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NO. COA01-604
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NORTH CAROLINA COURT OF APPEALS
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Filed: 2 July 2002
THE ESTATE OF DORIS B.
HENDRICKSON BY LARRY W.
HENDRICKSON, Administrator,
LARRY W. HENDRICKSON,
LORETTA T. MILLER and
ANGELA T. MILLER
Plaintiffs,
v
.
Rowan County
No. 97-CVS-721
GENESIS HEALTH VENTURE, INC.,
MERIDIAN HEALTH, INC., GENESIS
ELDER CARE NETWORK SERVICES
INC., and GENESIS ELDERCARE
REHABILITATION SERVICES, INC.
Defendants.
Appeal by defendants Genesis ElderCare Network Services, Inc.,
and Genesis ElderCare Rehabilitation Services, Inc., from judgment
and order entered 5 January 2000 by Judge Larry G. Ford in Rowan
County Superior Court. Heard in the Court of Appeals 21 February
2002.
Kluttz, Reamer, Blankenship, Hayes & Randolph, L.L.P., by
Roman C. Pibl, for plaintiff-appellees.
Golding, Holden, Pope & Baker, L.L.P., by John G. Golding; and
Smith, Helms, Mulliss & Moore, L.L.P., by James G.
Middlebrooks, for defendant-appellants.
MARTIN, Judge.
Plaintiffs filed their complaint in this action asserting
claims for negligence, breach of contract, and negligent infliction
of emotional distress against Genesis Health Venture, Inc.,
Meridian Health, Inc., Genesis ElderCare Network Services, Inc.,Genesis ElderCare Rehabilitation Services, Inc., and Meridian
Healthcare, Inc. The claims arise out of the death of Doris
Hendrickson on 30 October 1996 while she was a resident at the
Salisbury Center, a nursing home facility in Rowan County.
Plaintiffs sought actual and punitive damages. Defendants filed an
answer in which they denied the material allegations of the
complaint. Prior to trial, the trial court granted defendants'
motion for a bifurcated trial and ordered that the issues with
respect to defendants' liability, if any, for compensatory damages
be tried separately from the issue of defendants' liability, if
any, for punitive damages.
The evidence at trial tended to show that Doris Hendrickson
suffered a massive stroke while she was a patient at Rowan Regional
Medical Center in the summer of 1996. The stroke left her totally
dependent on others for her daily care. After Mrs. Hendrickson was
discharged from the hospital, she was admitted to Salisbury Center,
a nursing home, which was operated by defendant Genesis ElderCare
Network Services, Inc. Mrs. Hendrickson remained in the nursing
home from 8 August 1996 to 11 August 1996, when she was
hospitalized again, and she returned to the nursing home on 30
August 1996 and remained there until her death on 30 October 1996.
While Mrs. Hendrickson was a patient in the Salisbury Center,
her husband, Larry Hendrickson, and her two daughters, Angela and
Loretta Miller each visited her daily. Dr. Yuthapong Sukkasem was
Mrs. Hendrickson's treating physician while she was at the
Salisbury Center. Dr. Sukkasem ordered that Mrs. Hendrickson's bedbe equipped with side rails times two for positioning and safety.
He testified that he did not consider the side rails on Mrs.
Hendrickson's bed to be restraints, explaining that side rails are
restraints if they inhibit a patient from doing what the patient
wants to do. Since Mrs. Hendrickson could not get out of bed by
herself, the side rails were not obstructing her and therefore, he
did not consider them to be restraints.
During their numerous visits, none of the plaintiffs noticed
any hazardous or unsafe condition with respect to the side rails on
Mrs. Hendrickson's bed, nor were there any indications that she
could move herself sufficiently to injure herself in connection
with them. In fact, both Mr. Hendrickson and Loretta Miller
testified that when they found a side rail down on Mrs.
Hendrickson's bed, they would either pull the rail up or advise the
staff and have them pull the rail up. When Loretta Miller was
asked if the side rails on her mother's bed were restraints, she
stated I feel like she needed that. I didn't want her to fall out
of bed. She indicated that the side rails were for her mother's
safety.
The evidence conflicted with respect to Mrs. Hendrickson's
ability to move on her bed while in the nursing home. Mrs.
