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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car
olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid
ered authoritative.
STATE OF NORTH CAROLINA v. JAMES THOMAS BROWN, Defendant
No. COA00-1057
(Filed 16 October 2001)
1. Sentencing--Habitual Felons Act--constitutionality
The Habitual Felons Act is not unconstitutional and it does not violate the separation of
powers clause under N.C. Const. art. I, § 6; the double jeopardy clause under U.S. Const.
amends. V, XIV, and N.C. Const. art. I, § 19; or defendant's equal protection rights under U.S.
Const. amend. XIV and N.C. Const. art. I, § 19.
2. Sentencing--Habitual Felons Act--ambiguity
The Habitual Felons Act is not ambiguous with regard to when a person becomes an
habitual felon since a defendant becomes an habitual felon when he is convicted of the third
qualifying felony, and therefore, the rule of lenity does not apply.
3. Sentencing--habitual felon--presumptive range--mitigating range
The trial court did not abuse its discretion by sentencing defendant as an habitual felon
for sale and delivery of marijuana at the low end of the presumptive range rather than in the
mitigated range even though defendant presented evidence of mitigating factors, because the trial
court is required to make findings of mitigating factors only if it departs from the presumptive
range of sentences specified under N.C.G.S. § 15A-1340.17(c)(2).
Appeal by defendant from judgment entered 14 April 2000 by
Judge Catherine C. Eagles in Moore County Superior Court. Heard in
the Court of Appeals 15 August 2001.
Attorney General Roy Cooper, by Assistant Attorney General Amy
C. Kunstling, for the State.
Cunningham, Dedmond, Petersen & Smith, L.L.P., by Bruce T.
Cunningham, Jr., for defendant-appellant.
HUDSON, Judge.
Defendant appeals his sentence as an habitual felon for sale
and delivery of marijuana. We overrule all assignments of error.
Defendant was indicted on 6 April 1998 on charges of
possession with intent to manufacture, sell, and deliver marijuana
and sale and delivery of marijuana. On 14 September 1998,Defendant was indicted as an habitual felon. Defendant was tried
before a jury and, on 13 April 2000, Defendant was convicted of two
counts of possession with intent to sell or deliver marijuana, two
counts of sale of marijuana, and of being an habitual felon. The
trial court arrested judgment on the possession convictions,
consolidated the remaining convictions, and sentenced Defendant as
an habitual felon to 80-105 months imprisonment. Defendant appeals
his sentence.
Additionally, on 12 October 2000, Defendant filed a motion for
appropriate relief (MAR) with this Court, pursuant to N.C. Gen.
Stat. §§ 15A-1415, -1418(a) (1999). Defendant alleges in his MAR
that the Moore County District Attorney abused his discretion by
failing to exercise it, and that this abuse of discretion resulted
in violations of Defendant's constitutional rights.
I.
[1]In his first assignment of error, Defendant argues that
the Habitual Felons Act (the Act),
see N.C. Gen. Stat. §§ 14-7.1
to -7.6 (1999), is unconstitutional on the following grounds:
(1) the Act violates the Separation of Powers Clause of the North
Carolina Constitution,
see N.C. Const. art. I, § 6; (2) the
combined use of the Act and Structured Sentencing,
see N.C. Gen.
Stat. §§ 15A-1340.10 to -1340.23 (1999), violates the Double
Jeopardy Clause of the U.S. Constitution,
see U.S. Const. amends.
V, XIV, and the North Carolina Constitution,
see N.C. Const. art.
I, § 19; and (3) the Moore County District Attorney's policy of
indicting as habitual felons all persons eligible under the Act isan abuse of discretion and violated Defendant's equal protection
rights under the U.S. Constitution and the North Carolina
Constitution,
see U.S. Const. amend. XIV; N.C. Const. art. I, § 19.
We overrule this assignment of error on all grounds.
This Court has previously rejected the argument that the Act
violates the separation of powers.
See State v. Wilson, 139 N.C.
App. 544, 533 S.E.2d 865,
appeal dismissed and disc. review denied,
353 N.C. 279, 546 S.E.2d 394 (2000). This panel has rejected
Defendant's remaining arguments in
State v. Brown, 146 N.C. App.
299, __ S.E.2d __ (Sept. 18, 2001) (No. COA00-1039) (rejecting the
claim that the combined use of the Habitual Felon Act and
Structured Sentencing subjects a defendant to double jeopardy), and
in
State v. Parks, 146 N.C. App. __, __ S.E.2d __ (Oct. 16, 2001)
(No. COA00-1275) (rejecting the claim that indicting as habitual
felons all eligible defendants violates equal protection). In
particular, this Court held in
Parks that the Moore County District
Attorney did not abuse his discretion by adopting a policy of
prosecuting all defendants who qualify as habitual felons. We are
bound by those decisions.
See In the Matter of Appeal from Civil
Penalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37 (1989). Accordingly,
this assignment of error is overruled. Because we have found that
the Moore County District Attorney did not abuse his discretion, we
deny Defendant's MAR.
II.
