specifically, plaintiffs
challenge the Commission's findings that: (1) Trooper Stephenson
was credible, and (2) Trooper Stephenson acted intentionally, not
negligently. After a careful review of the record, we find that
competent evidence supports the Commission's findings, and the
Commission's findings support its conclusions and decision.
Therefore, we reject plaintiffs' assignment of error.
Under the Tort Claims Act, when considering an appeal from
the Commission, our Court is limited to two questions: (1) whether
competent evidence exists to support the Commission's findings of
fact, and (2) whether the Commission's findings of fact justify its
conclusions of law and decision. Simmons v. N.C. Dept. Of
Transportation, 128 N.C. App. 402, 405-06, 496 S.E.2d 790, 793(1998). In a proceeding under the Tort Claims Act, [f]indings of
fact by the Commission, if supported by competent evidence, are
conclusive on appeal even though there is evidence which would
support a contrary finding. McGee v. N.C. Dep't of Revenue, 135
N.C. App. 319, 324, 520 S.E.2d 84, 87 (1999); see also Bailey v.
Dept. of Mental Health, 272 N.C. 680, 683-84, 159 S.E.2d 28, 30-31
(1968). On appeal, this Court 'does not have the right to weigh
the evidence and decide the issue on the basis of its weight. The
Court's duty goes no further than to determine whether the record
contains any evidence tending to support the finding.' McGee, 135
N.C. App. at 324, 520 S.E.2d at 87 (quoting Anderson v.
Construction Co., 265 N.C. 431, 434, 144 S.E.2d 272, 274 (1965)).
First, plaintiffs contend that the responsibility of weighing
a witness' credibility lies solely with the deputy commissioner;
hence, the Commission erred in reversing Deputy Commissioner
Glenn's credibility determination regarding Trooper Stephenson, and
making findings contrary to those made by the deputy commissioner.
We are unpersuaded by plaintiffs' argument.
[T]he Commission is the ultimate fact-finder on appeal and is
authorized to make findings and conclusions contrary to those made
by the deputy commissioner. McGee, 135 N.C. App. 319, 324, 520
S.E.2d 84, 87. In fact, under the Tort Claims Act, the Commission
has statutory authority on appeal to amend, set aside, or strike
out the decision of the hearing commissioner and may issue its own
findings of fact and conclusions of law. N.C. Gen. Stat. § 143-
292 (1999). Furthermore: In reviewing the findings made by a
deputy commissioner . . ., the Commission may
modify, adopt, or reject the findings of fact
found by the hearing commissioner. Watkins v.
City of Wilmington, 290 N.C. 276, 280, 225
S.E.2d 577, 580 (1976). It is the Commission
that ultimately determines credibility,
whether from a cold record or from live
testimony. Adams v. AVX Corp., 349 N.C. 676,
681, 509 S.E.2d 411, 413 (1998)[, reh'g
denied, 350 N.C. 108, 532 S.E.2d 522 (1999)].
This State's Supreme Court in Adams,
overruling Sanders v. Broyhill Furniture
Industries, 124 N.C. App. 637, 478 S.E.2d 223
(1996), disc. review denied, 346 N.C. 180, 486
S.E.2d 208 (1997), stated:
Consequently, in reversing the deputy
commissioner's credibility findings, the full
Commission is not required to demonstrate, as
Sanders states, 'that sufficient consideration
was paid to the fact that credibility may be
best judged by a first-hand observer of the
witness when that observation was the only
one.'
Adams, 349 N.C. at 681, [509] S.E.2d at 413.
Thus, the Commission is the ultimate fact-
finder on appeal and is authorized to make
findings and conclusions contrary to those
made by the deputy commissioner.
McGee, 135 N.C. App. 319, 324, 520 S.E.2d 84, 87.
At bar, Trooper Stephenson was the only witness to the events
from start to finish. Three drivers did witness the events to an
extent as they transpired, but none of the witnesses saw the events
in their entirety. Moreover, the drivers saw Fennell strike
Trooper Stephenson and the resulting struggle; yet, none of the
witnesses noticed a gun in Fennell's hands. However, a gun was
found approximately twelve feet from Fennell's body, which
supported Trooper Stephenson's account of the events.
