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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA01-740
NORTH CAROLINA COURT OF APPEALS
Filed: 6 August 2002
LINDA GUTHRIE,
Plaintiff,
v
.
RAYMOND CONROY and CLEGG'S TERMITE AND PEST CONTROL, INC.,
Defendants.
Appeal by plaintiff from order entered 14 March 2001 by Judge
Steve A. Balog in Orange County Superior Court. Heard in the Court
of Appeals 17 April 2002.
Patterson, Harkavy, & Lawrence, L.L.P., by Martha A. Geer, and
Davis, Murrelle & Lyles, by Edward L. Murrelle, for plaintiff-
appellant.
Kathryn P. Fagan, for defendant-appellants.
BIGGS, Judge.
Plaintiff (Linda Guthrie) appeals from a summary judgment
order entered 14 March 2001 in favor of defendants (Raymond Conroy
and Clegg's Termite and Pest Control, Inc.). For the reasons that
follow, we affirm in part and reverse in part.
Plaintiff was employed in 1998 by defendant Clegg's Termite
and Pest, Inc. (Clegg's), as a secretary. Defendant Conroy was
plaintiff's co-employee, and worked for Clegg's as a salesman and
pesticide technician. On 17 March 1999, plaintiff submitted her
resignation from Clegg's, in a letter stating that her departure
was due to her medical problems, the side effects of various
medications, and her feeling that it was unfair for her co-workers
to have to put up with [her] condition. Plaintiff suffered fromsevere rheumatoid arthritis for which she took numerous
medications, some with adverse side effects. However, plaintiff
was persuaded not to leave and remained at Clegg's for two more
months. On 20 May 1999, plaintiff submitted a second resignation
letter, this one stating that she was quitting in order to escape
sexual harassment by defendant Conroy. She then ceased working for
defendant Clegg's.
On 5 October 1999, plaintiff filed suit against defendants,
alleging (1) intentional infliction of emotional distress (IIED) by
both defendants; (2) negligent infliction of emotional distress
(NIED) by both defendants; (3) negligent retention and supervision
of Conroy by defendant Clegg's; and (4) civil assault by both
defendants. Plaintiff sought compensatory and punitive damages,
and attorneys' fees. Defendants filed a summary judgment motion on
26 September 2000, which was heard in November, 2000. On 13
November 2000, the trial court issued an order granting partial
summary judgment; the court dismissed all of plaintiff's claims,
except for her civil assault action against defendant Conroy.
Plaintiff appeals from the grant of summary judgment in favor of
defendants.
Motion to Dismiss Appeal
On 7 March 2001, plaintiff filed a motion pursuant to rule
54(b) and rule 60, asking the trial court to amend its 13 November
2000 summary judgment order by adding the phrase final judgment.
Plaintiff asserted that without that phrase, the order was
interlocutory and not subject to immediate appeal. On 9 March2001, the trial court entered an amended summary judgment order
making the same rulings as its 13 November order, and adding the
phrase final judgment. Plaintiff appealed from the amended order
on 20 March 2001.
On 15 June 2001, defendants filed a motion in this Court
seeking dismissal of plaintiff's appeal. Defendants argue that the
13 November 2000 summary judgment order was immediately appealable,
and that plaintiff was required by N.C.R. App. P. 3(c) to give
notice of appeal within 30 days of its entry. We agree.
We note initially that plaintiff has argued that, by failing
to appeal from the amended order of 9 March 2001, or to file a
cross-assignment of error, defendants waived the right to move for
dismissal of plaintiff's appeal. However, defendant's motion for
dismissal presents a question of jurisdiction, which may be
addressed by this Court at any time, sua sponte, regardless of
whether defendants properly preserved it for appellate review.
Bailey v. Gooding, 301 N.C. 205, 208, 270 S.E.2d 431, 433 (1980)
(if an appealing party has no right of appeal, an appellate court
on its own motion should dismiss the appeal even though the
question . . . has not been raised by the parties themselves).
