1. Evidence--videotape--insufficient foundation--not
prejudicial
The admission of a store security videotape in an armed
robbery prosecution was harmless error where the State did not
establish a proper foundation for its admissibility in that the
evidence was insufficient to establish that the system was
properly functioning on the date of the robbery, the testimony
was insufficient to establish that the tape accurately
represented the events it purported to show, and the chain of
custody was not adequately established, but there was other
evidence providing a substantial basis for the jury's verdict.
2. Evidence--cross-examination--audiotape not allowed--not
prejudicial
The trial court neither abused its discretion nor coerced
defendant into presenting evidence in a prosecution for the
armed robbery of a store by refusing to allow defendant to cross-
examine an employee with a tape recording of her 911 call. The
judge merely ruled against the use of an audiotape and did not
prevent defendant from exploring this avenue of inquiry;
furthermore, defendant was permitted to introduce the tape during
his case in chief.
3. Criminal Law--prosecutor's argument--curative instruction
The trial court did not err in an armed robbery prosecution
by not granting a mistrial where defendant objected to the
prosecutor's argument concerning defendant's failure to present
evidence to rebut State's case, the court sustained the
objection, and the court directed the jury not to consider
that. Any error was sufficiently cured by the court's
instructions.
Judge WALKER concurring in the result.
Attorney General Michael F. Easley, by Assistant Attorney General E.
Clementine Peterson, for the State.
Mark J. Simeon, for the defendant-appellant.
BIGGS, Judge.
Daryl Kent Mason (defendant) appeals from a judgment entered 18 December
1998, following his conviction of robbery with a dangerous weapon. We find error
in the admission at trial of a videotape, but hold that the error was harmless
on the facts of this case. Accordingly, we affirm the conviction and judgment
below.
The defendant was tried for the armed robbery of an Eckerd drugstore
located in Durham. The evidence presented at trial is summarized as follows: On
the night of 7 January 1998, Camella Carter (Carter), Tonya Dickerson
(Dickerson), and Vicki Perez (Perez) all were employed at Eckerd's store. The
defendant was a former Eckerd's employee who had recently stopped working there.
At approximately 11:30 or 11:45 P.M., shortly before the store closed at
midnight, the defendant came into Eckerd's and spoke with Carter. He asked her
who else was working that night, and asked for change to buy a candy bar. He was
wearing a white nylon 'windbreaker' jacket over a black sweatshirt. After
speaking with the defendant, Carter resumed her duties, and the defendant walked
to the front cash register, which was operated by Dickerson. A few minutes after
the store closed, Carter heard Dickerson scream, followed by another person
shouting [s]hut up! She looked up from her work, saw the defendant with a gun
pointed at Perez, and heard him say [t]his is a robbery. Although the robber
was masked, Carter recognized the defendant by his clothes - a black sweatshirt
and white pants that matched the windbreaker she had noticed him wearing a few
minutes earlier. The defendant demanded money from Perez, and led her toward the
front of the store. Camella ran to a storage room, where she hid during the rest
of the incident. She saw nothing more; however, a few minutes later, she heardsomeone opening and shutting the back door to the store, the
n throwing what
sounded like keys onto the floor. Carter testified that no one used the back
door except employees, and also that she had not seen the defendant leave the
store before closing. She was certain of her identification of defendant as the
person who had robbed Eckerd's.
Dickerson testified that she had worked with the defendant at two different
stores: at Eckerd's, and also at a nearby Food Lion grocery. On 7 January 1998,
the defendant came into Eckerd's just before closing and asked Dickerson who else
was working that evening. He mentioned buying a candy bar, but he never
purchased anything. Dickerson noticed that he wore a white windbreaker; she
could not see his pants from behind her cash register. She did not see him leave
the store before it closed. After their conversation, Dickerson returned to
work. A few minutes after the store closed, Dickerson felt a tap on the
shoulder. When she turned around, she saw two masked men with guns and began
screaming. She recognized the defendant's voice when one of the men yelled
[s]hut up Tonya! The defendant left her with his accomplice, while he went
toward the cash register operated by Perez. Dickerson could not see Perez's part
of the store, but in a few minutes the defendant returned to the area near her
cash register, holding a clear plastic trash bag filled with cash. Dickerson was
certain that the defendant was one of the two who robbed the store: she
recognized his voice, and also his white nylon pants matched the jacket he was
wearing when he spoke with her shortly before the robbery. After taking money
from several cash boxes in the store, the robbers demanded the keys to the
employees' back door. They ordered Carter, Dickerson, and Perez into the ladies'
room, and then fled from the store. Neither Carter nor Dickerson recognized the
second gunman.
