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NO. COA01-341
NORTH CAROLINA COURT OF APPEALS
Filed: 2 April 2002
STATE OF NORTH CAROLINA
v.
ELISEO BUSTOS CARRILO
Appeal by defendant from judgment entered 15 November 2000 by
Judge Catherine C. Eagles in Forsyth County Superior Court. Heard
in the Court of Appeals 24 January 2002.
Attorney General Roy A. Cooper, III, by Special Deputy
Attorney General A. Danielle Marquis, for the State.
Jeffrey S. Lisson for defendant-appellant.
MARTIN, Judge.
Defendant, Eliseo Bustos Carrilo, was charged with the first
degree murder of Brian Noe Gomez-Arellanes, an eight-month-old
infant. A jury found him guilty and he was sentenced to life
imprisonment without parole. Defendant appeals.
The State's evidence tended to show that defendant began
living with Laticia Marin and her son, Brian, in February 2000.
Defendant was not Brian's father. From February until 24 April
2000, the date of Brian's death, defendant, Ms. Marin, Brian, and
Ms. Marin's brother, Antonio Arellanes lived in a two-bedroom
apartment. Ms. Marin, defendant, and Brian slept in one room while
Mr. Arellanes slept in the other.
Ms. Marin testified that on Friday, 21 April 2000, Brian
started crying as she was preparing to give him a bath. Defendant
hit the baby on his forehead with the fingers of his open handthree times and told him to "shut up." After arguing about
defendant's treatment of the baby, according to Ms. Marin,
defendant hit her on her arms and leg with an open hand and then
went outside. Ms. Marin testified that this was the only time she
had witnessed defendant hitting her baby.
Ms. Marin further testified that on Saturday, 22 April 2000,
defendant got home at 1:00 or 1:30 a.m. with lipstick stains on his
shirt. Ms. Marin was upset and defendant told her to go to bed.
Defendant then took off his belt and told Ms. Marin to leave or he
was going to hit her. Defendant subsequently took Ms. Marin to bed
and began choking her.
On Sunday, 23 April 2000, while Ms. Marin and defendant were
lying down, Brian started crying. Ms. Marin took the baby to the
bed and then went to the kitchen to prepare a bottle. From the
kitchen, Ms. Marin heard the baby crying even louder and so she
went into the bedroom to . . . see what had happened to him. Ms.
Marin saw defendant shaking Brian and testified that "[i]t seemed
like the baby's head was hitting the bed." At the same time,
defendant was telling the baby to be quiet. The shaking incident
occurred at about 3:00 or 4:00 p.m. Defendant then handed Ms.
Marin the baby and pushed her and the baby onto the bed. Defendant
subsequently left.
After defendant returned to the apartment, he received a phone
call at approximately 7:00 p.m. Ms. Marin picked up another phone
and listened in on the conversation. Ms. Marin became upset when
she heard a woman's voice that she did not recognize. Afterdefendant realized that Ms. Marin was listening to his conversation
on the other line, he told her to hang up and Ms. Marin then threw
the phone against the wall.
After the shaking incident, according to Ms. Marin, the baby
cried, got quiet, then fell asleep for a while. Brian woke up
later and Ms. Marin fed him. Ms. Marin laid Brian down to sleep at
about 8:00 p.m. Ms. Marin testified that she awoke about 5:00 a.m.
and checked on Brian, who was in bed with her and defendant. Ms.
Marin noticed that Brian was coughing as if he had a cold. On
Sunday morning, Ms. Marin had given Brian an over-the-counter
herbal syrup called "Broncotine" for his cold. At 5:00 a.m., Ms.
Marin made defendant breakfast. While defendant was eating, Ms.
Marin laid down next to Brian and sensed that he was breathing but
still asleep.
Ms. Marin fell asleep from about 5:30 a.m. to 8:00 a.m. When
Ms. Marin woke up at 8:00 a.m., her baby was not breathing. An
ambulance was called and Brian was taken to the hospital. Attempts
to revive the child failed.
