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NO. COA00-1417
NORTH CAROLINA COURT OF APPEALS
Filed: 5 March 2002
STATE OF NORTH CAROLINA
v
.
WILLIAM JASPER GOODMAN, JR.
Appeal by defendant from judgment entered 31 March 2000 by
Judge James C. Davis in Gaston County Superior Court. Heard in the
Court of Appeals 8 January 2002.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Philip A. Lehman, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defenders Jarvis John Edgerton, IV and Daniel R. Pollitt, for
defendant-appellant.
HUNTER, Judge.
William Jasper Goodman, Jr. (defendant) appeals his
conviction and sentence for the second degree murder of Lewis
Watford. We hold defendant's trial was free from prejudicial
error; however, we remand for resentencing.
The evidence presented at trial tended to establish that on 11
February 1999 at approximately 11:30 a.m., seventy-three year-old
Lewis Watford was driving a Mercury Grand Marquis on U.S. 321 in
Gastonia. Watford's vehicle was stopped at a red light in the left
northbound lane of U.S. 321 at the intersection of Hudson
Boulevard. When the light turned green, Watford proceeded into the
intersection to make a left turn when his vehicle was struck on the
passenger side by defendant's truck. Defendant had run a light ashe proceeded west on Hudson Boulevard. Witness Tracy Moose
testified she saw defendant's head and arm hanging out the driver's
side window of his truck as he ran the red light. Defendant was
traveling at approximately forty to forty-five miles per hour when
he struck Watford's passenger-side door. A blood test performed on
defendant at the hospital revealed his blood alcohol content was
.138. Watford died four days later as a result of injuries
sustained in the accident.
Defendant was indicted on 1 March 1999 for second degree
murder, driving while impaired, and failure to stop at a red light.
He was also indicted for possession of marijuana and carrying a
concealed weapon, both of which were recovered from defendant's
truck after the accident. On 1 November 1999, defendant was
indicted for possession of a firearm by a convicted felon, based
upon the discovery of the firearm in defendant's vehicle and his
1980 conviction for assault upon a law enforcement officer.
Defendant pled guilty to possession of marijuana and driving while
impaired on 28 March 2000.
Defendant's second degree murder charge and possession of a
firearm by a felon charge were both tried to a jury. During trial,
the State introduced defendant's driving record which contained
numerous convictions for traffic violations, including several
prior convictions for driving while impaired. Defendant did not
testify. On 31 March 2000, defendant was convicted of second
degree murder. He was acquitted of possession of a firearm by a
convicted felon. The trial court arrested judgment on the chargeof driving while impaired, and consolidated defendant's convictions
for possession of marijuana and second degree murder. Based upon
his prior record level, the trial court sentenced defendant to a
minimum of 251 and a maximum of 311 months' imprisonment. He
appeals.
Defendant brings forth six arguments on appeal, contending the
trial court erred in (1) failing to dismiss the charge of second
degree murder for insufficient evidence of malice; (2) failing to
submit the possible verdict of misdemeanor death by vehicle to the
jury; (3) failing to charge the jury with a limiting instruction
regarding the 1980 conviction for assault upon a law enforcement
officer; (4) admitting testimony that Watford was a good person;
(5) admitting defendant's driving record; and (6) sentencing
defendant based upon incompetent evidence of defendant's prior
convictions. For reasons stated herein, we find no prejudicial
error in the guilt phase of defendant's trial, but remand for
resentencing.
I.
Defendant first argues the trial court erred in failing to
dismiss the charge of second degree murder on the basis there was
insufficient evidence to establish defendant acted with malice.
Defendant failed to properly renew his motion to dismiss at the
close of all evidence as required by Rule 10(b)(3) of the Rules of
Appellate Procedure. Although he urges us to review this
assignment of error for plain error, our Supreme Court has only
elected to review unpreserved issues for plain error that involveinstructional errors or the admissibility of evidence. State v.
