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ered authoritative.
RALPH LINDSEY, JR., Plaintiff v. BODDIE-NOELL ENTERPRISES, INC., d/b/a
HARDEE'S SKAT-THRU, Defendant
No. COA00-1420
(Filed 20 November 2001)
1. Discovery_motion to compel_not timely
The trial court did not abuse its discretion in a negligence action
arising from defendant serving plaintiff a cup of water poured from a
pitcher which had contained a chlorine cleaning solution by denying
plaintiff's motion to compel discovery one month before the trial..
Although the documents requested by plaintiff (identifying similar claims)
were relevant to punitive damages , plaintiff had not requested the
documents during the twenty months since the complaint was filed.
Plaintiff had had ample opportunity to obtain the documents. N.C.G.S. §
1A-1, Rule 26(b)(1).
2. Jury--disregard of instructions_definition of willful and wanton
The trial court erred by denying plaintiff's motion for JNOV in a
negligence action arising from a fast food restaurant serving water from a
container which had contained a chlorine cleaning solution where a juror
brought into the jury room definitions of willful and wanton he had
obtained from his computer during a lunch recess. There was prejudice
because it would be more difficult to show willful and wanton conduct under
the computer definitions than the pattern jury instructions given by the
court , the court was unaware of the use of the computer definitions until
after the trial and did not have an opportunity to instruct the jury to
disregard those definitions, and the jury did not award punitive damages
despite 25 similar incidents between 1994 and 1995.
3. Negligence_definition of willful and wanton_applicable instruction
The trial court did not abuse its discretion in a negligence action by
not giving the jury instruction requested by plaintiff on the definition of
willful and wanton where the instruction requested by plaintiff was not
applicable and the court gave the jury the correct instruction.
4. Evidence_polygraph_negligence action_not admissible
The trial court did not err in a negligence action by refusing to
admit evidence from a polygraph test tending to show that plaintiff had
lost his sense of taste as alleged. It is well established that polygraph
evidence is not admissible in North Carolina trial courts.
5. Appeal and Error_error in punitive phase only_remand of entire action
A negligence action was remanded for a new trial on all issues,
including liability for compensatory damages, where the jury considered an
outside definition of willful and wanton but plaintiff did not assign error
to the compensatory damages phase of the trial. N.C.G.S. § 1D-30 is clear
in its mandate that the same trier of fact try both the compensatory and
punitive phases of the trial and does not provide exceptions. Moreover,
remand on the punitive damages issues only would deprive the jury of an
opportunity to consider all of the evidence presented during the
compensatory phase that bears upon the actual damages suffered by the
claimant. N.C.G.S. § 1D-35(2)(e).
Judge TYSON concurring in part and dissenting in part.
Appeal by plaintiff from judgment entered 21 July 1999 and order entered
22 February 2000 by Judge Mark E. Klass in Guilford County Superior Court.
Heard in the Court of Appeals 12 September 2001.
Brooks, Pierce, McLendon, Humphrey, & Leonard, L.L.P., by L.P. McLendon,
Jr. and John W. Ormand III, for plaintiff-appellant.
Cranfill, Sumner & Hartzog, L.L.P., by H. Lee Evans, Jr. and Jaye E.
Bingham, for defendant-appellee.
HUNTER, Judge.
Ralph Lindsey, Jr. (plaintiff) appeals the trial court's entry of
judgment awarding plaintiff compensatory damages but no punitive damages.
Plaintiff also appeals the trial court's order denying his motion for
judgment notwithstanding the verdict (JNOV) or, in the alternative, for a
new trial. We remand for a new trial on all issues.
The evidence at trial tended to establish the following facts. On 13
December 1996, plaintiff entered the drive-thru window of the Skat-Thru owned
by Boddie-Noell Enterprises, Inc., d/b/a Hardee's (defendant) in
Reidsville, North Carolina. Plaintiff ordered breakfast and a cup of water,
and observed the drive-thru employee, Frankie Settle (Settle), pour water
into a cup from a pitcher. Settle then handed plaintiff his food and water.