About two weeks prior to Brian's death, Ms. Marin testified
that she had left Brian with defendant while she went to the store.
When she returned approximately ten minutes later, defendant was
holding Brian, who seemed to have been crying. Defendant had blood
on his hand; Brian's nose was bleeding and he had a black and blue
mark on his eye.
Ms. Marin's brother, Mr. Arellanes, testified that he had
never seen defendant injure Brian or Ms. Marin. Ms. Marin did nottell Mr. Arellanes that defendant had abused her until after
Brian's death. Mr. Arellanes also testified that he had never hit,
shaken, or hurt Brian at any time.
Defendant initially denied to investigating detective George
Flowe that he had ever shaken Brian. He later admitted that he
would sometimes shake Brian while playing with him. When Detective
Flowe informed defendant that the force required to cause Brian's
injuries could not have been caused by play, defendant stated that
he had possibly shaken Brian too hard and caused Brian's injuries,
but he continued to insist that he had only shaken Brian while
playing with him. Thereafter, defendant admitted to the officer
that he had shaken Brian in order to get him to stop crying
following the altercation with Ms. Marin over the phone call.
When Ms. Marin was initially interviewed, she denied any
knowledge of a shaking incident. However, on 26 April 2000, the
day after defendant was arrested, Ms. Marin contacted Detective
Flowe and stated, "I let him kill my baby." She also told the
police that defendant had been physically abusive to her and the
baby in the past.
Dr. Donald Jason, assistant professor at Wake Forest
University's School of Medicine in the Department of Pathology,
performed an autopsy on Brian on 25 April 2000. He found bleeding
around the brain, swelling of the brain, and flattening of the
brain's surface. Dr. Jason testified that there were both fresh
and healing injuries. The older injuries consisted of previous
bleeding that had occurred over the right side of the brain. Dr.Jason stated that these injuries had occurred about two to three
weeks prior to Brian's death while the new injuries were twelve to
twenty-four hours old. The doctor also found healing fractures of
the ribs at the sixth, seventh, and eighth ribs where they attached
to the spine and back. Dr. Jason testified that the older injuries
were consistent with a violent shaking incident. There were no
bruises on the scalp to indicate a blow to the head. Dr. Jason
opined that the child died due to shaken baby syndrome, a whiplash
injury where the child's head is whipped back and forth from
shaking, causing injury to and subsequent swelling of the brain,
eventually resulting in a loss of oxygen to the brain and eventual
death. During his testimony, Dr. Jason showed a computer
presentation of shaken baby syndrome, illustrating what happens
during such an incident.
Dr. Sara Sinal, a professor of pediatrics at Wake Forest
University School of Medicine, testified that the victim had the
classic autopsy findings of a shaken impact syndrome. Dr. Sinal
stated that in twenty-five percent of such cases, the child dies.
In addition to the victim's bleeding of the brain and healing rib
fractures, Dr. Sinal also noted retinal hemorrhages in his right
eye. She explained that during a violent shaking incident, layers
of the retina separate such that noticeable bleeding appears on the
back of the eye. According to Dr. Sinal, children who have fatal
shaking injury, have immediate symptoms. These children usually
become extremely ill, comatose, and often stop breathing within an
hour of the shaking or instantaneously. Following a shakingincident, Dr. Sinal testified that the child may be lethargic or
may go into a seizure, but a layperson may believe that the child
is sleeping. The doctor further testified that even if a child was
shaken at 4:00 p.m. and was in a coma by 8:00 p.m., it would be
possible that the child would have been able to take a bottle at
8:00 p.m. since the suck reflex is a primitive one. However, Dr.
Sinal added that the child would not have been able to wake up and
act normally at 8:00 p.m.
I.
