NO. COA01-488
NO. COA01-489
NO. COA01-490
NORTH CAROLINA COURT OF APPEALS
Filed: 5 February 2002
IN THE MATTER OF: MITCHELL, M., a minor child, d.o.b. 12/24/94
_________________
IN THE MATTER OF: MITCHELL, K., a minor child, d.o.b. 01/16/98
_________________
IN THE MATTER OF: MITCHELL, K., a minor child, d.o.b. 02/06/96
Appeal by respondent from orders entered 16 November 2000 by
Judge C. Randy Pool in Transylvania County District Court. Heard
in the Court of Appeals 8 January 2002.
H. Paul Averette, for Transylvania County Department of Social
Services, petitioner-appellee.
Womble Carlyle Sandridge & Rice, by Stuart A. Brock, for
Guardian Ad Litem, petitioner-appellee.
Charles W. McKeller, for respondent-appellant.
TYSON, Judge.
I. Facts
Cynthia Chatman (respondent), mother of Mason Mitchell,
Kristopher Mitchell, and Kaiden Mitchell (the children), appeals
from the trial court's orders terminating her parental rights. We
affirm in part and reverse in part.
In September 1997, Mason and Kristopher Mitchell were placed
in custody of Transylvania County Department of Social Services
(DSS) based upon allegations of neglect. In June 1998, Kaiden
Mitchell was placed in custody of DSS upon allegations of neglect.
The order adjudicating Kaiden as a neglected and dependent juvenilewas filed 20 April 1999 finding substance abuse by respondent. The
orders adjudicating Mason and Kristopher neglected do not appear in
the records on appeal. An order pursuant to a motion for review,
filed 24 April 1998 pertaining to Mason and Kristopher, appears in
the record and orders that both parents attend counseling
concerning issues of domestic violence, anger management, and
substance abuse and dependency.
In July 1998, respondent moved to Oklahoma and then to
Tennessee sometime in December 1998. The children remained in
foster care. On 28 March 2000, DSS filed a petition to terminate
respondent's parental rights to the children. A hearing was
scheduled for 12 July 2000. The hearing was continued by the Court
on 12 July 2000 to 9 August 2000. The hearing was again continued
on 9 August 2000 to 27 September 2000.
Respondent was not present at the adjudication hearing on 27
September 2000, but was represented by counsel. The trial court
denied respondent's motion for a continuance. The trial court
entered all three orders on 16 November 2000 terminating
respondent's parental rights. Respondent appeals from these
orders.
II. Issues
The issues presented are whether: (1) the trial court's denial
of respondent's motion for a continuance violated her rights to due
process and fundamental fairness, (2) the findings of fact and
conclusions of law terminating respondent's parental rights were
supported by clear, cogent, and convincing evidence, and (3) thetrial court improperly shifted the burden of proof to respondent as
to the best interests of the children and failed to exercise its
discretion under N.C.G.S. § 7B-1110(a).
Respondent's assignment of error to the trial court's denial
of her motion to dismiss at the close of petitioner's evidence was
not argued in her briefs and is deemed abandoned. N.C. R. App. P.
28(b)(5) (1999).
This Court allowed respondent's motion to consolidate the
appeals of the orders terminating her parental rights with respect
to her three children, pursuant to Rule 40 of the North Carolina
Rules of Appellate Procedure. All three appeals are decided within
this opinion. N.C. R. App. P. 40 (1999).
III. Motion for a Continuance
Respondent argues that the hearing to terminate her parental
rights was not properly placed on the trial docket and that the
denial of her motion for a continuance denied her due process and
the fundamental right to parent her children.
A motion for a continuance is ordinarily addressed to the
sound discretion of the trial court, and the ruling will not be
disturbed absent a showing of abuse of discretion. State v. Beck,
346 N.C. 750, 756, 487 S.E.2d 751, 755 (1997). However, when a
motion to continue raises a constitutional issue, the trial court's
ruling thereon involves a question of law that is fully reviewable
on appeal by examination of the particular circumstances presented
in the record. State v. Jones, 342 N.C. 523, 530-31, 467 S.E.2d
12, 17 (1996). In Shankle v. Shankle, 289 N.C. 473, 223 S.E.2d 380 (1976),
our Supreme Court stated that:
[i]n passing on the motion [for continuance]
the trial court must pass on the grounds urged
in support of it, and also on the question
whether the moving party has acted with
diligence and in good faith.... [S]ince
motions for continuance are generally
addressed to the sound discretion of the trial
court ... a denial of the motion is not an
abuse of discretion where the evidence
introduced on the motion for a continuance is
conflicting or insufficient.... The chief
consideration to be weighed in passing upon
the application is whether the grant or denial
of a continuance will be in furtherance of
substantial justice.
Id. at 483, 223 S.E.2d at 386.