When the State sought to introduce a store surveillance videotape at trial,the defendant objected, and a voir dire
was conducted on the tape's
admissibility. The trial court allowed the admission of the videotape. On
appeal to this Court, the defendant assigns error to its admission, arguing that
the State failed to establish an adequate foundation for its admissibility.
Evidence presented at trial during the voir dire showed the following:
Neither Carter nor Perez testified on voir dire. Dickerson testified on voir
dire that Eckerd's was using a store security camera system on 7 January 1998.
As far as she knew, it was operating properly that night. However, she had no
information about maintenance, testing, or operation of the machine, had never
tested it, and did not know the brand or model of the recording device. She had
not played any part in making the recording that evening, as that was the
responsibility of Perez, who was evening manager. The night that the store was
robbed, Dickerson saw Perez handing a videotape to a police officer, but did not
know his name. At some point after the robbery, Dickerson viewed a tape in which
she was shown speaking with the defendant in Eckerd's. It also appeared to show
the defendant robbing Perez at gunpoint. However, from her location in the
store, Dickerson had been unable to see Perez during the robbery, so she had not
seen the defendant rob Perez or demand money from her. Thus, she could not
attest to the accuracy of the videotaped robbery scenes, although she could state
that the segments of tape in which she was present appeared to be accurately
videotaped.
Dan Merit, Eckerd's general manager, testified that Eckerd's security
system had eight cameras that could be programmed to videotape various locations
in the store. The system also included a VCR, and a separate machine that
controlled which cameras would record at any given time. He described the
employees' procedure for operating the system as basically what you do is you
put the tape in, you hit the record button, you see whether the record lightcomes on. He was not in the store during the robbery, or
when the tape was
given the police. Merit had no reason to believe that the system was
malfunctioning on 8 January 1998. However, he did not keep any records on the
maintenance or testing of the system, and he had not checked the tapes made
during the days immediately before and after the robbery to assess whether the
system was properly functioning. Further, Merit testified that the store system
is a preprogrammed time-lapse VCR recorder and I am not technically minded
enough to tell you how the doggone thing works, and that I truthfully don't
know how the thing works. At some point in the six months following the
robbery, the VCR had broken and was replaced.
Officer Pitt of the Durham City Police testified that he had retrieved a
videotape from the police evidence locker several days after the robbery. He
recalled that the tape's label indicated that it came from the store; however,
he had not been at Eckerd's the night of the robbery, and was not the officer who
had obtained custody of the tape. Officer Marsh, another Durham police officer,
testified that he had been at Eckerd's on the night of the robbery. He had
summoned an identification technician to retrieve the tape and other physical
evidence, but he had not touched the tape himself, or taken custody of it. The
tape was shown on voir dire, and Dickerson testified to the accuracy of the
portion of the tape that showed her conversation with the defendant before the
robbery. Following the voir dire hearing, the trial court denied the defendant's
suppression motion, and ruled that the tape was admissible as substantive
evidence. The videotape was then shown to the jury over defendant's objection.
Dickerson attested to the accuracy of the segments of tape in which she was
present. Due to the nature of the Eckerd's photo surveillance system, the
events depicted on the tape would appear at an unnaturally fast speed when the
tape was shown on a conventional VCR. To avoid this 'fast-action' playback, thecourt directed the prosecutor to play the tape on the VCR's
'slow motion'
setting. However, after a few minutes on slow motion, the tape would
automatically revert to high speed until Officer Pitt could stop the tape and
restart it in slow motion. This resulted in intermittent gaps of approximately
30 seconds.
After the tape was played, the jury heard testimony by Officers March and
Pitt of the Durham police force, concerning their investigation of the case.
Marsh was at Eckerd's the night of the robbery to interview witnesses and secure
the scene; and Pitt conducted the subsequent investigation. The identification
technician who had retrieved the tape the night of the robbery did not testify
at trial; nor did Perez, the cashier who was shown being robbed on the videotape.
[1]The general rule is that the admissibility of a videotape is governed
by the same rules that apply to still photographs. State v. Strickland, 276 N.C.
253, 173 S.E.2d 129 (1970) (upholding admission of film of driver charged with
DWI, taken after his arrest). Upon a proper foundation, videotapes, like
photographs, are admissible at trial for either illustrative or substantive
purposes:
Any party may introduce a photograph, video
tape, motion picture, X-ray or other
photographic representation as substantive
evidence upon laying a proper foundation
and meeting other applicable evidentiary
requirements. This section does not
prohibit a party from introducing a
photograph or other pictorial
representation solely for the purpose of
illustrating the testimony of a witness.