Defendant first contends the trial court erred in denying
defendant's motion to dismiss at the close of the evidence and in
instructing the jury on felony murder. Defendant notes that his
conviction of first degree murder was based upon the felony murder
rule, G.S. § 14-17, with child abuse as the alleged underlying
felony, G.S. § 14-318.4. Defendant argues that the State failed to
prove that defendant was a parent, provider of care to the child,
or supervisor of the child, an essential element of felony child
abuse under G.S. § 14-318.4(a). Therefore, defendant argues that
his conviction should be reversed based on the insufficiency of the
evidence.
In reviewing a motion to dismiss, this Court must determine
whether there is substantial evidence of each essential element of
the offense charged, or of a lesser offense included therein, and
of the defendant's being the perpetrator of such offense. State
v. Bates, 313 N.C. 580, 581, 330 S.E.2d 200, 201 (1985).
Substantial evidence has been defined as that amount of relevantevidence that a reasonable mind might accept as adequate to support
a conclusion. State v. Porter, 303 N.C. 680, 685, 281 S.E.2d 377,
381 (1981). Further, the evidence should be considered in the
light most favorable to the State and the State is entitled to
every reasonable inference to be drawn therefrom. Bates, 313 N.C.
at 581, 330 S.E.2d at 201. Any contradictions or discrepancies in
the evidence are for resolution by the jury and do not warrant
dismissal. State v. Powell, 299 N.C. 95, 261 S.E.2d 114 (1980).
Defendant contends the State failed to prove that he was
Brian's parent, provider of care, or supervisor since the evidence
shows that he did not act in loco parentis, such as daycare
operators, foster parents, babysitters, and those who take on the
responsibility to see after a child. We disagree.
The felony child abuse statute relevant to this case provides:
A parent or any other person providing
care to or supervision of a child less than 16
years of age who intentionally inflicts any
serious physical injury upon or to the child
or who intentionally commits an assault upon
the child which results in any serious
physical injury to the child is guilty of a
Class E felony, except as otherwise provided
in subsection (a3) of this section.
N.C. Gen. Stat. § 14-318.4(a) (1999) (emphasis added). The
appellate courts of this State have never precisely addressed the
question of who may constitute a parent, provider of care, or
supervisor of a child under this statute. While a criminal statute
must be strictly construed against the State, the intent of the
legislature controls the interpretation of statutes, and such
statutes must be construed with regard to the evil which it isintended to suppress. State v. Tew, 326 N.C. 732, 739, 392 S.E.2d
603, 607 (1990). Legislative intent may be determined by reviewing
the legislative history of an act and the circumstances
surrounding its adoption, earlier statutes on the same subject, the
common law as it was understood at the time of the enactment of the
statute, and previous interpretations of the same or similar
statutes. In re Banks, 295 N.C. 236, 239-40, 244 S.E.2d 386, 389
(1978) (citations omitted).
Applying these principles to the felony child abuse statute at
issue, G.S. § 14-318.4(a), we conclude there was substantial
evidence that defendant provided supervision for Brian within the
meaning of the statute. Felony child abuse has been defined by the
North Carolina Supreme Court as the intentional infliction of
serious injuries by a caretaker to a child. State v. Phillips,
328 N.C. 1, 20, 399 S.E.2d 293, 302 (emphasis added), cert. denied,
501 U.S. 1208, 115 L. Ed. 2d 977 (1991). We find guidance in our
State's juvenile code; the definition of caretaker found in the
juvenile code subchapter pertaining to abuse and neglect includes
an adult member of the juvenile's household. N. C. Gen. Stat. §
7B-101(3) (1999). Defendant would fall under this definition since
he was living with Ms. Marin and Brian at the time of Brian's
death.
