WAYMAN HARRIS,
Employee/Plaintiff,
v
.
THOMPSON CONTRACTORS, INC.
Employer,
and
UNITED STATES FIDELITY AND GUARANTY INSURANCE COMPANY,
Carrier/Defendants.
The Roberts Law Firm, P.A., by Joseph B. Roberts, III, for
plaintiff-appellee.
Jones, Hewson & Woolard, by Lawrence J. Goldman, for
defendant-appellants.
EAGLES, Chief Judge.
Thompson Contractors, Inc. and United States Fidelity and
Guaranty Insurance Company (defendants) appeal from an Opinion
and Award for the Full Commission awarding Wayman Harris
(plaintiff) workers' compensation benefits. Plaintiff was a
Department of Corrections prisoner on work release when he was
injured working for Thompson Contractors, Inc. (Thompson). After
careful consideration of the briefs and record, we affirm.
Plaintiff is serving a life sentence for murder and has been
incarcerated with the North Carolina Department of Corrections for
approximately 25 years. Plaintiff began working through the workrelease program in 1992. On 7 July 1997, Thompson employed
plaintiff to work as a drop ball operator at their Mill Spring
quarry in Polk County. As a drop ball operator, plaintiff operated
a crane that lowered a ball from the boom to break up rocks.
Plaintiff had not operated a crane before his employment with
Thompson. During August 1997, Thompson reassigned plaintiff to
work at Miller Creek quarry in Rutherford County.
Plaintiff had operated a D-25 model crane at the Mill Spring
quarry. This crane was much smaller than the Northwest D-80
crane that plaintiff operated at the Miller Creek quarry. The D-
80 crane weighed approximately 80 tons and the drop ball weighed
approximately 10,000 pounds. The D-80 crane that plaintiff
operated was originally manufactured as a shovel crane and
subsequently modified. The stick and the bucket was taken off of
it and the boom was extended to make it into a crane boom. The
boom is the arm that extends off the crane which can be moved up
and down. The crane is on two tractor treads which move the crane
forward, backwards, right and left. The crane with the boom can
rotate 360 degrees on the tractor treads.
On 17 September 1997, plaintiff was operating the D-80 crane
at the Miller Creek quarry. Plaintiff was walking the crane,
which is moving the crane on its tractor treads, to another area of
the quarry. While walking the crane, plaintiff contends that the
cabin filled with smoke. As he got up to check on the source of
the smoke, the crane toppled over trapping plaintiff underneath.
Defendants contend that there was no smoke or fire in the cabin andthe crane toppled due to plaintiff walking the crane with the
boom and drop ball raised.
Plaintiff lost his left foot in the accident and suffered
shoulder, rib and leg injuries. After the accident, plaintiff's
left leg was amputated below the knee.
After the accident, plaintiff's claim for workers'
compensation benefits was denied. Plaintiff requested a hearing
which was held before Deputy Commissioner Kim L. Cramer on 9 March
1999. Deputy Commissioner Cramer denied plaintiff benefits in an
Opinion and Award filed 29 October 1999. Plaintiff appealed for
review and the matter was heard by the Full Commission. In its
Opinion and Award filed 24 October 2000, the Full Commission
reversed the Deputy Commissioner's holding and awarded plaintiff
benefits. Defendants appeal.
Defendants raise three issues on appeal. Whether the Full
Commission erred in: (1) its determination that plaintiff's status
as a prisoner did not bar recovery; (2) failing to find that
plaintiff's claim is barred by his willful intention to injure or
kill himself; and (3) its application of Hoyle v. Isenhour Brick
and Tile Co., 306 N.C. 248, 293 S.E.2d 196, reh'g denied, 306 N.C.
565 (1982).
On appeal from an award of the Industrial Commission, the
scope of our appellate review is limited to two questions: (1)
whether the Commission's findings of fact are supported by
competent evidence in the record; and (2) whether the findings of
fact justify the Commission's conclusions of law. Peagler v.Tyson Foods, Inc., 138 N.C. App. 593, 597, 532 S.E.2d 207, 210
(2000). This is true even when there is evidence that would
support contrary findings. Goff v. Foster Forbes Glass Div., 140
N.C. App. 130, 133, 535 S.E.2d 602, 604 (2000).