Respondent raised two grounds in support of her motion to
continue the matter: (1) that respondent was unable to obtain
transportation to the hearing and (2) that a custody case was
pending in the matter. We note that respondent raises for the
first time on appeal the issue of improper scheduling or notice of
the hearing to the trial court as grounds for her motion for a
continuance.
Rule 10(b)(1) of the Rules of Appellate Procedure provides in
pertinent part that [i]n order to preserve a question for
appellate review, a party must have presented to the trial court a
timely request, objection or motion, stating the specific grounds
for the ruling the party desired the court to make if the specific
grounds were not apparent from the context. N.C. R. App. P.
10(b)(1) (1999). Respondent failed to preserve this issue for
review. In our discretion we have reviewed this issue as if respondent
had preserved it and we conclude that there was no error in denying
the motion for a continuance. N.C.G.S. § 7B-803 directly addresses
the issue of continuances for a hearing involving a juvenile
matter:
The court may, for good cause, continue the
hearing for as long as is reasonably required
to receive additional evidence, reports, or
assessments that the court has requested, or
other information needed in the best interests
of the juvenile and to allow for a reasonable
time for the parties to conduct expeditious
discovery. Otherwise, continuances shall be
granted only in extraordinary circumstances
when necessary for the proper administration
of justice or in the best interests of the
juvenile.
N.C. Gen. Stat. § 7B-803 (1999).
Nothing in the record indicates that the court requested or
needed additional information in the best interests of the
children, that more time was needed for expeditious discovery, or
that extraordinary circumstances necessitated a continuance in this
case.
Respondent knew in May 1998 that DSS would be filing a
petition to terminate her parental rights. Respondent was
personally served with a summons and a copy of the petition on 4
April 2000, after the trial court ordered disclosure of
respondent's address for service. Respondent filed an answer to
the petition on 26 May 2000. Notice of hearing was served upon
respondent's attorney on 30 June 2000. On 12 July 2000, the court
issued an order continuing the matter to 9 August 2000.
Respondent does not argue that she lacked notice of theoriginal hearing or the continuance of the matter to 9 August 2000.
Respondent argues that there is no evidence in the record or
transcript that she had notice continuing the case from 9 August
2000 to 27 September 2000. This argument is without merit.
The court calendar, which was included in the record, shows
the notation by the Clerk of Court that the matter was continued -
re notice - by service on Skerrett. The trial court found as fact
that the matter was originally scheduled to be heard on August 9,
2000, but was continued to be heard on September 27, 2000. The
transcript reflects that respondent's attorney, Skerrett, was
present at the 27 September 2000 hearing and that attorney Skerrett
stated to the trial court that she spoke with respondent the day
before the hearing and that her grandmother had a doctor's
appointment this morning so she was going to be unable to bring her
up here today. So she's not here today. The record discloses
that respondent's absence was voluntary or through her own
negligence in failing to obtain adequate transportation. See
Mitchell County Dep't of Social Services v. Carpenter, 127 N.C.
App. 353, 489 S.E.2d 437 (1997) (respondent's lack of
transportation to termination hearing was not excusable neglect).
Respondent knew that the hearing would be held given the facts
that she does not contest receiving notice of the original hearing
and the order continuing the matter to August. Attorney Skerrett
stated at the hearing that she had been representing respondent in
this matter for the past three years. We see no possibility that
respondent was unfairly surprised or that her ability to contestthe petition to terminate was prejudiced. See In re Taylor, 97
N.C. App. 57, 60, 387 S.E.2d 230, 231 (1990) (respondent or counsel
was present in court when the matter was continued gave parties
notice that a hearing would be held eliminating any surprise or
prejudice); Obsborne v. Osborne, 129 N.C. App. 34, 38-39, 497
S.E.2d 113, 116 (1998) (plaintiff was represented by counsel during
the hearing, almost a full year had passed since the issues were
first scheduled, and plaintiff made no showing of what evidence he
would have presented if duly notified of the hearing).
Courts cannot permit parties to disregard the prompt
administration of judicial matters. To hold otherwise would let
parties determine for themselves when they wish to resolve judicial
matters. The goal of the termination statute is for the juvenile
to have a permanent plan of care at the earliest possible age,
while at the same time recognizing the need to protect all
juveniles from the unnecessary severance of a relationship with
biological or legal parents. N.C. Gen. Stat. § 7B-1100(2) (1999).
We hold that there was no error in the denial of respondent's
motion for a continuance. This assignment of error is overruled.
