1. Homicide--second-degree murder--Fair Sentencing Act--
aggravating factor--serious and debilitating injuries
The trial court did not err by finding as an aggravating
factor that the infant victim suffered serious injuries that were
permanent and debilitating when resentencing defendant for
second-degree murder under the Fair Sentencing Act. The State's
evidence was sufficient to establish that the victim suffered
serious and debilitating injuries in excess of that normally
present in second-degree murder.
2. Sentencing--resentencing--greater sentence
The trial court erred by giving a greater sentence on
resentencing where defendant was convicted of second-degree
murder and sentenced under the Structured Sentencing Act to 196
to 245 months; the case was remanded for sentencing under the
Fair Sentencing Act; and the trial court then sentenced defendant
to life in prison. The sole exception to N.C.G.S. § 15A-1335,
which prohibits greater sentences, is when the General Assembly's
intent is clear as to the statutorily mandated sentence on
resentencing. Life imprisonment is not a statutorily mandated
sentence in this case.
Attorney General Michael F. Easley, by Associate Attorney
General Christopher W. Brooks, for the State.
Walen & McEniry, P.A., by James M. Walen, for defendant-
appellant.
HUNTER, Judge.
Laureen Millar Holt (defendant) appeals from the judgment
and commitment imposed on resentencing. On appeal, defendant
assigns error to (1) the trial court's finding as an aggravating
factor that [t]he victim suffered serious injuries that werepermanent and debilitating, and (2) the trial court's imposition
of a greater sentence on resentencing in violation of N.C. Gen.
Stat. § 15A-1335 (1999). After a careful review of the record and
briefs, we affirm the trial court as to the first assignment, and
vacate and remand as to the second.
At trial, the State's evidence tended to show that while in
defendant's care on 7 July 1994, Amber Hall (Amber), a six month
old infant whom defendant provided day care for in her home,
suffered a severe head trauma, as well as, significant brain
damage, as the result of a nonaccidental trauma or . . . shaken
baby syndrome. After her initial injury, Amber survived for
approximately twenty-two months. During those twenty-two months,
Amber was in a vegetative state; she was blind; she suffered from
cerebral palsy and seizures; she lost her circadian rhythm
resulting in her inability to sleep; she was unable to chew or
swallow; she could not learn to crawl, walk, or speak; her skull
collapsed; and her head shrank. Then on 26 May 1996, Amber died of
pneumonia related to her severe head trauma. Ultimately, defendant
was convicted of the second degree murder of Amber.
At defendant's first sentencing hearing on 1 July 1998, the
trial court found two aggravating and one mitigating factors. The
court then determined that the aggravating factors outweighed the
mitigating factor, and sentenced defendant in the aggravated range
under the Structured Sentencing Act, N.C. Gen. Stat. § 15A-1340.10
et seq. (1999). Consequently, defendant was sentenced as a Class
B2 felon (N.C. Gen. Stat. § 14-17 (1999)) to a term of imprisonment
of 196 to 245 months (N.C. Gen. Stat. § 15A-1340.17(c), (e)(1999)). Defendant appealed.
On appeal, this Court found no error in the trial; however, we
held that defendant was improperly sentenced under the Structured
Sentencing Act. State v. Holt, 134 N.C. App. 499, 526 S.E.2d 509
(1999) (unpublished). Effective 1 October 1994, the Fair
Sentencing Act, N.C. Gen. Stat. § 1340.1 et seq. (1988), was
repealed and the Structured Sentencing Act became effective for
offenses occurring on or after that date. As all the acts leading
up to the charge of second degree murder occurred on 7 July 1994,
we vacated defendant's sentence and remanded to the trial court
with instructions that defendant be sentenced pursuant to the Fair
Sentencing Act. Id.
On 13 September 1999, at defendant's resentencing hearing, the
trial court found two aggravating factors -- [t]he victim was very
young and [t]he victim suffered serious injuries that were
permanent and debilitating -- and five mitigating factors.
Nevertheless, the trial court again determined that the aggravating
factors outweighed the mitigating factors, and therefore sentenced
defendant in the aggravated range. Specifically, the court
sentenced defendant as a Class C felon (N.C. Gen. Stat. § 14-17
(1993) (amended 1994)) under the Fair Sentencing Act to a term of
life imprisonment (N.C. Gen. Stat. § 14-1.1 (1993) (repealed
1994)). Defendant appeals.
[1]In her first assignment of error, defendant argues that
the trial court erred in finding as an aggravating factor that
[t]he victim suffered serious injuries that were permanent anddebilitating, and consequently sentencing her in the aggravated
range. Particularly, defendant contends that a serious and
debilitating injury is not a proper aggravating factor for a
homicide case, because evidence of a serious and debilitating
injury is used to prove malice, an essential element of second
degree murder. We disagree.
Second-degree murder is the unlawful killing of a human being
with malice, but without premeditation and deliberation. State v.
Robbins, 309 N.C. 771, 775, 309 S.E.2d 188, 190 (1983). Clearly,
a serious and debilitating injury is not an expressed element of
second degree murder. However, defendant claims that the evidence
of Amber's serious and debilitating injuries was evidence used to
show malice.
