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**FINAL**
SUSAN FOX-KIRK, Guardian Ad Litem for WHITNEY P. KIRK (Minor),
SUSAN FOX-KIRK, Individually, and MARK CHANDLER KIRK,
Individually v. WILLIAM RAY HANNON, BRAD RAGAN, INC., d/b/a
CAROLINA TIRE COMPANY
No. COA99-1168
(Filed 20 February 2001)
1. Damages and Remedies--future damages--loss of future earning capacity
The trial court did not err in a negligence action arising out of a car accident by admitting
testimony concerning the almost three-year-old injured minor child's future damages including
loss of future earning capacity, because: (1) while proof of future damages for young children
involves a significant degree of speculation, the Court of Appeals declines to hold that young
children cannot recover for loss of earning capacity when they are injured so early in life where
there is sufficient evidence offered so that such damages are not unreasonably speculative; and
(2) plaintiffs presented sufficient evidence including testimony and medical records pertaining to
the minor child's mental and physical condition prior to injury to provide the jury with a
reasonable basis to estimate damages of lost earnings.
2. Damages and Remedies--future damages--inability to complete college--effect of
scarring on future employability
The trial court did not err in a negligence action arising out of a car accident by admitting
testimony concerning the almost three-year-old injured minor child's future damages including
her inability to complete college and the effect of her scarring on future employability, because
the record shows that experts who testified as to the minor child's ability to attend college and
her future employment opportunities all testified based on their own personal evaluations of the
child, a review of her additional medical records, and their expertise and training. N.C.G.S. §
8C-1, Rule 702(a)
3. Emotional Distress--negligent infliction--foreseeability--mother viewing injury of
child--denial of directed verdict proper
The trial court did not err by denying defendants' motion for a directed verdict as to
plaintiff mother's negligent infliction of emotional distress claim arising out of the severe injury
of her child during an automobile accident, because: (1) plaintiff's burden of negligence was met
by defendants' stipulation as to negligence; (2) plaintiff presented evidence from her psychiatrist
of diagnosable mental health conditions to show she suffered severe emotional distress; and (3) it
was foreseeable to defendant driver that his negligent act which injured the minor child would
cause her mother severe emotional distress when the mother was present in the car, personally
observed defendant's negligent act, and immediately perceived the injuries suffered by her
daughter.
4. Evidence--hearsay--unavailability--non-testifying treating doctor's letter--no
requisite findings of trustworthiness--prejudicial error
The trial court erred in a negligence case arising out of an automobile accident by
admitting the 1 July 1998 letter from a non-testifying treating doctor to plaintiffs' counsel under
N.C.G.S. § 8C-1, Rule 804(b)(5), the unavailable declarant residual exception to the hearsay rule,
which indicated for the first time that a brain injury was more likely for plaintiff minor child,
because: (1) the trial judge relied upon findings in a pretrial order of another judge permitting
defendants to introduce the doctor's medical records and correspondence; (2) the judge needed to
either ensure that the prior judge's order contained sufficient findings to render the letteradmissible under Rule 804(b)(5), or to hear ev
idence and make such findings himself when the
trustworthiness of the letter was at issue; (3) there are no findings of trustworthiness in the
rulings of either judge regarding the letter to permit the Court of Appeals to determine whether it
was properly admitted under Rule 804(b)(5); and (4) in view of the conflicting testimony by the
experts at trial, the opinion of the minor child's treating doctor for more than two years as to
whether the minor child suffered a traumatic brain injury likely carried significant weight and
was thus prejudicial.
5. Trials--personal injury cases--golden rule statements improper
Counsel should avoid using golden rule statements in closing arguments in personal
injury cases which ask the jury to put themselves in the position of the injured party.
6. Jury--quotient verdict--juror affidavits properly refused
The trial court did not err in a negligence case arising out of an automobile accident by
refusing to consider juror affidavits which indicated that the jury rendered a quotient verdict,
because the evidence must come from sources other than the jurors themselves in order to
impeach a jury's verdict as a quotient verdict.
