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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
NO. COA01-214
NORTH CAROLINA COURT OF APPEALS
Filed: 6 August 2002
IN RE: CRYSTAL GAIL BRODE, STEVEN W. BRODE, MATTHEW L. BRODE,
Juveniles
Appeal by respondent from order entered 16 November 2000
nunc
pro tunc 25 September 2000, by the Honorable Pattie S. Harrison in
Caswell County District Court. Heard in the Court of Appeals 6
December 2001.
Farmer & Watlington, LLP, by Stuart N. Watlington, for
petitioner-appellee Caswell County Department of Social
Services.
David G. Powell for respondent-appellant William Harvey.
BRYANT, Judge.
Steven W. Brode was born 19 August 1991 in the state of Texas
to respondent William Harvey and Beverly Brode Owen. While other
children were born to Harvey and Owen, these children are not the
subject of this appeal.
(See footnote 1)
Harvey and Owen lived together in Texas as domestic partners.
In 1997, Children's Protection Services of Montgomery County,
Texas, filed a petition in the district court to determine the
parent-child relationship between Harvey, Owen and the Brode
children. By order entered 31 July 1998, the District Court of
Montgomery County appointed Harvey sole managing conservator of
Steven, having all the incidents of sole legal custody. By thatsame order, Owen was appointed as Steven's possessory conservator
with visitation as agreed to by Harvey. After entry of this order,
Steven resided with Harvey at Harvey's parents' home in Barcarolle,
Texas.
In or about August 1999, Owen made an unannounced visit to
Harvey's home. She falsely told Harvey's father that visitation
was permitted; thereafter, she abducted Steven and never returned
him to Harvey. Owen subsequently moved to Caswell County, North
Carolina, bringing Steven and the other children with her. Harvey
made efforts to ascertain Owen's whereabouts, including seeking
assistance from Texas officials. Harvey ceased efforts to locate
Owen and the children after becoming discouraged that assistance
would not be forthcoming from Texas officials.
In August 2000, Caswell County Department of Social Services
(DSS) filed a petition alleging Steven to be a neglected and
dependent juvenile. The petition asserted that Steven Brode did
not receive proper care, supervision, or discipline from the
juvenile's parent, guardian, custodian, or caretaker; that he had
been abandoned; and, that he lived in an environment injurious to
his welfare. At an adjudication hearing held 25 September 2000,
the trial court found Steven to be a neglected and dependent
juvenile and placed Steven in DSS custody. Harvey appeals.
Respondent-Appellant Harvey assigns as error the trial court's
failure to grant full faith and credit to the Texas order granting
custody of Steven Brode to respondent-appellant Harvey.
At the outset, this appeal requires that we examine theinterplay of the Uniform Child Custody Jurisdiction and Enforcement
Act (UCCJEA),
(See footnote 2)
the North Carolina Juvenile Code,
(See footnote 3)
and the Parental
Kidnapping Prevention Act (PKPA).
(See footnote 4)
UCCJEA and Juvenile Code
The UCCJEA, formerly UCCJA, is a jurisdictional statute
relating to child custody disputes and expressly includes
proceedings in abuse, dependency, and/or neglect. See In re Van
Kooten, 126 N.C. App. 764, 768, 487 S.E.2d 160, 162-63 (1997). The
jurisdictional requirements of the UCCJEA must be satisfied for a
court to have authority to adjudicate abuse, neglect, and
dependency petitions filed pursuant to our Juvenile Code, see id.
at 764, 487 S.E.2d at 163, even though the Juvenile Code provides
that the district courts of North Carolina have "'exclusive,
original jurisdiction over any case involving a juvenile who is
alleged to be . . . abused, neglected, or dependent.'" In re
Malone, 129 N.C. App. 338, 342, 498 S.E.2d 836, 838 (1998)
(alteration in original) (citation omitted). See also In re Van
Kooten at 768, 487 S.E.2d at 162.
Prior to the 1999 revisions to the UCCJEA, a district court in
North Carolina could exercise jurisdiction under the UCCJEA to make
child custody determinations if: (1) this State was the home stateof the child; (2) it was in the best interest of the child because
the child and the child's parents had a significant connection with
this State; (3) the child was physically present in this State and
it was necessary in an emergency to protect the child because the
child had been subjected to or threatened with mistreatment or
abuse; or (4) it appeared that no other state would have
jurisdiction or another state had declined to exercise
jurisdiction. See In re Malone at 343, 498 S.E.2d at 839 (citing
N.C.G.S. § 50A-3(a) (1989)). See also In re Van Kooten at 769, 487
S.E.2d at 163; In re Bean, 132 N.C. App. 363, 366, 511 S.E.2d 683,
686 (1999). In 1999, the emergency jurisdiction provision
(N.C.G.S. § 50A-3(a)) was moved to a new and separate section,
N.C.G.S. § 50A-204. See 1999 N.C. Sess. Laws 223, s. 15.