IV. Termination of Parental Rights
Termination of parental rights proceedings are conducted in
two phases: (1) the adjudication phase which is governed by
N.C.G.S. § 7B-1109 and (2) the disposition phase which is governed
by N.C.G.S. § 7B-1110. See In re Young, 346 N.C. 244, 247, 485
S.E.2d 612, 614-15 (1997); In re Brim, 139 N.C. App. 733, 738, 535S.E.2d 367, 370 (2000). During adjudication, the petitioner has
the burden of proof by clear, cogent, and convincing evidence that
one or more of the statutory grounds set forth in N.C.G.S. § 7B-
1111 for termination exists. See N.C. Gen. Stat. § 7B-1109(e)-(f)
(1999). The standard of appellate review is whether the trial
court's findings of fact are supported by clear, cogent, and
convincing evidence and whether the findings of fact support the
conclusions of law. In re Huff, 140 N.C. App. 288, 291, 536 S.E.2d
838, 840 (2000), disc. review denied, 353 N.C. 374, 547 S.E.2d 9
(2001).
If petitioner meets its burden of proof that grounds for
termination are present, the trial court then moves to the
disposition phase and must consider whether termination is in the
best interests of the child. See N.C. Gen. Stat. § 7B-1110(a)
(1999); In re Blackburn, 142 N.C. App. 607, 610, 543 S.E.2d 906,
908 (2001). The trial court has discretion, if it finds by clear,
cogent, and convincing evidence that at least one of the statutory
grounds exists, to terminate parental rights upon a finding that it
would be in the best interests of the child. Blackburn, 142 N.C.
App. at 613, 543 S.E.2d at 910. The trial court's decision to
terminate parental rights is reviewed under an abuse of discretion
standard. Brim, 139 N.C. App. at 744, 535 S.E.2d at 373.
Respondent assigns error to certain findings of fact and
conclusions of law by the trial court arguing that they are not
supported by clear, cogent, and convincing evidence. In thepresent case, the trial court found all three of the statutory
grounds for termination. See N.C. Gen. Stat. § 1111(a)(1)-(3)
(1999).
We begin our analysis with subdivision (2), which requires a
showing by petitioner that respondent has failed to make
reasonable progress under the circumstances . . . within twelve
(12) months in correcting those conditions which led to the removal
of the juvenile. N.C. Gen. Stat. § 7B-1111(a)(2). It is
undisputed that the children have been in foster care over twelve
months. At the time of the termination hearing, Mason and
Kristopher had been in foster care for thirty-six months and Kaiden
had been in foster care for twenty-seven months. This Court must
determine whether there is clear, cogent, and convincing evidence
to support the trial court's finding that respondent has failed to
make reasonable progress in correcting the conditions which led to
the removal of the children.
It is unclear from the record the specific conditions which
led to the removal of Mason and Kristopher, due to the failure to
include in the record the order adjudicating the children
neglected. The record does indicate that the major concerns of DSS
were the presence of substance abuse and domestic violence. The
order adjudicating Kaiden a neglected and dependent juvenile cites
substance abuse by respondent.
Respondent does not dispute the following findings of the
trial court:
8. That on May 12, 1998, the mother was takento the Transylvania Community Hospital for the
purpose of taking a drug test . . . the mother
refused to take a drug test, admitting to
Social Worker Noreda Moody that she had been
using crack cocaine.
....
11. [t]hat mother has admitted using drugs
with the father as recently as November 1998.
....
17. That the mother has continued to have
problems with controlled substances from and
since the time that the juvenile has been in
the custody of the Department of Social
Services and has had positive tests for
cocaine and marijuana.
There is evidence in the record to support these findings and
we conclude that this evidence was clear, cogent, and convincing.
See In re Moore, 306 N.C. 394, 405, 293 S.E.2d 127, 133 (1982)
(grounds exist where there was no evidence to the contrary). This
assignment of error is overruled. Because we hold that termination
was proper pursuant to subsection (2) of N.C.G.S. § 7B-1111(a), it
is unnecessary to address respondent's assignments of error
relating to the other two subsections of the statute. See Huff,
140 N.C. App. at 293, 536 S.E.2d at 842.
V. Best Interests of the Children
Respondent contends that the trial court abused its discretion
in finding that it would be in the best interests of the children
to terminate her parental rights by shifting the burden of proof to
respondent and not exercising its discretion.
After the trial court has found by clear, cogent, andconvincing evidence that grounds exist for terminating parental
rights, N.C.G.S. § 7B-1111, the trial court is required to
determine if it is in the best interests of the child that parental
rights be terminated.
See N.C. Gen. Stat. § 7B-1110(a);
Blackburn,
142 N.C. App. at 613, 543 S.E.2d at 910 (citing
In re Montgomery,
311 N.C. 101, 316 S.E.2d 246 (1984)). There is no burden of proof
on either party at this point in the proceeding and no presumption
arises upon a section 7B-1111 finding.