7. Costs--attorney fees--awarded to defendants--respondeat superior--negligent
retention and hiring--improper after first set of interrogatories
The trial court erred in a negligence case arising out of an automobile accident by
awarding attorney fees to defendants under N.C.G.S. § 6-21.5 regarding plaintiffs' claim of
respondeat superior and negligent retention and hiring against defendant Goodyear dating back to
the first set of interrogatories, because the trial court's finding stated that the non-existence of the
requisite relationships was established through defendants' answer and course of discovery.
8. Costs--attorney fees--awarded to defendants--no showing of negligent infliction of
emotional distress
The trial court did not err in a negligence case arising out of an automobile accident by
awarding attorney fees to defendants under N.C.G.S. § 6-21.5 regarding plaintiff father's claim
for negligent infliction of emotional distress, because plaintiff had no evidence to show he
suffered severe and disabling psychological problems when he had not sought medical treatment
in the two-year period of time between the accident and summary judgment disposition of the
claim.
Appeal by defendants from judgment entered 31 August 1998 and
order entered 22 September 1998; appeal by plaintiffs from order
entered 6 October 1998, both by Judge Steve A. Balog in Person
County Superior Court. Heard in the Court of Appeals 21 August
2000.
Poe, Hoof & Reinhardt, by G. Jona Poe, Jr., and J. Bruce Hoof,
for plaintiffs.
Yates, McLamb & Weyher, L.L.P., by Kirk G. Warner, Gwenda L.Laws, and Michael J. Byrne for defendants.
MARTIN, Judge.
On 22 July 1995, defendant Hannon backed out of a driveway
and hit the rear passenger side of plaintiffs' vehicle, which was
traveling south on U.S. Hwy. 701. At the time of the accident,
defendant Hannon was acting within the course and scope of his
employment with defendant Brad Ragan, Inc. [hereinafter defendant
Ragan]. The impact caused plaintiffs' vehicle to overturn.
Plaintiff Whitney Kirk, a minor, was seated in her car seat near
the point of impact, and suffered a skull fracture. She was
transported to Columbus County Hospital, then airlifted to UNC
Hospitals. She was discharged five days later after undergoing
plastic surgery, and later underwent two additional scar revision
surgeries. Whitney's parents, plaintiffs Mark Kirk and Susan Fox-
Kirk, were treated for minor injuries and released.
Plaintiffs sued to recover for their personal injuries and for
the negligent infliction of emotional distress upon Susan Fox-Kirk
and Mark Kirk. They alleged negligence on defendant Hannon's part,
imputed to defendants Ragan and Goodyear Tire and Rubber Company
[hereinafter defendant Goodyear], and negligence on the part of
defendants Ragan and Goodyear in hiring and retaining defendant
Hannon and entrusting him with a vehicle.
Defendants' answered, denying negligence and asserting Mark
Kirk's negligence as a defense. Defendants denied in their answer
that there was an agency relationship between defendant Hannon and
defendant Goodyear, and denied that defendant Goodyear exercisedany control over defendant Ragan. Plaintiffs then sought discovery
information regarding the relationship between defendant Goodyear
and defendant Ragan. After discovery, defendants' motion for
summary judgment as to Mark Kirk's claim for negligent infliction
of emotional distress was granted, but their motion for summary
judgment as to a like claim by Susan Fox-Kirk was denied.
Defendant Goodyear's motion for summary judgment as to all claims
was allowed, and defendant Ragan's motion for summary judgment as
to the negligent hiring and retention claim was also granted.
Prior to trial, Dr. Mark Chandler of North Carolina
Neuropsychiatry Clinic, P.A., one of Whitney Kirk's treating
physicians, declined to be deposed or to testify due to a stress-
related mental illness medically preventing him from testifying at
trial or in deposition. On 29 July 1998, Judge W. Osmond Smith,
III, entered an order permitting defendants to introduce into
evidence at the trial all written hearsay statements of Dr.
Chandler, including medical records and correspondence, pursuant to
G.S. § 8C-1, Rules 804(a) and (b)(5).