The summary judgment order from which plaintiff appeals is
interlocutory, because it leaves unresolved plaintiff's claim
against Conroy for civil assault. Creech v. Ranmar Props., 146
N.C. App. 97, 551 S.E.2d 224 (2001) (order that leaves claims
unresolved is interlocutory). An interlocutory order is subject to
immediate appeal only under two circumstances: where the order isfinal as to some claims or parties, and the trial court certifies
pursuant to Rule 54(b) of the North Carolina Rules of Civil
Procedure that there is no just reason to delay the appeal, see
Alford v. Catalytica Pharmaceuticals, Inc., __ N.C. App. __, 564
S.E.2d 267 (2002), or where the order deprives the appellant of a
substantial right that would be lost unless immediately reviewed,
see Turner v. Norfolk S. Corp., 137 N.C. App. 138, 141, 526 S.E.2d
666, 669 (2000).
Thus, if the trial court enters a judgment which fully
terminates a claim or claims as to fewer than all the parties,
Rule 54(b) allows the trial court to release it for immediate
appeal before the litigation is complete as to all claims or all
parties by certifying that there is no just reason for delay.
Industries, Inc. v. Insurance Co., 296 N.C. 486, 490, 251 S.E.2d
443, 446-447 (1979). This is the mechanism by which the trial
court expresses its determination that a final judgment should be
subject to immediate appeal. Oestreicher v. Stores, 290 N.C. 118,
127, 225 S.E.2d 797, 803 (1976) (citation omitted) (trial court
functions as a dispatcher and determines the appropriate time
when each 'final decision' upon 'one or more but less than all' of
the claims in a multiple claims action is ready for appeal).
The trial court's 13 November 2000 summary judgment order
states that pursuant to Rule 54(b) of the North Carolina Rules of
Civil Procedure, the undersigned Judge hereby finds that there is
no just reason for delay in the plaintiff's taking an appeal from
this Order. Plaintiff cites no cases holding that the trial courtis also required to use the phrase final judgment, and we find
none. It is the resolution of a claim, rather than the phrase
final judgment that determines whether an order is 'final.'
Industries, Inc. v. Insurance Co., 296 N.C. 486, 491, 251 S.E.2d
443, 447 (1979) (That the trial court declared it to be a final,
declaratory judgment does not make it so.). Nor does N.C.G.S. §
1A-1, Rule 54 require the phrase final judgment to be included in
a trial court's certification that an order resolving one or more
claims is appropriate for immediate appeal:
(a) Definition. A judgment is either
interlocutory or the final determination of
the rights of the parties.
(b) . . . When more than one claim for relief
is presented in an action, . . . or when
multiple parties are involved, the court may
enter a final judgment as to one or more but
fewer than all of the claims or parties only
if there is no just reason for delay and it is
so determined in the judgment. Such judgment
shall then be subject to review by appeal[.]
N.C.G.S. § 1A-1, Rule 54(a) and (b).
The 13 November 2000 summary judgment order was a final
judgment as to all of plaintiff's claims against Clegg's, and on
all of her claims against Conroy, except for civil assault.
Further, the trial court certified, pursuant to N.C.G.S. § 1A-1,
54(b) that there was no just reason for delay, of an appeal from
the order. We conclude, therefore, that the order was properly
certified for immediate appeal.
Because the 13 November 2000 order was subject to appeal,
plaintiff was required by N.C.R. App. P. 3(c)(1) to file notice of
appeal within 30 days of entry of judgment, or no later than 13December 2000. Plaintiff's notice of appeal, filed 20 March 2001,
or 127 days after entry of the 13 November 2000 summary judgment
order, was untimely, and subjects her appeal to dismissal. Herring
v. Branch Banking & Trust Co., 108 N.C. App. 780, 424 S.E.2d 925
(1993). However, this Court will exercise its discretion and grant
certiorari to review plaintiff's claims on their merits, pursuant
to N.C.R. App. P. 21 (2001). See Anderson v. Hollifield, 345 N.C.