Additionally, the evil that the legislature intended to
suppress by the felony child abuse statute is clearly the
intentional infliction of serious injury upon a child who is
dependent upon another for his or her care or supervision. Theevidence in this case was sufficient to establish that Brian was
dependent upon defendant for his care or supervision. The State's
evidence showed that defendant had resided with Brian's mother for
two months prior to the murder, that Brian and Brian's mother
shared the same bedroom with defendant, and that Brian's mother had
left Brian in defendant's care for short periods of time. On the
day defendant allegedly inflicted the fatal injury upon the child,
Brian was left in defendant's care while his mother went to the
kitchen to prepare a bottle. Defendant admitted picking Brian up
and shaking him, in an effort to get the child to stop crying,
immediately after an altercation had occurred between defendant and
Brian's mother. There was evidence that, on another occasion, Ms.
Marin had left Brian in defendant's care while she went to the
store. Considered in the light most favorable to the State, there
was substantial evidence that defendant provid[ed] care to or
supervision of Brian within the meaning of the felony child abuse
statute.
Defendant also contends the State failed to offer substantial
evidence of his guilt because the testimony of the State's expert
witness, Dr. Sinal, shows that defendant could not be guilty. Ms.
Marin testified that Brian took a bottle between 7:00 p.m. and 8:00
p.m.; Dr. Sinal testified that if the child was shaken at 4:00
p.m., he would have had immediate symptoms and would have been in
a coma shortly thereafter. However, Dr. Sinal also testified that
even if Brian had been shaken at 4:00 p.m. and had gone into a coma
as a result, it would still be possible that he would have beenable to take a bottle at 8:00 p.m. because the suck reflex is a
primitive one. Dr. Sinal's testimony, therefore, does not negate
defendant's guilt. The trial court properly denied defendant's
motion to dismiss and his assignment of error to the contrary is
overruled.
II.
A.
Defendant next contends the trial court erred in admitting
evidence of prior instances of violence on defendant's part
directed toward Ms. Marin. He argues the evidence showed only
defendant's bad character and propensity to commit violent acts
and, therefore, was not admissible by reason of G.S. § 8C-1, Rule
404(b). We disagree.
Rule 404(b) provides for the exclusion of evidence of other
crimes, wrongs, or acts if the sole purpose of the evidence is to
show a person's bad character in order to prove that his conduct on
a particular occasion was consistent with that bad character.
However, evidence of other crimes, wrongs, or acts is admissible to
show proof of motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake, entrapment or
accident. N.C. Gen. Stat. § 8C-1, Rule 404(b). The Supreme Court
has made it clear that Rule 404(b) is a rule of
inclusion of relevant evidence of other
crimes, wrongs or acts by a defendant, subject
to but
one exception requiring its exclusion
if its
only probative value is to show that
the defendant has the propensity or
disposition to commit an offense of the nature
of the crime charged.
State v. Coffey, 326 N.C. 268, 278-79, 389 S.E.2d 48, 54 (1990).
Therefore, as long as evidence of other crimes, wrongs, or acts is
relevant to any other fact or issue other than the defendant's
propensity to commit the crime for which he is being tried, the
evidence is admissible.
State v. Bagley, 321 N.C. 201, 362 S.E.2d
244 (1987),
cert. denied, 485 U.S. 1036, 99 L. Ed. 2d 912 (1988).
However, even relevant evidence may be excluded if its prejudicial
impact outweighs its probative value. N.C. Gen. Stat. § 8C-1, Rule
403 (1999). Whether to exclude evidence of other crimes or bad
acts is a matter within the sound discretion of the trial court.
State v. Woolridge, ____ N.C. App. ____, ____, 557 S.E.2d 158, 162
(2001). A trial court will be held to have abused its discretion
only upon a showing that its ruling was manifestly unsupported by
reason and could not have been the result of a reasoned decision.
State v. Riddick, 315 N.C. 749, 756, 340 S.E.2d 55, 59 (1986).
In the present case
, the assaults on Ms. Marin were offered
into evidence to show why the mother did not take any action
against defendant when he first began assaulting her son; to
identify defendant, rather than Ms. Marin, as the perpetrator; and
to dispel defendant's contention that the injuries were
accidentally inflicted. Because the evidence of prior acts of
domestic violence toward Ms. Marin was offered for a purpose other
than to show the propensity of defendant to commit the crime for
which he was being tried, the trial court did not abuse its
discretion in admitting this evidence.