Defendants subsequently stipulated to Hannon's negligence,
though they continued to deny that such negligence was a proximate
cause of plaintiffs' alleged injuries. The trial commenced before
Judge Balog on 3 August 1998 on the issues of proximate cause and
damages. During the trial, citing Judge Smith's 29 July ruling,
Judge Balog permitted plaintiffs to introduce into evidence as a
medical record, a portion of a 1 July 1998 letter from Dr. Chandler
to plaintiffs' counsel. In the letter Dr. Chandler stated, for the
first time, his opinion that Whitney Kirk had sustained a braininjury.
On 14 August 1998, the jury returned a verdict awarding
Whitney Kirk $1,675,000, awarding Susan Fox-Kirk $125,000, and
awarding Mark Kirk $35,000. Judgment was entered on the verdict.
Defendants were granted attorneys' fees pursuant to G.S. § 6-21.5
in the amount of $504 for fees incurred in defending Mark Kirk's
negligent infliction of emotional distress claim and $6,381 for
defending the claims against defendant Goodyear. Defendants appeal
from the judgment entered on the verdicts. Plaintiffs appeal from
the order allowing defendants' attorneys' fees as to the claims
against defendant Goodyear and Mark Kirk's claim for negligent
infliction of emotional distress.
I.
[1]Defendants assign error to the trial court's rulings
admitting testimony as to Whitney Kirk's future damages.
Specifically, defendants contend testimony regarding her loss of
future earning capacity, her inability to complete college, and the
effect of her scarring on future employability, was too speculative
and should have been excluded. We disagree.
The law is well settled that an infant can recover for
impairment of earning capacity once attaining majority.
Kleibor v.
Rogers, 265 N.C. 304, 144 S.E.2d 27 (1965). It is also recognized
that some speculation is inherent in the projection of future
earning capacity of a child or an adult.
Bahl v. Talford, 138 N.C.
App. 119, 530 S.E.2d 347,
disc. review denied, 352 N.C. 587, 544
S.E.2d 776 (2000). Citing
Gay v. Thompson, 266 N.C. 394, 146S.E.2d 425 (1966), defendants contend that Whitney was too young
for the testimony to be anything but speculative.
In
Gay, the Court held there was no recovery available under
the then-existing Wrongful Death Act for a stillborn child because
damages would be based on sheer speculation.
Id. at 400, 146
S.E.2d at 429. The Court revisited this issue in
DiDonato v.
Wortman, 320 N.C. 423, 358 S.E.2d 489,
reh'g denied, 320 N.C. 799,
361 S.E.2d 73 (1987), again holding that losses related to income
are too speculative where the child is stillborn. Although the
Court in
DiDonato did not address income losses for a young child,
we find it instructive that the Court did cite the following
passage from a New Jersey court's opinion:
On the death of a very young child . . .
at least some facts can be shown to aid in
estimating damages as, for example, its mental
and physical condition.
But not even these scant proofs can be
offered when the child is stillborn. It is
virtually impossible to predict whether the
unborn child, but for its death, would have
been capable of giving pecuniary benefit to
its survivors. We recognize that the damages
in any wrongful death action are to some
extent uncertain and speculative. But our
liberality in allowing substantial damages
where the proofs are relatively speculative
should not preclude us from drawing a line
where the speculation becomes unreasonable.
Id. at 431, 358 S.E.2d at 493-94 (quoting
Graf v. Taggert, 204 A.2d
140, 144 (N.J. 1964)). While we acknowledge that with young
children proof of future damages involves a significant degree of
speculation, we decline to hold that young children cannot recover
for loss of earning capacity because they are injured so early inlife, where there is sufficient evidence offered so that such
damages are not unreasonably speculative. Whitney Kirk was two
years and eleven months old when the accident occurred. Plaintiffs
presented sufficient evidence, including testimony and medical
records pertaining to Whitney's mental and physical condition prior
to her injury, to provide the jury with a reasonable basis upon
which to estimate damages of Whitney's lost earnings.
[2]Defendants' further contend that the court erred in
allowing expert testimony as to whether Whitney would attend
college and the effect of scarring on her future employability.
