On writ of certiorari to review judgment and commitment
entered 20 February 1997 by Judge Clarence W. Carter in Forsyth
County Superior Court. Heard in the Court of Appeals 27 November
2001.
Attorney General Roy Cooper, by Assistant Attorney General
Clinton C. Hicks, for the State.
Everett & Hite, L.L.P., by Kimberly A. Swank, for defendant-
appellant.
CAMPBELL, Judge.
Defendant was indicted for robbery with a firearm in violation
of N.C. Gen. Stat. § 14-87. Defendant was tried jointly with co-
defendant Michael Tyrone Davis at the 17 February 1997 Criminal
Session of Forsyth County Superior Court. On 20 February 1997,
Defendant was found guilty and was sentenced to a minimum of 146
months and a maximum of 185 months in prison.
On 13 October 1999, this Court granted Defendant's petition
for writ of certiorari in order to allow review of his conviction.
On 20 December 2000, the record on appeal was filed, in which
Defendant set forth thirteen assignments of error. On 19 February
2001, Defendant's brief was filed, in which he presented argument
in support of seven of his assignments of error. In addition,Defendant filed a motion for appropriate relief in this Court
pursuant to N.C. Gen. Stat. § 15A-1418.
I. Motion for Appropriate Relief
We first address those issues raised by Defendant's motion for
appropriate relief that are not addressed in Defendant's brief.
With his motion for appropriate relief, Defendant submitted an
affidavit signed by Julia E. King, Senior Deputy Clerk of Superior
Court for Forsyth County, by which King swore that the Forsyth
County Clerk of Superior Court has conducted an exhaustive search
to locate the exhibits admitted into evidence at the trial of
[Defendant], has not been able to locate the exhibits from the
trial, and has no reasonable expectation of locating the
exhibits.
Included among the trial exhibits that the Clerk of Superior
Court was unable to locate are the original audiotape and
transcript of Defendant's confession to Detective D. R. Williams
(Detective Williams). The audiotape recording of Defendant's
confession was played for the jury and the transcript of the
confession was published to the jury. However, the substance of
Defendant's confession was not recorded by the court reporter and
is, therefore, not part of the trial transcript.
Defendant argues in his brief that the trial court committed
plain error in admitting into evidence Defendant's confession
because (1) Defendant was not advised of his
Miranda rights prior
to being questioned, and (2) Defendant's confession was induced by
a promise that he would not be arrested, rendering it involuntary. In his motion for appropriate relief, Defendant contends that
effective and meaningful appellate review of the admissibility of
Defendant's confession is not possible in the absence of the
audiotape recording and transcript that was submitted into
evidence. However, the trial transcript adequately sets forth the
conditions and details surrounding Defendant's questioning by
Detective Williams, as well as sufficient independent evidence
tending to establish Defendant's guilt. Therefore, we find the
record before us sufficient to allow meaningful appellate review of
Defendant's contention that the trial court committed plain error
in admitting his confession into evidence. Defendant's arguments
related to the admissibility of his confession are addressed later
in this opinion.
Defendant further contends in his motion for appropriate
relief that he has been precluded from adequately presenting
argument in support of two of his assignments of error due to the
loss of other exhibits that were admitted into evidence at his
trial. In his second assignment of error, Defendant asserts that
the trial court erred in admitting over Defendant's objection
certain photographs on the ground that the probative value of the
photographs was substantially outweighed by their unfair
prejudicial effect. These allegedly inadmissible photographs do
not appear in the record. However, having reviewed the trial
transcript, we conclude that it provides sufficient illustration of
the content of these allegedly inadmissible photographs to allow
Defendant to present an adequate argument on appeal and to allowthis Court to conduct a meaningful appellate review of such
argument. Thus, we disagree with Defendant's contention to the
contrary.
Defendant also assigned plain error to the trial court's
admission of the confession of Sharon Jackson (Jackson), who was
convicted for her role in the robbery prior to the start of
Defendant's trial. Jackson's confession, which implicated
Defendant in the robbery, was presented to the jury and admitted
into evidence through an audiotape recording and transcript.