B.
Defendant also argues that the trial court erred by permitting
the State to suggest, in its examination of Detective Flowe, that
defendant was in this country illegally. The assignment of error
arises from the following examination of Detective Flowe, which
occurred after Detective Flowe had testified that defendant had
given a false name when he was initially arrested:
Q: And you say it didn't surprise you
because he was illegal, right?
MR. BEDSWORTH: Objection and move to
strike.
THE COURT: Overruled.
Q: Is that right?
A: I don't know if he was illegal; but
didn't surprise me that he used a
different name.
Q: Well, is that the general habit of
someone who is not legally in this
country?
MR. BEDSWORTH: Objection and move to
strike.
THE COURT: Denied.
A: That is correct.
Defendant contends the only purpose of this examination was to
establish that defendant was a person of bad character. We
disagree.
During his cross-examination of Detective Flowe, defendant's
counsel asked whether the officer knew that a number of persons in
the Mexican community used false names for the purpose of obtaining
employment; Detective Flowe acknowledged that was correct. Inquestioning Detective Flowe about the motivation which defendant
might have had to give false identification to the investigating
officers, defendant opened the door to the admission of explanatory
or rebuttal evidence regarding other possible motivations. Our
Supreme Court has stated:
[T]he law wisely permits evidence not
otherwise admissible to be offered to explain
or rebut evidence elicited by the defendant
himself. Where one party introduces evidence
as to a particular fact or transaction, the
other party is entitled to introduce evidence
in explanation or rebuttal thereof, even
though such latter evidence would be
incompetent or irrelevant had it been offered
initially.
State v. Albert, 303 N.C. 173, 177, 277 S.E.2d 439, 441 (1981).
The rule applies even where a defendant solicits evidence during
cross-examination of a State's witness, prompting the State to
introduce otherwise inadmissible evidence in rebuttal. State v.
McKinnon, 328 N.C. 668, 403 S.E.2d 474 (1991). Therefore, the
trial court did not err in allowing the State's questions on
redirect examination regarding defendant's possible motivation for
giving a false identification.
III.
Finally, defendant contends the trial court should have
excluded a compact disk presentation entitled The Mechanism of
Baby Shaking Syndrome, which included (1) a stop-action video
demonstration of the shaking of a doll, representing an infant, and
(2) animated diagrams of the infant brain. We disagree.
Admission of relevant evidence is a matter left to the sound
discretion of the trial court and will not be reversed except upona showing of abuse of discretion.
State v. Golphin, 352 N.C. 364,
533 S.E.2d 168 (2000),
cert. denied, 532 U.S. 931, 149 L. Ed. 2d
305 (2001). The test for admissibility of a demonstration is
whether, if relevant, the probative value of the evidence . . . is
substantially outweighed by the danger of unfair prejudice,
confusion of the issues or misleading the jury. . . .
N.C. Gen.
Stat. § 8C-1, Rule 403 (1999);
see also Id.
The video presentation of the shaking of a doll was relevant
since Dr. Jason, an expert in the field of forensic pathology,
opined that the victim in this case died as a result of brain
injury due to shaken baby syndrome, a whiplash injury where the
child's head is whipped back and forth by shaking. The compact
disk presentation was used to illustrate Dr. Jason's testimony to
the jury concerning the manner in which an infant is shaken in
order to cause the severity of injuries sustained in the typical
shaken baby syndrome case.
Moreover, the introduction of such evidence was not unduly
prejudicial. The trial court limited the jury's consideration of
the video to its use as illustrative evidence only. It was made
clear to the jury that the video was not of the victim being shaken
but only a depiction of the mechanism by which shaken baby syndrome
occurs, using a doll to simulate an infant. This assignment of
error is overruled.
Defendant received a fair trial, free of prejudicial error.
No error.
Judges TIMMONS-GOODSON and BRYANT concur.
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