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NO. COA01-77
NORTH CAROLINA COURT OF APPEALS
Filed: 7 May 2002
STATE OF NORTH CAROLINA
v
.
Montgomery County
Nos. 99 CRS 2489-90
99 CRS 3360-63
STEPHEN ARTEMUS CHRISTIAN
Appeal by Stephen Christian (defendant) from six judgments
entered 28 July 2000 by Judge James M. Webb in Montgomery County
Superior Court. Heard in the Court of Appeals 7 January 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Daniel S. Johnson, for the State.
Cunningham, Dedmond, Petersen & Smith, L.L.P., by Bruce T.
Cunningham, Jr., for defendant-appellant.
CAMPBELL, Judge.
The relevant facts, based on the State's evidence, are as
follows: On the afternoon of 14 June 1999, Kobie Wilson (Kobie)
was in Troy, North Carolina visiting the mother (Mother Jones) of
his fiancée, Jenny Jones (Jenny). Also in Troy that day were
Jenny's minor son, Jaquarius French (also known as Jay), and
Jenny's sister, Demetrius Ratliff (Demetrius).
Throughout that afternoon, defendant's twin brothers (the
Christian twins) and Mitchell Hall (Mitchell) repeatedly drove
past Mother Jones' house in a green Honda Accord (the Honda).
This action stemmed from a confrontation that had taken place
earlier that day between Kobie and Mitchell, when Kobie had accusedMitchell and the Christian twins of sexually abusing his sister,
resulting in a fight between the two men. At approximately six
o'clock that evening, Demetrius spotted the Christian twins outside
Mother Jones' house calling for Kobie to come outside. Demetrius,
believing that the Christian twins and Mitchell (who had remained
inside the Honda) intended to cause trouble, threatened to call the
police if they did not leave. The police were eventually called,
but the men left before the police arrived.
Approximately two hours later, Lecia Christian (Mother
Christian), the mother of defendant and the Christian twins,
arrived at Mother Jones' house. Mother Christian was waving a
handgun and taunting Kobie and the Jones family. Mother Christian
drove away after Kobie threw a bottle at her vehicle.
Shortly thereafter, Mother Christian told the Christian twins
about her encounter with Kobie. The Christian twins, who appeared
angry and who were now accompanied in the Honda by David Horne
(David), drove to Wadeville, North Carolina and picked up
Christopher Christian (Chris) and defendant. While these men
proceeded to drive back to Troy, Chris stated, we [are] going to
get Kobie. Chris and defendant were each carrying a gun and
loaded them during the drive.
The four Christian brothers and David arrived at Mother Jones'
house several minutes later. They used the Honda to block in
Jenny's vehicle just as it was backing out of the driveway. Jenny
was the driver of the vehicle, with Kobie in the front passenger'sseat, Jay in the rear seat behind Jenny, and Kobie's cousin, Devon
Jones (Devon), in the rear seat behind Kobie.
Defendant and Chris were seen exiting the Honda carrying long-
barreled weapons. Defendant fired the first shot into the hood of
Jenny's vehicle, then both he and Chris proceeded to shoot into the
Honda. Kobie was shot twice. Jay was shot in the face, which
resulted in severe injuries including a split tongue, obliteration
of his hard palate, and loss of bone from his jaw. Once the
shooting stopped, defendant ran from the scene, while the other
Christian boys and David left in the Honda. The Honda was
subsequently stopped by the police.
Defendant was eventually apprehended and indicted for: (1)
assaulting Jay with a deadly weapon with intent to kill inflicting
serious injury (99 CRS 2489); (2) assaulting Kobie with a deadly
weapon with intent to kill inflicting serious injury (99 CRS 2490);
(3) conspiracy to murder Kobie (99 CRS 3360); (4) discharging a
weapon into occupied property, namely, Jenny's vehicle (99 CRS
3361); (5) assaulting Jenny with a deadly weapon with intent to
kill (99 CRS 3362); and (6) assaulting Devon with a deadly weapon
with intent to kill (99 CRS 3363). Defendant was tried before
Judge James M. Webb and a jury at the 24 July 2000 Criminal Session
of Montgomery County Superior Court. He pled not guilty and
presented no evidence in his defense. On 28 July 2000, the jury
found defendant guilty as charged. Defendant received active
prison sentences for the convictions. Defendant appeals. Defendant brings forth six assignments of error. For the
following reasons, we find that the trial court committed no error.