However, as with Defendant's confession, Jackson's confession was
not transcribed by the court reporter, and the audiotape recording
and transcript have not been found by the Clerk of Superior Court.
Thus, Defendant contends that without the audiotape and transcript
this Court cannot effectively review the admissibility of Jackson's
confession. However, the trial transcript shows that on direct
examination Jackson testified that Defendant was not involved in
the robbery. On cross-examination, counsel for the State
questioned Jackson about her confession implicating Defendant in
the robbery, and thereafter the audiotape and transcript of
Jackson's confession were admitted into evidence without objection.
Although Jackson's confession does not appear in the record, the
trial transcript is sufficient to show that it was offered into
evidence as a prior inconsistent statement to impeach the testimony
of Jackson. Therefore, we find the record adequate to allow
meaningful appellate review of Defendant's assignment of error.
For the foregoing reasons, Defendant's motion for appropriaterelief is hereby denied. We turn to the arguments presented in
Defendant's brief.
II. Defendant's Appeal
We first note that those assignments of error that Defendant
has not supported with argument or authority are deemed abandoned
pursuant to N.C. R. App. P. 28(b)(5).
Defendant argues that the trial court committed plain error by
admitting his confession into evidence. Specifically, Defendant
contends that his confession was the unlawful product of a
custodial interrogation conducted without the benefit of
Miranda
warnings and was involuntarily induced by a promise that Defendant
would not be arrested. We disagree.
It is well established that
Miranda warnings are required only
when a defendant is subjected to custodial interrogation.
See,
e.g., State v. Gaines, 345 N.C. 647, 661, 483 S.E.2d 396, 404
(1997). In
Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694
(1966), the United States Supreme Court defined custodial
interrogation as questioning initiated by law enforcement
officers after a person has been taken into custody or deprived of
his freedom of action in any significant way.
Id. at 444, 16 L.
Ed. 2d at 706. The United States Supreme Court has recognized
that
Miranda warnings are not required simply because the
questioning takes place in the police station or other coercive
environment or because the questioned person is one whom the
police suspect of criminal activity.
State v. Campbell, 133 N.C.
App. 531, 536, 515 S.E.2d 732, 736 (1999) (citing
Oregon v.Mathiason, 429 U.S. 492, 495, 50 L. Ed. 2d 714, 719 (1977) (per
curiam)). [T]he appropriate inquiry in determining whether a
defendant is in custody for purposes of
Miranda is, based on the
totality of the circumstances, whether there was a formal arrest
or a restraint on freedom of movement of the degree associated with
a formal arrest.
State v. Buchanan, 353 N.C. 332, 339, 543
S.E.2d 823, 828 (2001)
(quotations in original).
In the instant case, the record indicates that Detective
Williams called Defendant's residence and left a message for
Defendant to come down to the police station. Defendant was
escorted to the station on 17 January 1996 by the co-defendant's
probation officer. Defendant testified that he went to the station
that day for a scheduled appointment with his probation officer.
At the station, Defendant agreed to speak with Detective Williams
about the robbery. At no time was Defendant searched, handcuffed,
or restricted in his movement. Prior to escorting Defendant back
to the interview room, Detective Williams informed him and the co-
defendant that they were not under arrest and were free to leave at
any time. Detective Williams then walked Defendant back to the
interview room. Before entering the interview room, Detective
Williams again told Defendant that he was not under arrest, he
would not be arrested that day regardless of what he said, and he
was free to terminate the interview at any time. Detective
Williams also offered Defendant food and water, and asked if
Defendant needed to use the restroom. After entering the interview
room, Detective Williams again told Defendant that he was not underarrest and was free to leave at any time. The interview room
remained unlocked throughout the course of Defendant's interview,
and Defendant left the station following the interview without
being arrested.
