1. Confessions and Incriminating Statements_invocation of rights to silence and
counsel_detective's testimony--no plain error
The trial court did not commit plain error in a trafficking in heroin case by allowing a
detective's testimony regarding the fact that defendant had invoked his right to remain silent and
to have counsel present during questioning, because: (1) defendant failed to show a different
result would have been reached but for the error when there was evidence that a detective saw
defendant passing a baggie to his coparticipant, the coparticipant testified that defendant passed
him a plastic bag full of heroin, and the detective testified that a plastic bag full of heroin was
found on the coparticipant; and (2) the admission of the testimony did not result in a miscarriage
of justice or denial of a fair trial.
2. Constitutional Law--effective assistance of counsel--failure to object
A defendant was not denied effective assistance of counsel in a trafficking in heroin case
based on his counsel's failure to object to a detective's testimony regarding the fact that
defendant had invoked his right to remain silent and to have counsel present during questioning,
because defendant has failed to show that there is a reasonable probability that the result of the
proceedings would have been different but for his counsel's failure to object.
3. Drugs--trafficking in heroin--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of
trafficking in heroin under N.C.G.S. § 90-95(h)(4) based on alleged insufficient evidence
regarding the amount of heroin, because there is substantial evidence that the large bag of heroin
attributed to defendant contained at least 4.0 grams exclusive of its packaging or weighing
papers.
Attorney General Roy Cooper, by Mark J. Pletzke, Assistant
Attorney General, for the State.
Clifford, Clendenin, O'Hale & Jones, L.L.P., by Walter L.
Jones, for defendant-appellant.
HUDSON, Judge.
Defendant appeals his convictions for trafficking in heroin bytransportation and trafficking in heroin by possessio
n. We
overrule all assignments of error.
The evidence presented at trial that is pertinent to this
appeal is as follows. On 10 August 1999, Defendant was contacted
by Don Ray Hicks, Jr., a heroin addict who had purchased drugs from
Defendant on many occasions over the preceding two years. Although
Hicks had no money, he hoped to obtain heroin from Defendant on
credit. Defendant and Hicks arranged to meet, and Defendant picked
Hicks up in his car. Defendant sold Hicks on credit a small bag
containing heroin (the small bag); the bag was made by heating
and compressing the corner of a ziploc bag.
While Defendant and Hicks were driving, Defendant's car was
spotted by Detective Kyle Evan Shearer of the Vice/Narcotics Unit
of the Greensboro Police Department. Detective Shearer's
suspicions were aroused by the fact that Defendant appeared to show
him a lot of attention as Detective Shearer drove by Defendant's
vehicle. Detective Shearer noted Defendant's license plate number
and had his secretary run it. Detective Shearer's secretary
discovered that Defendant's license had been suspended.
Defendant had noticed Detective Shearer, who was not in
uniform and was driving an unmarked vehicle, and suspected that he
was a policeman. As Defendant drove away from the area, Detective
Shearer followed him; Defendant became nervous, began to speed, and
his driving grew erratic. Defendant then ceased speeding, but made
several lane changes without signaling. According to Hicks,
Defendant was attempting to determine whether Detective Shearer was
following him; Defendant concluded that Detective Shearer was apoliceman.
Detective Shearer radioed for assistance because he was
driving an unmarked car and was not in uniform, and Officer
Hafkemeyer responded to the call. Defendant turned abruptly into
an IHOP parking lot and stopped the car. Detective Shearer pulled
up next to Defendant and identified himself as a police officer.
Detective Shearer observed Defendant attempting to shove something
made of baggie-type material into Hicks' hand. According to Hicks,
Defendant forced him to take a bag of heroin and told him to go
into the bathroom and flush it. This bag (the large bag) was
later determined to contain nine smaller baggies of heroin. Hicks
left the car, followed by Officer Hafkemeyer. Hicks put the large
bag that Defendant had given him into his pocket as he walked
briskly into the IHOP. Hicks was carrying the small bag of heroin
in his hand.
After arresting Defendant for driving while his license was
revoked or suspended, Detective Shearer entered the IHOP, where he
found Officer Hafkemeyer subduing Hicks on the floor. When Hicks
was brought to his feet, Detective Shearer noticed a small heat-
sealed baggie containing an off-white powder lying on the floor.
Hicks admitted that the powder was heroin. Detective Shearer
searched Hicks and found a sandwich bag containing nine individual
baggies of off-white powder and a syringe for injecting heroin.
Hicks was charged with possession of heroin. At the police
station, Hicks waived his Miranda rights and gave a written
statement. Hicks later pled guilty to the possession offense
pursuant to a plea agreement requiring his truthful testimonyagainst Defendant. After Defendant was informed of his rights, he
requested an attorney; although Defendant told officers that he
wanted to make a statement, Detective Shearer explained that he
could not talk with Defendant until Defendant's attorney arrived.
Defendant made a spontaneous statement, however, claiming that the
drugs belonged to Hicks.
Detective Shearer weighed the large bag of heroin and
determined that it weighed 4.7 grams, including the packaging. As
a result, he charged Defendant with trafficking in heroin. Agent
H.T. Raney of the State Bureau of Investigation later determined
that the large bag contained a total of 4.04 grams of heroin.
