GREGORY BRET BATDORFF,
Plaintiff-appellant.
v
.
NORTH CAROLINA STATE BOARD OF ELECTIONS; CITIZENS FOR TRUTH IN
ELECTIONS, a political committee; and WAKE COUNTY BOARD OF
EDUCATION,
Defendant-appellees.
Stam, Fordham & Danchi, P.A., by Paul Stam, for plaintiff-
appellant.
Attorney General Roy Cooper, by Susan K. Nichols, Special
Deputy Attorney General, for the State.
Tharrington Smith, L.L.P., by Michael Crowell, for defendant-
appellee, Citizens for Truth in Elections.
McGEE, Judge.
This action arises from the 1999 Cary town election. Four
citizens formed a political committee, Citizens for Truth in
Elections (Citizens for Truth), to support "slow growth" candidates
in the Cary town elections. Gregory Bret Batdorff (plaintiff), a
registered voter in Wake County, sent a letter of complaint dated
12 May 2000 to the North Carolina State Board of Elections (Board
of Elections) alleging that Citizens for Truth had violated state
campaign finance laws. Specifically, plaintiff alleged three
violations: (1) contributions were made to Citizens for Truth by
Craig Davis in the name of another person, in violation of N.C.Gen. Stat. § 163-278.14 (stating that "[n]o individual . . . shall
make any contribution . . . in the name of another"), (2)
contributions were made to Citizens for Truth by Roger Perry in the
name of others, in violation of N.C. Gen. Stat. § 163-278.14, and
(3) Citizens for Truth failed to report in-kind contributions it
made to three candidates in the Cary City Council elections in
violation of N.C. Gen. Stat. § 163-278.11(b) (stating that a
treasurer's statement "shall reflect anything of value paid for or
contributed by any person or individual, both as a contribution and
expenditure"). Plaintiff's letter of complaint included
approximately 130 pages of exhibits.
The Board of Elections investigated plaintiff's letter of
complaint, including review of the exhibits submitted by plaintiff.
The Board of Elections obtained affidavits from the four members of
Citizens for Truth, in which they affirmed there had been no
coordination of campaigns with Citizens for Truth, nor any
contributions beyond those reported in the campaign finance
reports.
The Board of Elections also contacted Craig Davis for
information regarding his contributions. In a letter dated 5 July
2000, Craig Davis stated that he made contributions in the names of
his children. Citizens for Truth reimbursed the Board of Elections
in the amount of $7,000 for the contributions Mr. Davis made in the
names of his children.
Following a meeting to discuss plaintiff's letter of
complaint, the Board of Elections issued a decision on 18 September2000, stating that:
THIS MATTER came on for hearing before
the [Board of Elections] on July 19, 2000, on
a complaint filed by Paul Stam, on behalf of
Gregory Batdorff alleging violations of
election finance laws pertaining to a
political committee known as [Citizens for
Truth], citing various statutes . . . and
requesting an investigation[.]
Paul Stam, representing Gregory Batdorff,
appeared before the Board in support of his
complaint. Michael Crowell, representing
[Citizens for Truth], appeared on behalf of
its members[.]
After consideration of the printed and
oral information provided, the Chairman stated
that the information was not sufficient
evidence of violations of election laws to
justify the request for a hearing, and upon
motion duly made and seconded, the Board voted
unanimously to deny the request.
Plaintiff filed a complaint in Wake County Superior Court
dated 17 August 2000. In his complaint, plaintiff alleged in part
that:
7. On or before July 19, 2000 the [Board of
Elections] did, through its investigators,
obtain some written information[.]
8. On July 19, 2000 the [Board of Elections]
met and determined not to conduct an
evidentiary hearing on plaintiff's complaint.
9.The documentary evidence before the [Board
of Elections], together with evidence to be
obtained by discovery in this action,
demonstrates a reasonable probability that
[Citizens for Truth] received (but did not so
report) contributions in the name of another
and in excess of the legal limitations in
apparent violation of G.S. 163-278.14 and 168-
278.13.
10. The documentary evidence before the
[Board of Elections], together with evidence
to be obtained by discovery in this action,
demonstrates a reasonable probability that
[Citizens for Truth] expended (but did not so
report) funds as a coordinated campaignexpenditure with Glen D. Lang in apparent
violation of G.S. 163.278.11(b).
Plaintiff requested as relief that the trial court issue an
injunction requiring that (1) the Board of Elections conduct an
evidentiary hearing on his letter of complaint dated 12 May 2000
and (2) Citizens for Truth file "a full complete and accurate
report required by statute as the facts may hereafter be
determined." Plaintiff also asked the trial court to declare the
last clause of N.C. Gen. Stat. § 163-278.14 unconstitutional. This
declaratory judgment request was later dismissed by stipulation
pursuant to a partial settlement agreement.
The Board of Elections and Citizens for Truth filed answers
and motions to dismiss pursuant to N.C. Gen. Stat. § 1A-1, Rule
12(b)(6) for failure to state a claim upon which relief can be
granted.
Following a hearing, the trial court dismissed plaintiff's
claim with prejudice pursuant to N.C. Gen. Stat. § 1A-1, Rule
12(b)(6) for failure to state a claim upon which relief can be
granted in an order dated 30 January 2001. Plaintiff appeals this
order.
Plaintiff assigns as error the trial court's dismissal of his
claim and argues that his complaint "provided a factual basis" for
the equitable remedies requested. A motion to dismiss for failure
to state a claim tests the legal sufficiency of a complaint.
Fuller v. Easley, 145 N.C. App. 391, 397-98, 553 S.E.2d 43, 48
(2001) (citing N.C. Gen. Stat. § 1A-1, Rule 12(b)(6) (2000)). When
ruling on a motion to dismiss, "the trial court must take thecomplaint's allegation[s] as true and determine whether they 'are
sufficient to state a claim upon which relief may be granted under
some legal theory.'" Fuller, 145 N.C. App. at 397-98, 553 S.E.2d
at 48 (quoting Taylor v. Taylor, 143 N.C. App. 664, 668, 547 S.E.2d
161, 164 (2001)).
WALKER, Judge, concurring.
I concur with the majority opinion and write separately to
express my concern with the Board's decision wherein it recites,
After consideration of the printed and oral information provided,
the Chairman stated that the information was not sufficient
evidence of violations of election laws to justify the request for
a hearing.... The statutes do not confer upon the Chairman the
authority to make this determination. However, it is clear from
the decision that this matter was properly passed on by the Board
who unanimously agreed with the Chairman.
Finally, I disagree with the statement in the majority opinion
that [t]he Board of Elections therefore, in effect, determined
that the reports filed by Citizens for Truth were full, complete
and accurate. It appears from the Board's decision that it merely
found there was not sufficient evidence of election law violations
to warrant further investigation and hearing.
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