After plaintiff received his food, he pulled into the parking lot to eat his
breakfast. Plaintiff ate all of his food before taking a drink of water. As
plaintiff started to drive away, he removed the top to the cup of water and
took a large drink. Plaintiff did not notice anything out of the ordinary
about the look or smell of the water, and he did not feel any burning to his
tongue as he drank the water. After drinking the water, plaintiff's throat
began to burn and he vomited several times. Plaintiff returned to the
restaurant and informed the manager, Martha Settle, that something was wrong
with the water. The manager drew water from the faucet and tasted it,
informing plaintiff that nothing was wrong with the water. Plaintiff presented evidence showing that the water had c
ontained a
chlorine concentration of more than two-hundred parts per million. Plaintiff
asserted at trial that the cup of water which he drank contained a sanitizing
solution known as Q-25 Alkaline Sanitizer (sanitizer). The evidence at
trial showed that the sanitizer was usually mixed at the restaurant in water
to clean and sanitize the dishes and counters. The water pitchers were
cleaned with the sanitizer each night and air dried. The morning shift
employees would fill the pitchers with water from the faucet in the morning.
After drinking the water and confronting the manager, plaintiff drove
himself to Annie Penn Hospital, taking the partially filled cup with him.
Plaintiff left the hospital but returned later that day complaining of throat
pain, stomach pain, and shortness of breath. Three days later, on 16
December 1996, plaintiff reported to Urgent Medical Center where it was noted
that plaintiff had no sense of taste, was dehydrated, disoriented and that
his veins were collapsed. In June of 1997, plaintiff was examined by Dr.
Susan Schiffman, a professor at Duke University Medical School. Dr.
Schiffman testified that plaintiff suffered a total and permanent loss of his
sense of taste. In October of 1998, plaintiff submitted to a taste test by
Dr. Beverly Cowart, a research psychologist at Monell Chemical Senses Center
in Philadelphia. Dr. Cowart testified by video deposition at trial that
plaintiff did not have a complete loss of taste and that her testing could
not confirm that plaintiff had a partial loss of taste.
Plaintiff filed suit against defendant on 28 August 1997. The
compensatory and punitive damages phases were bifurcated upon defendant's
motion. The jury found that defendant was negligent and awarded plaintiff
$32,500.00 in compensatory damages. Evidence was then heard in the punitive
damages phase of the trial by the same jury. The trial court's charge
included the definitions of willful and wanton as set forth in N.C.P.I.,
Civ. 810.05, and each juror was provided a copy of the jury instructions.
During the jury's deliberations, a note from a juror was delivered to thetrial court. The note stated:
Your Honor:
I'm writing this note because as of now I'm one of the
[ones] having difficulty coming to some conclusion. The
reason for this is because of the way the wording in your
charge is written.
As I understand, according to your charge we must rule
based on the understanding that Boddie-Noell
intentionally wronged Mr. Lindsey. This to me says that
the only way we can rule is for the defense, because
there is no way we can rule for the plaintiff because we
can't really prove that the incident was willing and
wanton (intentionally).
I said all that to say this. Is it possible to allow us
another option?
In response to the note, the trial court stated to the jury, [y]'all have
the charge, and the definition is in that charge of what willful and wanton
means, so, that's all I can tell you on that, and there's no other option
that I can - you know, that's what the law is, so, you have to go by what's
in that charge. At that time, plaintiff's counsel requested that the court
instruct the jurors on the definitions of willful and wanton as set forth
in N.C.P.I., Civ. 102.86. The trial court denied the request. The jury
returned and awarded no punitive damages to plaintiff.
After the trial, plaintiff filed a motion for JNOV or, in the
alternative, a new trial, accompanied by affidavits from four jurors. The
affidavits indicated that during deliberations, Juror Couch brought
definitions of the words willful and wanton into the jury room which he
had obtained from a dictionary through a computer. The trial court received
the affidavits and considered them, and subsequently denied plaintiff's
motion. Plaintiff appeals.
Plaintiff has entered eight assignments of error in the record, but has
abandoned two of these by failing to raise them in his appellate brief. See
N.C.R. App. P. 28(b)(5). The remaining assignments of error have been
condensed into four arguments for our review: (1) that the trial court erred
in denying plaintiff's motion to compel discovery; (2) that the trial courterred in denying plaintiff's motion for JNOV or, in the alternat
ive, a new
trial; (3) that the trial court erred by refusing to charge the jury using
N.C.P.I., Civ. 102.86; and (4) that the trial court erred by refusing to
admit polygraph evidence.
I.
[1]Plaintiff first argues that the trial court erred in denying his
motion to compel discovery. Plaintiff filed his complaint on 28 August 1997.