[2]In his second assignment of error, Defendant argues that
the Habitual Felon Act is ambiguous with regard to when a personbecomes an habitual felon, and consequently, the rule of lenity
requires that his indictment as an habitual felon be dismissed.
Because we find no such ambiguity, we overrule this assignment of
error.
The Act provides in relevant part that [w]hen an habitual
felon as defined in this Article commits any felony under the laws
of the State of North Carolina, the felon must, upon conviction or
plea of guilty under indictment as provided in this Article ... be
sentenced as a Class C felon. N.C.G.S. § 14-7.6. An habitual
felon is defined as follows: Any person who has been convicted
of or pled guilty to three felony offenses in any federal court or
state court in the United States or combination thereof
is declared
to be an habitual felon.
Id. § 14-7.1 (emphasis added). To be
convicted as an habitual felon, a defendant who commits a felony
after he has qualified as an habitual felon must be charged as an
habitual felon in the indictment charging the principal felony, and
there must be a separate indictment charging the defendant with
being an habitual felon.
See id. § 14-7.3. Only after the jury
finds the defendant guilty of the principal felony may the bill of
indictment charging the defendant as an habitual felon be presented
to the same jury.
See id. § 14-7.5.
Defendant argues that the language of the statute indicates
that a defendant is not an habitual felon until the jury finds him
guilty of being an habitual felon. Thus, according to Defendant,
he did not become an habitual felon until the jury returned its
verdict to that effect on 13 April 2000, which occurred afterDefendant had committed the instant offense. Defendant concludes
that he was not an habitual felon when he committed the instant
offense, and it was error for the trial court to sentence him as an
habitual felon.
Anticipating the contrary argument that the statute provides
that a defendant becomes an habitual felon once he has been
convicted of the third qualifying felony,
see id. § 14-7.1,
Defendant argues that this interpretation would render superfluous
the jury's role in convicting a defendant of being an habitual
felon,
see id. § 14-7.5. Thus, Defendant contends that the statute
is internally inconsistent and ambiguous.
We find the statute to be clear. A defendant becomes an
habitual felon when he is convicted of the third qualifying felony.
The jury's role in convicting the defendant of being an habitual
felon is not, however, superfluous; rather, the requirement that a
jury convict a defendant of being an habitual felon safeguards the
defendant's rights in that the State must prove to the satisfaction
of a jury that the defendant has in fact been convicted of three
qualifying felonies. Because the statute is not ambiguous, the
rule of lenity has no application here. Accordingly, this
assignment of error is overruled.
III.
[3]Finally, Defendant argues that the trial court erred by
failing to sentence him in the mitigated range. Specifically,
Defendant asserts that he presented uncontradicted evidence of
mitigating factors. He interprets the trial court's statement that
I will not make any findings in aggravation or mitigation, but Ihave considered all the factors in sentencing at the lower end of
the presumptive range and consolidating, as well as all the other
factors which would make that appropriate to indicate that the
court thought a mitigated sentence was appropriate and justified,
based on Defendant's evidence on mitigation, yet sentenced
Defendant in the presumptive range. Defendant contends that the
court erred in sentencing Defendant at the low end of the
presumptive range instead of in the mitigated range.
Defendant was sentenced within the presumptive range. Thus,
he is not entitled as a matter of right to appeal his sentence.
See N.C. Gen. Stat. § 15A-1444(a1) (1999). Defendant has not
petitioned for a writ of certiorari.
See id. Accordingly, we
would ordinarily be without jurisdiction to hear this issue.
See
State v. Waters, 122 N.C. App. 504, 505, 470 S.E.2d 545, 546 (1996)
(per curiam). However, we treat Defendant's argument on this issue
as a petition for writ of certiorari, which we allow, and thus
reach the merits of the issue.
See State v. Jarman, 140 N.C. App.
198, 201, 535 S.E.2d 875, 878 (2000).
Although the trial court must consider evidence of aggravating
or mitigating factors, it is within the court's discretion whether
to depart from the presumptive range.
See N.C.G.S.
§ 15A-1340.16(a); N.C.G.S. § 15A-1340.16(b) (If the court finds
that aggravating or mitigating factors exist, it
may depart from
the presumptive range of sentences specified in G.S.
15A-1340.17(c)(2). (emphasis added)). Additionally, the court is
required to make findings of mitigating factors only if, in itsdiscretion, it departs from the presumptive range of sentences
specified in G.S. 15A-1340.17(c)(2). N.C.G.S. § 15A-1340.16(c).
The court here, after hearing Defendant's evidence regarding
mitigation, determined, in its discretion, not to depart from the
presumptive range; hence, as the court explained, it did not make
findings of mitigating factors. We find no abuse of discretion.
See State v. Chavis, 141 N.C. App. 553, 568, 540 S.E.2d 404, 415
(2000) (finding no error when court imposed presumptive sentence
despite defendant's undisputed evidence in mitigation).
Accordingly, this assignment of error is overruled.
Motion for Appropriate Relief denied.
No error.
Judges WALKER and McGEE concur.
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