1. Jury--selection--denial of challenge for cause--
preservation for appeal
A first-degree murder defendant preserved his right to bring
forward an assignment of error to the denial of a challenge for
cause to a potential juror where he used a peremptory challenge
to remove the juror, exhausted his peremptory challenges, and
renewed his motion to excuse this juror for cause. N.C.G.S. §
15A-1214(h).
2. Jury--selection--denial of challenge for cause--prejudicial
The trial court erred by denying a challenge for cause to a
potential juror who stated that his financial concerns would
weigh on his mind during the trial, would interfere with his
ability to listen to the evidence fairly, and would probably
override his ability to render a decision in accordance with his
beliefs if he were the sole juror holding a particular opinion
and he could return to work at an earlier time by changing his
vote. Statements by jurors indicating that they may be unable to
render a fair and impartial verdict must be taken at face value,
especially when there is every indication that the juror's
concern is sincere. The error here was prejudicial because
defendant exhausted his peremptory challenges and told the court
that he would otherwise have peremptorily challenged a different
juror.
3. Appeal and Error--appealability--pretrial motion to
suppress--new trial
A first-degree murder defendant was not entitled to
appellate review of the trial court's denial of his pretrial
motion to suppress custodial statements where a new trial was
granted on other grounds. Defendant will only be entitled to
appellate review of the admissibility of the evidence if the
State attempts to admit it at the new trial, defendant objects,
and the court rules it admissible.
Michael F. Easley, Attorney General, by Buren R. Shields, III,
Assistant Attorney General, for the State.
Mark L. Killian, for defendant-appellant.
HUDSON, Judge.
Defendant was tried and convicted on two counts of first
degree murder and sentenced to two consecutive terms of life
imprisonment. Defendant timely appealed. On appeal, defendant
raises five assignments of error. We order a new trial.
Defendant's first assignment of error pertains to the jury
selection process. The record shows that a prospective juror, Mr.
Michael, expressed concern regarding the potential length of the
trial and the effect it would have on his financial obligations:
Q. First some of the same questions to you. I
hate to keep asking the same questions over
but there is no other way of doing it. Are
there any particular concerns about any of the
questions or statements that have been made
here?
A. Only on the time period that would be a
possible problem for me.
Q. Four to five weeks long trial.
A. Yes.
Q. What concerns you about that?
A. Well, financial obligations for my house
payment and stuff and bills. I would not be
able to pay them if I am here for that period
of time. That would be really on my mind a
lot at the time.
Q. Do you think that would be in your thoughts
to the point that it would be hard for you to
pay attention to the testimony at times in the
case?
A. Yes, to a certain degree, for the sooner I
get done the sooner able to get back to work
and pay my bills and meet my obligations.
Q. Do you think then that might be a factor in
your listening to the evidence and deciding
the case and deciding the circumstances?
A. It may because, like I said, sooner we get
finished, the sooner I would be back to my
regular schedule and my financial matter.
Q. You are saying it might become hard for you
to pay attention and listen to the evidence
for you might become impatient and that mightinterfere with your ability to be a fair jury?
A. I might not take my time in the whole
proceeding. I think it would interfere with
that, yes.
Q. Do you think that it might make cause you
to come to some quick decision knowing the
sooner you do that, the sooner you can leave
and go back to work?
A. Actually, you know, sooner done the sooner
I get out. It may pose a problem for me.
Q. Do you think that it would impair your
ability to listen to the evidence in the case
fairly?
A. Yes, I do.
Q. You do?
A. Yes.
Immediately following this exchange, defendant moved to excuse
Juror Michael for cause, which motion was denied by the trial
court. Counsel for defendant then continued to question Michael
regarding his financial situation. Michael explained that he has
a daughter who is eight years old, and that both he and his wife
work. He further explained that his wife does not make enough
money to pay the bills, and that a month without his earning income
would be a hardship on his family.