Hendrickson's stroke left her paralyzed on the right side so she
was unable to move her right arm and leg. Angela Miller testified
that occasionally her mother would hold onto the nearest side rail
with her left hand. Angela Miller saw her mother wiggle some and
move her left leg and arm some but never saw her move from side toside on the bed. Mr. Hendrickson and Loretta Miller agreed with
Angela that while in their presence, Mrs. Hendrickson never moved
on her own to any significant degree. However, other evidence
showed that Mrs. Hendrickson often slid to the left side of the
bed, and would get caught between the side rail and the bed, so
that the nursing assistants would have to reposition her.
According to Dr. Sukkasem, Mrs. Hendrickson could move her left
hand and left leg. He testified that Mrs. Hendrickson could hold
on to something with her left hand and pull herself toward a side
of the bed, and he presumed that Mrs. Hendrickson could slide some
in her bed since he saw her in different positions when he examined
her. However, Dr. Sukkasem testified that he had never actually
seen Mrs. Hendrickson move around in her bed.
While at the Salisbury Center, Mrs. Hendrickson never
progressed to the point of being able to talk but she was able to
make whispering sounds. Because she was unable to swallow, she had
to be fed by a feeding tube. Additionally, the entire time Mrs.
Hendrickson was in the nursing home, she remained incontinent of
bowel and bladder. When questioned about the prospects for Mrs.
Hendrickson's improvement considering her age and medical problems,
Dr. Sukkasem stated that had she lived, she could have possibly
been able to feed herself and sit in a wheelchair, but would be
incontinent of her bladder, still unable to move on one side, and
would require total care for everything else.
Due to their dissatisfaction with the quality of care Mrs.
Hendrickson was receiving at the Salisbury Center, her husband anddaughter had planned to remove her from the nursing home to their
home on 2 November 1996, and to provide care for her themselves.
On the evening of 29 October 1996, Mr. Hendrickson visited his wife
and stayed with her until she went to sleep. When he left, Mrs.
Hendrickson was in the middle of the bed, with pillows on each side
of her. Mr. Hendrickson testified that he thought his wife was in
a safe position. At 12:00 or 12:15 a.m. on 30 October 1996, Ginger
Ferguson, a CNA, was in Mrs. Hendrickson's room, trying to calm her
roommate down. Ms. Ferguson observed that Mrs. Hendrickson was
resting on her left side with her eyes closed and with pillows
propped up against her back to help support her at a 35 to 40
degree angle with her head raised so that she would not aspirate
fluids with the feeding tube in her stomach. Ms. Ferguson further
testified that Mrs. Hendrickson's mattress appeared to be evenly
spaced and normal.
Between 1:00 and 1:15 a.m., Ms. Ferguson went into Mrs.
Hendrickson's room again while making rounds and found that
although Mrs. Hendrickson's body was still on the mattress, her
head was wedged between the mattress and the adjacent bed rail.
Ms. Ferguson observed that the mattress was pushed up against the
bed rail on the opposite side of the bed. Ms. Ferguson immediately
called for assistance, and Mrs. Hendrickson was removed from the
position in which she had been found. Mrs. Hendrickson had no
vital signs. CPR was not initiated because Mr. Hendrickson and two
physicians had signed a Do Not Resuscitate form.
Mrs. Hendrickson's family was notified of the death and wentto the nursing home. When Angela Miller saw her mother, she was
cleaned up. She had on a gown. She was positioned up in the bed.
She was like she was asleep . . . . Angela also noticed a
substance that she thought was saliva on the floor directly below
where her mother's head had been. There was a large bruise on Mrs.
Hendrickson's neck. Since the family had questions concerning the
manner in which Mrs. Hendrickson had died, Dr. Sukkasem attempted
to re-create what he thought had occurred by actually getting in
the bed and placing his left arm and head in the gap between the
mattress and the bed rail. After conversing with Dr. Sukkasem, the
family decided not to have an autopsy performed on Mrs.
Hendrickson's body. The police report indicated that Mrs.
Hendrickson died of accidental strangulation.
At trial, a portion of Genesis ElderCare Centers'
Administration Manual was admitted for purposes of showing the
nursing home's policy regarding restraints. According to the
nursing home's policy,
Genesis ElderCare residents have the right to
be free from any physical or chemical
restraint. Under no circumstances will
restraints be applied to control resident
behavior for the convenience of the staff.
Physical Restraints will be considered any
manual method or physical or mechanical
device, material or equipment attached or
adjacent to the resident's body that:
1. The individual cannot remove easily;
and
2. Restricts freedom of movements or
normal access to one's body
In the policy, side rails were listed as an example of physicalrestraints. The policy described the following process required in
using restraints on patients:
1. A physician order is required for a
restraint.