I.
By defendant's first assignment of error he argues the trial
court erred in removing a trial juror (Juror Pollard) after a
hearing in open court at which defendant's attorney was present,
but not defendant. Defendant raises this assigned error based on
the Confrontation Clause of the United States Constitution and our
state constitution. See U.S. Const. amend. IV; see also N.C.
Const. art. I, § 23. However, this constitutional issue was not
raised by defendant during the trial court proceedings. Our state
holds that [t]his Court is not required to pass upon a
constitutional issue unless it affirmatively appears that the issue
was raised and determined in the trial court. State v. Creason,
313 N.C. 122, 127, 326 S.E.2d 24, 27 (1985) (citations omitted).
Nevertheless, we shall address why we disagree with this assigned
error.
Defendant's first assignment of error is based on the
following trial events: In open court, but out of the presence of
the jury, Juror Pollard asked to be dismissed from the jury because
she had become afraid for her life. The trial court cleared the
courtroom of all spectators to allow Juror Pollard to elaborate on
the reason for her request. However, Juror Pollard stated that she
would feel more comfortable speaking to the court if defendant was
removed from the courtroom as well. Thus, the court had defendantremoved from the hearing, but instructed defense counsel to remain.
Neither defendant nor his counsel objected to his removal. Juror
Pollard then proceeded to inform the court that she had been told
by her niece that Mother Christian would give Juror Pollard
$2,000.00 in exchange for finding defendant not guilty. Juror
Pollard refused. She did not tell the other jurors about this
conversation with her niece. Juror Pollard was then sent out of
the courtroom and defendant was allowed to return. Defense counsel
moved to have Juror Pollard removed and replaced with an alternate.
The court granted this motion.
It is well-established that under both the federal and North
Carolina constitutions a criminal defendant has the right to be
confronted by the witnesses against him and to be present in person
at every stage of the trial. State v. Braswell, 312 N.C. 553,
558, 324 S.E.2d 241, 246 (1985) (citation omitted).
In noncapital
cases, however, a defendant's constitutional right to be present
at all stages of the trial [is] a purely personal right that [can]
be waived expressly or by his failure to assert it. Id. at 559,
324 S.E.2d at 246. Additionally, [i]n a non-capital case counsel
may waive defendant's right to be present through failure to assert
it just as he may waive defendant's right to exclude inadmissible
evidence by failing to object. Id.
Here, we note that defendant was tried in a noncapital case.
When defendant was removed from the courtroom, neither defendant
nor his counsel objected. Thereafter, the defense counsel moved to
have Juror Pollard removed and replaced with an alternate. Theinaction of defendant and his counsel, followed by defense
counsel's request to have Juror Pollard removed and replaced,
amounted to a waiver of defendant's right to be present during the
court's questioning of Juror Pollard. Thus, [w]hile it is the
better practice for the trial judge to obtain an explicit waiver
from a defendant before conducting a[n] . . . important proceeding
in the defendant's absence, it [is] not error for him to fail to do
so. Id.
II.
By defendant's second assignment of error he argues that the
Double Jeopardy Clause of the United States Constitution prohibits
the doctrine of transferred intent from being used to punish him
for assaulting unintended victims (Jay and Devon) with intent to
kill when he has already been punished for assaulting the intended
victim (Kobie) with intent to kill. We disagree.
The constitutional right not to be placed in jeopardy twice
for the same offense, like other constitutional rights, may be
waived by the defendant and such waiver is usually implied from his
action or inaction when brought to trial in the subsequent
proceeding. State v. Hopkins, 279 N.C. 473, 475-76, 183 S.E.2d
657, 659 (1971) (citations omitted). To avoid waiving this right,
a defendant must properly raise the issue of double jeopardy before
the trial court. Failure to raise this issue at the trial court
level precludes reliance on the defense on appeal. State v.