Carpenter, __ N.C. App. __, 556 S.E.2d 316, 323 (2001) (citing
State v. Steen, 352 N.C. 227, 536 S.E.2d 1 (2000), cert. denied,
531 U.S. 1167, 148 L. Ed. 2d 997 (2001); State v. Gregory, 342 N.C.
580, 467 S.E.2d 28 (1996)). However, in our discretion, we may
suspend application of Rule 10(b)(3) in this case. See N.C.R. App.
P. 2. We elect to do so here, and will review defendant's
argument.
In order to convict a defendant of second degree murder, the
State must establish that defendant committed an unlawful killing
of a human being with malice, but need not establish premeditation
or deliberation. State v. Brewer, 328 N.C. 515, 522, 402 S.E.2d
380, 385 (1991). It is well-established that the malice element of
second degree murder in cases such as this may be proved through
the introduction of prior driving convictions.
In State v. Miller, 142 N.C. App. 435, 543 S.E.2d 201 (2001),
this Court recently reiterated this principle, holding that the
defendant's prior driving convictions dating as far back as sixteen
years could be used to establish the defendant acted with malice
when he hit the decedent while driving under the influence of
alcohol. Id. at 439, 543 S.E.2d at 204; see also State v. Jones,
353 N.C. 159, 173, 538 S.E.2d 917, 928 (2000) (prior charge of
driving while intoxicated sufficient to establish malice element of
second degree murder; such evidence demonstrates defendant was
aware that his conduct leading up to the collision at issue here
was reckless and inherently dangerous to human life); State v.Rich, 351 N.C. 386, 400, 527 S.E.2d 299, 307 (2000) (introduction
of prior driving convictions to establish malice element of second
degree murder not in violation of N.C. Gen. Stat. § 8C-1, Rule
404(b) (1999); such convictions are for the permissible purpose of
establishing defendant's 'totally depraved mind' and
'recklessness of the consequences').
Moreover, this Court in Miller rejected defendant's argument
that his convictions, dating as far back as sixteen years prior to
the accident at issue, were too remote in time to be admissible.
In so holding, we noted that the Supreme Court in Rich had held a
prior conviction dating back nine years to be admissible; that this
Court in State v. McAllister, 138 N.C. App. 252, 530 S.E.2d 859,
appeal dismissed, 352 N.C. 681, 545 S.E.2d 724 (2000), had held a
seven year-old conviction for driving while intoxicated admissible
to establish malice; and that in State v. Grice, 131 N.C. App. 48,
505 S.E.2d 166 (1998), disc. review denied, 350 N.C. 102, 533
S.E.2d 473 (1999), we held prior convictions over ten years old to
be admissible to establish malice. Miller, 142 N.C. App. at 440,
543 S.E.2d at 205.
Applying these principles to the present case, we hold the
State introduced ample evidence of defendant's malice to defeat a
motion to dismiss. The State introduced evidence of defendant's
extensive driving-related convictions, including most recently,
convictions in January 1997 for failing to yield the right of way;
October 1995 for illegal passing; April 1990 for driving while
impaired; October 1990 for refusing to submit to a chemical test;September 1988 for speeding; May 1982 for driving while
intoxicated; March 1982 for driving while intoxicated; and August
1981 for driving while intoxicated. The evidence further showed
that defendant ran the red light while traveling approximately
forty to forty-five miles per hour with his head and arm hanging
out of the window. The trial court did not err in submitting the
charge of second degree murder to the jury.
II.
Defendant next argues he is entitled to a new trial because
the trial court erred in failing to submit to the jury a possible
verdict of misdemeanor death by motor vehicle, N.C. Gen. Stat. §
20-141.4(a2) (1999). The trial court submitted to the jury three
possible verdicts: second degree murder; involuntary manslaughter;
and not guilty. Assuming, arguendo, that such failure was error,
defendant is unable to establish the requisite prejudice that would
entitle him to a new trial. See State v. Riddick, 340 N.C. 338,
343, 457 S.E.2d 728, 732 (1995) (error in failing to submit
requested instruction to jury is harmless where defendant cannot
show prejudice as a result).