2. All residents who require the use of
restraints will be assessed using the
Restraint Assessment Form then referred
to the Restraint Alternative
Team/Committee.
3. In all cases, less restrictive measures
such as pillows, self-releasing belts,
pads, removable lap trays, behavioral
management and appropriate exercises will
be utilized before any restraining
device.
4. Nursing will document the effectiveness
of less restrictive measures. If the
resident still appears to require a
restrictive device, consultation with an
appropriate professional, such as
Occupational or Physical Therapist may be
obtained.
5. A physical order is required for a
restraint. No routine or standing orders
for restraints or protective devices
will be accepted on admission, re-
admission, or during the stay.
Vivian Brown, who was qualified as an expert witness in the
proper care in nursing homes, testified that the Salisbury Center
had failed to follow Genesis' process for using the side rails as
restraints on Mrs. Hendrickson's bed. Ms. Brown testified that she
found no Restraint Assessment Form regarding the side rails used
for Mrs. Hendrickson nor did she find any nurses' notes documenting
the effectiveness of less restrictive measures. Ms. Brown
testified that the nursing home's failure to fill out a restraint
evaluation for the side rails violated the applicable standard ofcare. Ms. Brown also testified that there were other measures that
could have been used to ensure Mrs. Hendrickson's safety such as
padded side rails, half side rails, and bed alarms.
At the close of plaintiffs' evidence, directed verdicts were
granted in favor of all defendants except Genesis ElderCare Network
Services, Inc., and Genesis ElderCare Rehabilitation Service, Inc.;
motions for directed verdicts by those defendants at the close of
plaintiffs' evidence and at the close of all the evidence were
denied. A jury found that Mrs. Hendrickson's death was caused by
the negligence of defendants Genesis ElderCare Network Services,
Inc., (GENS) and Genesis ElderCare Rehabilitation Service, Inc.,
(GERS) and awarded damages to her estate in the amount of
$125,000. In addition, the jury found that Larry Hendrickson,
Loretta Miller, and Angela Miller had each suffered severe
emotional distress as a proximate result of defendants' negligence.
The jury awarded Larry Hendrickson damages for emotional distress
in the amount of $900,000 and awarded Loretta Miller and Angela
Miller damages for emotional distress in the amount of $225,000
each. The trial court granted defendants' motion to dismiss
plaintiffs' claims for punitive damages, but denied both
defendants' motions for judgment notwithstanding the verdict. Both
defendants appeal from the judgment entered upon the verdict.
I.
By their first argument, each defendant contends the trial
court erred by denying its motion for directed verdict and motion
for judgment notwithstanding the verdict with respect to the claimof plaintiff administrator for Mrs. Hendrickson's wrongful death.
Both defendants contend the evidence was insufficient to show that
her death was proximately caused by their negligence.
In order to establish a claim for negligence, a plaintiff must
introduce evidence tending to establish that,
(1) defendant failed to exercise proper care
in the performance of a duty owed to
plaintiff; (2) the negligent breach of that
duty was a proximate cause of plaintiff's
injury; and (3) a person of ordinary prudence
should have foreseen that plaintiff's injury
was probable under the circumstances as they
existed.
Rose v. Steen Cleaning, Inc., 104 N.C. App. 539, 541, 410 S.E.2d
221, 222 (1991).
A defendant's motion for directed verdict made pursuant to
G.S. § 1A-1, Rule 50(a) tests the legal sufficiency of the evidence
to support a verdict for the plaintiff.
Whaley v. White
Consolidated Industries, Inc., 144 N.C. App. 88, 92, 548 S.E.2d 177
180,
disc. review denied, 354 N.C. 229, 555 S.E.2d 277 (2001)
(citing
Manganello v. Permastone, Inc., 291 N.C. 666, 231 S.E.2d
678 (1977)). A motion for judgment notwithstanding the verdict
pursuant to G.S. § 1A-1, Rule 50(b) is a renewal of an earlier
motion for directed verdict.
Id., (citing
Bryant v. Nationwide
Mut. Ins. Co., 313 N.C. 362, 329 S.E.2d 333 (1985)). Therefore,
the standard of review for both motions is the same, and the
question presented is whether the evidence was sufficient to go to
the jury.
Id. All conflicts in the evidence must be resolved in
favor of the plaintiff and the plaintiff must be given the benefit
of all reasonable inferences that may be drawn from the evidence,and the motion should be allowed only where the evidence is legally
insufficient to sustain a verdict in favor of the plaintiff.