Counsel for defendant then questioned Juror Michael regarding
a number of issues unrelated to his financial concerns. For
example, when asked whether he could render an impartial decision
even if defendant did not testify, Michael stated: I could listen
to [the evidence] with an open mind and hear it even though he did
not testify or produce any evidence at all and it would not cause
me to be more towards the state than to him. When asked whether
he would be able to render a verdict in accordance with his
personal opinion, even if that opinion differed from the opinion of
individuals in his community, Michael stated: I live with myself
and not with the community. Counsel for defendant then returned to the issue of Michael's
financial concerns:
Q. Let me talk about your concern about your
financial concern and situation. If you set
here for the amount of time and we get to the
end of the trial and you were called upon to
make the decision, and you have said you don't
care what the opinion is of the other jurors,
if you were the only one that were of the
opinion you held and the case could not be
over unless you changed your mind, would you
then change due to the pressure of the
financial situation you may have?
A. That puts me in a bad spot, you know what
I'm saying? That would really have weight on
my mind and I really could not tell you what I
would do until I was put in that situation.
That is what is hard for me.
Q. Well, what you are telling me, do you think
that it might or would have some effect?
A. Yes sir...madam.
Q. And on your ability to serve?
A. Most definitely, yes.
Q. On your ability to render a decision in
accordance with your own beliefs?
A. Right, because like I said, I will not be
out there doing my job and I will be on the
street and walking because I just cannot pay
my bills.
Q. Exactly.
A. I would...that would make a difference to
me really, you know.
Q. We are looking for jurors in this case that
can make the decision, the biggest decision
any juror can ever be called upon to make.
A. That lot to think about.
Q. And that is one of your concerns, having
that weigh on your mind and when you are
trying to make that decision?
A. Yes.
Q. You feel that would affect you?
A. I would not want my problems to override my
decision.
Q. And you think that it could do that if you
were forced to be here that long?
A. It may. It would probably do so.
Defendant then renewed his motion to excuse Michael for cause,
which motion was again denied by the trial court.
Defendant argues that the trial court erred in denying hismotion to excuse Juror Michael for cause. This assignmen
t of error
requires us to answer three questions: (1) whether defendant
preserved his right to bring forward this issue on appeal; (2) if
preserved, whether the trial court erred in denying defendant's
motion to excuse Juror Michael for cause; and (3) whether any such
error was prejudicial to defendant.
[1]Defendant preserved his right to bring forward this
assignment of error pursuant to N.C.G.S. § 15A-1214(h) (1999).
After his motion to excuse Juror Michael for cause was denied, he
employed a peremptory challenge to remove Michael from the jury.
He then exhausted his peremptory challenges, and renewed his motion
to excuse Michael for cause, which motion was denied. These steps
satisfy the requirements of the statute.
[2]As to whether the trial court erred in denying defendant's
motion to excuse Juror Michael for cause, we begin with the
statutory mandate that a defendant is permitted to excuse a
prospective juror for cause if the juror, for any reason, is
unable to render a fair and impartial verdict. N.C.G.S. § 15A-
1212(9) (1999). It is also well-established that a decision to
deny a challenge for cause rests in the sound discretion of the
trial court. See State v. Hartman, 344 N.C. 445, 458, 476 S.E.2d
328, 335 (1996), cert. denied, 520 U.S. 1201, 137 L. Ed. 2d 708
(1997). Thus, on appeal, a trial court's decision to deny a
challenge for cause will not be disturbed absent a showing of an
abuse of that discretion. Id.
In the case of State v. Hightower, 331 N.C. 636, 417 S.E.2d237 (1992), our Supreme Court addressed a similar
situation arising
during the jury selection process. In Hightower, the defendant
challenged for cause a prospective juror who expressed his concern
that the defendant's failure to testify would affect his ability to
render a fair and impartial verdict. The juror stated that the
defendant's failure to testify would stick in the back of [his]
mind while deliberating, and that it might hinder his ability to
render an impartial decision. Id. at 641, 417 S.E.2d at 240.
However, the trial court denied the defendant's challenge for cause
to this juror. On appeal, the defendant assigned error to the
trial court's denial of his challenge for cause. Upon a close
examination of the transcript, our Supreme Court concluded that the
juror's answers indicated he might have trouble being fair to the
defendant if the defendant did not testify. Thus, the Court held
the denial of the defendant's challenge for cause constituted error
pursuant to both subdivision (8) and (9) of G.S. § 15A-1212. Id.