Defendants first contend that the Full Commission erred in
determining that plaintiff's status as a prisoner did not bar
recovery by plaintiff. We do not agree.
Defendants argue that G.S. § 97-13(c) bars recovery by
plaintiff. It states that the [Workers' Compensation Act] shall
not apply to prisoners being worked by the State or any subdivision
thereof, . . . . G.S. § 97-13(c). Further, G.S. § 148-6 states
that such convicts so hired, or employed, shall remain under the
actual management, control and care of the Department [of
Correction] . . . . In addition, a prisoner on work release
shall give his work-release earnings, less standard payroll
deductions required by law, to the Department of Correction. G.S.
§ 148-33.1(f). Defendants contend that plaintiff was being worked
by the State since plaintiff was to remain under the actual
management, control and care of the Department of Correction
(DOC) and DOC received the prisoner's earnings.
Defendants also argue that no contract for hire existed
between plaintiff and defendant Thompson. Defendants contend that
a contract existed between defendant Thompson and the State, not
between plaintiff and defendant Thompson. Defendants argue that
the State assigned workers to Thompson and that Thompson had no say
in the selection of work release employees. The Workers'Compensation Act defines employee as every person engaged in an
employment under any appointment or contract of hire . . . . G.S.
§ 97-2(2). Defendants argue that this lack of contract for hire
precludes plaintiff from being an employee which is necessary in
order to claim benefits.
Defendants cite Parker v. Union Camp Corp., 108 N.C. App. 85,
422 S.E.2d 585 (1992) for support. In Parker, the plaintiff
suffered compensable work-related injuries and received workers'
compensation benefits. Id. at 86, 422 S.E.2d at 585. While
receiving benefits, the plaintiff was convicted and sentenced to
prison. Id. Parker held that the plaintiff was not entitled to
receive workers' compensation benefits while in prison . . . .
Id. at 88, 422 S.E.2d at 587.
We hold that the Full Commission properly determined that
plaintiff's status as a prisoner did not bar plaintiff from
receiving benefits. The Full Commission found that:
2. By statute, the North Carolina Department
of Correction is authorized to grant work
release privileges to eligible inmates
pursuant to G.S. § 148-33.1. In this work
release program, inmates may work in the
public and private sectors and are viewed by
the state as not working as agents of the
state, but as individuals employed by a
regular employer.
The Full Commission concluded:
3. Because the injury giving rise to this
claim occurred when plaintiff, while
incarcerated, was on work release, the holding
in Parker is not controlling and does not bar
plaintiff from recovering under the act as an
employee. Parker v. Union Camp Corp., 108
N.C. App. 85, 422 S.E.2d 585 (1992).
4. On 17 September 1997, the date of his
injury by accident, plaintiff was not being
worked by the State or any subdivision thereof
and, therefore, the provisions of G.S. § 97-
13(c) do not bar plaintiff from recovering
workers' compensation benefits from
defendants.
The Workers' Compensation Act is broad and covers all
employers and employees unless they are specifically excluded.
From and after January 1, 1975, every employer
and employee, as hereinbefore defined and
except as herein stated, shall be presumed to
have accepted the provisions of this Article
respectively to pay and accept compensation
for personal injury or death by accident
arising out of and in the course of his
employment and shall be bound thereby.
G.S. § 97-3 (emphasis added).
Here, plaintiff and defendants entered into a pre-trial
agreement which was signed on 2 March 1999. Among other things,
this agreement provided that: 1. Employee is Wayman Harris. 2.