Id.
It has been said that the motion should be denied if there is more
than a scintilla of evidence supporting each element of the
plaintiff's case.
Little v. Matthewson, 114 N.C. App. 562, 442
S.E.2d 567 (1994),
affirmed, 340 N.C. 102, 455 S.E.2d 160 (1995).
Issues arising in negligence cases are ordinarily not susceptible
of summary adjudication because application of the prudent man
test, or any other applicable standard of care, is generally for
the jury.
Taylor v. Walker, 320 N.C. 729, 734, 360 S.E.2d 796,
799 (1987).
A.
Genesis ElderCare Network Services, Inc.
Defendant Genesis ElderCare Network Services, Inc., (GENS)
argues the evidence was deficient in several respects as to any
negligence on its part or that the incident which led to Mrs.
Hendrickson's death was reasonably foreseeable. First, GENS
contends plaintiff administrator failed to show that it knew or
should have known of the risk of injury to Mrs. Hendrickson from
the side rails. We disagree. Viewed in the light most favorable
to plaintiff administrator, there was evidence tending to show that
nursing assistants employed by GENS were aware that Mrs.
Hendrickson, on several occasions before her death on 30 October
1996, had slid to the edge of the bed and had become caught between
the edge of the mattress and the bed rail. In addition, plaintiffs
offered evidence through the testimony of their expert witness,Vivian Brown, as to the known risk of patients in the same or
similar condition as Mrs. Hendrickson being caught between a bed
rail and mattress.
Plaintiffs also offered evidence tending to show that GENS had
in effect, at the time of Mrs. Hendrickson's stay at the Salisbury
Center, a restraint policy which mandated an assessment, utilizing
a Restraint Assessment Form, of any resident for whom the use of
restraints was required, and the nursing staff was required to
document the effectiveness of less restrictive measures. The
assessment was required to be reviewed by a Restraint Alternative
Team/Committee. Plaintiffs offered evidence that no Restraint
Assessment Form had been completed for Mrs. Hendrickson and her
medical records contained no nursing notes documenting the use of
less restrictive measures than the bed rails. Defendant argues,
however, the bed rails were required for positioning and safety and
were not restraints, so that no restraint assessment was required.
While the evidence was conflicting as to whether the bed rails were
used as a restraint or as a safety measure, plaintiffs offered
evidence that the rails should have been considered a restraint in
connection with Mrs. Hendrickson's care. As noted above, the trial
court is required to resolve such conflicts in the plaintiff's
favor when ruling on a defense motion for directed verdict. Taken
in the light most favorable to plaintiffs, there was sufficient
evidence to show that GENS violated its own policies and the
applicable standard of care in failing to undertake a restraint
assessment for the side rails. For the foregoing reasons, we conclude that plaintiffs offered
sufficient evidence to sustain a finding by the jury that defendant
GENS was negligent in failing to conform to applicable standards of
care and its own policies with respect to the use of physical
restraints and that such negligence was a proximate cause of Mrs.
Hendrickson's death. The motions by defendant GENS for directed
verdict and judgment notwithstanding the verdict were properly
denied.
B.
Genesis ElderCare Rehabilitation Services,Inc.
We reach a different result, however, with respect to
defendant Genesis ElderCare Rehabilitation Services, Inc.,
(GERS). The evidence in this case, even viewed in the light most
favorable to plaintiffs, does not disclose that Mrs. Hendrickson's
death was proximately caused by any breach of a duty owed her by
GERS, while a patient at the Salisbury Center. Therefore, the
trial court erred in denying the motion for directed verdict by
defendant GERS and the judgment entered in favor of the Estate of
Doris Hendrickson against that defendant is reversed.
II.
By a single assignment of error, defendant GENS next argues
that the trial court erred in three evidentiary rulings by: (1)
allowing Angela Miller's testimony that defendant's care and
treatment did not meet the applicable standard of care; (2)
allowing Angela Miller's opinion that after Mrs. Hendrickson had
demonstrated that she would not use a regular call bell or a paddle
type device which had been provided, there should have beensomething else provided . . . and that defendant's failure to
provide another mechanism for her safety increased the risk of Mrs.
Hendrickson strangling to death; and (3) allowing expert Vivian
Brown's testimony that there were other safety measures that could
have been used such as bed alarms. Defendant GENS argues that such
testimony was prejudicial to it in the jury's consideration of
proximate cause and entitles it to a new trial. We are
unpersuaded.