N.C.G.S. § 8-97 (1999). In the present case, the store surveillance tape was
admitted for substantive purposes. This Court has noted that when a videotape
depicts conduct of a defendant in a criminal case, its potential impact requires
the trial judge to inquire 'carefully into its authenticity, relevancy, andcompetency[.]' State v. Billings, 104 N.C. App. 36
2, 371, 409 S.E.2d 707, 712
(1991) (citation omitted). The standard for the admission of a videotape was
articulated in State v. Cannon, 92 N.C. App. 246, 374 S.E.2d 604 (1988), rev'd
on other grounds, 326 N.C. 37, 387 S.E.2d 450 (1990), in which this Court stated:
The prerequisite that the offeror lay a
proper foundation for the videotape can be
met by: (1) testimony that the motion
picture or videotape fairly and accurately
illustrates the events filmed,
(illustrative purposes); (2) 'proper
testimony concerning the checking and
operation of the video camera and the chain
of evidence concerning the videotape;' (3)
testimony that 'the photographs introduced
at trial were the same as those [the
witness] had inspected immediately after
processing' (substantive purposes); or (4)
'testimony that the videotape had not been
edited, and that the picture fairly and
accurately recorded the actual appearance
of the area photographed.'
Id. at 254, 374 S.E.2d at 609 (citations omitted). In Cannon the proponent of
the videotape at issue offered testimony from a witness who had seen the filmed
events when they occurred, attesting to the videotape's accuracy; testimony that
the machine had been installed just six weeks earlier and was working properly
on the night of the offense; and testimony from a law enforcement officer that
he had maintained exclusive custody of the film since the night of the robbery.
The Cannon standard has been followed in subsequent cases addressing the
foundation required before a videotape may properly be admitted into evidence.
In State v. Mewborn, 131 N.C. App. 495, 507 S.E.2d 906 (1998), the defendant
challenged the admission of a videotape of the armed robbery of a store. The
State offered testimony from a store employee that the VCR was working properly
on the day of the offense. Other testimony by a law enforcement officer who had
viewed the tape immediately after the incident, and by the officer who hadassumed custody of the tape shortly after the incident and had vi
ewed it that
night, established that the tape was in the same condition and depicted the same
events as on the night of the robbery. This Court held that, taken together, the
testimony of the three witnesses was sufficient to satisfy the test enunciated
in Cannon. Id. at 499, 507 S.E.2d at 909.
This Court recently applied the same test to a situation in which the
foundation was insufficient. In State v. Sibley, 140 N.C. App. 584, 537 S.E.2d
835 (2000), the defendant was arrested along with several others, at a house that
was not his residence, and subsequently was charged with possession of a firearm
by a convicted felon and possession of cocaine. The defendant objected to the
admission at trial of a videotape seized from the premises that showed the
defendant holding weapons similar to those found in the house. Testimony at
trial established an unbroken chain of custody. However, the State did not call
any witnesses to testify that the camera was operating properly, or that the
videotape accurately presented the events that were filmed. This Court applied
the Cannon test in its inquiry into the videotapes' admissibility. It held that
the videotapes were not properly authenticated, and thus were inadmissible.
We evaluate the admissibility of the videotape offered in the instant case
against the backdrop of Cannon, Mewborn, and Sibley. These cases define three
significant areas of inquiry for a court reviewing the foundation for
admissibility of a videotape: (1) whether the camera and taping system in
question were properly maintained and were properly operating when the tape was
made, (2) whether the videotape accurately presents the events depicted, and (3)
whether there is an unbroken chain of custody. In the instant case, the evidence
was deficient in each of these areas.
Two of the State's witnesses, Dickerson and Merit, were asked about the
surveillance system, and both expressed the opinion that it was in working order. However, neither one knew anything about the maintenance
or operation of the
camera system. Dickerson testified that she could not even operate her home VCR,
but relied upon her husband; Merit candidly admitted that he did not know how
the doggone thing works and did not conduct the recommended inspection or
maintenance of the camera or monitors. Some time after the robbery, the VCR had
malfunctioned, and was replaced. None of the State's witnesses gave testimony
to indicate that there was any routine maintenance or testing of the Eckerd's
security system. Nor was there testimony from any witness that the tapes made
on days immediately preceding and following the robbery had been examined. The
evidence presented at trial was insufficient to establish that the store security
system was properly functioning on 8 January 1998.
The trial testimony also was insufficient to establish that the tape
accurately represented the events it purported to show. The tape included
segments of routine activity in the store, including a conversation between
Dickerson and the defendant before Eckerd's closed. It also depicted someone
robbing a woman identified by other witnesses as a cashier named Vicki Perez.