Blackburn, 142 N.C. App. at
613, 543 S.E.2d at 910. This determination of best interests is
more in the nature of an inquisition, with the trial court having
the obligation to secure whatever evidence, if any, it deems
necessary to make this decision. Either party may offer any
relevant evidence.
Id.
In this case, the trial court conducted both phases of the
termination proceeding. However, the trial court erroneously
shifted the burden of proof as to the best interests of the
children to the respondent.
After finding that one or more grounds exists for termination
under N.C.G.S. § 7B-1111(a), the trial court asked if there was any
additional evidence to be heard. The attorney for the Guardian ad
Litem stated:
Your Honor, I think the statute reads that if
you find the grounds then the burden shifts to
the respondent mother to show why it's not in
their best interest. And if the Court hears
none it's deemed to be in their best interest,
so there's no burden on the guardian or the
DSS.
The trial court replied:
I think that's generally the way the statute
reads. As to the disposition phase, is there
any additional evidence on the part of
respondent mother?
Attorney for respondent replied:
No.
It is reasonable to construe the comments of the trial court
to indicate it believed there arose, upon a finding of a section
7B-1111 ground, a presumption that termination was in the best
interests of the children, the respondent was required to rebut
this presumption with some evidence, and if she failed to present
any such evidence, a termination order would be entered. Thus, the
dispositional order must be vacated and this case remanded for a
new dispositional hearing. At the new dispositional hearing,
because new circumstances may have arisen affecting the best
interests of the children since the entry of the first
dispositional order, the parties may present new evidence.
Affirmed in part, reversed in part and remanded.
Judge GREENE concurs.
Judge HUNTER concurs in part and dissents in part.
===============================
HUNTER, Judge, concurs in part and dissents in part.
I concur with the majority as to issues one and two, but
because I would hold that the trial court did not err in
determining the best interests of the children, I dissent as to
issue three, addressed in part V of the majority opinion. I wouldaffirm the trial court's order in all respects.
The majority determines that the trial court placed an
improper burden of proof on respondent during the disposition
stage, and that the trial court failed to exercise its discretion
in determining whether termination would be in the best interests
of the children. The majority evidently bases these conclusions on
the fact that the attorney for the guardian ad litem, Ms. Fosmire,
told the trial court it was her understanding that if the trial
court found grounds for termination, respondent then carries the
burden of showing why termination is not in the children's best
interests, and if respondent cannot carry this burden, the trial
court must terminate respondent's parental rights.
Indeed, there is no burden of proof at disposition. The
court solely considers the best interests of the child. In re
Dexter, __ N.C. App. __, __ 553 S.E.2d 922, 924 (2001). N.C. Gen.
Stat. § 7B-1110(a) (1999) sets forth the proper procedure for the
disposition stage, providing that:
Should the court determine that any one or
more of the conditions authorizing a
termination of the parental rights of a parent
exist, the court shall issue an order
terminating the parental rights of such parent
with respect to the juvenile unless the court
shall further determine that the best
interests of the juvenile require that the
parental rights of the parent not be
terminated.
N.C. Gen. Stat. § 7B-1110(a).
In this case, the record reflects the trial court followed the
requirements of the statute. After determining that grounds fortermination had been established, the trial court allowed for the
introduction of further evidence, which was clearly permissible.
See, e.g., In re Blackburn, 142 N.C. App. 607, 613, 543 S.E.2d 906,
910 (2001). Neither party presented further evidence, and the
trial court then made a determination that the children's best
interests would be served by terminating respondent's parental
rights. This determination was properly entered in the trial
court's orders as its conclusion of law number four:
It is in the best interests of the juvenile[s]
that the parental rights of the mother be
terminated and that [their] custody be and
remain in and with the Transylvania County
Department of Social Services pending further
Orders herein.
The majority supports its decision by emphasizing that the
trial court responded to Ms. Fosmire that the statute was
generally the way she described. However, such vague a statement
does not amount to conclusive proof that the trial court (1) placed
any improper burden on respondent; or (2) wholly failed to realize
that it was within its discretion to find that termination would
not serve the best interests of the children regardless of whether
the grounds for termination had been met or whether respondent
presented further evidence during disposition. In termination of
parental rights cases, as in other cases, [t]he presumption is in
favor of the correctness of the proceedings in the trial court,
. . . and the burden is on the appellant to show error. In re
Moore, 306 N.C. 394, 403, 293 S.E.2d 127, 132, reh'g denied, 306
N.C. 565, __ S.E.2d __ (1982). The record itself is clear that the trial court appropriately
gave the parties an opportunity to present any further evidence
during disposition, and thereafter entered a finding determining
what the court believed to be in the children's best interests, in
accordance with N.C. Gen. Stat. § 7B-1110(a). The record fails to
show, and respondent has failed to prove, any error in the trial
court's actions. Accordingly, I would affirm the trial court's
orders.
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