We recognize that, [e]vidence necessary to prove an element
of the offense may not be used to prove any factor in aggravation
. . . . N.C. Gen. Stat. § 15A-1340.4(a)(1) (Cum. Supp. 1993)
(repealed 1994) (now codified in § 15A-1340.16(d) (1999)). See
also State v. Hughes, 136 N.C. App. 92, 99, 524 S.E.2d 63, 67
(1999), disc. review denied, 351 N.C. 644, 543 S.E.2d 878 (2000)
([i]t is error for an aggravating factor to be based on
circumstances which are part of the essence of a crime).
Nevertheless, the language [t]he victim suffered serious injuries
that were permanent and debilitating, creates a distinction
between the suffering of the victim at the time the serious injury
is inflicted and any long-term or extended effects that arise due
to that serious injury. State v. Crisp, 126 N.C. App. 30, 39, 483S.E.2d 462, 468 (1997). The severe head trauma suffered by
Amber
resulted in serious injury at the time it was inflicted in July
1994. However, Amber's brain damage, blindness, cerebral palsy,
seizures, loss of circadian rhythm, etc., were the long-term and
extended effects that arose due to that serious debilitating
injury. Thus, the same evidence was not used to support both
malice -- an element of the offense, and an aggravating factor.
Therefore, evidence necessary to prove second degree murder was not
used to prove any factor in aggravation in the case sub judice.
Although N.C. Gen. Stat. § 15A-1340.4(a)(1) (Cum. Supp. 1993)
(repealed 1994) did not expressly enumerate serious injury that is
permanent and debilitating as an aggravating factor, this section
did not limit a trial judge to the aggravating factors enumerated
therein. See State v. Church, 99 N.C. App. 647, 656, 394 S.E.2d
468, 474 (1990). In fact,
the statute lists several aggravating factors
which the trial judge is required to consider
and also authorizes him to consider any other
aggravating factors that he finds are proved
by the preponderance of the evidence, and that
are reasonably related to the purposes of
sentencing. . . .
State v. Thompson, 310 N.C. 209, 220, 311 S.E.2d 866, 872 (1984),
overruled on other grounds by State v. Vandiver, 321 N.C. 570, 364
S.E.2d 373 (1988). Here, the State's evidence was sufficient to
establish that Amber suffered serious and debilitating injuries in
excess of that normally present in second degree murder. Thus, the
trial court had the authority to find as an aggravating factor that
Amber suffered serious injuries that were permanent anddebilitating, as long as the court's finding was proved by a
preponderance of the evidence and reasonably related to the
purposes of sentencing. Such was the case here.
Moreover, we note that this Court has held in the past that a
serious injury may be used as an aggravating factor. See State v.
Nichols, 66 N.C. App. 318, 311 S.E.2d 38 (1984) (prior to the
Structured Sentencing Act, serious injury could be used as a factor
in aggravation); see also State v. Crisp, 126 N.C. App. 30, 483
S.E.2d 462 (in prosecution for assault with a deadly weapon with
intent to kill inflicting serious injury, aggravating factors may
include that victim suffered permanent and debilitating serious
injury). Additionally, under Structured Sentencing as it is
presently in effect, serious injury that is permanent and
debilitating is a listed aggravating factor for consideration
pursuant to N.C. Gen. Stat. § 15A-1340.16(d)(19) (1999).
Therefore, we affirm the trial court's use of Amber's serious
injuries that were permanent and debilitating as a factor in
aggravation.
[2]In her second assignment of error, defendant argues that
the trial court's imposition of a greater sentence on resentencing
is in violation of N.C. Gen. Stat. § 15A-1335. We agree.
The statute on resentencing after appellate review states:
When a conviction or sentence imposed in
superior court has been set aside on direct
review or collateral attack, the court may not
impose a new sentence for the same offense, or
for a different offense based on the same
conduct, which is more severe than the prior
sentence less the portion of the prior
sentence previously served.
N.C. Gen. Stat. § 15A-1335 (1999). At defendant's first sentencing
hearing, the trial court -- after weighing the aggravating and
mitigating factors, and finding that the aggravating factors
outweighed the mitigating factors -- sentenced defendant as a Class
B2 felon (pursuant to N.C. Gen. Stat. § 14-17 (1999)) to a term of
imprisonment of 196 to 245 months under the Structured Sentencing
Act. Conversely, at defendant's resentencing hearing, the trial
court -- again, after weighing the aggravating and mitigating
factors, and finding that the aggravating factors outweighed the
mitigating factors -- sentenced defendant as a Class C felon
(pursuant to N.C. Gen. Stat. § 14-17 (1993) (amended 1994)) to a
term of life imprisonment under the Fair Sentencing Act.
Clearly, § 15A-1335
applies to the situation where the trial judge
is weighing aggravating and mitigating factors
on resentencing a defendant or on sentencing a
defendant after a new trial. The statute
prohibits the trial judge from imposing a more
severe sentence because of reweighing
aggravating factors, or because of new
aggravating factors. . . .