Between that time and the commencement of trial on 7 June 1999, plaintiff
apparently filed four separate requests for production of documents, although
only two have been included in the record. In his fourth request for
production of documents, filed 5 May 1999 (approximately twenty months after
the complaint was filed and one month before trial), plaintiff requested that
defendant produce all documents generated between 1 January 1986 and May of
1999 relating to any incident in which a customer or employee of any Hardee's
restaurant owned or operated by defendant claimed to have been served a
beverage containing sanitizer. As far as we are able to discern from the
record, this fourth request for production was the first time plaintiff
specifically requested the production of such documents from this time
period.
At the time of this fourth request for production, defendant had already
produced documents identifying claims involving beverages containing
sanitizer between 1992 and 1997. By response filed 4 June 1999, defendant
objected to the request for documents from 1986 through 1999. Three days
later, on the day trial was scheduled to commence, 7 June 1999, plaintiff
filed a motion to compel defendant to produce additional documents generated
from 1990 to 1992, and from 1997 through 1999. The motion was heard by the
trial court on 7 June 1999, immediately prior to trial, and the trial court
denied the motion. Having reviewed the record on appeal, we are unable to
conclude that the trial court abused its discretion in this matter.
Under the rules governing discovery, a party may obtain discoveryconcerning any unprivileged matter as long a
s relevant to the pending action
and reasonably calculated to lead to the discovery of admissible evidence.
Wagoner v. Elkin City Schools' Bd. of Education, 113 N.C. App. 579, 585, 440
S.E.2d 119, 123 (citing N.C. Gen. Stat. § 1A-1, Rule 26(b)(1) (1999) (Rule
26(b)(1))),
disc. review denied, 336 N.C. 615, 447 S.E.2d 414 (1994).
Whether or not [a] party's motion to compel discovery should be granted or
denied is within the trial court's sound discretion and will not be reversed
absent an abuse of discretion.
Id.
Plaintiff argues that the trial court erred in denying his motion to
compel discovery because the documents which he sought to have defendant
produce were relevant to establishing that defendant's conduct was willful
and wanton and warranted an award of punitive damages. We agree with
plaintiff that the documents sought were relevant to the punitive damages
issue. Our General Statutes provide that, in determining the amount of
punitive damages, the jury may consider evidence that relates to:
c. The degree of the defendant's awareness of the
probable consequences of its conduct.
d. The duration of the defendant's conduct.
. . . .
g. The existence and frequency of any similar past
conduct by the defendant.
N.C. Gen. Stat. § 1D-35(2)(c), (d), (g) (1999). The evidence sought by
plaintiff in his motion to compel was relevant to these issues and,
therefore, relevant to the issue of punitive damages and reasonably
calculated to lead to the discovery of evidence that would have been
admissible during the punitive damages phase of the trial.
Nevertheless, we do not believe the trial court abused its discretion in
denying the motion to compel given the timing of plaintiff's fourth request
for production of documents and the timing of the motion to compel. Rule
26(b)(1) provides that the court may limit the use of discovery methods, if it determines th
at: (i) the discovery sought is
unreasonably cumulative or duplicative, or is obtainable
from some other source that is more convenient, less
burdensome, or less expensive; (ii) the party seeking
discovery has had ample opportunity by discovery in the
action to obtain the information sought; or (iii) the
discovery is unduly burdensome or expensive, taking into
account the needs of the case, the amount in controversy,
limitations on the parties' resources, and the importance
of the issues at stake in the litigation.
Rule 26(b)(1). Although the record does not indicate that the evidence
sought by plaintiff would have been unreasonably cumulative or unduly
burdensome for defendant to produce, the record does indicate that plaintiff
had ample opportunity by discovery in the action to obtain the information
sought.
Id.
As noted, plaintiff filed its fourth request for production of documents
approximately twenty months after the complaint was filed, and one month
before trial was scheduled. In this document, plaintiff requested defendant
to produce all documents generated between 1 January 1986 and May of 1999
relating to any incident involving beverages containing sanitizer. Plaintiff
failed to request production of such documents in its second request for
production, which appears in the record, and we are unable to determine
whether plaintiff requested such documents in the first or third requests
because these documents have not been included in the record. Presuming, as
we must, that plaintiff first requested production of these documents one
month prior to trial, and failed to make such a request during the previous
twenty months, we cannot say that the trial court abused its discretion in
denying the motion to compel.
II.
[2]In his second argument, plaintiff contends that the trial court
erred in denying his motion for JNOV or, in the alternative, a new trial.
