ESMAY FRYE STEVENSON, by and through her Guardian, SYLVIA
FRYE LONG,
Plaintiff,
v
.
C. WAYNE JOYNER and wife, CAROL JEAN JOYNER,
and
CATAWBA VALLEY BANK and D. STEVE ROBBINS, Trustee,
Defendants.
Sigmon, Clark, Mackie, Hutton, Hanvey & Ferrell, P.A., by E.
Fielding Clark, II and Forrest A. Ferrell, for plaintiff-
appellee.
Wyatt, Early, Harris & Wheeler, L.L.P., by William E. Wheeler,
for defendant-appellants.
HUDSON, Judge.
C. Wayne Joyner and his wife, Carol Jean Joyner,
("defendants") appeal an order compelling defendants to answer
questions proposed during a deposition by plaintiff. This order is
interlocutory and defendants have failed to demonstrate that a
substantial right will be affected should they not be given the
immediate right to appeal from this order. We dismiss this appeal.
The pertinent procedural history is as follows. Plaintiff,
Sylvia Frye Long, filed an action in the Superior Court of Catawba
County, as the guardian of her aunt, Esmay Frye Stevenson, on 20July 2000. In her complaint, plaintiff alleges a number of causes
of action including undue influence, fraud, and Esmay Frye
Stevenson's lack of mental capacity against defendants C. Wayne
Joyner and his wife, Carol Jean Joyner, Catawba Valley Bank, and D.
Steve Robbins. During the course of plaintiff's deposition of C.
Wayne Joyner, plaintiff's counsel asked Mr. Joyner questions
concerning work with which his counsel had assisted him. Mr.
Joyner's counsel instructed him not to answer based on an invasion
of his attorney-client privilege, and he did not answer. On 25
October 2000, plaintiff filed a motion to compel Mr. Joyner to
answer the questions presented at the deposition. On 29 November
2000, Judge Timothy S. Kincaid ordered Mr. Joyner to answer the
questions. Defendants appeal this order.
Plaintiff filed a "Motion to Dismiss Appeal as Interlocutory
and Not Affecting a Substantial Right" addressing the propriety of
raising this issue on appeal and its interlocutory nature.
"Interlocutory orders are those made during the pendency of an
action which do not dispose of the case, but instead leave it for
further action by the trial court in order to settle and determine
the entire controversy." Carriker v. Carriker, 350 N.C. 71, 73,
511 S.E.2d 2, 4 (1999) (citations omitted). "The policy behind
this rule is to avoid fragmentary, premature and unnecessary
appeals by allowing the trial court to completely and finally
adjudicate the case before the appellate courts review it." Romig
v. Jefferson-Pilot Life Ins. Co., 132 N.C. App. 682, 685, 513S.E.2d 598, 600 (1999) (internal quotation marks omitted), aff'd,
351 N.C. 349, 524 S.E.2d 804 (2000).
In general, there is no right to appeal from an interlocutory
order. See, e.g. Jeffreys v. Raleigh Oaks Joint Venture, 115 N.C.
App. 377, 379, 444 S.E.2d 252, 253 (1994). However, a party may
appeal an interlocutory order "where the order represents a final
judgment as to one or more but fewer than all of the claims or
parties and the trial court certifies in the judgment that there is
no just reason to delay the appeal," or "where delaying the appeal
will irreparably impair a substantial right of the party." Hudson-
Cole Dev. Corp. v. Beemer, 132 N.C. App. 341, 344, 511 S.E.2d 309,
311 (1999) (internal quotation marks omitted); see N.C. Gen. Stat.
§§ 1A-1, Rule 54(b), 1-277, 7A-27(d) (1999). "In either instance,
the burden is on the appellant 'to present appropriate grounds for
this Court's acceptance of an interlocutory appeal and our Court's
responsibility to review those grounds.'" Romig, 132 N.C. App. at
685, 513 S.E.2d at 600 (quoting Jeffreys, 115 N.C. App at 379, 444
S.E.2d at 253).