Here, defendant's challenge for cause should have been allowed
pursuant to subdivision (9) of G.S. § 15A-1212. Michael stated
that his financial concerns would weigh on his mind during the
trial, would interfere with his ability to pay attention during the
trial, and would interfere with his ability to listen to the
evidence fairly. Furthermore, Michael stated that if he were the
sole juror holding a particular opinion regarding defendant's
guilt, such that changing his vote would result in a unanimous
verdict and allow him to return to work at an earlier time, his
financial concerns would probably override his ability to rendera decision in accordance with his own beliefs. This trial did,
in
fact, last for an entire month. The first day of jury selection
occurred on 1 March 1999, and defendant was sentenced on 30 March
1999. Jury deliberations at the guilt phase lasted approximately
five and one half hours and transpired over a period of two days.
After a careful examination of the voir dire transcript, we
conclude it was error not to allow the challenge for cause to Juror
Michael. Statements by a juror indicating that the juror may be
unable to render a fair and impartial decision must be taken at
face value. This is especially so where, considered in context,
there is every indication that the juror's concern regarding his
ability to act as a fair and impartial member of the jury is
sincere. Here, had Juror Michael simply been seeking to provide
responses that would cause him to be excused from the jury, it
seems unlikely that he would have provided such strong, affirmative
responses to other questions regarding his ability to follow the
law and his ability to come to a decision without allowing outside
influences to affect his judgment. Despite his apparent
recognition that outside matters should not affect a juror's
decision, Michael conceded in a forthright manner that his
financial concerns might affect his ability to render a fair
decision. The primary goal of the jury selection process is to
ensure both the defendant and the State that persons chosen to
decide the guilt or innocence of the accused will render a fair and
impartial decision, and that they will reach that decision based
solely upon evidence produced at trial. See State v. Honeycutt,
285 N.C. 174, 179, 203 S.E.2d 844, 848 (1974), death sentencevacated, 428 U.S. 903, 49 L. Ed. 2d 1207 (1976). Here, it can only
be concluded from Juror Michael's statements that although he would
try to be fair to defendant, he might have trouble doing so as a
result of his financial concerns.
Moreover, this failure to allow the challenge for cause was
prejudicial error. After defendant used a peremptory challenge to
excuse Michael, and after defendant exhausted his peremptory
challenges, he renewed his challenge for cause to Michael and told
the court that he would have peremptorily challenged a different
juror if he had not exhausted his peremptory challenges. Because
defendant was deprived of the right to exercise a peremptory
challenge as a result of the court's denial of his challenge for
cause to Juror Michael, there must be a new trial. See Hightower,
331 N.C. at 641, 417 S.E.2d at 240; Hartman, 344 N.C. at 459, 476
S.E.2d at 335-36.
[3]We do not discuss defendant's other assignments of error
because the questions they raise may not arise at a new trial. See
Hightower, 331 N.C. at 642, 417 S.E.2d at 241. This includes
defendant's assignments of error pertaining to the denial of his
pretrial motion to suppress certain alleged custodial statements by
defendant. It is well-established that
[a] trial court's ruling on a motion in limine
is preliminary and is subject to change
depending on the actual evidence offered at
trial. The granting or denying of a motion in
limine is not appealable. To preserve the
evidentiary issue for appeal where a motion in
limine has been granted, the non-movant must
attempt to introduce the evidence at trial.
Condellone v. Condellone, 129 N.C. App. 675, 681, 501 S.E.2d 690,
695, disc. review denied, 349 N.C. 354, 517 S.E.2d 889 (1998)
(citations omitted). Thus, defendant is not entitled to appellate
review of the trial court's denial of his pretrial motion to
suppress, in that the new trial has not yet occurred. Defendant
will only be entitled to appellate review of the admissibility of
this evidence if, at the new trial, the state attempts to admit the
evidence, defendant objects to admission of the evidence, and the
trial court rules to admit the evidence.
New trial.
Judges GREENE and McCULLOUGH concur.
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