Plaintiff contends that the jury's use of dictionary definitions of the words
willful and wanton was improper, and that this conduct resulted in
prejudice to plaintiff. We agree. As noted above, plaintiff filed a motion for JNOV or, in the
alternative, a new trial, accompanied by affidavits from four jurors. The
affidavits indicate that during deliberations, Juror Couch brought
definitions of the words willful and wanton into the jury room which he
had obtained from a dictionary through a computer. The trial court properly
received the affidavits and considered them, pursuant to Rule 606(b) of the
North Carolina Rules of Evidence, which provides that the trial court may
receive juror testimony as to whether extraneous prejudicial information was
improperly brought to the jury's attention or whether any outside influence
was improperly brought to bear upon any juror. N.C. Gen. Stat. § 8C-1, Rule
606(b) (1999). After considering the affidavits, the trial court denied
plaintiff's motion. We believe that the trial court erred because the jury's
consideration of the dictionary definitions was improper, and because
plaintiff was prejudiced by the jury's improper conduct.
In North Carolina, as well as in every jurisdiction that has considered
the issue, it has been held that it is improper for a jury to consider or
rely upon extraneous information, such as definitions found in a dictionary,
during deliberations.
See In re Will of Hall, 252 N.C. 70, 87, 113 S.E.2d 1,
13 (1960) ('[i]t generally is ground for reversal that the jury obtained and
took into the jury room a dictionary which they consulted to determine the
meaning of legal or other terms, which they do not understand' (citation
omitted));
State v. Barnes, 345 N.C. 184, 226, 481 S.E.2d 44, 67 (1997)
([c]ourts throughout the United States have generally concluded that a
jury's reliance on extraneous sources during deliberations is error),
cert.
denied, 523 U.S. 1024, 140 L. Ed. 2d 473 (1998);
State v. McLain, 10 N.C.
App. 146, 148, 177 S.E.2d 742, 743 (1970) ([i]t was improper for the jury to
obtain and read a dictionary definition of one of the offenses charged in the
bill of indictment);
see also Jean E. Maess, Annotation,
Prejudicial Effect
of Jury's Procurement or Use of Book During Deliberations in Civil Cases, 31A.L.R.4th 623 (1984). However, even where it is shown that
a jury has been
improperly influenced by extraneous information, a party challenging the
verdict must further show that the jury was prejudiced against him as a
result in order to be entitled to relief.
See Pinckney v. Van Damme, 116
N.C. App. 139, 149, 447 S.E.2d 825, 831 (1994).
Here, the dictionary definitions used by the jury clearly had the
potential to prejudice plaintiff. Plaintiff sought punitive damages based on
the contention that defendant's conduct was willful and wanton. According to
N.C.P.I., Civ. 810.05, willful and wanton conduct means the conscious and
intentional disregard of and indifference to the rights and safety of others,
which the defendant knows or should know is reasonably likely to result in
injury, damage or other harm. According to the dictionary definitions
considered by the jury, however, willful means deliberate or done on
purpose, and wanton means gratuitously cruel; merciless; [m]arked by
unprovoked, gratuitous maliciousness. The potential prejudice to plaintiff
is clear: it is more difficult to show that a defendant harmed a plaintiff
deliberately and on purpose, and that the defendant acted in a gratuitously
cruel and malicious way, than it is to show that a defendant merely acted
with an intentional disregard of, or indifference to, a plaintiff's safety.
Moreover, we believe the following factors establish that the use of
these definitions did, in fact, prejudice plaintiff in this case. First,
during deliberations, Juror Jackson submitted a note to the trial court judge
which stated, in part:
As I understand, according to your charge we must rule
based on the understanding that [defendant] intentionally
wronged [plaintiff]. This to me says that
the only way
we can rule is for the defense, because there is no way
we can rule for the plaintiff because we can't really
prove that the incident was willing and wanton
(intentionally).
(Emphasis added.) Second, according to the juror affidavits, this note was
precipitated by the fact that Juror Couch provided to all of the jurors the
dictionary definitions at issue, which he had obtained from his computerduring a lunch recess. Third, the trial court here did not have an
opportunity to instruct the jury to disregard the dictionary definitions
because the trial court was unaware until after the trial that the jury had
considered these definitions.
See Pinckney, 116 N.C. App. at 152, 447 S.E.2d
at 833 (holding that one factor in determining prejudice resulting from jury
consideration of extraneous information is whether trial court instructed
jury to consider only matters introduced at trial). Finally, the jury here
did not award any punitive damages to plaintiff, despite evidence that
similar incidents had occurred on approximately twenty-five separate
occasions between 1994 and 1997. We believe these factors indicate that
plaintiff was prejudiced in this case and, thus, we hold that the trial
court's denial of plaintiff's motion was clearly erroneous and constituted an
abuse of discretion.
