Termination of Parental Rights--dispositional order--statement of
standard of proof required
An order terminating parental rights was reversed and
remanded where the court did not state that the findings as to
neglect or any of the other grounds were made by clear, cogent
and convincing evidence. The trial court must recite the
standard of proof in the adjudicatory order and the trial
court's statement of the standard of proof in the dispositional
order did not cure the defect.
Howard C. McGlohon for respondent-appellant father, Kenneth
Stowers.
The Moore Law Firm, by George W. Moore for respondent-
appellant mother, Robin Lambert.
Lisa M. Morrison for petitioner-appellee Buncombe County
Department of Social Services.
Judy N. Rudolph for guardian ad litem-appellee, Betty Wiese.
THOMAS, Judge.
This is an appeal from an order terminating the parental
rights of respondents, Kenneth Stowers (Stowers) and Robin Lambert
(Lambert).
The trial court made findings that both parents had neglected
Omar Jamal Lambert-Stowers (the child) and had wilfully left him in
foster care for more than twelve months without showing reasonableprogress on correcting the conditions which led to removal.
Additionally, as to Stowers, the trial court found that he failed
to pay a reasonable portion of the cost of out-of-home care for a
continuous period of six months preceding the filing of the
petition, despite an ability to pay some amount.
For the reasons discussed herein, we reverse the trial court's
order and remand for further determination.
The facts are as follows: The child was born on 3 October
1997. The Buncombe County Department of Social Services
(petitioner) opened a Child Protective Services investigation into
the welfare of the child three days later. Lambert's hyperactive
behavior in the hospital was of concern, as well as the fact she
appeared mentally limited. Petitioner proceeded to provide In-
Home Family Preservation services to Lambert and Stowers, who was
Lambert's boyfriend and the father of the child. Petitioner also
assisted the family in securing stable housing. Lambert further
participated in eight weeks of parenting education through the
Buncombe County Health Department. The health department's
maternal outreach worker had actually begun helping Lambert several
months before the child's birth. Because of bruises found on
Lambert both before and after the child was born, an In-Home Family
Preservation worker from the Blue Ridge Center counseled Lambert
and Stowers throughout February 1998 regarding domestic violence.
Petitioner, meanwhile, had referred Stowers to the Blue Ridge
Center for a substance abuse assessment due to a history of alcoholabuse. He failed to comply.
The child remained in the custody of Lambert and Stowers
during that time, but stopped physically growing. On 28 April
1998, the child was admitted to Memorial Mission Hospital for a
series of tests after his pediatrician, Dr. Peter Chu, diagnosed
him as a failure to thrive child. He had dropped below the fifth
percentile for his age as to weight, length and head circumference.
Stowers, however, became irate when informed the child would
need to remain in the hospital longer than originally planned.
While intoxicated and threatening hospital employees not to
interfere, he removed the child from the hospital on 3 May 1998
against medical advice. Petitioner filed a petition alleging
neglect two days later, obtained non-secure custody and placed the
child in foster care. He weighed less at that point than he had in
March 1998.
The adjudicatory hearing determining whether the child was
neglected was held on 24 July 1998 and 3 August 1998. The trial
court concluded, by clear, cogent and convincing evidence, that the
child was neglected in that he did not receive the proper care and
supervision and lived in an environment injurious to his welfare
due to the inability of his parents to provide the minor child with
the proper nutrition and care.
At disposition, the trial court ordered custody with
petitioner and twice-a-week visitation for the parents. The visits
were to be supervised at petitioner's offices. Review hearings were held on 7 December 1998, 15 March 1999
and 27 April 1999. Custody remained with petitioner because of a
lack of progress in alleviating the conditions which led to the
initial removal. The visits remained supervised and, after the
March hearing, were videotaped.
The petition to terminate parental rights was filed on 11 May
1999. A judgment finding adequate grounds was entered on 11
December 1999. A separate dispositional judgment was filed on 21
December 1999, in which the trial court found termination of
parental rights to be in the child's best interests. From those
judgments, respondents appeal. They argue the grounds for
termination were not proven by clear and convincing evidence and
the trial court abused its discretion in finding the best interests
of the child required termination of respondents' parental rights.
We note at the outset that both respondents and petitioner
framed the issues and arguments in their briefs as to grounds for
termination by reference to N.C. Gen. Stat. § 7B-1111. However,
since the petition for termination was filed prior to 1 July 1999,
the correct reference would be to Chapter 7A. Nonetheless,
pursuant to Rule 2, we review these assignments of error. N.C.R.
App. P. 2.
The trial court in the present case held the adjudicatory and
dispositional hearings on different days and entered separate
orders as to each. While that is not required, the two stages in
a termination of parental rights proceeding are distinct. The first is the adjudicatory stage, where the petitioner
has
the burden to prove by clear, cogent and convincing evidence the
existence of at least one of the grounds for termination listed in
N.C. Gen. Stat. § 7A-289.32 (now codified as section 7B-1111). The
standards of clear and convincing and clear, cogent and
convincing are synonymous and used interchangeably in Chapters 7A
and 7B. See In re Montgomery, 311 N.C. 101, 316 S.E.2d 246 (1984).
If the burden is met and a ground established by clear, cogent and
convincing evidence, the trial court must proceed to the second
stage and hold a dispositional hearing. Unless the trial court
then determines that the best interests of the child require
otherwise, the termination order shall be issued. N.C. Gen. Stat.
§ 7A-289.31(a) (1998) (now codified as section 7B-1110(a)). See
also In re Blackburn, 142 N.C.App. 607, 543 S.E.2d 906 (2001); In
re Carr, 116 N.C. App. 403, 448 S.E.2d 299 (1994).
Accordingly, we review respondents' first assignment of error.
They argue that none of the grounds set out in N.C. Gen. Stat. §
7B-1111 (formerly codified as section 7A-289.32) were proven by
clear and convincing evidence.
Neglect of the child by respondents was the first ground found
by the trial court. However, the trial court did not state the
findings as to neglect, or any of the other grounds, were made by
clear, cogent and convincing evidence. This Court has held that
the trial court must recite the standard of proof in the
adjudicatory order and that a failure to do so is error. Although the termination statute does not
specifically require the trial court to
affirmatively state in its order terminating
parental rights that the allegations of the
petition were proved by clear and convincing
evidence, without such an affirmative
statement the appellate court is unable to
determine if the proper standard of proof was
utilized. Furthermore, we note the
legislature has specifically required the
standard of proof utilized by the trial court
be affirmatively stated in the context of
delinquent, undisciplined, abuse, neglect and
dependent proceedings. Because termination
proceedings and delinquent, undisciplined,
abuse, neglect, and dependent proceedings are
all contained in a single chapter of the
General Statutes and relate to the same
general subject matter, we construe these
statutes together to determine legislative
intent. Accordingly, we read section
7A-289.30(e) (now section 7B-1109(f)) to
require the trial court to affirmatively state
in its order the standard of proof utilized in
the termination proceeding.
In re Church, 136 N.C. App. 654, 657, 525 S.E.2d 478, 480 (2000)
(citations omitted).
We note the trial court makes findings in the dispositional
order based on clear, cogent and convincing evidence. However,
in determining best interests, there is no burden of proof at
disposition. The trial court's finding in the separate
dispositional order did not cure the defect in the adjudicatory
order, even though the adjudicatory findings were incorporated by
reference and considered for the purpose of determining best
interests.
Accordingly, we reverse and remand the matter to the trial
court with instructions to determine whether the evidence in theadjudicatory hearing satisfies the required standard of proof.
REVERSED AND REMANDED.
Judges WALKER and MCCULLOUGH concur.
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