In State v. Moss, 139 N.C. App. 106, 114, 532 S.E.2d 588, 594,
disc. review denied, 353 N.C. 275, 546 S.E.2d 387 (2000), this
Court held that where the jury was instructed on possible verdicts
of second degree murder and involuntary manslaughter, any error in
failing to submit a defense of accident was harmless. We observed
that because the jury had found all of the elements of second
degree murder, it precluded the possibility that the same jurywould have found the defendant guilty of anything less than
involuntary manslaughter, which it rejected. Id.; see also State
v. Johnston, 344 N.C. 596, 602-03, 476 S.E.2d 289, 292 (1996)
(where jury convicted defendant of first degree murder out of three
possible verdicts of first degree murder, second degree murder, or
not guilty, any error in failing to instruct on voluntary
manslaughter could not have prejudiced defendant).
Similarly, in State v. Wagner, 343 N.C. 250, 259, 470 S.E.2d
33, 38 (1996), in which the defendant was convicted of first degree
murder, our Supreme Court determined the defendant could not have
been prejudiced by the trial court's failure to instruct on
voluntary manslaughter. The Court reasoned that '[s]ince the jury
rejected second-degree murder, it would also have rejected the
lesser offense of voluntary manslaughter.' Id. (quoting State v.
Lyons, 340 N.C. 646, 664, 459 S.E.2d 770, 779 (1995)).
Here, misdemeanor death by vehicle is a lesser included
offense of involuntary manslaughter. State v. Moore, 107 N.C. App.
388, 398, 420 S.E.2d 691, 698, cert. denied, 332 N.C. 670, 424
S.E.2d 414 (1992), overruled on other grounds, State v. Hayes, 350
N.C. 79, 511 S.E.2d 302 (1999). Therefore, since the jury rejected
involuntary manslaughter in favor of second degree murder, it would
also have rejected the lesser offense of misdemeanor death by
vehicle. This assignment of error is overruled.
III.
By his third argument, defendant contends he is entitled to a
new trial because the trial court failed to include a limitinginstruction in the jury charge regarding evidence of defendant's 16
June 1980 conviction for assault on a law enforcement officer.
Evidence of the assault charge was introduced to prove the
underlying felony in defendant's charge for possession of a firearm
by a convicted felon, which charge was consolidated for trial with
the murder charge. At the charge conference, defendant requested
that the trial court provide a limiting instruction that the
assault charge should have no effect on the verdict in the murder
charge. The trial court agreed to so instruct the jury; however,
the trial court neglected to give the limiting instruction during
the charge.
Although we agree with defendant that the trial court should
have provided the limiting instruction, we do not agree that such
omission entitles defendant to a new trial. In order to show
prejudice necessary for a new trial, a defendant alleging error
must show there is a reasonable possibility that, had the error in
question not been committed, a different result would have been
reached at the trial out of which the appeal arises. N.C. Gen.
Stat. § 15A-1443(a) (1999). Defendant argues he was prejudiced
because without the instruction, the jury could have used the
assault conviction to find the malice element of second degree
murder, and also because evidence of the 1980 conviction was
extremely inflammatory. We disagree.
The trial court's instructions to the jury throughout the
trial and during the charge made clear that it was the evidence of
defendant's prior driving convictions which were being offered toprove malice. During the trial, the court instructed the jury that
defendant's driving record was being admitted to establish a
pattern of reckless and inherently dangerous conduct to
substantiate malice. Again, during the charge, the trial court
twice instructed the jury that defendant's prior traffic
violations were to be used in assessing whether the State had met
its burden of establishing malice. Although defendant excerpts a
single statement made by the trial court in which it instructed the
jury that they may consider [defendant's] prior record to
establish malice, the statement came directly after the trial court
made clear the record it was referring to was defendant's traffic
record.