Again, we disagree. As noted above, some speculation is inherent
in the determination of loss of earning capacity.
Bahl, 138 N.C.
App. at 125, 530 S.E.2d at 351. Furthermore, G.S. § 8C-1, Rule
702(a) provides that an expert may testify in the form of an
opinion. Although opinion testimony cannot be offered if it is
based on inadequate data, we have not deemed such testimony to be
speculative where there is competent evidence in the record which
shows the basis of that expert's opinion.
State v. Crumbley, 135
N.C. App. 59, 519 S.E.2d 94 (1999). The record shows that the
experts who testified as to Whitney's ability to attend college and
her future employment opportunities all testified based on their
own personal evaluations of Whitney, a review of her additional
medical records, and their expertise and training. We hold,
therefore, that the trial court did not err in admitting this
testimony.
II.
[3]Defendants also assign error to the denial of their motionfor directed verdict as to Susan Fox-Kirk's negligent
infliction of
emotional distress claim. A motion for a directed verdict can be
granted only if evidence is insufficient, as a matter of law, to
support a verdict for the nonmoving party.
Goodwin v. Investors
Life Insurance,
Co., 332 N.C. 326, 419 S.E.2d 766 (1992). To make
out a claim for negligent infliction of emotional distress, a
plaintiff must produce evidence that the defendant was negligent,
that it was foreseeable to the defendant that his negligence would
cause the plaintiff severe emotional distress, and that the
conduct, in fact, caused severe emotional distress.
Johnson v.
Ruark Obstetrics, 327 N.C. 283, 395 S.E.2d 85,
reh'g denied, 327
N.C. 644, 399 S.E.2d 133 (1990).
In the case before us, plaintiff's burden of showing
negligence was met by defendants' stipulation as to negligence. We
also believe that plaintiff has shown adequate evidence she
suffered severe emotional distress to survive a motion for directed
verdict. Severe emotional distress means any emotional or mental
disorder, such as . . . neurosis, psychosis, chronic depression,
phobia, or any other type of severe and disabling emotional or
mental condition which may be generally recognized and diagnosed by
professionals trained to do so.
Id. Plaintiff presented evidence
from her psychiatrist of diagnosable mental health conditions.
At issue is whether there was sufficient evidence to show that
it was foreseeable to defendant that his negligence would cause the
plaintiff severe emotional distress. The complaint in this case
seeks recovery for Susan's emotional distress arising from her
concern for Whitney. Therefore, we must determine whether it wasforeseeable to defendant that his negligent act which injured
Whitney would cause Susan severe emotional distress.
The Supreme Court has held that a parent-child relationship,
in itself, is not sufficient for a defendant to foresee that injury
to one party caused by the defendant's negligence would cause
emotional distress to the other.
Hickman v. McKoin, 337 N.C. 460,
446 S.E.2d 80 (1994);
Gardner v. Gardner, 334 N.C. 662, 435 S.E.2d
324 (1993). Some factors to be considered in making the
foreseeability determination, where the claim is based on concern
for another's welfare, include (1) plaintiff's proximity to
defendant's negligent act, (2) the relationship between the
plaintiff and the injured person, and (3) whether plaintiff
personally observed the negligent act.
Ruark, 327 N.C. at 305, 395
S.E.2d at 98. A determination of foreseeability is done on a case-
by-case basis and [a]lthough the question of foreseeability is
generally for the jury, the trial judge is required to dismiss the
claim as a matter of law upon a determination that the injury is
too remote.
Wrenn v. Byrd, 120 N.C. App. 761, 765, 464 S.E.2d 89,
92 (1995),
disc. review denied, 342 N.C. 666, 467 S.E.2d 738
(1996).