Based on the totality of the circumstances, we conclude that
Defendant was not subjected to a formal arrest or a restraint on
his freedom of movement of the degree associated with a formal
arrest. The record shows that Defendant voluntarily agreed to
speak with Detective Williams about the robbery; Defendant was
never searched or handcuffed; Defendant was informed at least three
times that he was not under arrest and was free to leave; the
interview room remained unlocked during the course of Defendant's
questioning; and Defendant left the station without being arrested
.
Based on these circumstances, we conclude that
Miranda warnings
were not required. We now consider whether Defendant's confession
was voluntary.
The Fourteenth Amendment requires that a defendant's
confession be voluntary and 'the product of an essentially free
and unconstrained choice by its maker[,]'
State v. Hardy, 339 N.C.
207, 222, 451 S.E.2d 600, 608 (1994) (quoting
Schneckcloth v.
Bustamonte, 412 U.S. 218, 225, 36 L. Ed. 2d 854, 862 (1973)
(citation omitted)), in order to be admissible. Factors to be
considered in a determination of voluntariness are
whether defendant was in custody, whether he
was deceived, whether his Miranda rights were
honored, whether he was held incommunicado,
the length of the interrogation, whether there
were physical threats or shows of violence,
whether promises were made to obtain theconfession, the familiarity of the declarant
with the criminal justice system, and the
mental condition of the declarant.
Id.
In the instant case, the evidence shows that Defendant arrived
at the police station for an appointment with his probation officer
and agreed to speak with Detective Williams about the robbery.
Defendant was not in custody and therefore
Miranda warnings were
not required. Defendant was not held incommunicado, the
interrogation did not last an unreasonable length of time, nor were
there oral or physical threats or shows of violence made against
Defendant. Further, the record indicates that Defendant was
extremely familiar with the criminal justice system, having been
convicted seven times prior to his questioning on 17 January 1996.
Nonetheless, Defendant contends that his confession to
Detective Williams was improperly induced by promises that he would
not be arrested regardless of what he said. Incriminating
statements obtained by the influence of hope or fear are
involuntary and thus inadmissible.
Campbell, 133 N.C. App. at
537, 515 S.E.2d at 737. Accordingly, our Supreme Court has found
inadmissible a statement induced by an officer's promise to testify
that the defendant was cooperative in confessing,
State v. Fuqua,
269 N.C. 223, 152 S.E.2d 68 (1967), a statement induced by
assistance on pending charges and promises of assistance on
potential charges arising out of the confession,
State v. Woodruff,
259 N.C. 333, 130 S.E.2d 641 (1963), a statement influenced by a
suggestion that the defendant might be charged with accessory tomurder rather than murder if he confessed,
State v. Fox, 274 N.C.
277, 163 S.E.2d 492 (1968), and a statement given after the
defendant was told that any confession he made could not be used
against him since he was in custody, and that if he confessed it
would be more to his credit hereafter.
State v. Roberts, 12 N.C.
259 (1827).
Unlike these earlier cases, we do not find that Detective
Williams' repeated assertions that Defendant would not be arrested
that day regardless of what he said, led Defendant to believe that
the criminal justice system would treat him more favorably if he
confessed to the robbery. This is especially true in light of
Defendant's familiarity with the criminal justice system and the
fact that he had doubtless been questioned by law enforcement
officers on numerous occasions.
Defendant also argues that his diminished mental capacity
further supports his contention that his confession was
involuntary. Defendant's mother testified that he had been
diagnosed as a Willie M. child at the age of six and received
Social Security disability benefits as a result of his mental
condition. While we note that Defendant's mental condition and
limited mental capacity were both found as mitigating factors by
the trial court in sentencing, we do not find under the totality of
the circumstances that Defendant's mental condition made his
confession involuntary. Thus, we conclude that Defendant's
confession was the product of an essentially free and
unconstrained choice by its maker.
Schneckcloth v. Bustamonte,412 U.S. 218, 225, 36 L. Ed. 2d 854, 862 (1973) (citation omitted).