The trial court's charge to the jury '. . . must be read as
a whole . . . , in the same connected way that the judge is
supposed to have intended it and the jury to have considered it
. . . .' State v. Hooks, 353 N.C. 629, 634, 548 S.E.2d 501, 505
(2001) (citations omitted). The charge must . . . 'be construed
contextually, and isolated portions will not be held prejudicial
when the charge as [a] whole is correct. . . . [T]he fact that
some expressions, standing alone, might be considered erroneous
will afford no ground for reversal.' Id. (citations omitted).
Moreover, in subsequently instructing the jury on the charge
of possession of a firearm by a convicted felon, the court clearly
stated that the jury must find that defendant was convicted of a
felony in Gaston County Superior Court on 16 June 1980. Thus, the
trial court was clear in instructing the jury that the purpose ofthe evidence of the 16 June 1980 conviction was to determine
whether defendant was guilty of possessing a firearm as a felon.
We also disagree with defendant that evidence of the 1980
assault conviction was overly inflammatory. The only evidence of
the assault charge presented was in the form of testimony of Mandy
Cloninger, Deputy Clerk of Superior Court, whose testimony simply
verified the documents showing that defendant pled guilty to
assault on a law enforcement officer in 1980 as a result of
pointing a gun. Any limiting instruction would not have affected
the admissibility or the inflammatory nature of the evidence.
Given the overwhelming evidence of defendant's prior traffic
violations, he has failed to show a reasonable possibility that
absence of the limiting instruction on his 1980 assault conviction
likely caused the jury to convict him of second degree murder.
This assignment of error is overruled.
IV.
Defendant next argues he is entitled to a new trial because
the trial court allowed Eddie Watford, Lewis Watford's son, to
testify to his father's good character. Defendant failed to object
at trial to the admission of this evidence, but he argues the error
rises to the level of plain error. Plain error is error 'so
fundamental as to amount to a miscarriage of justice or which
probably resulted in the jury reaching a different verdict than it
otherwise would have reached.' State v. Parker, 350 N.C. 411,
427, 516 S.E.2d 106, 118 (1999) (citation omitted), cert. denied,
528 U.S. 1084, 145 L. Ed. 2d 681 (2000). Eddie Watford testified that his father owned Blue Gas
Company, and that he always had time for his customers. Eddie
testified:
[Lewis Watford] had time for everybody. He
would go out of his way for customers. . . .
He would loan people that had hard times -- he
would loan them money. He just -- you know,
he was easy going. He didn't have any problem
with anybody and he was, you know, coming to
work doing what he was supposed to be doing,
what he wanted to do. He didn't have to work.
He wanted to do it.
Although defendant is correct that such character evidence is
generally not admissible under these circumstances, '[t]he
admission of evidence which is technically inadmissible will be
treated as harmless unless prejudice is shown such that a different
result likely would have ensued had the evidence been excluded.'
State v. Quick, 329 N.C. 1, 26, 405 S.E.2d 179, 194 (1991)
(citation omitted). In Quick, our Supreme Court held that the
defendant could not show prejudice from testimony related to the
victim's good character. Id. The Court concluded that although
the evidence against defendant was not overwhelming, we are
convinced that exclusion of the witness's statement that the victim
was a good man who helped people in the community would not likely
have changed the result in this case. Id.
In the present case, we believe the evidence against defendant
was, in fact, overwhelming, in light of evidence of defendant's
several alcohol-related driving convictions within the past few
years. As was our Supreme Court in Quick, we too are convinced
that exclusion of Eddie Watford's testimony would not likely havechanged the result in this case. Defendant has failed to show that
any error was error 'so fundamental as to amount to a miscarriage
of justice or which probably resulted in the jury reaching a
different verdict than it otherwise would have reached.' Parker,
at 427, 516 S.E.2d at 118 (citation omitted). Accordingly, this
argument is rejected.