In
Gardner, the Court affirmed summary judgment where the
plaintiff mother was not present at the accident scene but learned
of the accident by telephone and saw her son undergoing
resuscitation in the emergency room prior to being told of his
death. 334 N.C. at 666-67, 435 S.E.2d at 328. The Court said:
Plaintiff was not, however, in close proximity
to, nor did she observe, defendant's negligent
act. At the time defendant's vehicle struck
the bridge abutment, plaintiff was at hermother's house several miles away. This fact,
while not in itself determinative,
unquestionably militates against defendant's
being able to foresee, at the time of the
collision, that plaintiff would subsequently
suffer severe emotional distress as a result
of his accident. Because she was not
physically present at the time of defendant's
negligent act, plaintiff was not able to see
or hear or otherwise sense the collision or to
perceive immediately the injuries suffered by
her son. Her absence from the scene at the
time of defendant's negligent act, while not
in itself decisive, militates against the
foreseeability of her resulting emotional
distress.
Id. Unlike the mother in
Gardner, Susan Fox-Kirk was present in
the car, personally observed defendant's negligent act, and
immediately perceived the injuries suffered by her daughter.
Applying the factors delineated by the Court in
Ruark to the facts
of this case and considering the Court's dicta in
Gardner, we
believe there is sufficient evidence that defendant could foresee
that his negligent act would cause plaintiff emotional distress.
Thus, we find no error in the denial of defendants' motion for
directed verdict.
III.
[4]Defendants assign error to the trial court's admission of
the l July 1998 letter from Dr. Chandler to plaintiffs' counsel.
Defendants contend that the court failed to make the requisite
findings and conclusions. We agree.
The trial court admitted the letter pursuant to N.C.R. Evid.
804(b)(5), which is the residual exception to the hearsay rule that
applies when a declarant is unavailable. In
State v. Triplett, 316
N.C. 1, 340 S.E.2d 736 (1986), the Supreme Court stated that atrial court must make the following determinations when admitting
evidence pursuant to Rule 804(b)(5): (1) that proper notice was
given to the opponent about the evidence and the desire to have it
admitted pursuant to 804(b)(5); (2) that no other hearsay exception
applies to the statement; (3) that the statement possesses
'equivalent circumstantial guarantees of trustworthiness' to the
enumerated hearsay exceptions; (4) that the statement is material;
(5) that the statement 'is more probative on the point for which
it is offered than any other evidence' which could be otherwise
produced; and (6) that "'the general purposes of [the] rules [of
evidence] and the interests of justice will best be served by
admission of the statement into evidence.'"
Id. at 9, 340 S.E.2d
at 741 (quoting N.C. Gen. Stat. § 8C-1, Rule 804(b)(5)).
The admissibility of Dr. Chandler's medical records and
correspondence was first addressed by Judge Smith in his 29 July
1998 pre-trial order. In the order, Judge Smith concluded,
inter
alia:
3. The written hearsay statements of Dr.
Mark C. Chandler, including all medical and
psychiatric records and bills generated or
maintained by Dr. Mark C. Chandler,
physician's notes/progress notes, memoranda,
patient reports, evaluations, performance
tests, history, diagnosis, treatment,
prognosis, opinions, narratives, and
correspondence relating to Whitney Kirk have
sufficient guarantees of trustworthiness, are
evidence of a material fact, are more
probative on the point for which they may be
offered than any other evidence which the
defendants can procure through reasonable
efforts, and the general purposes of the North
Carolina Rules of Evidence and the interests
of justice will best be served by the
admission of such hearsay statements intoevidence as exceptions to the hearsay rule
under the rule of Rule 804(a) and Rule
804(b)(5) of the North Carolina Rules of
Evidence.
He then ordered that:
2. The above referenced hearsay statements
of Dr. Mark C. Chandler are not excluded by
the hearsay rule and same are admissible into
evidence at the trial herein under Rule 804(a)
and Rule 804(b)(5) Other Exceptions, without
reference to the reasons for the
unavailability of Dr. Mark C. Chandler as a
witness.
3. The ruling of the Court as contained in
this order is made and intended as a ruling of
inclusion upon the offer of such hearsay
statements by the defendants at trial herein
and is not made nor intended as a ruling to
allow for the admission of such hearsay
statements upon offering of same by the
plaintiffs.