Angela Miller was accepted by the trial court as an expert
witness in the field of registered nursing and Vivian Brown was
accepted by the trial court as an expert witness with respect to
the proper care in a nursing home. The testimony of expert
witnesses is governed by G.S. § 8C-1, Rule 702, which provides as
follows:
(a) If scientific, technical or other
specialized knowledge will assist the trier of
fact to understand the evidence or to
determine a fact in issue, a witness qualified
as an expert by knowledge, skill, experience,
training, or education, may testify thereto in
the form of an opinion.
In applying Rule 702, the trial court is afforded wide discretion
and will be reversed only for an abuse of that discretion.
State
v. Evangelista, 319 N.C. 152, 353 S.E.2d 375 (1987). Further,
under Rule 403 even relevant evidence may properly be excluded by
the trial court if its probative value is outweighed by the danger
that it would confuse the issues or mislead the jury.
State v.
Mason, 315 N.C. 724, 340 S.E.2d 430 (1986). Whether to exclude
expert testimony for this reason also rests within the sounddiscretion of the trial court.
Id.
Having reviewed the testimony of both witnesses, we discern no
abuse of discretion in the rulings complained of by defendant GENS.
Both witnesses were amply qualified by training, experience and
knowledge to assist the jury in understanding the evidence with
respect to nursing procedures and the applicable standard of care
required of GENS. Nor do we believe the testimony had such
potential to confuse or mislead the jury so as to outweigh its
probative value. This assignment of error is overruled.
III.
By three assignments of error joined in a single argument,
defendant GENS contends the court erred in its instructions to the
jury (1) by failing to submit separate issues as to the alleged
negligence of GENS and GERS, (2) by giving contentions not
supported by admissible evidence, and (3) by giving instructions
not supported by any evidence. We reject these contentions.
With respect to the first contention, GENS and GERS argue, in
their joint brief, that the failure of the trial court to submit
separate issues as to the negligence of each defendant was
prejudicial to GERS, since there was no evidence that any conduct
on the part of GERS had proximately caused Mrs. Hendrickson's
death. In view of our determination that GERS should have been
granted a directed verdict and our reversal of the judgment against
that defendant, the assignment of error has become moot and we need
not consider the issue.
Defendant GENS argues that the trial court erred byinstructing the jury that the failure of GENS to provide other
safety or emergency call devices when it knew Mrs. Hendrickson
could not, or would not, use the emergency call bell could be
negligence. GENS argues there was no evidence that alternative
devices such as those described by Angela Miller or Vivian Brown
were in general use in facilities similar to the Salisbury Center
in October of 1996 or that such devices would probably have gone
off under the circumstances in which Mrs. Hendrickson was found.
This Court is required to consider and review jury
instructions in their entirety. Robinson v. Seaboard System R.R.,
Inc., 87 N.C. App. 512, 361 S.E.2d 909 (1987), disc. review denied,
321 N.C. 474, 364 S.E.2d 924 (1988). Under the applicable standard
of review, the appealing party must show not only that error
occurred in the jury instructions but also that such error was
likely, in light of the entire charge, to mislead the jury. Id.
Bearing these principles in mind, we find no error in the
trial court's instructions to the jury with respect to the standard
of care required of GENS. There was expert testimony that devices
other than those employed by the Salisbury Center should have been
used for Mrs. Hendrickson's safety. Testimony that such devices
were in use in similarly situated nursing homes in the community is
not required where the alleged breach of duty does not involve the
provision of medical services requiring special skills; in such
cases, the standard of care of the reasonable, prudent person is
the standard courts have generally applied. Burns v. Forsyth
County Hosp. Authority, Inc., 81 N.C. App. 556, 344 S.E.2d 839(1986); Norris v. Rowan Memorial Hospital, Inc., 21 N.C. App. 623,
205 S.E.2d 345 (1974).
GENS also asserts there was no evidence to support the
court's instruction that it could be found liable for the failure
of GENS to follow its own policies with regard to the use of
restraints, because the evidence showed that Mrs. Hendrickson could
not get out of bed by herself and the bed rails were, therefore,
for safety and positioning rather than restraint. As noted
previously, however, there was other evidence from which the jury
could find that the side rails were restraints. These assignments
of error are overruled.
IV.