480, 482, 480 S.E.2d 661, 663 (1997) (Rule 21(a)(1) gives an
appellate court the authority to review the merits of an appeal by
certiorari even if the party has failed to file notice of appeal in
a timely manner).
Standard of Review
Preliminarily, we note that plaintiff characterizes her suit
as a conventional sexual harassment case; compares the conduct at
issue to that in other sexual harassment cases; and asserts that
defendant Conroy's alleged conduct constitutes classic sexual
harassment that should not be tolerated in any workplace. We
therefore find it necessary to clarify the nature of the matters
before us on review.
We recognize that the right to be free of sexual harassment in
the workplace is addressed in certain federal statutes, e.g., Title
VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e
et seq. (2001) (prohibiting discrimination in the terms,
conditions, or privileges of employment on the basis of an
employee's sex), and is implicated in our State declaration of
public policy, N.C.G.S. § 143-422.2 (It is the public policy ofthis State to protect . . . the right . . . of all persons to seek,
obtain and hold employment without discrimination or abridgement on
account of . . . sex). A civil suit may be brought to redress,
e.g., an alleged violation of Title VII, see Brown v. Henderson,
155 F. Supp.2d 502 (M.D.N.C. 2000) (setting out elements of Title
VII claim of hostile work environment caused by sexual harassment);
Russell v. Buchanan, 129 N.C. App. 519, 500 S.E.2d 728, disc.
review denied, 348 N.C. 501, 510 S.E.2d 655 (1998) (employee suit
alleging violation of Title VII and N.C. public policy). Such
claims focus on the impact of alleged behavior on the workplace,
and require proof that the sexual harassment was so severe or
pervasive as to alter the conditions of [the victim's] employment
and create an abusive working environment. Clark County School
Dist. v. Breeden, 532 U.S. 268, 270, 149 L. Ed. 2d 509, 513 (2001)
(citation omitted).
However, the plaintiff in the present case does not allege
violation of these or other similar statutes. Rather, she has
brought common law tort claims for personal injury caused by IIED
and NIED. The elements and legal prerequisites of her claims are
quite different from those of a Title VII claim. For example, as
this is not a statutory sexual harassment case, plaintiff need
not exhaust administrative remedies before bringing her action.
Brooks v. Southern Nat'l Corp., 131 N.C. App. 80, 86, 505 S.E.2d
306, 310 (1998), disc. review denied, 350 N.C. 592, 536 S.E.2d 626
(1999) (plaintiff not required to exhaust administrative remedies
where alleged common law torts are not subject to administrativereview). Further, plaintiff's claims of IIED and NIED present
issues as to whether the named defendants committed certain acts
against this plaintiff; however, plaintiff's claims do not involve
a generalized assessment of acceptable workplace behavior, nor an
analysis of the workplace environment. In short, plaintiff has
brought a common law tort action alleging personal injury, which we
will treat as such.
Plaintiff appeals from the trial court's grant of summary
judgment. Summary judgment is proper when the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that any party is entitled to a
judgment as a matter of law. N.C.G.S. § 1A-1, 56(c) (2001).
[T]he party moving for summary judgment ultimately has the burden
of establishing the lack of any triable issue of fact. Pembee
Mfg. Corp. v. Cape Fear Constr. Co., 313 N.C. 488, 491, 329 S.E.2d
350, 353 (1985) (citation omitted). However, the real purpose of
summary judgment is to go beyond or to pierce the pleadings and
determine whether there is a genuine issue of material fact.
Singleton v. Stewart, 280 N.C. 460, 464, 186 S.E.2d 400, 403
(1972). In response to a motion for summary judgment, the non-
movant must produce a forecast of evidence demonstrating specific
facts, as opposed to allegations, showing that he can at least
establish a prima facie case at trial. Gaunt v. Pittaway, 139
N.C. APP. 778, 784-785, 534 S.E.2d 660, 664 (2000). On appeal, this Court's standard of review involves a two-step
determination of whether (1) the relevant evidence establishes the
absence of a genuine issue as to any material fact, and (2) either
party is entitled to judgment as a matter of law. Von Viczay v.