Neither party assigns error to Judge Smith's order, therefore, it
is not directly at issue on this appeal. At issue, however, is
whether Judge Balog's reference to these findings at trial when
allowing plaintiffs to admit a portion of the 1 July 1998 letter
from Dr. Chandler is sufficient. In granting plaintiffs' motion to
admit the letter into evidence, Judge Balog made the following
statement:
I believe that the July 1 report or letter is
part of the medical record proposed and should
be admitted with the deletion of the first
paragraph. Finding that it is part of Dr.
Chandler's medical records, and for the same
reasons as stated in Judge Smith's order with
regard to hearsay on Dr. Chandler's
unavailability finding that he's not
unavailable by any reason of the plaintiff
and, therefore, his entire medical records
should be admitted.
Initially, we find no error in the trial court's reference tothe preliminary order because it pertained to the same
evidence,
i.e., Dr. Chandler's medical records and correspondence. Moreover,
Judge Smith's limitation in his order to evidence offered by
defendants did not limit the trial judge from extending the hearsay
exclusion to the same evidence offered by plaintiffs.
Nevertheless, Judge Smith made insufficient findings in the
preliminary order to comply with the requirements set out by the
Court in Triplett, and, therefore, Judge Balog erred in relying
upon those findings. Id. at 9, 340 S.E.2d at 741. In Triplett,
the Court stated [t]he trial judge also must include in the record
his findings of fact and conclusions of law that the statement
possesses 'equivalent circumstantial guarantees of
trustworthiness.' Id. (citation omitted). In making a
determination of trustworthiness, the trial judge must consider
factors such as: (1) the declarant's motivation to speak the
truth; (2) whether the declarant has ever recanted the
statement, and (3) the character and nature of the statement. Id.
at 10-11, 340 S.E.2d at 742. Although Judge Smith concluded in his
preliminary order that the records possessed the requisite
guarantee of trustworthiness, he found no facts to support such a
conclusion. The sole finding with regard to the records and
correspondence was:
Dr. Chandler has provided written reports and
other medical records detailing his treatment
and expert opinions regarding Whitney Kirk.
Before admitting the 1 July letter in reliance on Judge
Smith's preliminary order, Judge Balog needed to either ensure thatthe order contained sufficient findings to render the letter
admissible pursuant to the Rule 804(b)(5) test set forth in
Triplett, or to hear evidence and make such findings himself. The
trustworthiness of the 1 July letter was at issue; defendants
argued that the letter represented a change in opinion by Dr.
Chandler with regard to whether Whitney Kirk suffered a brain
injury, and that by concurring with his partner, Dr. C. Thomas
Gualtieri, it was Dr. Chandler's intent to avoid having to testify.
There are no findings in either Judge Smith's or Judge Balog's
rulings regarding the trustworthiness of the letter to permit this
Court to determine whether it was properly admitted pursuant to
Rule 804(b)(5), and we must therefore hold that the trial court
erred in relying on the earlier order in admitting the letter.
The next question we must address is whether the erroneous
admission of the 1 July letter was prejudicial. A major issue at
trial was whether Whitney Kirk sustained a traumatic brain injury.
Dr. Chandler was Whitney's treating physician beginning in October
1995, three months after the accident. He had regular, almost
monthly, visits with Whitney until September 1996, and then treated
her again in 1997 and 1998. Until the 1 July 1998 letter, Dr.
Chandler's notes, correspondence and medical records indicated that
he did not see signs of a brain injury. In the 1 July letter, Dr.
Chandler indicated for the first time that a brain injury was more
likely.
At trial, five experts testified regarding whether Whitney
suffered a traumatic brain injury. Dr. Gualtieri, a
neuropsychiatrist in the same practice group as Dr. Chandler,evaluated Whitney for the first time in December 1997 and diagnosed
her as having a brain injury. Dr. Cynthia Wilhelm, a psychologist
who evaluated Whitney Kirk in late 1997 or early 1998 and prepared
a life care plan, testified that she is not a medical doctor but
that she concurs with the traumatic brain injury diagnosis. Dr.