White, 134 N.C. App. 338, 342, 517 S.E.2d 664, 667 (1999) (citationomitted). In the instant case, defendant failed to bring his
double jeopardy defense to the attention of the court. Thus, we
need not address this assigned error on appeal because defendant's
inaction at the trial level resulted in a waiver of his right to
this defense. See id. However, had defendant properly and timely
raised the double jeopardy issue, this assigned error would be
without merit because our Supreme Court has held that an
instruction on transferred intent is proper when both the intended
victim and an unintended victim are injured and/or killed. See
State v. Locklear, 331 N.C. 239, 415 S.E.2d 726 (1992) (holding
that the trial court properly instructed on transferred intent when
defendant killed the intended victim and, in the process,
accidently wounded the victim's daughter).
III.
By defendant's third assignment of error he essentially argues
that the trial court erred in denying his motion to dismiss the
charge of conspiracy to commit murder on the grounds of
insufficiency of the evidence. We disagree.
When ruling on a defendant's motion to dismiss, the trial
court is to determine whether there is substantial evidence (a) of
each essential element of the offense charged, or of a lesser
offense included therein, and (b) of defendant's being the
perpetrator of the offense. State v. Earnhardt, 307 N.C. 62, 65-
66, 296 S.E.2d 649, 651-52 (1982). Substantial evidence is "such
relevant evidence as a reasonable mind might accept as adequate tosupport a conclusion." State v. Smith, 300 N.C. 71, 78-79, 265
S.E.2d 164, 169 (1980). Whether the evidence presented is
substantial is a question of law for the court. State v. Stephens,
244 N.C. 380, 384, 93 S.E.2d 431, 434 (1956). Furthermore, the
court must consider such evidence in the light most favorable to
the State, giving the State the benefit of every reasonable
inference to be drawn therefrom. State v. Patterson, 335 N.C.
437, 450, 439 S.E.2d 578, 585 (1994).
Defendant contends that the state's evidence, particularly
David Horne's testimony that Chris said that we were going to get
Kobie[,] was not substantial enough to constitute a conspiracy
between him and any of the men in the Honda. A conspiracy may be
proved by direct or circumstantial evidence and is established by
showing the existence of an express agreement or a mutual implied
understanding between defendant and others to do an unlawful act or
to do a lawful act by unlawful means. State v. Lyons, 102 N.C.
App. 174, 183, 401 S.E.2d 776, 781 (1991). Proof of a conspiracy
may [also] be, and generally is, established by a number of
indefinite acts, each of which, standing alone, might have little
weight, but, taken collectively, they point unerringly to the
existence of a conspiracy. State v. Whiteside, 204 N.C. 710, 712,
169 S.E. 711, 712 (1933).
At trial, the State provided sufficient evidence to prove the
crime of conspiracy based on a number of indefinite acts and not
solely on one statement made by David Horne. The evidence showed
that: (1) defendant and Chris entered the Honda with guns andproceeded to load them as the vehicle traveled to Mother Jones'
house; (2) defendant remained in the vehicle (with Chris, the
Christian twins, and David) after Chris made the statement that we
[are] going to get Kobie[;] (3) upon arriving at Mother Jones'
house, defendant was seen exiting the vehicle with a gun, which he
used to shoot Jenny's vehicle; and (4) defendant did not run away
until after a number of shots were fired at the vehicle, two of
which hit Kobie. We find all this evidence is sufficient for
reasonable minds to conclude that there was an implied
understanding between defendant and at least Chris, if not all of
the other men in the Honda, to murder Kobie.
IV.
By defendant's fourth assignment of error he argues the trial
court erred when it gave vague and confusing jury instructions that
were not in conformity with the conspiracy indictment. In
particular, defendant contends that since the trial court's jury
instruction on the conspiracy charge did not specifically name
those individuals named in the indictment (which named the
Christian twins, David, and Chris), the jury may have believed
defendant conspired with someone not named in the indictment, such
as Mother Christian. We find this assigned error to be without
merit.