Having concluded that Defendant was not in custody when his
confession was given and that his confession was voluntary, we find
no error in the trial court's admission of Defendant's confession.
Accordingly, defendant has failed to show plain error.
Defendant next argues that the trial court erred in its
instructions on the doctrine of acting in concert by instructing
the jury in a manner that permitted the jury to convict Defendant
of armed robbery without proof that Defendant had the specific
intent to commit armed robbery. We disagree with Defendant and
conclude that there was no error in the trial court's instructions.
Defendant relies on
State v. Straing, 342 N.C. 623, 466 S.E.2d
278 (1996), and
State v. Blankenship, 337 N.C. 543, 447 S.E.2d 727
(1994), to support his contention that the acting in concert
instructions given by the trial court were reversible error.
However, in
State v. Barnes, 345 N.C. 184, 481 S.E.2d 44 (1997),
our Supreme Court overruled
Blankenship and
Straing and restored
the law of acting in concert to its prior standard, which the Court
stated as follows:
[I]f two persons join in a purpose to commit
a crime, each of them, if actually or
constructively present, is not only guilty as
a principal if the other commits that
particular crime, but he is also guilty of any
other crime committed by the other in
pursuance of the common purpose . . . or as a
natural or probable consequence thereof.
Id. at 233, 481 S.E.2d at 71 (quoting
State v. Erlewine, 328 N.C.
626, 637, 403 S.E.2d 280, 286 (1991) (citation omitted)).
Although the standard reaffirmed in
Barnes lowered the State'sburden, the Court noted that no
ex post facto problem was created
because the crimes in
Barnes were committed and the defendants were
sentenced prior to the certification of the
Blankenship opinion on
29 September 1994.
Id. at 234, 481 S.E.2d at 72.
Here, the crime at issue was committed on 4 January 1996 and
Defendant was convicted and sentenced on 20 February 1997. The
certification date for the
Barnes decision was 3 March 1997. Thus,
unlike the situation in
Barnes, the law in existence when the
crimes were committed and when Defendant was sentenced was the law
as applied in
Blankenship. This scenario raises the issue of
whether application of
Barnes to this case would violate the
constitutional prohibition on application of
ex post facto laws.
However, since we find that the jury instructions given by the
trial court comport with the law set forth in
Blankenship and its
progeny, it is not necessary to address the
ex post facto issue.
See State v. Woods, 126 N.C. App. 581, 586, 486 S.E.2d 255, 258
(1997).
In
Blankenship, the Court found error in acting in concert
instructions which permitted conviction of a defendant for a
specific intent crime, premeditated and deliberated murder, without
a jury finding that he had specific intent to kill.
Blankenship,
337 N.C. at 557, 447 S.E.2d at 736. In
Blankenship, the Court
stated the acting in concert doctrine as follows:
Under this doctrine [acting in concert], where
a single crime is involved, one may be found
guilty of committing the crime if he is at the
scene with another with whom he shares a
common plan to commit the crime, although the
other person does all the acts necessary toeffect commission of the crime. . . . [W]here
multiple crimes are involved, when two or more
persons act together in pursuit of a common
plan, all are guilty only of those crimes
included within the common plan committed by
any one of the perpetrators. . . . [O]ne may
not be criminally responsible under the theory
of acting in concert for a crime like
premeditated and deliberated murder, which
requires a specific intent, unless he is shown
to have the requisite specific intent. The
specific intent may be proved by evidence
tending to show that the specific intent crime
was a part of the common plan.
Id. at 557-58, 447 S.E.2d at 736 (internal citations omitted).
Applying this formulation of the acting in concert doctrine,
the Court in
Blankenship found error in the following instruction
by the trial court:
For a person to be guilty of a crime, it is
not necessary that he, himself, do all the
acts necessary to constitute the crime. If a
defendant is present, with one or more
persons, and acts together with a common
purpose to commit murder,
or to commit
kidnapping, each of them is held responsible
for the acts of the others, done in the
commission of that murder
or kidnapping, as
well as any other crime committed by the other
in furtherance of that common design.