State v. Williams, 74 N.C. App. 728, 730, 329 S.E.2d 709, 710
(1985). At bar, the trial court did weigh aggravating and
mitigating factors on resentencing. Therefore, '[i]n simple
words, on resentencing, a trial judge cannot impose a term of years
greater than the term of years imposed by the original sentence
. . . .' State v. Hemby, 333 N.C. 331, 335, 426 S.E.2d 77, 79
(1993) (quoting State v. Mitchell, 67 N.C. App. 549, 551, 313
S.E.2d 201, 202 (1984)).
The sole exception to N.C. Gen. Stat. § 15A-1335, and the onlycircumstance in which a higher sentence will be
allowed on
resentencing, is when a statutorily mandated sentence is required
by the General Assembly. See State v. Kirkpatrick, 89 N.C. App.
353, 355, 365 S.E.2d 640, 641 (1988) (where the trial court is
required by statute to impose a particular sentence (on
resentencing) [] § 15A-1335 does not apply to prevent the
imposition of a more severe sentence). Thus, when the General
Assembly's intent is clear as to the statutorily mandated sentence
required on resentencing, § 15A-1335 does not apply.
At bar, defendant was sentenced under the Fair Sentencing Act.
Pursuant to the Fair Sentencing Act, the presumptive sentence for
a Class C felon was fifteen years (§ 15A-1340.4(f)(1) (Cum. Supp.
1993) (repealed 1994)); moreover, under N.C. Gen. Stat. § 14-1.1
(1993) (repealed 1994), a Class C felon could have be[en]
punish[ed] by imprisonment up to 50 years, or by life imprisonment,
or a fine, or both imprisonment and fine. N.C. Gen. Stat. § 14-
1.1(a)(3) (emphasis added). Significantly, life imprisonment was
not a statutorily mandated sentence under this statute; hence, N.C.
Gen. Stat. § 15A-1335 applies here. Therefore, we hold that
defendant's life sentence on resentencing exceeds her original
sentence of 196 to 245 months, and thus violates § 15A-1335.
Accordingly, we vacate defendant's sentence of life imprisonment,
and remand for a new sentencing hearing with instructions that
defendant's sentence not exceed 245 months less the portion of the
prior sentence previously served.
The State relies on both State v. Williams, 74 N.C. App. 728,329 S.E.2d 709, and State v. Kirkpatrick
, 89 N.C. App. 353, 365
S.E.2d 640, for its position that § 15A-1335 does not apply to the
case at bar. However, both cases fit into the exception to § 15A-
1335 discussed above, and consequently, they are distinguishable
from the case at bar.
First, in Williams, 74 N.C. App. 728, 329 S.E.2d 709, the
defendant was found guilty of armed robbery and sentenced to twelve
years imprisonment. Id. Subsequently, this Court granted
defendant's motion for appropriate relief and ordered a new trial.
Id. On retrial, defendant was again found guilty of armed robbery
and was resentenced to a term of fourteen years pursuant to N.C.
Gen. Stat. § 14-87(d) (1981). Id. On appeal, this Court found
that defendant's higher sentence of fourteen years was statutorily
mandated by § 14-87(d), thus § 15A-1335 did not apply. Id.
Accordingly, we upheld the higher sentence. Id.
Likewise in Kirkpatrick, 89 N.C. App. 353, 365 S.E.2d 640, the
defendant was found guilty of felonious possession of stolen
property and of being an habitual felon. Id. As a result, the
trial court sentenced the defendant to three years imprisonment for
the possession of stolen property conviction and fifteen years
imprisonment for his habitual felon status. Id. On appeal, this
Court held that the defendant was improperly given a separate
sentence for his habitual felon status, and we remanded for
resentencing. Id. On remand, the trial court resentenced the
defendant as an habitual felon to a single term of fifteen yearsfor the felonious possession of stolen property conviction pursuant
to N.C. Gen. Stat. § 14-7.6 (1986). Id. Specifically, under § 14-
7.6, an habitual felon was required to be sentenced as a Class C
felon; and pursuant to § 15A-1340.4(f)(1) (1983), the presumptive
sentence for a Class C felon was fifteen years. Id. Since the
trial court found no aggravating or mitigating factors, the
sentence on resentencing was statutorily mandated. Furthermore,
defendant did not actually receive a higher sentence on
resentencing; rather, the trial court, in accordance with State v.
Thomas, 82 N.C. App. 682, 347 S.E.2d 494 (1986), simply used
defendant's habitual felon status on resentencing to enhance his
possession of stolen property conviction. For the foregoing
reasons, Williams and Kirkpatrick are distinguished.
In summary, we affirm the trial court's use of serious and
debilitating injuries as an aggravating factor in this second
degree murder case. However, we vacate the trial court's sentence
on resentencing and remand with instructions that defendant's
sentence not exceed 245 months less the portion of the prior
sentence previously served.
Affirmed in part, vacated and remanded in part.
Chief Judge EAGLES and Judge CAMPBELL concur.
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