However, Ms. Perez did not testify at trial, so there was no testimony attesting
to the accuracy of this crucial part of the tape. Although Dickerson could
identify the segment of tape showing her in conversation with the defendant, the
more significant part of the tape was never authenticated.
Additionally, the chain of custody was not adequately established.
Testimony indicated that Perez had given the tape to a law enforcement officer
on the night of the offense. However, neither Perez nor that officer appeared
at trial. No testimony was presented from any witness who had handled the tape
on 8 January 1998. In fact, the evidence on chain of custody began
chronologically with Officer Pitt, who did not get the videotape from a police
locker until several days after the robbery at Eckerd's. Defendant argues further that the videotape should not be
allowed because
of the incompatibility of the equipment used to record the videotape and that
used in the courtroom for playback, in that it created 30 second intervals. We
find it unnecessary to address this argument in view of our discussion herein.
For the reasons discussed, we find that the State failed to sufficiently
authenticate the contents of the videotape, or to establish an unbroken chain of
custody, or to show that the store security system was properly functioning on
the day of the robbery. The evidence presented at trial concerning the videotape
did not lay a proper foundation for its admissibility, and thus it was error to
admit the videotape.
However, not all trial errors require reversal. The error must be material
and prejudicial. State v. Alston, 307 N.C. 321, 298 S.E.2d 631 (1983) (admission
of irrelevant evidence held not prejudicial on facts of case). An error is not
prejudicial unless there is a reasonable possibility that, had the error in
question not been committed, a different result would have been reached at the
trial[.] N.C.G.S. § 15A-1443(a) (1999).
Where it does not appear that the
erroneous admission of evidence played a pivotal role in determining the outcome
of the trial, the error is harmless. State v. Francis, 343 N.C. 436, 471 S.E.2d
348 (1996) (trial court's error in admitting witness's statement held harmless
where defendant showed no likelihood of different result had statement been
excluded); State v. Fluker, 139 N.C. App. 768, 535 S.E.2d 68 (2000) (error not
grounds for reversal where there is no reasonable possibility that, absent the
error, the trial would have had a different result). On the other hand, the
erroneous admission of evidence is reversible if it appears reasonably possible
that the jury would have reached a different verdict without the challenged
evidence. State v. Grover, 142 N.C. App. 411, 543 S.E.2d 179 (2001) (erroneous
admission of expert testimony in child sex abuse case held reversible error on
facts of case). The defendant bears the burden of showing that he was prejudiced
by the admission of the evidence. State v. Wingard, 317 N.C. 590, 346 S.E.2d 638(1986). In the present cas
e, there was substantial evidence of the
defendant's guilt. The state presented testimony from two eyewitnesses, Carter
and Dickerson, both of whom confidently identified the defendant as one of the
men who had robbed Eckerd's. Both had been employed at Eckerd's with the
defendant, and Tonya Dickerson had also worked with him at a Food Lion grocery.
This is consistent with testimony that the robber had yelled [s]hut up Tonya!
when Dickerson shouted. The defendant's behavior before the robbery was
inherently suspicious: coming into the store shortly before closing without
buying anything, and asking two different clerks for the names of other employees
on duty that night. Both Carter and Dickerson had noticed the defendant's white
nylon jacket during their conversations with him during store hours, and both
noticed that the robber wore a matching pair of pants. Additionally, the robber
appeared familiar with store procedures; he asked for the keys to the back door,
which was used only by employees and was not visible to the public. Taken
together, this evidence provides a substantial basis for the jury's verdict. We
conclude that the defendant has not met his burden of showing that there is a
reasonable possibility that a different verdict would have resulted from the
exclusion of the videotape. We also have considered the defendant's other
assignments of error pertaining to the replay of this videotape in response to
a jury request, and find that any error was harmless. Accordingly, we hold that
the admission at trial of the store videotape constituted harmless error.
[2]The defendant next assigns error to the trial court's refusal to allow
him to cross examine Dickerson with a tape recording of a call she had made to
the '911' operator. On direct examination, Dickerson testified that she had
participated in the 911 call, and had given the emergency operator a description
of the robber. However, she did not remember the details of this conversation.
The defendant sought to cross-examine Dickerson with a tape recording of the
call, in order to reveal inconsistencies between her trial testimony and what she
had told the 911 operator. The trial judge ruled that the defendant could not
play a tape recording on cross-examination, although he might introduce the tape
during his case in chief. The defendant correctly states the general rule that [a] witness may be
cross-examined on any matter relevant to any issue in the case, including
credibility. N.C.G.S. § 8C-1, Rule 611 (b) (1999). Dickerson's prior statements
to the 911 operator were relevant to the issue of the weight to accord her
testimony. However, Rule 611 also provides that:
The court shall exercise reasonable control over the
mode and order of interrogating witnesses and presenting
evidence so as to (1) make the interrogation and
presentation effective for the ascertainment of the
truth, (2) avoid needless consumption of time, and (3)
protect witnesses from harassment or undue
embarrassment.