Id. at 555, 447 S.E.2d at 734-35 (emphasis in original). The Court
concluded that this instruction permitted the defendant to be
convicted of premeditated and deliberated murder, which requires a
specific intent to kill, when the only common purpose shared
between the defendant and the person with whom he was acting in
concert was to commit kidnapping.
Id. at 557, 447 S.E.2d at 736.
In other words, the instructions permit defendant to be convicted
of premeditated and deliberated murder when he himself did not
inflict the fatal wounds, did not share a common purpose to murderwith the one who did inflict the fatal wounds and had no specific
intent to kill the victims when the fatal wounds were inflicted.
Id.
In
Straing, the Supreme Court applied the
Blankenship acting
in concert standard in finding error in the following instruction:
Now, there's a principle in our law known as
acting in concert. For a person to be guilty
of a crime it is not necessary that he himself
do all of the acts necessary to constitute the
crime. If two or more persons act together
with a common purpose to commit a crime, each
of them is not only guilty as a principle
[sic] if the other commits that particular
crime, but he is also guilty of any other
crime committed by the other in pursuance of
the common purpose or as a natural or probable
consequence of the common purpose.
Straing, 342 N.C. at 625, 466 S.E.2d at 279 (alteration in
original). The Court concluded that this jury instruction
erroneously allowed the jury to convict the defendant of
premeditated and deliberated murder, robbery with a dangerous
weapon, and first-degree kidnapping, all of which are specific
intent crimes, without requiring the State to establish that the
defendant had the specific intent to commit those crimes.
Id. at
627, 466 S.E.2d at 281.
Applying the law set forth in
Blankenship and
Straing to the
instructions given in the instant case, we conclude that the trial
court did not err in its instructions below. The trial court gave
the following general instruction on acting in concert:
[F]or a person to be guilty of a crime,
it is not necessary that he do all the acts
necessary to constitute the crime. If two or
more persons act together with the common
purpose to rob another, regardless of whetherthat purpose is to rob with or without a
firearm, but robbery does involve -- does
involve at a minimum . . . the taking of
property from another by violence or putting a
person in fear with or without a firearm and .
. . if they act together with a common purpose
to commit a robbery, two or more persons act
with that common purpose and these two or more
persons are actually present at the time the
robbery is committed, then each of them is
held responsible for the acts of the others
done in the commission of the robbery.
The trial court then summarized what the jury must find to convict
Defendant of robbery with a firearm as follows:
Now, members of the jury, I charge that
for you to find either defendant on trial here
guilty of robbery with a firearm, the State
must prove seven things beyond a reasonable
doubt.
First, that the particular defendant,
either acting by himself or with others, took
property from the person of another or from
the other's presence.
Second, that the defendant himself
or
acting together with other persons carried
away the property.
. . .
Fourth, that the defendant knew that the
defendant
and those, if any, with whom he was
acting in concert were not entitled to take
the property.
Fifth, that the defendant
or someone with
whom he was acting in concert intended to
deprive the victim of the property's use
permanently.
Sixth, the State must also prove beyond a
reasonable doubt that the defendant
or someone
acting in concert with him had the firearm in
his possession at the time the property was
obtained or that it . . . reasonably appeared
to the victim that a firearm was being used in
which case you can infer that the instrument
was what the defendant
or one acting inconcert with a defendant represented the
instrument to be.
. . .
And seventh . . . the State must also
prove beyond a reasonable doubt that the
defendant,
either by himself or acting
together with other persons, obtained the
property by endangering or threatening the
life of Clifford Hobson with the firearm.
(Emphasis added). In its trial mandate on armed robbery the trial
court charged:
Those, members of the jury, are the seven
elements of robbery with a firearm. So . . .
I charge that if you find from the evidence
beyond a reasonable doubt that on or about . .