Employer is Thompson Contractors Inc. . . . 4. Employee-
Employer relationship existed. The Opinion and Award by Deputy
Commissioner Cramer and the Opinion and Award by the Full
Commission contained similar stipulations. This stipulation found
in both documents stated that [t]he parties were subject to and
bound by the provisions of the North Carolina Workers' Compensation
Act and an employee-employer relationship existed between the
parties at all relevant times . . . . A stipulation regarding the
employer-employee relationship is binding on the parties. Sorrell
v. Sorrell's Farms and Ranches, Inc., 78 N.C. App. 415, 417, 337
S.E.2d 595, 596 (1985). Other jurisdictions have held that a claimant's status as a
prisoner will not prevent the existence of an employer-employee
relationship between a claimant-prisoner and a private employer.
See Benavidez v. Sierra Blanca Motors, 922 P.2d 1205, 1211 (N.M.
1996) (holding that claimant's status as an inmate does not
preclude the existence of an employer-employee relationship for the
purpose of receiving workers' compensation benefits.); Courtesy
Construction Corp. v. Derscha, 431 So.2d 232, 232-33 (Fla. Dist.
Ct. App. 1983) (holding that [w]ork-released prisoners engaged to
work in private enterprise, for compensation paid them by private
businesses that are 'employers' in every practical sense of the
word, are not excluded from [the Workers' Compensation Act].);
Hamilton v. Daniel International Corp., 257 S.E.2d 157, 158 (S.C.
1979) (holding that defendant required to provide workers'
compensation benefits due to the existence of an employer-employee
relationship and that [claimant] transcended his prisoner status
and became a private employee entitled to workmen's compensation
benefits.). However, due to the stipulations that exist here, we
need not reach the issue of whether plaintiff and defendant
Thompson meet the statutory definitions of employee and employer
respectively.
Since the requisite employer-employee relationship exists,
plaintiff will be covered by the Act unless the Act specifically
excludes him. G.S. § 97-3. Employers and employees not covered by
the Act are enumerated in G.S. § 97-13. Those excluded by this
provision are: (a) Employees of Certain Railroads. (b) CasualEmployment, Domestic Servants, Farm Laborers, Federal Government,
Employer of Less than Three Employees. (c) Prisoners. (d)
Sellers of Agricultural Products. G.S. § 97-13. Section (c)
Prisoners states:
This Article shall not apply to prisoners
being worked by the State or any subdivision
thereof, except to the following extent:
Whenever any prisoner assigned to the State
Department of Correction shall suffer
accidental injury or accidental death arising
out of and in the course of the employment to
which he had been assigned, if there be death
or if the results of such injury continue
until after the date of the lawful discharge
of such prisoner to such an extent as to
amount to a disability as defined in this
Article, then such discharged prisoner or the
dependents or next of kin of such discharged
prisoner may have the benefit of this Article
by applying to the Industrial Commission as
any other employee; . . . .
G.S. § 97-13(c) (emphasis added). A prisoner being worked by the
State is specifically excluded from the Act unless the disabling
injury continues after the discharge of the prisoner or the
prisoner suffers an accidental death. Richardson v. N. C. Dept. of
Correction, 118 N.C. App. 704, 705, 457 S.E.2d 325, 326 (1995),
aff'd, 345 N.C. 128, 478 S.E.2d 501 (1996).
G.S. § 148-26(a) provides that [i]n exercising his power to
enter into contracts to supply inmate labor as provided by this
section, the Secretary of Correction shall not assign any inmate to
work under any such contract who is eligible for work release as
provided in this Article, . . . . (Emphasis added.) In addition,
[n]o prisoner employed in the free community under the provisions
of [G.S. § 148-33.1] shall be deemed to be an agent, employee, orinvoluntary servant of the State prison system while working in the
free community or going to or from such employment. G.S. § 148-
33.1(g). The DOC is not authorized to assign a prisoner pursuant
to any labor contracts when that prisoner is eligible for work
release. Also, a prisoner employed through the work release
program is not an agent or employee of the State prison system.
This, along with the stipulations and Pre-Trial Agreement, is
sufficient to show that plaintiff was not being worked by the
State.
The General Assembly has specifically excluded the provisions
of the Workers' Compensation Act from certain prison laborers.
Counties may work prisoners confined in local confinement
facilities. G.S. § 162-58. The General Statutes provide for the
liability of counties that work prisoners. G.S. § 162-61.