V.
In his fifth argument, defendant maintains he is entitled to
a new trial because the trial court erroneously admitted his
driving record, which detailed his prior driving convictions.
Specifically, defendant argues such evidence violates N.C. Gen.
Stat. § 8C-1, Rule 404(b) (1999), which provides:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b).
Initially, we note that although defendant excepted to the
trial court's denial of his motion in limine regarding his driving
record, defendant did not object to the introduction of his driving
record at trial. Rulings on motions in limine are preliminary in
nature and subject to change at trial, . . . and 'thus an objection
to an order granting or denying the motion is insufficient to
preserve for appeal the question of the admissibility of the
evidence.' State v. Hayes, 350 N.C. 79, 80, 511 S.E.2d 302, 303
(1999) (citations omitted). Defendant contends, however, that he reasonably relied upon
the assurances of the trial court that pre-trial objections would
remain in effect at trial. After ruling on another of defendant's
motions in limine, the trial court assured defendant that his
objection as to that issue would remain effective, and that he
would not need to re-object at trial. When the trial court
subsequently denied defendant's motion regarding his driving
record, defendant objected, but did not do so again at trial.
In State v. Gray, 137 N.C. App. 345, 348, 528 S.E.2d 46, 48,
disc. review denied, 352 N.C. 594, 544 S.E.2d 792 (2000), the
defendant sought a standing objection to evidence discussed during
motions in limine. The trial court in that case granted the
defendant's request that the objections remain effective for trial.
Id. We held that regardless of the trial court's ruling that the
objections would remain effective at trial, [b]ased on the
established law of this State, because defendant failed to object
to the admission of the evidence at the time it was offered, he has
failed to preserve [the] issue for . . . review. Id.
Nonetheless, at defendant's urging, we will review this argument
for plain error.
Our Supreme Court has held:
Rule 404(b) state[s] a clear general rule of
inclusion of relevant evidence of other
crimes, wrongs or acts by a defendant, subject
to but one exception requiring its exclusion
if its only probative value is to show that
the defendant has the propensity or
disposition to commit an offense of the nature
of the crime charged.
State v. Coffey, 326 N.C. 268, 278-79, 389 S.E.2d 48, 54 (1990);
see also McAllister, 138 N.C. App. at 257, 530 S.E.2d at 863
(evidence is only excluded under Rule 404(b) if its sole probative
value is to show defendant's propensity to commit the crime).
'The admissibility of evidence under this rule is guided by two
further constraints -- similarity and temporal proximity.' State
v. Barnett, 141 N.C. App. 378, 389-90, 540 S.E.2d 423, 431 (2000)
(citation omitted), affirmed, __ N.C. __, 554 S.E.2d 644 (2001).
The demonstration of malice is a proper purpose for admission
of evidence of other crimes, wrongs, or acts by the defendant.
McAllister, 138 N.C. App. at 258, 530 S.E.2d at 863. As discussed
in detail in section I of this opinion, prior driving convictions
are a proper means of establishing the malice element of second
degree murder, and such admission does not violate Rule 404(b).
See Rich, 351 N.C. at 400, 527 S.E.2d at 307.
We agree with defendant that some of the convictions contained
in his driving record, dating back to 1962, are too remote in time
to be probative of defendant's malice in the crime at issue. We
therefore hold the trial court erred in admitting defendant's
entire driving record. Nevertheless, in light of defendant's
numerous convictions, including four convictions for driving while
intoxicated or impaired which occurred within the approximate time-
frame held to be permissible in Miller, we hold admission of the
entire record did not prejudice defendant to the extent required
under a plain error analysis. Even absent evidence of convictionswhich were too remote, there is ample evidence to conclude the jury
would have determined defendant acted with malice.