GENS next contends the trial court erred in its jury
instructions with respect to the issue of damages recoverable by
Mrs. Hendrickson's estate for her wrongful death. Defendants
specifically argue that the court improperly instructed the jury
that it was required to consider the pain and suffering of decedent
after injury and before death; net income of the deceased; and
society, companionship, comfort, guidance, kindly offices and
advice of the deceased to her next of kin. Defendants claim that
there was no evidence supporting these factors and therefore, the
jury should not have been instructed to consider them.
When charging a jury in a civil case, the trial court has the
duty to explain the law and apply it to the evidence on the
substantial issues of the action.
Wooten v. Warren, 117 N.C. App.
350, 358, 451 S.E.2d 342, 347 (1994). The trial court is permittedto instruct a jury on a claim or defense only if the evidence,
when viewed in the light most favorable to the proponent, supports
a reasonable inference of such claim or defense.
Id. Thus, [t]o
instruct on an element of damages, absent evidence thereof, is
error.
Goble v. Helms, 64 N.C. App. 439, 447, 307 S.E.2d 807, 813
(1983),
disc. review denied, 310 N.C. 625, 315 S.E.2d 690 (1984).
Damages in a wrongful death action, must be proved to a reasonable
level of certainty, and may not be based on pure conjecture.
DiDonato v. Wortman, 320 N.C. 423, 431, 358 S.E.2d 489, 493 (1987).
We are mindful that by necessity, some speculation is necessary in
determining damages under our wrongful death statute.
Beck v.
Carolina Power and Light Co., 57 N.C. App. 373, 291 S.E.2d 897,
affirmed, 307 N.C. 267, 297 S.E.2d 397 (1982). However, a damage
award may not be based on sheer speculation.
Id.
Defendant GENS argues that the trial court erred in charging
the jury on pain and suffering since there was no evidence that
Mrs. Hendrickson was conscious between the time her head became
lodged between the bed rail and the edge of the mattress, and her
death. We conclude, however, that it can be reasonably inferred
from the testimony of Dr. Sukkasem that Mrs. Hendrickson was in
pain and suffered before her death by strangulation. The trial
court did not err in instructing the jury that plaintiffs could
recover damages for decedent's pain and suffering.
GENS also argues that the jury should not have been permitted
to consider the loss of society, companionship, comfort, guidance,
kindly offices and advice of the deceased to her next of kin inawarding damages to plaintiffs. We disagree. Though the evidence
tended to show that, as a result of her stroke, Mrs. Hendrickson
was totally disabled and was unable to communicate verbally prior
to her death, Dr. Sukkasem testified as to the possibility that she
could have recovered to the point of being able to feed herself and
sit in a wheelchair. We conclude this evidence was sufficient to
permit recovery for the loss of Mrs. Hendrickson's society,
companionship, comfort, guidance, kindly offices and advice of the
deceased to her next of kin.
Finally, GENS argues that the jury should not have been
allowed to award damages for the loss of Mrs. Hendrickson's net
income because there was no evidence that she had income in excess
of living expenses. This argument has merit.
Dr. Ward Brian Zimmerman, who was permitted to testify as an
expert in economic loss and wrongful death cases, testified that
based on Mrs. Hendrickson's Social Security benefits that she
received from 1992 to 1996 and assuming a life expectancy of 84
years, income loss to Mrs. Hendrickson's estate was $80,131. Dr.
Zimmerman acknowledged, however, that he had not estimated Mrs.
Hendrickson's medical, food, or clothing expenses.
In order to recover damages for loss of net income of the
decedent, a plaintiff must offer evidence demonstrating that the
decedent was potentially capable of earning money in excess of
that which would be required for her support.
Greene v. Nichols,
274 N.C. 18, 29, 161 S.E.2d 521, 528 (1968). Though
Greene was
decided under former G.S. § 28-174, before our wrongful deathstatute was amended in 1969,
see DiDonato, 320 N.C. at 429, 358
S.E.2d at 492, our current wrongful death statute also requires
proof of income in excess of expenses in order to recover damages
for the loss of the net income of a decedent. N.C. Gen. Stat. §
28A-18-2(b)(4) (compensation for loss of reasonably expected net
income). In the instant case, no evidence was offered showing that
the decedent was potentially capable of earning money in excess of
that which would be required for her support. Therefore, the
jury's award as to these damages would necessarily be based on
speculation and not supported by evidence. Consequently, the trial
court erred in instructing the jury that it could award damages for
loss of Mrs. Hendrickson's net income. The error requires that we
award defendant a new trial as to the issue of damages for Mrs.
Hendrickson's wrongful death.