Counties are liable for emergency medical services for prisoners
while they are working and for injuries to third parties incurred
through the negligence of working prisoners. Id. However, this
provision states that the [Employment Security and Workers'
Compensation Act] of the General Statutes shall have no application
to prisoners worked by counties. Id. However, there is no
similar exclusion in the statutes authorizing work release.
Prisoners employed in the work release program are only
specifically excluded from any benefits under Chapter 96 of the
General Statutes entitled 'Employment Security' during the term of
the sentence but there is no specific exclusion for Chapter 97,
the Workers' Compensation Act. G.S. § 148-33.1(h). In the statuteauthorizing work release, the General Assembly made no specific
exclusion for the Workers' Compensation Act as it did in the
statutes authorizing the working of county prisoners.
Parker is distinguishable from the instant case. In Parker,
the claimant was injured on the job before his incarceration and
was already receiving benefits. Parker at 86, 422 S.E.2d at 585.
Here, plaintiff was already incarcerated at the time of his injury
and was involved in the work release program when his work related
injury occurred.
Moreover, in Parker's holding, this Court in dicta stated we
note that the legislature may want to examine the possibility of
continuing payment of benefits during a period of incarceration
directly to a prisoner's dependents, who may have been relying on
the disability payments as a major, or sole, source of income.
Id. at 88, 422 S.E.2d at 587.
Here, the Full Commission entered the following award:
1. Defendants shall pay the Department of
Correction temporary total disability
compensation at the rate of $204.99 per week
for the period of 17 September 1997 through
the present and continuing, with said payments
to be managed and appropriately distributed by
the Department of Correction under its work
release program. This compensation is subject
to the attorney's fee approved herein.
2. Defendants shall pay for all medical
expenses incurred or to be incurred, subject
to the provisions of G.S. § 97-25.1.
Defendants shall reimburse the Department of
Correction for any payments it has made on
behalf of plaintiff relating to his medical
care resulting from this injury by accident.
Plaintiff's benefits will be paid to DOC and distributed
according to the usual regulations applicable to inmates' work
release income. According to G.S. § 148-33.1(f)(2), plaintiff is
allowed a reasonable allowance for his incidental personal
expenses. Amounts are deducted from plaintiff's earnings for other
costs, including plaintiff's keep, judgments and court orders.
G.S. § 148-33.1(f). The remaining balance is kept and accumulated
to be disbursed to plaintiff when he is discharged or paroled. Id.
On these facts we hold that the Full Commission properly
concluded that this plaintiff was not barred from the recovery of
workers' compensation benefits by his status as a prisoner. This
holding does not affect the ability of the Department of Correction
to recover money it has spent on behalf of plaintiff for his
medical care.
Defendants contend that the Full Commission erred in failing
to find that plaintiff's claim is barred by his willful intention
to injure or kill himself. We do not agree.
Here, the Full Commission found that [d]efendants have failed
to produce any credible evidence that plaintiff's actions on 17
September 1997 which resulted in his injuries were taken with the
specific intention of injuring himself or others. The Full
Commission concluded that [t]he evidence fails to establish that
plaintiff's injuries were the result of a willful intention to
injure himself or others, or the result of a willful breach of a
safety rule or procedure adopted by defendant-employer. Defendants argue that G.S. § 97-12(3) should bar plaintiff's
claim. G.S. § 97-12(3) states that [n]o compensation shall be
payable if the injury or death to the employee was proximately
caused by: . . . (3) His willful intention to injure or kill
himself or another. Defendants argue that plaintiff intentionally
attempted to walk the crane with the boom and drop ball raised.
Since plaintiff was aware that this was dangerous, defendants
assert that plaintiff's action shows his intention to injure
himself. In the alternative, defendants argue that G.S. § 97-12
should reduce plaintiff's award by ten percent. It states [w]hen
the injury or death is caused . . . by the willful breach of any
rule or regulation adopted by the employer and approved by the
Commission and brought to the knowledge of the employee prior to
the injury compensation shall be reduced ten percent (10%). G.S.
§ 97-12. We are not persuaded.