During the jury charge conference, the court suggested the
pattern jury instructions on conspiracy to commit murder be used.
Defendant made no objection and did not request a change to theinstruction on this issue. Furthermore, defendant made no request
for corrections or additions to the jury instruction after the
instruction was given to the jury. In most instances, N.C.R. App.
P. 10(b)(2) precludes a party from assigning error to an
unobjected-to omitted jury instruction. [Nevertheless], the 'plain
error' rule allows for appellate review of some assignments of
error normally barred by operation of Rule 10(b)(2) if defendant
specifically and distinctly alleges that the trial court's action
amounted to plain error. State v. Najewicz, 112 N.C. App. 280, 294,
436 S.E.2d 132, 140 (1993) (citation omitted). See also N.C.R.
App. P. 10(b)(2), (c)(4) (2001). However, since defendant's brief
failed to specifically and distinctly allege that the jury
instruction amounted to plain error, he is not entitled to
appellate review under this rule either. See State v. Alston, 131
N.C. App. 514, 518, 508 S.E.2d 315, 318 (1998). Thus, defendant
has waived his right to have this assigned error reviewed on
appeal.
V.
By defendant's fifth assignment of error he argues that the
trial court erred in instructing the jury on both conspiracy to
commit murder and acting in concert with another person to commit
assault with intent to kill. However, [i]t is well established
that the crime of conspiracy does not merge into the substantive
offense which results from the conspiracy's furtherance and that a
defendant may be properly sentenced for both offenses. State v.
Baker, 112 N.C. App. 410, 416, 435 S.E.2d 812, 816 (1993). In thecase sub judice, the assaults on the individuals in Jenny's vehicle
were the substantive offenses resulting from the furtherance of the
conspiracy. Therefore, the trial court did not err in giving both
of these instructions.
VI.
By defendant's final assignment of error he argues that the
trial judge's questioning of Demetrius, the state's witness, was
error because it violated defendant's right to an impartial judge
under the Fifth and Fourteenth Amendments of the United States
Constitution. See U.S. Const. amend. V, XIV. Although defendant
again raises a constitutional issue that was not raised and
determined in the trial court, we shall address why we disagree
with this assigned error as well. See State v. Creason, 313 N.C.
122, 127, 326 S.E.2d 24, 27 (1985).
Defendant's argument is based on the following questions asked
by the trial judge:
THE COURT: [Demetrius,] [d]escribe what you
saw when the shooting started for the second
time.
A. Gunfire, just shots being fired. I saw
[Jay] from the chest up holding on to the
seat, the driver's seat of the car. And I
just [ran] to get him.
THE COURT: Who did you see firing weapons?
A. [Defendant] and [Chris] Christian.
THE COURT: And in what direction?
A. Directly into the vehicle.
THE COURT: And from what distance was the
defendant and [Chris] Christian from the
vehicle at this time?
A. Five to ten feet.
THE COURT: And on which side of the vehicle?
A. On the passenger's side of the vehicle.
THE COURT: Both on the passenger?
A. Yes, sir.
Our state holds that [a] judge may not by his questions to a
witness intimate an opinion as to whether any fact essential to the
State's case has been proved. State v. Lowe, 60 N.C. App. 549,
552, 299 S.E.2d 466, 468 (1983). However, the questions asked by
the trial judge in the instant case did not intimate to the jury
that the judge believed defendant was guilty. Instead, they
ensured the proper development of Demetrius' recollection of the
events that occurred on the night in question. See Vick v. Vick,
80 N.C. App. 697, 700, 343 S.E.2d 245, 247 (1986) (holding that a
court my interrogate a witness to either clarify the witness'
testimony or to ensure proper development of the facts). The
questions were therefore proper and do not amount to error by the
trial court. Accordingly, for the aforementioned reasons, defendant is not
entitled to a new trial or to remand of this matter for
resentencing because the trial court did not err.
No error.
Chief Judge EAGLES and Judge McCULLOUGH concur.
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