. January 4th, 1996, the defendant, Michael
Christopher Thompson,
acting either by himself
or together with other persons, had in his
possession a firearm and took and carried away
property from the person or presence of
Clifford Hobson without his voluntary consent
by endangering or threatening his life with
the use or threatened use of the firearm, the
defendant Michael Christopher Thompson knowing
that he was not entitled to take the property
and he, Michael Christopher Thompson,
acting
by himself or with other persons, intended to
deprive Clifford Hobson of the property's use
permanently, then it would be your duty to
return a verdict of guilty of robbery with a
firearm.
(Emphasis added).
We first note that the trial court's general instructions on
the doctrine of acting in concert make it clear that Defendant
could only be found guilty of robbery with a firearm if he acted
with a common purpose to commit a robbery. These instructions
comport with the statement in
Blankenship that specific intent may
be proved by evidence tending to show that the specific intent
crime was a part of the common plan.
Blankenship, 337 N.C. at558, 447 S.E.2d at 736.
Second, the instructions focus on the
single crime of robbery and are consistent with the statement in
Blankenship that where a single crime is involved, one may be
found guilty of committing the crime if he is at the scene with
another with whom he shares a common plan to commit the crime,
although the other person does all the acts necessary to effect
commission of the crime . . . .
Id. at 557-58, 447 S.E.2d at 736.
Finally, the fact that the trial court's instruction permitted
the jury to convict Defendant of robbery with a firearm without
proof that Defendant shared a common purpose to use a firearm in
the perpetration of the robbery does not result in error in light
of the well-established principle that N.C. Gen. Stat. § 14-87
does not create a new crime, it merely increases the punishment
which may be imposed for common law robbery where the perpetrator
employs a weapon.
State v. Gibbons, 303 N.C. 484, 490, 279 S.E.2d
574, 578 (1981)
. The focus of [N.C.G.S. § 14-87] is not the
creation of a new crime for commission of an offense with a
firearm, but the punishment of a specific person who has committed
a robbery which endangers a specific victim.
Id. For the
foregoing reasons, we find no error in the instructions challenged
by Defendant.
Defendant further argues that the trial court erred by failing
to find as a statutory mitigating factor that
[p]rior to arrest or at an early stage of the
criminal process, the defendant voluntarily
acknowledged wrongdoing in connection with the
offense to a law enforcement officer.
N.C. Gen. Stat. § 15A-1340.16(e)(11)(1999). Defendant cites hisconfession to Detective Williams as an acknowledgment of wrongdoing
at an early stage of the criminal process. However, Defendant
concedes that under existing caselaw [sic] the defendant may not
have been entitled to a finding of this mitigating factor because
the defendant at trial challenged the voluntariness of this
statement. In
State v. Hayes, 314 N.C. 460, 334 S.E.2d 741
(1985), the Supreme Court held that if a defendant repudiates his
inculpatory statement, he is not entitled to a finding of this
mitigating circumstance.
Id. at 474, 334 S.E.2d at 749. Here,
the record indicates, and Defendant concedes, that he repudiated
his confession at trial by attacking its voluntariness. Therefore,
the trial court did not commit error in refusing to find as a
mitigating factor that prior to arrest or at an early stage of the
criminal process, Defendant voluntarily acknowledged wrongdoing in
connection with the crime.
Nonetheless, Defendant argues that denying him the benefit of
this mitigating factor simply because he asserted his
constitutional right to challenge the voluntariness of his
confession impermissibly burdens his constitutional rights to
present a defense, to testify on his own behalf, and to due process
of law. However, the transcript reveals that Defendant's trial
counsel did not raise this constitutional issue in the court below.
Constitutional issues not raised and passed upon at trial will not
be considered for the first time on appeal.
State v. Lloyd, 354
N.C. 76, 86-87, 552 S.E.2d 596, 607 (2001).
Accordingly,
Defendant's final assignment of error is overruled. For the foregoing reasons, we conclude that Defendant received
a trial and sentencing free from prejudicial error.
No error.
Judges GREENE and McCULLOUGH concur.
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