In order for G.S. § 97-12(3) to bar compensation, there must
have been a willful intention to injure. Rorie v. Holly Farms,
306 N.C. 706, 710, 295 S.E.2d 458, 461 (1982). Intent is usually
proved by circumstantial evidence and is therefore reserved for the
trier of fact. Id.
Defendant's superintendent of the work site testified that he
had reprimanded plaintiff twice for walking the crane with the drop
ball raised. The last reprimand was one hour before the accident.
The superintendent stated that plaintiff was making a mistake by
operating the crane that way. The superintendent testified that he
did not remove plaintiff from the crane because he had never seenhim take it way up to the top. I mean, I had never seen that
happen.
The negligence of the employee, however, does not debar him
from compensation for an injury by accident arising out of and in
the course of his employment. Archie v. Lumber Co., 222 N.C. 477,
480, 23 S.E.2d 834, 836 (1943). In addition, not even gross
negligence is a defense to a compensation claim. Hartley v.
Prison Department, 258 N.C. 287, 289, 128 S.E.2d 598, 600 (1962).
There was no evidence that would show plaintiff willfully intended
to injure himself or someone else.
Defendants' alternative argument is also without merit. G.S.
§ 97-12 states that in order for the award to be reduced, the
regulation must be approved by the Industrial Commission. Here,
there is no evidence that Thompson's rule regarding the movement
of the crane with the drop ball raised off the ground was ever
reduced to writing. The superintendent was asked whether
Thompson's safety policy covered when, how and under what
circumstances a crane should be moved. The superintendent
testified that it was [n]ot in the company policy, I don't think
it does. The evidence supports the Full Commission's finding
which in turn justifies its conclusion that [t]he evidence fails
to establish that plaintiff's injuries were the result of a willful
intention to injure himself or others, or the result of a willful
breach of a safety rule or procedure adopted by defendant-
employer. This assignment of error is overruled. Defendants next contend that the Full Commission erred in its
application of Hoyle v. Isenhour Brick and Tile Co., 306 N.C. 248,
293 S.E.2d 196. We do not agree.
The Full Commission found that [a]lthough plaintiff had
previously been warned about moving the crane with the drop ball
raised, he was not disobeying a direct or specific order from a
then present supervisor when this incident occurred on 17 September
1997. The Full Commission concluded that [p]laintiff was not
disobeying a direct or specific order from a then present
supervisor when this incident occurred on 17 September 1997 and,
therefore, he may recover compensation for his claim.
Defendants argue that the absence of a supervisor should not
determine the matter. They argue that plaintiff's actions were
not in furtherance of Thompson's business so plaintiff's
disobedient act should operate to bar recovery.
Hoyle stated that:
[W]e find that thrill seeking which bears no
conceivable relation to accomplishing the job
for which the employee was hired moves the
employee from the scope of his employment.
Likewise, disobedience of a direct and
specific order by a then present superior
breaks the causal relation between the
employment and the resulting injury.
Hoyle, 306 N.C. at 259, 293 S.E.2d at 202 (citations omitted).
Hoyle also stated [w]e are therefore of the opinion that
employee's election to disobey a prior given order did not break
the causal connection between his employment and his fatal injury
if the disobedient act was reasonably related to the accomplishmentof the task for which he was hired. Id. at 259, 293 S.E.2d at
203.
The superintendent testified that at the time of the accident
there was not anyone standing beside [plaintiff] or anyone
standing there watching him the entire time. Plaintiff was hired
to work as a drop ball operator. Plaintiff testified that just
before the accident, he was walking the crane. Plaintiff was
operating the crane which is a duty he was hired to perform. This
is competent evidence to support the finding that plaintiff was
not disobeying a direct or specific order from a then present
supervisor at the time of the accident. This finding justifies
the conclusion that [p]laintiff was not disobeying a direct or
specific order from a then present supervisor . . . therefore, he
may recover compensation for his claim. This assignment of error
is overruled.
Accordingly, the Opinion and Award for the Full Commission is
affirmed.
Affirmed.
Judges MARTIN and BIGGS concur.
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