[1]In his first assignment of error, Defendant argues that
the trial court erred by allowing Detective Shearer's testimony
regarding the fact that Defendant had invoked his right to remain
silent and to have counsel present during questioning.
Specifically, Defendant objects to the following colloquy between
the prosecutor and Detective Shearer:
Q. Let me show you what has previously been
marked as State's Exhibit 15, and I'll ask you
whether or not this is the document that you
used for Mr. Jones?
A. This is the exact same document. It's a
Greensboro Police Department Advisement of
Rights and Waiver Form, and, uh, this
indicates, and as I recall, I advised Mr.
Jones of his rights. He verbally answered
yes to all his rights, stating he understood
his rights, and he placed his signature, which
is Bernard Jones.
Q. And you recognize State's 15 to be the
same document and in the same condition as
when it was completed back on the date of the
arrest?
A. Yes, it is.
....
Q. Tell me what happened after that.
A. Mr. Jones, as I said, he carried himself
well. He understood his rights. He stated he
wanted an attorney before he said anything to
us. Uh, however, then he would sit there and
say he wanted to tell us what happened. He
repeatedly said he wants to tell us what had
happened, but he wants an attorney. Uh, I
explained to him, since he already invoked his
rights wishing an attorney, you know, that I
wasn't going to talk to him.
....
Q. Flipping to the last page, then, of your
report, tell me about the exchange between you
and Mr. Jones.
A. Mr. Jones?
Q. Yes.
A. Mr. Jones, like I said, he continued to
say that he wanted to talk to us but he wanted
an attorney. I advised him that there was
probably nothing else we could talk about, and
as I was going out the door, uh, he basically
said that, uh, let's see where I can start
here. That he, uh, wanted to speak to us with
an attorney. However, Mr. Jones continued to
state that he wanted to tell me what had
happened, and that all the dope that was found
out there belonged to the white boy. And that
was basically the gist of what he had said in
the interview room. That was the extent of
it.
....
Q. And his demeanor from there, then?
A. Like I say, he was very polite. Uh, he
kept saying he wanted to talk to me, but he
had already told me he wanted an attorney and,
you know, once they say that, there's no
reason for us to continue on with any
conversation.
Defendant concedes that his counsel did not object at trial to
the admission of this testimony. Because counsel failed to objectto the testimony at trial, we review any error under a plain error
standard. See State v. Bishop, 346 N.C. 365, 385, 488 S.E.2d 769,
779 (1997) (applying plain error standard even when alleged error
was constitutional).
Our Supreme Court has held that the State may not introduce at
trial evidence that a defendant exercised his constitutional
rights. See id. (Defendant is correct in her assertion that the
exercise of her constitutionally protected rights to remain silent
and to request counsel during interrogation may not be introduced
as evidence against her by the State at trial.); State v. Elmore,
337 N.C. 789, 792, 448 S.E.2d 501, 502 (1994) (The defendant
correctly points out that a defendant's exercise of his
constitutionally protected rights to remain silent and to request
counsel during interrogation may not be used against him at
trial.); State v. Ladd, 308 N.C. 272, 283-84, 302 S.E.2d 164,
171-72 (1983) (holding that the trial court erred in admitting into
evidence a defendant's statement that included invocation of his
right to counsel).
Citing State v. Williams, 305 N.C. 656, 674, 292 S.E.2d 243,
254-55, cert. denied, 459 U.S. 1056, 74 L. Ed. 2d 622 (1982), the
State argues that the admission of the testimony here was not error
because the testimony was not used to infer guilt. In Williams,
a police officer testified that he had advised the defendant of his
rights, then indicated that he wished to discuss a robbery and
shooting with the defendant; the officer further testified that the
defendant denied committing the crime and then asked for a lawyer,at which point the officer's questioning stopped. See id.
at 673,
292 S.E.2d at 254. Our Supreme Court distinguished these facts in
Williams from cases in which a defendant's silence in the face of
an accusation is used to imply guilt, and concluded that the
statements at issue were admissible because the defendant's request
for a lawyer was not used by the State to infer guilt, and the
defendant's statements were made voluntarily after a knowing and
intelligent waiver of his rights. See id. at 674, 292 S.E.2d at
254-55. Williams preceded Ladd, however, in which our Supreme
Court held that the admission of a defendant's statement in which
he invoked his right to counsel was error. See Ladd, 308 N.C. at
284, 302 S.E.2d at 172. Thus, to the extent that Williams holds
that a defendant's statement in which he invokes his right to
counsel may be admissible, we find that it has been superseded by
the holding in Ladd.
The State also asserts that the testimony at issue here should
be admissible in order to show that Defendant knowingly and
intelligently waived his rights in speaking with Detective Shearer.
In support of this assertion, the State cites State v. White, 298
N.C. 430, 436-37, 259 S.E.2d 281, 285 (1979), and State v.