As previously discussed, this Court in Miller held that
convictions dating back to sixteen years prior to the crime at
issue are not considered remote for purposes of Rule 404(b),
however, we expressed no opinion as to whether convictions more
than sixteen years prior are too remote for purposes of Rule
404(b). See Miller, 142 N.C. App. at 440, 543 S.E.2d at 205. In
this case, defendant was convicted of the following offenses within
sixteen years of the date of the offense at issue: failure to
yield the right of way; illegal passing; driving while impaired
with an accident resulting; refusal to submit to a chemical test;
and speeding. Moreover, defendant was convicted of driving while
intoxicated seventeen years prior to the crime at issue, and was
convicted twice of driving while intoxicated eighteen years prior.
Because these three additional convictions for driving while
intoxicated occurred outside the sixteen-year time-frame of Miller,
they are considered remote to the crime at issue.
However, it is well-established that,
remoteness in time between evidence of other
crimes . . . and the charged crime is less
significant when the prior conduct is used to
show intent, motive, knowledge, or lack of
accident [as opposed to a common scheme or
plan]. Indeed, 'remoteness in time generally
affects only the weight to be given such
evidence, not its admissibility.'
State v. Parker __ N.C. __, 553 S.E.2d 885, 899 (2001) (citations
omitted); see also e.g., State v. Wilds, 133 N.C. App. 195, 202,
515 S.E.2d 466, 473 (1999) (under 404(b), remoteness in timegenerally goes to the weight of the evidence rather than to its
admissibility). While the dissent argues this proposition is
erroneous based upon State v. Jones, 322 N.C. 585, 369 S.E.2d 822
(1988), we rely on the Supreme Court's most recent statement of the
law. See Parker, __ N.C. at __, 553 S.E.2d at 899. Although we
agree that some of the convictions dating back to 1962 are too
remote, and thus should not have been admitted, the remoteness of
defendant's three convictions for driving while intoxicated
occurring only one and two years outside the permissible period
should go to the weight of that evidence, not its admissibility.
Several of defendant's convictions, including three convictions for
driving while intoxicated, one for driving while impaired which
resulted in an accident, and one for refusing to submit to a
chemical test, occurred within the approximate time-frame held to
be permissible in Miller. See Miller, 142 N.C. App. at 440, 543
S.E.2d at 205.
In addition to these alcohol-related offenses, defendant was
convicted of other traffic violations within the permissible time-
frame under Rule 404(b), as set forth above. Although defendant
maintains the non-alcohol-related convictions are too dissimilar to
be admissible, we held in Miller that prior convictions for
reckless driving were admissible to prove malice in the defendant's
killing of another as a result of driving while impaired. Id. at
439, 543 S.E.2d at 204; see also Rich, 351 N.C. at 400, 527 S.E.2d
at 307 (evidence of defendant's prior speeding violations relevant
to establish defendant's malice in prosecution for second degreemurder resulting from defendant's driving while impaired); State v.
Fuller, 138 N.C. App. 481, 484, 531 S.E.2d 861, 864 (defendant's
prior convictions for reckless driving, speeding and driving while
license revoked admissible to establish malice element of second
degree murder resulting from defendant's driving while impaired),
disc. review denied, 353 N.C. 271, 546 S.E.2d 120 (2000). These
cases establish that a wide range of prior convictions have been
held admissible to establish malice in cases where an impaired
driver causes a death and is charged with second-degree murder.
Gray, 137 N.C. App. at 349, 528 S.E.2d at 49.
In summary, we emphasize defendant's driving record was
introduced for the permissible purpose of proving malice. The
trial court properly instructed the jury as follows:
[T]he state has introduced into evidence
defendant's prior traffic violations and the
jury can consider such evidence to establish a
pattern of reckless and inherently dangerous
conduct to substantiate malice and to show the
absence of accident. You may not convict the
defendant in this case because of something he
may have done in the past but you may consider
his prior record to establish a pattern of
reckless and inherently dangerous conduct to
substantiate malice . . . .