Thoms, 140 N.C. App. 737, 738, 538 S.E.2d 629, 630 (2000), aff'd,
353 N.C. 445, 545 S.E.2d 210 (2001) (citations omitted). Moreover,
the evidence presented by the parties must be viewed in the light
most favorable to the non-movant. Bruce-Terminix Co. v. Zurich
Ins. Co., 130 N.C. App. 729, 733, 504 S.E.2d 574, 577 (1998).
Intentional Infliction of Emotional Distress
Plaintiff argues first that the trial court erred in its grant
of summary judgment for defendants on plaintiff's claim of
intentional infliction of emotional distress (IIED). We disagree.
The essential elements of IIED are (1) extreme and outrageous
conduct by the defendant (2) which is intended to and does in fact
cause (3) severe emotional distress. Waddle v. Sparks, 331 N.C.
73, 82, 414 S.E.2d 22, 27 (1992) (citation omitted). The
determination of whether the conduct alleged was intentional and
was extreme and outrageous enough to support such an action is a
question of law for the trial judge, Lenins v. K-Mart Corp., 98
N.C. App. 590, 599, 391 S.E.2d 843, 848 (1990), and, thus, our
review is conducted de novo, see Falk Integrated Tech., Inc. v.
Stack, 132 N.C. App. 807, 809, 513 S.E.2d 572, 574 (1999) (upon
challenge to summary judgment order, trial court's alleged errors
of law are subject to de novo review). A claim for intentional infliction of emotional distress
exists 'when a defendant's conduct exceeds all bounds usually
tolerated by decent society[.]' Watson v. Dixon, 130 N.C. App.
47, 52-53, 502 S.E.2d 15, 19-20 (1998), on reh'g, 132 N.C. App.
329, 511 S.E.2d 37 (1999), aff'd, 352 N.C. 343, 532 S.E.2d 175
(2000) (quoting Stanback v. Stanback, 297 N.C. 181, 196, 254 S.E.2d
611, 622 (1979)) (defendant engaged in extreme and outrageous
conduct when he frightened and humiliated [plaintiff] with cruel
practical jokes, which escalated to obscene comments and behavior
of a sexual nature, . . . finally culminating in veiled threats to
her personal safety). Conduct is extreme and outrageous when it
is so outrageous in character, and so extreme in degree, as to go
beyond all possible bounds of decency, and to be regarded as
atrocious, and utterly intolerable in a civilized community.
Briggs v. Rosenthal, 73 N.C. App. 672, 677, 327 S.E.2d 308, 311,
cert. denied, 314 N.C. 114, 332 S.E.2d 479 (1985).
Plaintiff cites Hogan v. Forsyth Country Club Co., 79 N.C.
App. 483, 340 S.E.2d 116, disc. review denied, 317 N.C. 334, 346
S.E.2d 140 (1986), for her assertion that North Carolina courts
have consistently held that sexual harassment constitutes extreme
and outrageous conduct intended to cause emotional distress.
However, Hogan held that a claim for intentional infliction of
emotional distress might in appropriate factual circumstances be
based upon behavior of a sexual nature. The Court concluded that
one of the Hogan plaintiffs was entitled to submit her IIED claim
to the jury based upon her allegations that [defendant] made sexually suggestive remarks
to her while she was working, coaxing her to
have sex with him and telling her that he
wanted to take her. He would brush up
against her, rub his penis against her
buttocks and touch her buttocks with his
hands. When she refused his advances, he
screamed profane names at her, threatened her
with bodily injury, and on one occasion,
advanced toward her with a knife and slammed
it down on a table in front of her.