Under N.C.G.S. § 50A-204(a), temporary emergency jurisdiction
may be invoked by a court if a "child is present in this State and
the child has been abandoned or it is necessary in an emergency to
protect the child because the child . . . is subjected to or
threatened with mistreatment or abuse." N.C.G.S. § 50A-204(a)
(2001). The statute further provides in N.C.G.S. § 50A-204(c)-(d):
(c) If there is a previous child-custody
determination that is entitled to be enforced under this
Article, . . . any order issued by a court of this State
under this section must specify in the order a period
that the court considers adequate to allow the person
seeking an order to obtain an order from the state having
jurisdiction . . . . The order issued in this State
remains in effect until an order is obtained from the
other state within the period specified or the period
expires.
(d) A court of this State which has been asked to
make a child-custody determination under this section,
upon being informed that a . . . child-custody
determination has been made by, a court of [another]state . . . shall immediately communicate with the other
court.
N.C.G.S. § 50A-204(c)-(d) (2001).
When a court invokes emergency jurisdiction, any orders
entered shall be temporary protective orders only. In re Malone at
343, 498 S.E.2d at 839; see also Nadeau v. Nadeau, 716 A.2d 717,
723-24 (R.I. 1998) (stating that assumption of emergency
jurisdiction under the UCCJA is temporary jurisdiction only and
confers authority only to make temporary orders); In re A.L.H., 630
A.2d 1288, 1291 (Vt. 1993) (concluding that most all courts agree
that emergency jurisdiction does not authorize courts to make
permanent custody orders); In re Interest of L.W., 486 N.W.2d 486,
498 (Neb. 1992) (stating the power of emergency jurisdiction does
not include making permanent custody determinations or
modifications of another court's custody decree).
PKPA
Our State's jurisdiction over child custody matters is also
governed by the PKPA. See In re Bean at 366, 511 S.E.2d at 686.
The PKPA represents Congress's attempt to create a uniform standard
among the states in their exercise of jurisdiction over interstate
custody disputes. See In re Malone at 342, 498 S.E.2d at 838-39.
The PKPA provides that "every State shall enforce . . . and shall
not modify . . . any custody determination or visitation
determination made . . . by a court of another State." 28 U.S.C.A.
§ 1738A(a) (2002). The act further provides that "[t]he
jurisdiction of a court of a State which has made a child custody
determination or visitation determination . . . continues as longas . . . such State remains the residence of the child or of any
contestant." 28 U.S.C.A. § 1738A(d) (2002). Modifications of
another state's custody determination may only be made if the
modifying state "has jurisdiction to make such a child custody
determination; and [] the court of the other State no longer has
jurisdiction, or it has declined to exercise such jurisdiction to
modify such determination." 28 U.S.C.A. § 1738A(f) (1994)
(emphasis added). To the extent a state custody statute conflicts
with the PKPA, the federal statute controls. In re Bean at 366,
511 S.E.2d at 686.
"'Although the PKPA does not include within its definition
section any reference to neglect, abuse, or dependency
proceedings,'" our court has previously held that the PKPA does
apply "'to all interstate custody proceedings affecting a prior
custody award by a different State, including [abuse,] neglect and
dependency proceedings.'" In re Malone at 342, 498 S.E.2d at 839
(alteration in original) (citations omitted).
______________________________
We note that the trial court order in the instant case is
silent as to the basis for its jurisdiction to adjudicate this
case. The petition filed by DSS alleges that Steven Brode is a
neglected and dependent juvenile.
(See footnote 5)
It appears that the courtproceeded under the general jurisdiction of the Juvenile Code;
however, when a prior custody order exists, a court cannot ignore
the provisions of the UCCJEA and the PKPA.
The order of the trial court does state that in placing the
juveniles in the protection of social services "DSS was precluded
from making reasonable efforts [to return juveniles to their
parents] due to the threat of immediate harm to said juveniles;
that the failure to make such reasonable efforts was reasonable
under the circumstances, and to do otherwise would have been
contrary to the health, safety and welfare of said juveniles."
Even in the absence of explicit language that the trial court
invoked the emergency jurisdictional parameters of N.C.G.S. § 50A-
204, we find that the language used by the court indicated an
immediate need necessitating protection of the juveniles;
therefore, the trial court was within its power to invoke the
exercise of emergency jurisdiction to protect the children and we
find that further evaluation of the order will proceed under this
determination.