See id. at 148, 447 S.E.2d at 831.
In concluding that defendant has failed to show that he was prejudiced,
the dissent relies upon
Hall, 252 N.C. 70, 113 S.E.2d 1, and
McLain, 10 N.C.
App. 146, 177 S.E.2d 742. These cases are distinguishable from the present
case. In
Hall, the Court held that the definition of undue influence
provided by an encyclopedia and considered by the jury during deliberations
was actually more favorable to appellants than the definition applied by
North Carolina courts.
See Hall, 252 N.C. at 88, 113 S.E.2d at 13. The
Court concluded that, because the definition could not have prejudiced the
appellants, it was not error to deny the appellants' motion to set aside the
verdict.
See id. at 88, 113 S.E.2d at 14. In
McLain, defendant moved for a
new trial on the grounds that the jury considered a dictionary definition of
the offense of uttering during deliberations.
See McLain, 10 N.C. App. at
148, 177 S.E.2d at 743. This Court held that the trial court did not err in
denying the motion because (1) the trial court specifically instructed the
jury before it reached a verdict to disregard the definition taken from the
dictionary, and (2) the defendant failed to show that he was prejudiced inany way by the jury's conduct.
Id.
III.
[3]Plaintiff next argues that the trial court erred by refusing to
instruct the jury as to the definitions of willful and wanton as
contained in N.C.P.I., Civ. 102.86. We disagree. It is within the trial
court's discretion to determine whether additional instructions are needed to
dispel jury confusion.
State v. Prevette, 317 N.C. 148, 164, 345 S.E.2d 159,
169 (1986). We review the trial court's decision under an abuse of
discretion standard in determining whether the trial court erred in refusing
to give plaintiff's requested instruction.
Id. It is well settled '[t]he
trial court must give the instructions requested, at least in substance, if
they are proper and supported by evidence. . . .'
Roberts v. Young, 120
N.C. App. 720, 726, 464 S.E.2d 78, 83 (1995) (citation omitted). A
requested instruction which is not, in its entirety, a correct statement of
the law applicable to the evidence may be refused, the court being under no
duty to modify or qualify it so as to remedy the defect therein.
King v.
Higgins, 272 N.C. 267, 270, 158 S.E.2d 67, 70 (1967) (holding that the trial
court did not err by refusing to give a requested definition that did not
apply to the evidence).
Here, the trial court properly refused to instruct the jury using the
pattern jury instruction requested by plaintiff. The note which accompanies
N.C.P.I., Civ. 102.86 states: Use this instruction only where an issue as
to plaintiff's contributory negligence will be submitted and where the
plaintiff seeks to overcome a prospective adverse finding on the issue of
contributory negligence by proving defendant's conduct was willful or
wanton. (Footnote omitted.) The issue of contributory negligence was not
submitted to the jury. Therefore, this jury instruction was not applicable
to this case. Moreover, the trial court properly instructed the jury using
the definitions of willful and wanton set forth in N.C.P.I., Civ. 810.05,which is intended to be used for the purpo
se of determining liability for
punitive damages. We hold that the trial court did not abuse its discretion
in refusing to instruct the jury using the jury instruction requested by
plaintiff.
IV.
[4]In his final argument, plaintiff contends that the trial court erred
in refusing to admit evidence from a polygraph test tending to show that
plaintiff had lost his sense of taste. Although we are remanding for a new
trial on all issues (as discussed below), we briefly address this issue
because we believe it is likely to arise again during the new trial. It is
well-established that polygraph evidence is not admissible in North Carolina
trial courts.
See State v. Grier, 307 N.C. 628, 645, 300 S.E.2d 351, 361
(1983) (Court found polygraph evidence inherently unreliable and held that
polygraph evidence is no longer admissible in either civil or criminal
trials). Thus, the trial court did not err in refusing to admit the
polygraph evidence.
V.
[5]Finally, we hold that this case must be remanded for a new trial on
all issues. Defendant argues that if a new trial is ordered, it should be
limited to the issue of punitive damages only, because plaintiff has not
assigned error to the compensatory damages phase of the trial. In general,
appellate courts in North Carolina have discretionary authority to determine
whether a case should be remanded for a partial new trial.
See, e.g.,
Robertson v. Stanley, 285 N.C. 561, 568, 206 S.E.2d 190, 195 (1974).