Crawford, 83 N.C. App. 135, 138, 349 S.E.2d 301, 303 (1986), cert.
denied, 319 N.C. 106, 353 S.E.2d 115 (1987). However, in these
cases, the issue was whether statements made after the defendant
had waived his rights were admissible, not whether a defendant's
statements invoking his rights were admissible. Indeed, in Whiteand Crawford, evidence regarding whether the defendants had
knowingly and intelligently waived their rights was introduced on
voir dire, not before the jury, and hence, the issue before us in
this case was not presented. See White, 298 N.C. at 437, 259
S.E.2d at 286; Crawford, 83 N.C. App. at 136, 349 S.E.2d at 301.
Although we agree with Defendant that the admission of the
testimony was error, see Ladd, 308 N.C. at 284, 302 S.E.2d at 172,
Defendant has failed to show that it was plain error. Under the
plain error standard, Defendant must show (i) that a different
result probably would have been reached but for the error or
(ii) that the error was so fundamental as to result in a
miscarriage of justice or denial of a fair trial. Bishop, 346
N.C. at 385, 488 S.E.2d at 779. Defendant has not met this burden.
There was compelling evidence of Defendant's guilt introduced at
trial, including Detective Shearer's testimony that he saw
Defendant passing a baggie to Hicks; Hicks' testimony that
Defendant passed him a plastic bag full of heroin; and Detective
Shearer's testimony that a plastic bag full of heroin was found on
Hicks. We conclude that it is not probable that a different result
would have been reached had the testimony of Detective Shearer
regarding Defendant's invocation of his rights been excluded. We
also conclude that the admission of the testimony did not result in
a miscarriage of justice or denial of a fair trial. Accordingly,
this assignment of error is overruled.
[2]In his second assignment of error, Defendant argues that
he was denied effective assistance of counsel because his counselfailed to object to the testimony at issue in the first assignment
of error. A defendant claiming ineffective assistance of counsel
must demonstrate that his counsel's performance was defective and
that this defective performance prejudiced the defense. See State
v. Braswell, 312 N.C. 553, 562, 324 S.E.2d 241, 248 (1985). To
show prejudice a defendant must show there is a reasonable
probability that absent counsel's deficient performance, the
result of the proceeding would have been different. State v.
Moorman, 320 N.C. 387, 399, 358 S.E.2d 502, 510 (1987). Here,
based on the evidence discussed above regarding the first
assignment of error, we conclude that Defendant has failed to show
that there is a reasonable probability that the result of the
proceedings would have been different but for his counsel's failure
to object to Detective Shearer's testimony. Accordingly, this
assignment of error is overruled.
[3]In his third and final assignment of error, Defendant
argues that the trial court erred in denying his motion to dismiss
the charges of trafficking in heroin due to insufficiency of the
evidence regarding the amount of heroin that was attributed to
Defendant. Section 90-95(h)(4) of the North Carolina General
Statutes provides that [a]ny person who sells, manufactures,
delivers, transports, or possesses four grams or more of opium or
opiate, or any salt, compound, derivative, or preparation of opium
or opiate ..., including heroin, or any mixture containing such
substance, shall be guilty of a felony which felony shall be known
as 'trafficking in opium or heroin.' N.C. Gen. Stat.§ 90-95(h)(4) (Supp. 2000). Based on the testimony of the State's
expert witness, Agent H.T. Raney, Defendant contends that the 4.04
grams reported as the weight of the heroin in the large bag, which
was attributed to him, included the packaging and/or weighing
papers, so that the evidence was insufficient to show that the
heroin attributed to Defendant weighed at least 4.0 grams.
On review of the trial court's denial of Defendant's motion to
dismiss for insufficiency of the evidence on the drug amount, we
must review the evidence introduced at trial in the light most
favorable to the State to determine if there is 'substantial
evidence' of this element of the offense. State v. Baldwin, 141
N.C. App. 596, 604, 540 S.E.2d 815, 821 (2000) (quoting State v.
McKinnon, 306 N.C. 288, 298, 293 S.E.2d 118, 125 (1982)).
Substantial evidence is that which a reasonable juror would
consider sufficient to support the conclusion that this element of
the offense has been proven. Id.
After a careful examination of Agent Raney's testimony, we
conclude that there is substantial evidence that the large bag of
heroin attributed to Defendant contained at least 4.0 grams,
exclusive of its packaging or weighing papers. Agent Raney was
asked on direct examination whether his analysis reflected the
total contents of the nine smaller bags, and he answered in the
affirmative, verifying that the total contents, which was heroin,
weighed 4.04 grams. Agent Raney explained that the powder from
each of the nine bags was removed from the smaller plastic corner
packets and combined to obtain a total weight. During defensecounsel's cross-examination, after Agent Raney explained that he
combined the contents of all nine smaller bags in the same weighing
tray to obtain a total weight, defense counsel asked, All of the
glassine envelopes; is that what you're saying?, and Agent Raney
clarified, The contents of each one of those; yes, sir. We
believe that on the basis of this testimony, a reasonable juror
would have concluded beyond a reasonable doubt that the large bag
contained at least 4.0 grams of heroin, exclusive of packaging or
weighing papers. Accordingly, this assignment of error is
overruled.
No prejudicial error.
Judges WALKER and McGEE concur.
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