As noted in our discussion above, when a trial court invokes
emergency jurisdiction under the UCCJEA, such jurisdiction is only
temporary in nature and does not empower the trial court to enter
a permanent custody order. Further, when it is discovered that a
previous child custody determination has been made by another
court, the provisions of N.C.G.S. § 50A-204(c)-(d), and the PKPA,set the parameters for addressing any custody determination. We
find that the order entered by the trial court in the instant case
does not comply with our statutory framework.
First, the order entered by the trial court is not a temporary
order as required by N.C.G.S. § 50A-204(a). The heading of the
judgment is titled "Order" and the directives are noted to be
"Ordered, Adjudged and Decreed." The order is void of any language
to indicate that it is temporary in nature. Second, the trial
court had notice of the existence of a prior custody decree
awarding Harvey custody of Steven Brode. The custody order entered
in Texas outlines the rights and duties of a sole managing
conservator, which appear to encompass those duties that would
award sole legal custody of the juvenile.
(See footnote 6)
Pursuant to N.C.G.S. § 50A-204(d), after having notice of the
prior custody order, and upon entry of a temporary custody order,
the trial court should have immediately contacted the Texas court
to determine their willingness to assume jurisdiction. "While the
trial court in this state did have emergency jurisdiction to enter
the temporary . . . order, at the point in which the order was
entered 'the trial court was required to defer any further
proceedings in the matter pending a response from [Texas] as to
whether that state was willing to assume jurisdiction to resolve
the issues of [neglect and dependency].'" In re Malone at 344, 498
S.E.2d at 840 (citation omitted).
Likewise, with respect to the parameters of the PKPA, we noted
above that the act precludes states from modifying child custody
orders of other states unless the court of the other State no
longer has jurisdiction, or it has declined to exercise its
jurisdiction. The trial court's order is inconsistent with the
requirements of the PKPA. The order does not defer adjudication on
the merits pending notice from Texas concerning whether it will
exercise jurisdiction in the matter.
In light of the foregoing, we vacate the judgment of the trial
court. On remand, the trial court is directed to contact the Texas
court to determine whether that court desires to exercise
jurisdiction in this matter. Should the Texas court decline to
exercise jurisdiction, the trial court may then proceed on the
merits of the DSS petition and issue a final custody determination.
VACATED and REMANDED for findings consistent with this opinion
and dictates of the UCCJEA and PKPA.
Judges McGEE and HUNTER concur.
Harvey and Owen are the parents of Crystal G. Brode, born
24 May 1990. Owen is also the mother of Matthew L. Brode, born 31
January 1994. Harvey is not the father of Matthew L. Brode.
Footnote: 2 Adopted by North Carolina and codified in Chapter 50A of the
North Carolina General Statutes.
Chapter 7B of the North Carolina General Statutes.
28 U.S.C.A. § 1738A. We note that on one instance we cite
to the 1994 hard bound version of § 1738A. Section 1738A has since
been amended.
See 28 U.S.C.A. § 1738A (West Supp. 2002).
Footnote: 5 Specifically, the petition asserts that Steven Brode is
neglected in that he (1) "does not receive proper care,
supervision, or discipline from the juvenile's parent, guardian,
custodian, or caretaker;" (2) "has been abandoned;" and (3) "lives
in an environment injurious to the juvenile's welfare."
The petition asserts that he is dependant in that he "needs
assistance or placement because the juvenile has no parent,guardian, or custodian responsible for the juvenile's care or
supervision."
Footnote: 6 According to the custody order, a sole managing conservator
has the following rights and duties:
(1) the right to have physical possession and
to direct the moral and religious
training of the child;
(2) the duty of care, control, protection,
and reasonable discipline of the child;
(3) the duty to provide the child with
clothing, food, shelter, education, and
medical, psychological, and dental
care;
(4) the right to consent for the child to
medical, psychiatric, psychological,
dental, and surgical treatment;
(5) the right to receive and give receipt for
payments for the support of the child and
to hold or disburse funds for the benefit
of the child;
(6) the right to the services and earnings of
the child;
(7) the right to consent to marriage and to
enlistment in the armed forces of the
United States;
(8) the right to represent the child in legal
action and to make other decisions ofsubstantial legal significance concerning
the child;
(9) the right to act as an agent of the child
in relation to the child's estate if the
child's action is required by a state,
the United States, or a foreign
government; and
(10) the right to establish the primary
residence of the child and to make
decisions regarding the child's
education.
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