Gail Spiridigliozzi, a child psychologist who evaluated Whitney in
March 1996 and in October 1997, testified that her findings after
her second evaluation of Whitney at age five were consistent with
a diagnosis of a traumatic brain injury. Defendants offered the
testimony of two experts, Dr. Marcel Kinsbourne, a pediatric
neurologist, and Dr. Frank Wood, a neurologist, both of whom
testified that there were no signs that Whitney Kirk had sustained
a traumatic or permanent brain injury.
In light of the conflicting testimony by these experts at
trial, the opinion of Dr. Chandler, Whitney's treating medical
doctor for more than two years after the accident, as to whether
she suffered a traumatic brain injury, likely carried significant
weight. Therefore, we must conclude that admission of the 1 July
letter without the requisite findings of trustworthiness as
required in Triplett was prejudicial error, entitling defendants to
a new trial as to the claims of Whitney Kirk.
IV.
[5]Defendants also assign error to the trial court's
overruling their objections to plaintiffs' golden rule argument.
In his closing argument, plaintiffs' counsel made various
statements which asked the jurors to put themselves in the position
of plaintiff Whitney Kirk. For example, counsel argued: What would you require us to pay
you? Would
you take $100 a day for it to live with that
the rest of your life?
Defendants' objections were overruled.
Though the propriety of using golden rule statements in
closing arguments in civil cases has not been addressed by our
courts, the Supreme Court has held that closing arguments in a
criminal case which ask the jury to put themselves in the position
of the victim are improper.
State v. Perkins, 345 N.C. 254, 481
S.E.2d 25,
cert. denied, 522 U.S. 837, 139 L. Ed. 2d 64 (1997). It
is noteworthy, however, that the Supreme Court held such golden
rule expressions in the trial court's jury instructions to be
erroneous. The Court noted:
The question in any given case is not what sum
of money would be sufficient to induce a
person to undergo voluntarily the pain and
suffering for which recovery is sought or what
it would cost to hire someone to undergo such
suffering, but what, under all the
circumstances, should be allowed the plaintiff
in addition to the other items of damages to
which he is entitled, in reasonable
consideration of the suffering necessarily
endured. The amount allowed must be fair and
reasonable, free from sentimental or fanciful
standards, and based upon the facts disclosed.
Dunlap v. Lee, 257 N.C. 447, 452, 126 S.E.2d 62, 66-67 (1962)
(quoting 15 Am. Jur.
Damages § 72). The Court stated that such
instructions encourage verdicts based on sympathy in areas of the
law in which jurors are already prone to sympathize.
Id. Thus,
we believe that in personal injury cases, as in criminal cases, a
closing argument in which the jury is asked to put itself in the
position of the injured party is improper. At oral argument in this Court, plaintiffs' counsel conceded
that such arguments should not have been made but contended that
defendants were not prejudiced. Having already determined that a
new trial should be granted as to the claims brought by Whitney
Kirk, we need not determine whether the argument in this case,
which related only to Whitney Kirk's claims, was prejudicial.
Suffice it to say that counsel should avoid such arguments at re-
trial.
V.
[6]Defendants' next contend the court erred in refusing to
consider juror affidavits which indicate that the jury rendered a
quotient verdict, and further erred in denying their related motion
for a new trial. We disagree.
The law is well-settled that in order to impeach a jury's
verdict as a quotient verdict, the evidence must come from sources
other than the jurors themselves.
State Highway Commission v.
Matthis, 2 N.C. App. 233, 163 S.E.2d 35 (1968). Therefore, the
trial court properly refused to consider the juror affidavits.
Defendants have offered no other evidence to meet their burden of
establishing that a quotient verdict has been rendered and the
trial court did not err in denying defendants' motion for a new
trial.
We have reviewed defendants' remaining assignments of error
which pertain to the claims of Mark Kirk and Susan Fox-Kirk and
determine that they are without merit. As to such claims, we find
no error. Moreover, we do not need to address defendants'
remaining assignments of error which pertain to Whitney Kirk asthey may not recur at re-trial.
VI.