However, in this case the compensatory and punitive damages phases of the
trial were bifurcated pursuant to section 1D-30 of our General Statutes,
which states:
Upon the motion of a defendant,
the issues of
liability for compensatory damages and the amount of
compensatory damages, if any, shall be tried separately
from
the issues of liability for punitive damages and theamount of punitive damages, if any. Evidence relating
solely to punitive damages shall not be admissible until
the trier of fact has determined that the defendant is
liable for compensatory damages and has determined the
amount of compensatory damages.
The same trier of fact
that tried the issues relating to compensatory damages
shall try the issues relating to punitive damages.
N.C. Gen. Stat. § 1D-30 (1999) (emphasis added). Defendant contends that the
final sentence of the statute should not apply, and was not intended to
apply, where an appellate court remands a case to the trial court after
concluding that there was error in the punitive damages phase of the trial
but not in the compensatory damages phase. In support of this argument
defendant relies upon an opinion from the Court of Appeals of Minnesota,
Nugent v. Kerr, 543 N.W.2d 688, 691 (Minn. App. 1996). In
Nugent, the
plaintiff argued that a retrial after remand could not be limited to the
issue of punitive damages only because the pertinent statute authorizing
separate proceedings for the issues of compensatory and punitive damages
required the same trier of fact to determine both compensatory and punitive
damages. The court rejected this argument and ordered a new trial on
punitive damages only because it concluded that the issues of liability are
uncomplicated and neither party has demonstrated that it would be prejudiced
by a retrial on punitive damages alone.
Id. at 691. However, we believe
Nugent is unpersuasive because the pertinent statute in that case did not, as
our statute does, expressly mandate that the same trier of fact shall try
both phases of the trial.
See Minn.Stat. § 549.20, subd. 4 (2000). Our
statute is clear in its mandate, and does not provide any exceptions.
Further, we believe that we are required to remand for a new trial on
all issues, including
liability for compensatory damages. This conclusion is
based upon the language of N.C. Gen. Stat. § 1D-30, which contemplates four
issues at trial (liability for compensatory damages, the amount of
compensatory damages, liability for punitive damages, and the amount of
punitive damages) grouped into two categories (the issues relating tocompensatory damages and the issues relating to puni
tive damages), and
which contemplates that the same trier of fact must try both categories
(i.e., all four issues). Therefore, where an appellate court concludes that
a case that was bifurcated at trial pursuant to N.C. Gen. Stat. § 1D-30 must
be remanded for a new trial on the issues relating to punitive damages, we
believe the statute requires that the case must also be remanded for a new
trial on the issues of liability for compensatory damages and the amount of
compensatory damages, so that the same jury may try all of these issues.
Our interpretation is buttressed by N.C. Gen. Stat. § 1D-35, which
provides that the jury, in determining the amount of punitive damages, may
consider evidence that relates to a variety of factors, including [t]he
actual damages suffered by the claimant. N.C. Gen. Stat. § 1D-35(2)(e).
Were we to remand for a new trial only on the issues relating to punitive
damages, the jury would be deprived of an opportunity to consider all of the
evidence presented during the compensatory damages phase of the trial that
bears upon the actual damages suffered by the claimant.
We remand for a new trial on all issues. We also affirm the trial
court's denial of plaintiff's pretrial motion to compel production of
documents.
New trial.
Judge WYNN concurs.
Judge TYSON concurs in part and dissents in part in a separate opinion.
================================
TYSON, Judge, concurring in part, dissenting in part.
I concur in parts I, III, IV and V of the majority's opinion. I
respectfully dissent from part II of the majority's opinion. Plaintiff fails
to show that the trial court manifestly abused its discretion in refusing to
grant a new trial.
II. Extraneous prejudicial information
Plaintiff moved for a new trial pursuant to G.S. § 1A-1, Rule 59(a)(2)on the grounds of jury
misconduct. In support of the motion, plaintiff
tendered four affidavits from jurors concerning dictionary definitions of
willful and wanton brought into the jury room during deliberations.
Plaintiff demands a new trial and argues that these definitions constitute
extraneous information which was prejudicial to him.
Appellate review of an order of a trial court granting or denying a new
trial pursuant to G.S. § 1A-1, Rule 59 is limited to the question of whether
the record discloses a manifest abuse of discretion or that the ruling was
clearly erroneous.
Pinckney v. Van Damme, 116 N.C. App. 139, 447 S.E.2d 825
(1994).
The general rule is that, once rendered, a verdict may not be impeached
by the jurors.