Defendant's driving record was not offered to show his propensity
to commit the crime charged, and its admission therefore does not
violate Rule 404(b). Although we agree that the entire driving
record should not have been admitted due to concerns of temporal
proximity, to the extent three convictions for driving while
intoxicated occurred only one and two years outside of the
permissible time-frame set forth in Miller, the jury must assessthe weight and credibility to afford that evidence. Further,
defendant's prior non-alcohol-related driving convictions, such as
failing to yield the right of way, illegal passing, reckless
driving, and speeding, are not too dissimilar to be probative of a
pattern of recklessness and inherently dangerous conduct which
could substantiate defendant's malice in the present case.
Even excluding evidence of defendant's convictions prior to
eighteen years before the conviction at issue, there is ample
evidence to conclude the jury would have found defendant acted with
malice. Defendant cannot therefore establish that a different
result would have occurred absent any error. He has failed to show
plain error, and this argument is therefore overruled.
VI.
In his final argument, defendant contends he is entitled to a
new sentencing hearing because the State failed to prove his prior
convictions with competent evidence, and therefore, the trial
court's finding of defendant's prior record level is not supported
by the evidence. Specifically, defendant argues the State failed
to prove defendant's prior convictions as required by N.C. Gen.
Stat. § 15A-1340.14(f) (1999):
A prior conviction shall be proved by any of
the following methods:
(1) Stipulation of the parties.
(2) An original or copy of the court
record of the prior conviction.
(3) A copy of records maintained by the
Division of Criminal Information,
the Division of Motor Vehicles, orof the Administrative Office of the
Courts.
(4) Any other method found by the court
to be reliable.
N.C. Gen. Stat. § 15A-1340.14(f). The statute further provides
that the State bears the burden of proving, by a preponderance of
the evidence, that a prior conviction exists and that the offender
before the court is the same person as the offender named in the
prior conviction. N.C. Gen. Stat. § 15A-1340.14(f). Originals or
copies of court records maintained by the Division of Criminal
Information, the Division of Motor Vehicles, or of the
Administrative Office of the Courts constitute
prima facie evidence
of a prior conviction. N.C. Gen. Stat. § 15A-1340.14(f). The
prosecutor shall make all feasible efforts to obtain and present to
the court the offender's full record.
Id.
In the present case, the State did not offer into evidence any
document which tended to prove that defendant had been convicted of
the prior crimes. The State submitted its prior record level
worksheet in which it calculated defendant's record level based
upon his prior convictions. Defendant objected to the worksheet,
contending that not all convictions listed on the worksheet were
correct. Although the prosecutor stated that the worksheet was
based upon a criminal information printout which she had and which
she provided to defense counsel, it does not appear from the record
that the State ever offered the printout into evidence and to the
trial court. The trial court sentenced defendant based upon theinformation provided by the State's unverified prior record level
worksheet.
We hold that the State failed to prove by a preponderance of
the evidence that defendant was the same person convicted of the
prior crimes listed on his prior record level worksheet. Indeed,
the State did not submit any evidence tending to prove that fact.
Although we recognize that the trial court can accept any method of
proof which it deems reliable, the trial court in this case made no
findings regarding the reliability of the information provided by
the State.
The requirements of proving a prior conviction are not
stringent.
See State v. Rich, 130 N.C. App. 113, 116, 502 S.E.2d
49, 51 (computerized printout containing record of defendant's
criminal history as maintained by the Division of Criminal
Information sufficiently reliable to prove defendant's prior
convictions under N.C. Gen. Stat. § 15A-1340.14(f)),
disc. review
denied, 349 N.C. 374, 516 S.E.2d 605 (1998);
State v. Ellis, 130
N.C. App. 596, 598, 504 S.E.2d 787, 789 (1998) (certified computer
printout from Administrative Office of the Courts sufficiently
reliable to prove defendant's prior conviction),
cert. denied, 352
N.C. 151, 544 S.E.2d 231 (2000). Nevertheless, we believe the law
requires more than the State's unverified assertion that a
defendant was convicted of the prior crimes listed on a prior
record level worksheet.