Rule 611(a). [T]he scope of cross-examination rests largely within the trial
court's discretion and is not ground for reversal unless the cross-examination
is shown to have improperly influenced the verdict. State v. Parker, 140 N.C.
App. 169, 183, 539 S.E.2d 656, 666 (2000), disc. review denied, 353 N.C. 394, __
S.E.2d __ (2001) (citation omitted). In this case, the trial judge did not
prevent the defendant from exploring this avenue of inquiry. The court merely
ruled against the use of an audiotape for cross-examination. However, the
defendant could have conducted his cross-examination about the 911 call by
questioning the witness from a transcript of the call. Further, the defendant
was permitted to introduce the tape during his case in chief. We hold that the
court neither coerced the defendant into presenting evidence, nor abused its
discretion. This assignment of error is overruled.
[3]Finally, the defendant assigns error to the trial court's refusal to
declare a mistrial in response to certain comments of the prosecutor during his
closing argument to the jury. In the closing argument, the prosecutor made
several references to the defendant's failure to present evidence to rebut the
State's case. In addition, the prosecutor made the following statement:
There is no evidence the defendant ever left the store.
That's what the crux of the case is all about. That's
what the defense should have presented you in the case.
Anybody come in here from the defense to tell you as a
witness that Daryl Mason left the store? If you were
wrongly accused, don't you think that would be important
to your defense? I was not in that store. (emphasis
added)
The defendant objected to this statement. The trial judge sustained his
objection, and directed the jury not to consider that. Defendant contends the
prosecutor's remarks were an improper comment on his failure to testify, and
required the trial court to declare a mistrial. We disagree.
A defendant's right not to testify is guaranteed under the Fifth Amendment
to the U.S. Constitution, applicable to the states by the Fourteenth Amendment,
as well as by Article I, § 23 of the North Carolina Constitution. It is
axiomatic that [a] criminal defendant may not be compelled to testify, and any
reference by the State regarding his failure to testify is violative of his
constitutional right to remain silent. State v. Baymon, 336 N.C. 748, 758, 446
S.E.2d 1, 6 (1994) (citation omitted). Such comment should be cured by a
withdrawal of the remark or by a statement from the court that it was improper,
followed by an instruction to the jury not to consider the failure of the accused
to offer himself as a witness. State v. Trull, 349 N.C. 428, 453, 509 S.E.2d
178, 194 (1998). However, in its closing argument, the prosecutor may properly
bring to the jury's attention the defendant's failure to produce exculpatory
evidence, or to contradict evidence presented by the State. State v. Parker, 350
N.C. 411, 516 S.E.2d 106 (1999); State v. Jordan, 305 N.C. 274, 287 S.E.2d 827
(1982). Further, if challenged, the prosecutor's remarks should be examined in
the context of the entire argument, and of the evidence presented at trial.
State v. Penland, 343 N.C. 634, 472 S.E.2d 734 (1996). We have employed these
principles in our consideration of the record, and find that the error, if any,
was sufficiently cured by the trial judge's instructions, and that a mistrial was
not required.
For the reasons discussed above, we conclude that there was no prejudicial
error and that the defendant's conviction and judgment below should be affirmed.
No error.
Judge SMITH concurs. Judge WALKER concurring in the result with separate opinion.
WALKER, Judge, concurring in the result.
I would defer to the trial court's determination that a sufficient
foundation had been established by the State to admit the videotape into
evidence. The thrust of the defendant's argument relates to the playback of the
videotape during the trial. In his brief, the defendant characterizes his
argument in part as follows:
Surveillance video recordings such as those at issue
here are different from normal videotaping, however,
because they involve the taking (and playback) of
substantially fewer photographs and at a much different
rate, so as to permit the use of less videotape to cover
a longer period of time without the need to change
videotape cassettes. Hence, 'time-lapse' videography.
At this trial, the state offered absolutely no evidence
at trial to explain the time-lapse videography recording
process or playback process, and no evidence which
explained why the playback was so problematic. The
state admits that the problem was with their use of the
wrong machine, but they never cured the problem either.
There can be no question but that the videotape playback
was the heart and soul of the state's case, relying upon
it to prove a negative, that the defendant never left
the store.
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