See In Re Will of Hall, 252 N.C. 70, 87-88, 113 S.E.2d 1, 13
(1960) (It is firmly established in this State that jurors will not be
allowed to attack or overthrow their verdicts, nor will evidence from them be
received for such purpose.) (citations omitted);
Carolina-Virginia Fashion
Exhibitors, Inc. v. Gunter, 291 N.C. 208, 222, 230 S.E.2d 380, 389-90 (1976)
(jurors will not be allowed by testimony or affidavit to impeach, to attack,
or to overthrow their verdicts) (quoting
State v. Hollingsworth, 263 N.C.
158, 139 S.E.2d 235 (1964)) (citations omitted).
Rule 606(b) of the North Carolina Rules of Evidence creates an exception
to the general rule.
Berrier v. Thrift, 107 N.C. App. 356, 364, 420 S.E.2d
206, 210-11 (1992). Rule 606(b) permits testimony by a juror as to whether
extraneous prejudicial information was improperly before the jury. N.C. Gen.
Stat. § 8C-1, Rule 606(b) (1999). A juror may not testify as to the
subjective effect of the extraneous information upon the jury's decision.
State v. Lyles, 94 N.C. App. 240, 245, 380 S.E.2d 390, 394 (1989) (citing
N.C. Gen. Stat. § 8C-1, Rule 606(b)). Extraneous information is
information dealing with the defendant or the case being tried, which
information reaches a juror without being introduced in evidence. It doesnot include information which a juror has gained in his experienc
e which does
not deal with the defendant or the case being tried.
State v. Rosier, 322
N.C. 826, 832, 370 S.E.2d 359, 363 (1988). No presumption of prejudice
arises in a civil action from a showing that extraneous information or
perceived extraneous information was improperly brought to the jury's
attention.
Pinckney, 116 N.C. App. at 148, 447 S.E.2d at 831. Plaintiff, as
the moving party, must demonstrate actual prejudice.
Id.
The trial court in its findings of fact and conclusions of law stated:
[t]he jury did not ignore the instructions of the Court, nor did it apply
extraneous definitions or information in reaching its verdict. Furthermore,
while the jury was exposed to the above definitions, the Court finds that
this was not 'extraneous information' pursuant to Rule 606, and the Court
finds no prejudice to the movant.
I agree with the trial court that the contents of the affidavits in this
case do not fall within the exception as extraneous prejudicial information.
The definitions do not specifically concern the defendant or the evidence
presented in this case.
Rosier, 322 N.C. at 832, 370 S.E.2d at 363.
The majority opinion states that it is apparent that the definitions
of willful and wanton in a case involving a claim for punitive damages
constitutes extraneous information because they pertain to the case being
tried and the governing law at issue. I find that the reading of the
dictionary definitions by Juror Couch is analogous to a situation where one
of the jurors informs the jury what willful and wanton mean, according to
his knowledge of the English language. The definition of words in our
standard dictionaries has been considered a matter of common knowledge which
the jury is supposed to possess.
State v. Asherman, 478 A.2d 227, 252 (Conn.
1984);
Dulaney v. Burns, 119 So. 21, 25 (Ala. 1928),
rev'd on other grounds,
Whitten v. Allstate Ins. Co., 447 So.2d 655 (Ala. 1984).
The information received in this case does not fall within thedefinition of extraneous information contemplated by
our Supreme Court.
See
generally Rosier, 322 N.C. 826, 370 S.E.2d 359 (1988) (juror affidavit showed
that juror watched prohibited program on child abuse, held not extraneous
information because the matters reported to the jury did not deal with the
defendant or the evidence introduced);
State v. Robinson, 336 N.C. 78, 443
S.E.2d 306 (1994) (affidavits from jurors that they were mistakenly informed
about defendant's eligibility for parole, found to be internal influences and
not extraneous information);
Berrier, 107 N.C. App. 356, 420 S.E.2d 206
(1992) (juror affidavits that foreman misinformed them that punitive damages
were only a statement of what decedent's life was worth rather than a money
judgment, did not fall within the exception as extraneous information).
But
See Lyles, 94 N.C. App. 240, 380 S.E.2d 390 (1989) (writing at bottom of
photograph uncovered by juror indicating that defendant was in the area on
the date of the crime, held inadmissible evidence which affected defendant's
alibi and was extraneous information).
Even if the willful and wanton definitions were determined to be
extraneous information, courts cannot presume prejudice. Plaintiff must also
demonstrate that he suffered actual prejudice.