Additionally, the police officers' inventory of the scene after theshooting supported Trooper Stephenson's and the drivers' accounts
of a struggle between the two men.
While there may be some contrary evidence to the Commission's
finding, primarily in the form of inconsistencies in Trooper
Stephenson's accounts of the events and the physical evidence, the
Commission, in an acceptable exercise of its discretion, gave more
weight and credibility to the testimony of Trooper Stephenson than
did Deputy Commissioner Glenn. Furthermore, although contrary
evidence exists, some competent evidence of record supports the
Commission's finding as to Trooper Stephenson's credibility, and
therefore, the finding is conclusive on appeal.
In furtherance of their contention, plaintiffs rely on this
Court's opinion in Brewington v. N.C. Dept. of Correction, 111 N.C.
App. 833, 433 S.E.2d 798 (1993), for the proposition that, the
responsibility of weighing the credibility of the witnesses lies
solely with the hearing commissioner. Id. at 839, 433 S.E.2d at
801. However, plaintiffs' reliance is misguided, as the above
quote is merely dicta in our previous opinion.
In Brewington, a Tort Claims Act action, this Court affirmed
a decision of the Commission, which affirmed and adopted a decision
and order of a deputy commissioner, without the Commission making
its own findings of fact and conclusions of law. Id. In doing so,
we held that the Commission, when hearing appeals of claims from a
hearing commissioner under the Tort Claims Act, may make its own
findings of fact and conclusions of law, but that it is not
required to do so. Id. We based our determination in part on theexpress language of N.C. Gen. Stat. § 143-292, which states,
in
pertinent part, the Commission may issue its own findings of fact
and conclusions of law. Significantly, a credibility
determination by a deputy commissioner was not at issue in
Brewington.
In the case sub judice, a deputy commissioner's credibility
determination is at issue. We reiterate that under the Tort Claims
Act, the Commission has the authority on appeal to amend, set
aside, or strike out the decision of the hearing commissioner
. . . . N.C. Gen. Stat. § 143-292. Certainly, the language of §
143-292 -- amend, set aside, or strike out -- includes the
authority for the Commission to reverse a deputy commissioner's
credibility determination. Therefore, Brewington is distinguished.
[2]Next, plaintiffs contend that the Commission erred in
reversing Deputy Commissioner Glenn's finding of negligence, and
making findings contrary to those made by the deputy commissioner
-- particularly, the Commission's finding that Trooper Stephenson
acted intentionally. Again, plaintiffs' argument lacks merit.
As stated in McGee, the Commission is the ultimate fact-finder
on appeal in a Tort Claims Act action. See McGee, 135 N.C. App. at
324, 520 S.E.2d at 87. Based on our review of the record,
competent evidence supports the Commission's findings that Trooper
Stephenson acted intentionally when he shot Fennell; Trooper
Stephenson believed Fennell had a gun and that he was in danger of
being shot; and Trooper Stephenson intended to inflict deadly
force. Consequently, the Commission's findings are conclusive onappeal.
It is well-settled that the Tort Claims Act does not permit
recovery for intentional injuries. See Jenkins v. Department of
Motor Vehicles, 244 N.C. 560, 94 S.E.2d 577 (1956); N.C. Gen. Stat.
§ 143-291 et. seq. Only claims for negligence are covered. Id.
Therefore, the Commission does not have jurisdiction over claims
arising from intentional acts, such as the ones at issue here.
Accordingly, we hold that competent evidence supports the
Commission's findings of facts, and thus, those findings are
conclusive on appeal. Thus, we affirm the Commission's findings of
fact, and decision and order.
Finally, in light of our affirming the Commission's decision
and order, the Highway Patrol's cross-assignment of error as to
collateral estoppel based on a federal court decision in this same
case is deemed moot.
Thus, the Commission's decision and order is
Affirmed.
Judge MARTIN concurs.
Judge HUDSON concurs in the result in a separate opinion.
*** Converted from WordPerfect ***