Id. at 490, 340 S.E.2d at 121. The Court upheld summary judgment
against the two other plaintiffs, on the basis that the defendant's
alleged behavior towards those plaintiffs was not outrageous and
extreme. Id. at 493-494, 340 S.E.2d at 123. Thus, while a claim
of IIED may be based upon allegations of sexually harassing
behavior, extreme and outrageous behavior must be more than mere
insults, indignities, and threats. Further, plaintiffs must
necessarily be expected and required to be hardened to a certain
amount of rough language, and to occasional acts that are
definitely inconsiderate or unkind. Hogan, id. See e.g., Brown
v. Burlington Industries, Inc., 93 N.C. App. 431, 378 S.E.2d 232,
disc. review allowed, 325 N.C. 270, 384 S.E.2d 513, (1989), review
dismissed as improvidently granted, 326 N.C. 356, 388 S.E.2d 769
(1990) (prima facie case of IIED shown where defendant asked
plaintiff how tight [her vagina] was; indicated that he wanted
plaintiff's long legs wrapped around his body; grabbed his penis;
implied that if plaintiff would have sex with him, [he] would place
[her] in another position), and McLain v. Taco Bell Corp., 137 N.C.
App. 179, 181, 527 S.E.2d 712, 715, disc. review denied, 352 N.C.
357, 544 S.E.2d 563 (2000) (defendant physically assaultedplaintiff, . . . [demanding] sexual relations . . . [and] began
masturbating, ultimately ejaculating upon plaintiff's clothing);
compare with Wilson v. Bellamy, 105 N.C. App. 446, 468, 414 S.E.2d
347, 359, disc. review denied, 331 N.C. 558, 418 S.E.2d 668 (1992)
(rejecting IIED claim where defendants engaged in kissing and
heavy petting with the plaintiff in the presence of others while
plaintiff was intoxicated to the point of unconsciousness).
Because the forecast of evidence as to the factual basis of
each [claim of IIED] is unique, each claim must be decided on its
own merits. Denning-Boyles v. WCES, Inc., 123 N.C. App. 409, 412,
473 S.E.2d 38, 40 (1996) (quoting Hogan at 490, 340 S.E.2d at 121).
However, our review of the relevant case law indicates that claims
of IIED based upon allegations of sexual harassment generally have
included one or more of the following: an unfair power relationship
between defendant and plaintiff; explicitly obscene or X rated
language; sexual advances towards plaintiff; statements expressing
desire to engage in sexual relations with plaintiff, or; defendant
either touching plaintiff's private areas or touching any part of
the plaintiff's body with his private parts. See, e.g., Poole v.
Copland, Inc., 348 N.C. 260, 498 S.E.2d 602 (1998) (obscene
language; sexual advances; defendant unzips pants and grabs his
crotch while making vulgar suggestions to plaintiff); Waddle v.
Sparks, 331 N.C. 73, 414 S.E.2d 22 (1992) (obscene references to
plaintiff's private parts; vulgarity; harasser was plaintiff's
supervisor); Denning-Boyles, 123 N.C. App. 409, 473 S.E.2d 38
(vulgarity; sexual advances); Ruff v. Reeves Brothers, Inc., 122N.C. App. 221, 468 S.E.2d 592 (1996) (obscene suggestions;
defendants held plaintiff while pulling up her shirt, and, on
another occasion, held plaintiff while pulling her legs apart;
sexual advances); Bryant v. Thalhimer Brothers, Inc., 113 N.C. App.
1, 437 S.E.2d 519 (1993), disc. review denied, 336 N.C. 71, 445
S.E.2d 29 (1994) (vulgar sexual language; threatening behavior;
rubbed his penis across [plaintiff's] hand); Burlington
Industries, 93 N.C. App. 431, 378 S.E.2d 232 (sexual advances;
genital contact; defendant was plaintiff's supervisor); Hogan, 79
N.C. App. 483, 340 S.E.2d 116 (sexual advances by supervisor;
genital contact; vulgar language).