This case is remanded for a resentencing hearing, at which the
State shall prove defendant's prior convictions by a preponderanceof the evidence using any method allowable under N.C. Gen. Stat. §
15A-1340.14(f) or which the trial court deems reliable.
Defendant's conviction for second degree murder is undisturbed.
No error in part; remanded for resentencing.
Judge TYSON concurs.
Judge GREENE dissents in a separate opinion.
===========================
GREENE, Judge, dissenting.
The majority holds that although the trial court erred in
admitting defendant's entire driving record, the admission of the
entire record did not prejudice defendant to the extent required
under a plain error analysis. I disagree.
I agree that prior driving convictions of a defendant are
admissible to show malice, and the showing of malice in a
second-degree murder case is a proper purpose within the meaning of
Rule 404(b). The admissibility of any evidence under Rule 404(b),
however, is guided by two constraints _ similarity and temporal
proximity. State v. Lynch, 334 N.C. 402, 412, 432 S.E.2d 349, 354
(1993).
Rule 404(b) evidence is limited by a temporal proximity
requirement because even though offenses may be similar, if they
are distanced by significant stretches of time, commonalities
become less striking, and the probative value of the analogy
attaches less to the acts than to the character of the actor, a
purpose for which 404(b) evidence is excluded. State v. Artis, 325
N.C. 278, 299, 384 S.E.2d 470, 481 (1989), sentence vacated onother grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990). Moreover,
after the passage of time, the [a]dmission of other crimes . . .
allows the jury to convict [a] defendant because of the kind of
person he is, rather than because the evidence discloses, beyond a
reasonable doubt, that he committed the offense charged. State v.
Jones, 322 N.C. 585, 590, 369 S.E.2d 822, 824 (1988). Thus, the
passage of time must play an integral part in the balancing process
to determine admissibility. Id. at 590, 369 S.E.2d at 825. To
relegate the remoteness question to one of weight and not of
admissibility, as the majority does in this case, decimates Rule
404(b) and the fundamental principles on which it is based, and
thus is contrary to Jones. Id. (Supreme Court specifically
rejects argument that lapse of time between prior occurrences and
the offenses charged goes only to the weight and credibility).
In this case, the admission of defendant's driving record
dating back to 1962 (some 37 years) violates the temporal proximity
requirement of Rule 404(b) and thus constitutes error. Although
defendant has six prior driving while impaired convictions dating
back to 1962, only one of those occurred in the sixteen years prior
to the crime at issue and none within the eight years prior to the
crime at issue.
(See footnote 1)
Furthermore, defendant's driving record contained
convictions older than sixteen years of reckless driving, drivingwhile license suspended, hit and run with property damage, safe
moving violations, speeding, driving too fast for conditions, and
driving on the wrong side of the road. This error is of a
fundamental nature and, in my opinion, had a probable impact on
the jury's finding of guilt and thus constitutes plain error.
State v. Odom, 307 N.C. 655, 661, 300 S.E.2d 375, 379 (1983). From
the record, it appears the jury had difficulty in determining
whether defendant had acted with malice because during its
deliberations, the jury requested to have the definition of malice
read twice. The jury later requested the trial court permit it to
have a written definition of malice along with defendant's driving
record to consider during its deliberations. Accordingly, I would
grant defendant a new trial.
Footnote: 1 Although I am bound by this Court's holding in
State v.
Miller, 142 N.C. App. 435, 440, 543 S.E.2d 201, 205 (2001), that
driving convictions dating back sixteen years are admissible to
prove malice, any conviction dating beyond sixteen years, however
slight, runs afoul of the temporal proximity requirement of Rule
404(b).
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