V.
Defendant GENS next assigns error to the trial court's denial
of its motion for directed verdict and judgment notwithstanding the
verdict as to the claims of the individual plaintiffs, Larry
Hendrickson, Angela Miller, and Loretta Miller, for negligent
infliction of emotional distress.
The elements of a claim for negligent infliction of emotional
distress are:
(1) the defendant negligently engaged in
conduct, (2) it was reasonably foreseeable
that such conduct would cause the plaintiff
severe emotional distress . . ., and (3) the
conduct did in fact cause the plaintiff severe
emotional distress.
Johnson v. Ruark Obstetrics and Gynecology Associates, P.A., 327N.C. 283, 304, 395 S.E.2d 85, 97 (1990). GENS contends the
evidence was insufficient to support a verdict that it was
reasonably foreseeable that defendant's conduct would cause
plaintiffs severe emotional distress or that plaintiffs did, in
fact, suffer severe emotional distress.
Factors to be considered in determining whether it was
reasonably foreseeable that a defendant's conduct would cause a
plaintiff severe emotional distress include:
the plaintiff's proximity to the negligent
act, the relationship between the plaintiff
and the other person for whose welfare that
plaintiff is concerned, and whether the
plaintiff personally observed the negligent
act.
Id. at 305, 395 S.E.2d at 98. In the instant case, plaintiffs were
not present at the time of Mrs. Hendrickson's death. Mr.
Hendrickson had been the last of plaintiffs to visit Mrs.
Hendrickson before her death. He stayed with Mrs. Hendrickson on
the evening of 29 October 1996 until she had fallen asleep. When
Mr. Hendrickson left, his wife was in the middle of the bed, with
pillows on both sides of her and was in what Mr. Hendrickson
believed to be a safe position.
Before any of the family members arrived at the nursing home
after Mrs. Hendrickson's death, Mrs. Hendrickson had been removed
from the position in which she had been found, and she was in the
middle of the bed. Angela Miller testified that when she saw her
mother, she was cleaned up. She had on a gown. She was
positioned up in the bed. She was like she was asleep. . . . The
family noticed a large bruise on Mrs. Hendrickson's neck and AngelaMiller observed a substance on the floor directly below where her
mother's head had been that she presumed was saliva. Since
plaintiffs were not present to observe the alleged negligent
conduct which caused Mrs. Hendrickson's death and did not observe
her being injured or in an injured condition, their evidence was
insufficient to support the necessary element that it was
reasonably foreseeable that defendant's negligent conduct would
cause plaintiffs severe emotional distress.
Several cases support our conclusion. In
Hickman v. McKoin,
337 N.C. 460, 446 S.E.2d 80 (1994), our Supreme Court held that the
trial court properly granted the defendant's motion to dismiss the
plaintiffs' claim for negligent infliction of emotional distress.
The plaintiffs claimed that they suffered from severe emotional
distress caused by their mother's injury resulting from an
automobile accident involving the defendant. The plaintiffs were
at home at the time of the accident but saw their mother briefly in
the intensive care unit. The plaintiffs also witnessed their
mother in pain and observed her undergo operations and treatment
for several years after the accident. The Court concluded that the
plaintiffs were unable to establish the necessary element of
reasonable foreseeability.
Similarly, in
Gardner v. Gardner, 334 N.C. 662, 435 S.E.2d 324
(1993), our Supreme Court held that the trial court properly
granted summary judgment in favor of defendant upon the plaintiff's
claim for negligent infliction of emotional distress. In
Gardner,
it was stipulated that the plaintiff mother suffered severeemotional distress upon seeing her son in the emergency room
undergoing resuscitative efforts a period of time after the
[automobile] accident, and upon learning subsequently of his
death.
Id. at 667, 435 S.E.2d at 328. The plaintiff was several
miles away at the time of the accident and was informed of the
accident by telephone. The Court concluded that the parent-child
relationship was not sufficient to compensate for the plaintiff's
lack of close proximity to the negligent act and lack of
observation of the negligent act. Therefore, the Court held that
the plaintiff failed to establish the element of reasonable
foreseeability.
Conversely, in
Fox-Kirk v. Hannon, 142 N.C. App. 267, 542
S.E.2d 346,
disc. review denied, 353 N.C. 725, 551 S.E.2d 437
(2001), where this Court affirmed the trial court's denial of the
defendant's motion for directed verdict, the plaintiff mother was
present in the car, personally observed the defendant's negligent
act, and immediately perceived the injuries suffered by her
daughter. In the present case, as in
Hickman and
Gardner, but
unlike
Fox-Kirk, plaintiffs neither witnessed the injuries
sustained by Mrs. Hendrickson nor did they see her in the position
in which she was found.