In contrast, the evidence in the case sub judice, taken in the
light most favorable to the plaintiff, tends to show that defendant
Conroy engaged in the following behavior: (1) held plaintiff from
behind, and touched or rubbed her neck and shoulders; (2)
irritated her by placing a lampshade on her head when fell asleep
with her head on her desk; (3) threw potting soil and water on
plaintiff while she was planting flowers at work, remarking when he
threw a cup of water on plaintiff that he'd always wanted to see
[her] in a wet T shirt; and (4) placed a Styrofoam peanut and
other small objects between the legs of a naked man statuette
that plaintiff displayed on her windowsill at work and asked her
how she liked it with the addition.
Plaintiff contends that [c]omparable conduct has been found
sufficient to justify sending the claim to the jury. However, we
conclude that defendant Conroy's alleged behavior, while annoyinglyjuvenile, obnoxious, and offensive, does not rise to the level of
outrageous and extreme as the term has been interpreted and
applied in tort actions alleging IIED. We note that Conroy was not
plaintiff's supervisor or workplace superior; that he did not swear
or employ obscene language; that he referred to nothing more vulgar
than a wet T shirt; that although he gave plaintiff a shoulder
rub against her wishes, he never expressed any interest in sexual
activity with plaintiff; and that, notwithstanding allegations in
plaintiff's complaint that defendant dropped items down the front
of her blouse, the only specific instance of this behavior she
described was his throwing potting soil at her while she planted
flowers. This Court does not condone defendant's behavior.
However, in the context of the tort claims that plaintiff brought
against defendants, we conclude that defendant Conroy's behavior
was not atrocious, and utterly intolerable in a civilized
community or extreme and outrageous. We further conclude that,
because plaintiff failed to present evidence of this essential
element of her claim, the trial court did not err in granting
summary judgment for defendant Conroy on plaintiff's IIED claim.
Plaintiff also brought claims of IIED against defendant
Clegg's, basing their alleged liability on a theory of respondeat
superior, and arguing that Clegg's ratified Conroy's tortious
behavior. However, having concluded that defendant Conroy did not
engage in the alleged tortious behavior, we necessarily conclude
that plaintiff has no claim against defendant Clegg's for
ratification. Denning-Boyles, 123 N.C. App. at 413, 473 S.E.2d at41 (liability of [employee] is essential if [employer] is to be
held responsible under a theory of respondeat superior).
For the reasons discussed above, we conclude that the trial
court did not err by granting summary judgment for defendants on
plaintiff's claims of IIED.
Negligent Infliction of Emotional Distress
Plaintiff argues next that the trial court erred in granting
summary judgment for defendants on her claims of negligent
infliction of emotional distress (NIED). We disagree.
The elements of NIED are (1) the defendant negligently
engaged in conduct, (2) it was reasonably foreseeable that such
conduct would cause the plaintiff severe emotional distress (often
referred to as 'mental anguish'), and (3) the conduct did in fact
cause the plaintiff severe emotional distress. Johnson v. Ruark
Obstetrics, 327 N.C. 283, 304, 395 S.E.2d 85, 97 (1990).
Negligence is the breach of a legal duty owed by defendant
that proximately causes injury to plaintiff. Tise v. Yates
Construction Co., 345 N.C. 456, 480 S.E.2d 677 (1997). In order
to establish actionable negligence, a plaintiff must show that: (1)
defendant failed to exercise due care in the performance of some
legal duty owed to plaintiff under the circumstances; and (2) the
negligen[t] breach of such duty was the proximate cause of the
injury. Gordon v. Garner, 127 N.C. App. 649, 661, 493 S.E.2d 58,
65 (1997), disc. review denied, 347 N.C. 670, 500 S.E.2d 86 (1998).
A duty is defined as an obligation, recognized by the law,requiring the person to conform to a certain standard of conduct,
for the protection of others against unreasonable risks. Davis v.
N.C. Dept. of Human Resources, 121 N.C. App. 105, 112, 465 S.E.2d
2, 6 (1995), disc. review denied, 343 N.C. 750, 473 S.E.2d 612
(1996) (citation omitted).