PLAINTIFFS' APPEAL
[7]Plaintiffs' sole argument on appeal is that the trial
court erred in awarding attorneys' fees to defendants pursuant to
G.S. § 6-21.5. The statute provides for an award of attorney's
fees if the court finds that there was a complete absence of a
justiciable issue of either law or fact raised by the losing party
in any pleading. The trial court awarded attorneys' fees for the
cost of defending the claims brought against defendant Goodyear and
for the cost of defending the negligent infliction of emotional
distress claim brought by plaintiff Mark Kirk.
We first consider the claims brought against defendant
Goodyear. To determine whether a claim is non-justiciable, the
trial court may consider evidence developed after the pleadings
have been filed.
Sunamerica Financial Corp. v. Bonham, 328 N.C.
254, 258, 400 S.E.2d 435, 438 (1991). The test is whether the
party persisted in litigating the case after a point where he
should reasonably have become aware that the pleading he filed no
longer contained a justiciable issue.
Id.
In this case, plaintiffs brought claims against defendant
Goodyear for negligence via the theories of
respondeat superior and
negligent retention and hiring. At issue was whether defendant
Hannon was an agent of defendant Goodyear and whether defendant
Goodyear exercised control over defendant Ragan. Defendants denied
both an agency relationship and any exercise of control bydefendant Goodyear in their answer. Plaintiffs sought further
information on the relationship between the defendants in numerous
interrogatories and depositions. The trial court found:
9. The non-existence of an employer-employee
relationship between defendant Goodyear and
defendant Hannon as well as the non-existence
of an agency relationship between defendant
Goodyear and defendant Brad Ragan was
established through the pleadings
and course
of discovery such that the plaintiffs should
reasonably have become aware that the
Complaint they filed as to Goodyear no longer
contained a justiciable issue (emphasis
added).
The court then awarded, however, all attorneys' fees regarding
discovery incurred by defendant Goodyear dating back to the time
they received the
first set of interrogatories. We believe this
award is inconsistent with the trial court's finding that the non-
existence of the requisite relationships was established through
the defendants' answer
and course of discovery. Accordingly, we
remand to the trial court for findings as to when plaintiffs should
have reasonably determined that their claim against Goodyear was
not justiciable, and for an award of attorneys' fees from that
point forward.
[8]As to the award of fees for the negligent infliction of
emotional distress claim brought by Mark Kirk, we find no error.
The trial court found:
2. At the time of the filing of the
Complaint, almost two years after the accident
date of July 22, 1995, plaintiff Mark Kirk had
not sought any medical treatment or received
any diagnosis for any condition that could
support a claim for severe emotional distress
as that term is defined by law.
3. Plaintiff Mark Chandler Kirk's claim for
negligent infliction of emotional distress was
therefore a nonjusticiable issue of both law
and fact.
A justiciable issue has been defined as an issue that is 'real and
present as opposed to imagined or fanciful.'"
Id. at 257, 400
S.E.2d at 437 (citations omitted). To show severe emotional
distress, the plaintiff must forecast some evidence showing severe
and disabling psychological problems.
Waddle v. Sparks, 331 N.C.
73, 414 S.E.2d 22 (1992). The trial court found and we agree that
plaintiff had no such evidence, since he had not sought medical
treatment in the two year period of time between the accident and
summary judgment disposition of the claim.
For the foregoing reasons, we hold there must be a new trial
as to the claims of Whitney Kirk. We find no error in the trial of
the claims of Susan Fox-Kirk and Mark Kirk. That portion of the
trial court's 6 October 1998 order which taxes plaintiffs with
attorneys' fees incurred in defense of plaintiffs' claims against
defendant Goodyear is vacated and this cause remanded for a proper
determination of such fees in accordance with this opinion; in all
other respects, the 6 October 1998 order is affirmed.
Defendants' Appeal - No error in part; new trial in part.
Plaintiffs' Appeal - Affirmed in part, vacated in part, and
remanded.
Chief Judge EAGLES and Judge HORTON concur.
Judge Horton concurred in this opinion prior to 31 January
2001.
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