North Carolina Rule of Appellate Procedure 28(b) has been
amended effective 31 October 2001 to add a new subsection,
28(b)(4), which requires that the brief contain "a statement of the
grounds for appellate review" and when an appeal is interlocutory,
"the statement must contain sufficient facts and argument to
support appellate review on the ground that the challenged order
affects a substantial right." This amendment does not apply tobriefs, as in this case, filed before the effective date.
Generally, appellate courts do not review discovery orders
because of their interlocutory nature. See Romig, 132 N.C. App. at
685, 513 S.E.2d at 600. However, our Courts have recognized a
narrow exception to this rule when a discovery order includes a
finding of contempt or certain other sanctions. See id; Woody v.
Thomasville Upholstery Inc., ___ N.C. App. ___, 552 S.E.2d 202
(2001) (holding that a discovery order in workers' compensation
case was not immediately appealable because there was no finding of
contempt and no sanctions had been imposed); Willis v. Power Co.,
291 N.C. 19, 229 S.E.2d 191 (1976) (holding that a contempt order
entered against defendant for not complying with discovery
requirements was immediately appealable); but cf. Sharpe v.
Worland, 351 N.C. 159, 522 S.E.2d 577 (1999) (holding that a trial
court's order compelling the disclosure of documents subject to an
absolute statutory privilege affected a substantial right and was,
thus, immediately appealable), disc. rev. denied, 352 N.C. 150, 544
S.E.2d 228 (2000). No such order was entered in this case. The
trial court's order only compelled Mr. Joyner to answer the
questions posed during the deposition; it did not assess sanctions
or find defendant in contempt.
In their "Response to Plaintiff/Appellee's Motion to Dismiss
Appeal," defendants have argued to this Court that the discovery
order impairs a substantial right. See Sharpe, 351 N.C. at 163-65,522 S.E.2d at 580-81; Romig, 132 N.C. App. at 686, 513 S.E.2d at
600. They base this argument on this Court's opinion in Evans v.
United Servs. Auto. Ass'n, 142 N.C. App. 18, 541 S.E.2d 782, cert.
denied, 353 N.C. 371, 547 S.E.2d 810 (2001). In Evans, plaintiff
requested information and documents from defendant during
discovery, that defendant deemed excluded from discovery as work
product and protected by attorney-client privilege. The trial
court reviewed the questionable documents in camera, ordered that
some of the documents should be produced, and found that others
were protected "by the attorney client privilege and/or are matters
prepared in anticipation of litigation." Id. at 23, 541 S.E.2d at
785 (internal quotation marks omitted). Both parties appealed the
trial court's decision. This Court determined that the appeal
should proceed, even though appeals from discovery orders generally
are interlocutory. See Romig, 132 N.C. App. at 685, 513 S.E.2d at
600. This Court noted the extent and import of the materials at
issue, and decided that the trial court's order "affects a
substantial right." Evans, 142 N.C. App. at 24, 541 S.E.2d at 786.
Defendants in this case urge us to apply Evans to find that we
should hear their appeal, because it affects a substantial right.
We believe this Court's holding in Evans is distinguishable and we
decline to read it as defendants urge.
We reach this conclusion based on important differences
between Evans and the case at issue. In Evans, defendant was askedto turn over an enormous amount of information about the internal
processes and practices of defendant-company. This material
included documents alleged to be protected under both the attorney-
client privilege and work-product doctrine. Here, the discovery at
issue consists of only a few questions posed during a deposition,
which defendants' counsel instructed Mr. Joyner not to answer.
From the record before us, it appears that defendants never
presented their deposition answers to the judge in camera or under
seal for a determination of the application of the privilege to the
information. Defendants bear the burden of showing that this
information sought was protected by attorney-client privilege, but
our record is insufficient to determine whether that burden has
been carried by defendants. See id. at 32, 541 S.E.2d at 791
(noting that "[t]he burden of establishing the attorney-client
privilege rests upon the claimant of the privilege"). We do not
read Evans as opening the door to appellate review of every
contested discovery order in which attorney-client privilege is
simply asserted, without more. A substantial right has not been
shown to be at issue here, and we dismiss defendant's appeal as
interlocutory.
"Motion to Dismiss Appeal as Interlocutory and Not Affecting
a Substantial Right" is granted.
Appeal dismissed.
Judges TIMMONS-GOODSON and TYSON concur.
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