Plaintiff correctly states that NIED may be predicated upon
negligent conduct, and does not require proof of extreme and
outrageous conduct, and further argues that even if Conroy's
conduct was not outrageous and extreme, it was sufficient to
constitute [NIED]. However, plaintiff alleges no duty that Conroy
owed plaintiff, and no evidence was presented of a breach of any
duty of care owed by Conroy to plaintiff. Absent a breach of duty
of care, plaintiff's suit against Conroy for NIED cannot be
maintained. See Fox-Kirk v. Hannon, 142 N.C. App. 267, 273, 542
S.E.2d 346, 352, disc. review denied, 353 N.C. 725, 551 S.E.2d 437
(2001) (NIED claim requires proof of negligent act by defendant).
Moreover, the liability of defendant Clegg's for negligence is
predicated upon tortious behavior of Conroy, and is derivative of
Conroy's commission of tortious acts. Hogan, 79 N.C. App. at 495,
340 S.E.2d at 124 (before the employer can be held liable,
plaintiff must prove that the incompetent employee committed a
tortious act resulting in injury to plaintiff); Barnes v. McGee,
21 N.C. App. 287, 289, 204 S.E.2d 203, 205 (1974) (judgment on the
merits in favor of the employee precludes any action against the
employer where, as here, the employer's liability is purely
derivative). Thus, because we have upheld the trial court's grantof summary judgment on plaintiff's IIED and NIED claims against
defendant Conroy, defendant Clegg's cannot be liable for NIED based
upon Conroy's behavior. We conclude, therefore, that the trial
court did not err by granting summary judgment in favor of both
defendants on plaintiff's claim of NIED.
Negligent Retention and Supervision
Absent a viable tort claim against Conroy, plaintiff cannot
maintain an action against Clegg's for negligent retention and
supervision of Conroy. McLain, 137 N.C. App. at 190, 527 S.E.2d at
720 (where there is no liability on the part of [employee],
plaintiff's claims against [employer] asserting ratification of
[employee's] actions and negligent retention of [employee] may not
be [maintained]); Hogan, 79 N.C. App. at 496-497, 340 S.E.2d at
125 (where the evidence is insufficient to establish that . . .
[plaintiffs have] been injured by actionable tortious conduct of an
employee of defendant, neither of them may maintain an action
against defendant based upon its negligence in employing or
retaining the allegedly incompetent employee). We conclude,
therefore, that the trial court's grant of summary judgment on
plaintiff's NIED and IIED claims against Conroy precludes defendant
Clegg's liability for negligence in supervising and retaining
Conroy in regard to those claims.
Ratification of Civil Assault
Plaintiff also assigns error to the trial court's grant of
summary judgment on defendant Clegg's liability for the allegedcivil assault by Conroy, and contends that evidence was presented
of Clegg's liability on the theory of ratification.
(See footnote 1)
The civil
assault was the only claim to survive defendants' motion for
summary judgment.
Ratification has been defined by this Court as the affirmance
by a person of a prior act which did not bind him but which was
done or professedly done on his account, and may be inferred from
failure to repudiate an unauthorized act . . . or from conduct . .
. inconsistent with any other position than intent to adopt the
act.
American Travel Corp. v. Central Carolina Bank, 57 N.C. App.
437, 442, 291 S.E.2d 892, 895,
disc. review denied, 306 N.C. 555,
294 S.E.2d 369 (1982) (citation omitted). To establish that an
employer has ratified an employee's actions, it must be shown that
the employer had full knowledge of all the material facts,
American Travel, id., or had knowledge of facts which would lead
a person of ordinary prudence to investigate further.
Denning-Boyles, 123 N.C. App. at 415, 473 S.E.2d at 42 (citation
omitted). Further, [t]he jury may find ratification from any
course of conduct on the part of the principal which reasonably
tends to show an intention on his part to ratify the agent's
unauthorized acts[,] and [s]uch course of conduct may involve an
omission to act.