We also conclude that plaintiffs presented insufficient
evidence to support a finding that defendant's negligent conduct
did in fact cause them severe emotional distress. Our Supreme
Court has defined severe emotional distress as
any emotional or mental disorder, such as, for
example, neurosis, psychosis, chronicdepression, phobia, or any other type of
severe and disabling emotional or mental
condition which may be generally recognized
and diagnosed by professionals trained to do
so.
Johnson, 327 N.C. at 304, 395 S.E.2d at 97. [M]ere temporary
fright, disappointment or regret will not suffice to satisfy the
element of severe emotional distress.
Id.
The evidence at trial tended to show that after Mrs.
Hendrickson's death, plaintiff Angela Miller had trouble sleeping
and eating and had nightmares. Angela Miller saw a counselor at
Tri-County Mental Health and told her that she was feeling a lot of
guilt for not having taken her mother home and taken care of her.
She scheduled another tentative appointment with the counselor for
January 1997 but missed that appointment because her son was in the
hospital after having a seizure. She testified that she saw a
total of three counselors. She continued in her employment after
her mother's death and there was no evidence that she took time off
from work due to emotional problems.
Loretta Miller testified that when she found out what had
happened to her mother she was emotionally distraught and in
shock. Loretta Miller took a week off from work after her
mother's death. In November or December of 1996, she went to a
doctor and was prescribed an antidepressant and she saw a
psychiatrist for several months. She was hospitalized for
emotional problems on two occasions subsequent to her mother's
death. The first hospitalization occurred approximately a week
after she had broken up with the man with whom she had been living;she was admitted on a Sunday and released the following Monday.
She was again admitted to the hospital the following week and
stayed approximately eight days. No healthcare provider offered
testimony to show a causal relationship between the effect of her
mother's death and Loretta Miller's treatment or to show that her
emotional distress was not caused by problems preceding the death
or stresses after the death. Indeed, there was evidence showing
that Loretta Miller had seen a physician for nervousness, upset
stomach and digestive problems due to nerves prior to her mother's
stroke.
Mr. Hendrickson testified that when he arrived at the nursing
home after his wife's death, he was met at the front of the
facility by Connie Morgan, who as Mr. Hendrickson stated, wanted
to warn me that Doris was going to have a bruise across her neck
and that she, you know, kind of prepared me . . . . Mr.
Hendrickson stated that after his wife's death, he saw a counselor
provided by his employer on at least two occasions and that he went
once or twice to Tri-Mental Health. His first appointment with a
counselor was 3 December 1996. Mr. Hendrickson was out of work for
approximately two weeks after his wife's death. The evidence also
showed that Mr. Hendrickson went to a physician prior to his wife's
death and was given a prescription for an anti-depressant
medication. Between her death in 1996 and the time of trial, in
October 1999, he had the prescription filled only twice and still
had some pills left at the time of trial. Mr. Hendrickson returned
to the same physician, Dr. McNeil, the month following his wife'sdeath and was given a gastro-intestinal examination and received a
referral for a CT scan on his lungs.
We hold that this evidence is insufficient to show severe
emotional distress. Although there was evidence that plaintiffs
were emotionally distressed due to Mrs. Hendrickson's death,
plaintiffs failed to present evidence, even viewed in the light
most favorable to them, that such distress was severe. The trial
court erred in denying defendant GENS' motion for directed verdict
as to plaintiffs' claims for the negligent infliction of emotional
distress.
In summary, as to defendant Genesis Eldercare Rehabilitation
Services, Inc., the judgment is reversed. As to defendant Genesis
Eldercare Network Services, Inc., we find no error with respect to
the jury's verdict finding that Doris Hendrickson's death was
caused by the negligence of that defendant. For the reason stated
in Part IV of this opinion, however, we award defendant Genesis
ElderCare Network Services, Inc., a new trial on the issue of
damages to which the Estate of Doris Hendrickson is entitled for
her wrongful death. The judgment awarding damages to Larry W.
Hendrickson, Loretta T. Miller, and Angela T. Miller for negligent
infliction of emotional distress is reversed.
No error in part, reversed in part, remanded in part for a new
trial.
Judges HUDSON and CAMPBELL concur.
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