Pinckney, 116 N.C. App. at
148, 447 S.E.2d at 831. The majority's opinion states that the dictionary
definitions had the potential to prejudice the plaintiff. Potential
prejudice is not actual prejudice.
Our Supreme Court addressed a similar issue where a juror brought into
deliberations an encyclopedia containing the definition for undue
influence.
In Re Will of Hall,
supra. The court stated that it generally
is ground for reversal that the jury obtained and took into the jury room a
dictionary which they consulted to determine the meaning of legal or other
terms, which they do not understand.
Id. at 87, 113 S.E.2d at 13. The
court held, however, that the definition of undue influence did not
prejudice the caveators and was more favorable to th
em.
Id. at 88, 113
S.E.2d at 13.
This Court addressed a similar issue where a juror brought a definition
of uttering from a dictionary into the jury room during deliberations in a
criminal trial.
State v. McLain, 10 N.C. App. 146, 148, 177 S.E.2d 742, 743
(1970). Although it was improper for the jury to obtain and read the
definition, we held that no reversible error had occurred.
Id. The trial
court instructed the jury to disregard the definition and defendant had not
shown any
prejudice by the jury conduct.
Id.
Other states have addressed the issue of dictionary definitions brought
before the jury and found no prejudice. In
State v. Klafta, 831 P.2d 512
(Haw. 1992), the Supreme Court of Hawaii held that the conduct of three
jurors in looking up terms in Black's Law Dictionary was harmless beyond a
reasonable doubt where the verdict was not shown to be influenced by the
misconduct. The Supreme Court of Alabama stated that actual prejudice may
not be inferred merely from exposure, and found no prejudice where jurors
obtained a dictionary definition of standard.
Pearson v. Fomby By and
Through Embry, 688 So.2d 239, 242-43 (Ala. 1997). The court noted that there
was no evidence that any juror stated that the collective decision of the
jury had been influenced.
Id. The Iowa courts have also addressed the issue
of jurors looking up dictionary definitions and found no prejudice.
See
Iowa-Illinois Gas & Elec. Co. v. Black & Veatch, 497 N.W.2d 821 (Iowa 1993)
(no competent evidence that the misconduct improperly influenced the jury);
In the Matter of Estate of Cory, 169 N.W.2d 837 (Iowa 1969) (juror looked up
and shared the definitions of undue and undue influence in a will contest
case, held the dictionary definitions were no different than the jurors'
common knowledge of the terms);
Harris v. Deere & Co., 263 N.W.2d 727 (Iowa
1978)(juror looked up control and lever in a products liability case,held no error in denial of a new trial),
ov
erruled on other grounds,
Ryan v.
Arneson, 422 N.W.2d 491 (Iowa 1988).
At bar, it was unknown to the trial court, during deliberations, that
the jury had obtained the dictionary definitions. After receiving a question
regarding the definitions of willful and wanton, the trial court further
instructed the jury the definition is in that [jury] charge of what willful
and wanton means . . . there's no other option . . . that's what the law is,
so, you have to go by what's in that charge. The trial court essentially
gave the same instruction as given in
McLain, which this Court held cured any
potential prejudice, and that defendant failed to show that he was
prejudiced.
McLain, 10 N.C. App. at 148, 177 S.E.2d at 743. Additionally,
the affidavit of Juror Couch, offered by plaintiff, states that upon
returning to deliberations, the law contained in the court's instructions was
applied.
The majority's opinion lists several factors which it contends establish
prejudice to plaintiff. First, the fact that Juror Jackson submitted a note
after receipt of the dictionary definitions. This merely indicates that the
jury was grappling with the issue of whether defendant's conduct was willful
or wanton. Second, the fact that the trial court did not instruct the jury
to disregard the definitions. The trial court instructed the jury that they
must apply the law and definitions of the jury charge which they had in their
possession. Finally, the failure to award any punitive damages despite
evidence of twenty-five similar incidents does not establish prejudice. The
jury heard evidence of the prior incidents and also testimony from plaintiff
that he did not notice that the water looked or smelled any different and did
not feel any burning to his tongue as he drank the water. Punitive damages
require an element of aggravation which plaintiff has not conclusively shown
here.
See Lashlee,
___ N.C. App. ___, ___, 548 S.E.2d 821, 827 (2001)
(citation omitted). The record supports the trial court's finding and conclusion that the
jury applied the law and definitions given in the court's instructions, and
that plaintiff was not prejudiced. I would affirm the trial court's denial
of plaintiff's motion for a new trial. I respectfully dissent from part II
of the majority's opinion.
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