Burlington Industries, 93 N.C. App. at 437, 378
S.E.2d at 236 (citation omitted). In the instant case the evidence, taken in the light most
favorable to the plaintiff, tends to show that in August, 1998,
plaintiff complained to her supervisor, Joseph Joy, that defendant
Conroy had placed a Styrofoam 'peanut' between the legs of a nude
'action hero' doll that plaintiff displayed on her windowsill; Joy
indicated he had not personally witnessed the incident, and took no
further action. At some point during the next few months, when
plaintiff had laid her head down on her desk, Conroy placed a
lampshade on her head. Instead of disciplining Conroy for this
behavior, Joy laughed and asked plaintiff if she had a new hat.
According to plaintiff, she next complained in January, 1999, when
she contacted company management in Durham, and told an
administrator that she was having trouble with one of the
technicians, but did not identify Conroy. The administrator
requested that she allow Clegg's local management to resolve the
problem. Plaintiff then discussed Conroy's behavior with Joy, who
told her he would handle it. However, Joy's interventions, if
any, were insufficient to prevent Conroy from continuing to bother
plaintiff. In April, 1999, she again called the Durham office to
complain, this time telling them the details of various incidents.
The following day Clegg's owner, Phil Clegg, flew to Morehead City,
where he convened a meeting of the entire staff of plaintiff's
office to review the company's policy against sexual harassment.
Clegg warned his employees that sexual harassment would not be
tolerated by the company. However, shortly after the staff
meeting, while plaintiff was planting flowers at work, anotherincident occurred in which Conroy threw potting soil in plaintiff's
hair, and also got her wet while they were watering the flowers,
prompting his remark that he'd always wanted to see [her] in a wet
T shirt. Joy was made aware of the incident, but he took no
disciplinary action. When Clegg's administrators called plaintiff
to follow up on the staff meeting and inquire whether the situation
was resolved, plaintiff reported the flower-planting incident. In
response, a Clegg's administrator returned to their office. This
time, the office was remodeled to place a privacy wall around
plaintiff's desk, and Conroy was formally reprimanded. Thereafter,
Conroy stayed away from plaintiff.
We conclude that plaintiff's evidence regarding the response
of Joy, her immediate supervisor, to Conroy's behavior is
sufficient to create a genuine issue of material fact regarding
Clegg's ratification of Conroy's alleged civil assault against
plaintiff. Moreover, given the evidence that Clegg's directed
plaintiff to let local management handle the problem, we conclude
that Joy's failure to intervene raises a genuine issue of material
fact as to the company's ratification.
See Burlington Industries,
93 N.C. App. 431, 378 S.E.2d 232 (jury question presented regarding
company's ratification of defendant's actions, notwithstanding
company's eventual discharge of defendant, where plaintiff's
immediate supervisor took no action for two years). We conclude
that the trial court erred in granting summary judgment on the
issue of Clegg's ratification of Conroy's alleged civil assault
against plaintiff.
We hold that the trial court did not err in entering summary
judgment for defendants on plaintiff's claims of IIED and NIED, and
on her claim against Clegg's for negligent retention or supervision
as regards IIED and NIED; accordingly, these portions of the
court's order are affirmed. We further hold that the trial court
erred by granting summary judgment for defendant Clegg's on
plaintiff's claim that Clegg's ratified the alleged civil assault
by Conroy, and that part of the trial court's order is reversed.
Affirmed in part, reversed in part.
Judges WYNN and MCCULLOUGH concur.
Footnote: 11. Although plaintiff also argues that Clegg's was liable for its negligent
retention or supervision of Conroy as regards his alleged civil assault, this
claim was not made in plaintiff's complaint and, therefore, is not considered
by this Court. Elliott v. Owen, 99 N.C. App. 465, 472, 393 S.E.2d 347, 351
(1990) (where "plaintiff has failed to raise [issue] . . . in her complaint .
. . [the] contention is not properly before [appellate court]").
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