Appeal by plaintiff from judgment entered 25 April 2001 by
Judge Kimberly S. Taylor in Union County Superior Court. Heard in
the Court of Appeals 28 March 2002.
Sellers, Hinshaw, Ayers, Dortch and Lyons, P.A., by Robert C.
Dortch, Jr. and Robert A. Whitlow, for plaintiff-appellant.
Dean & Gibson, L.L.P., by I. Timothy Zarsadias, for defendant-
appellee.
TYSON, Judge.
Charles Martin (plaintiff) appeals from the trial court's
grant of Patrice Parker's (defendant) motion for summary
judgment. We affirm the judgment of the trial court.
I. Facts
Plaintiff is the father of two sons (Martin boys) who
attended Parkwood Middle School (school). Defendant is a
computer lab instructor at the school where she taught the Martin
boys. On their first day back after a one week absence due to the
recent and unexpected death of the Martin boys' sister, defendant
punished one of plaintiff's sons for forgetting his computer
password by requiring that he write his password 100 times.
Defendant testified that she was unaware of the sister's death atthe time of the punishment, even though both her students had been
absent from school the previous week.
Plaintiff met with defendant on 14 October 1999 to discuss
whether defendant could reduce his sons' workload. Defendant
complained that plaintiff used profane language during the meeting,
and that plaintiff threatened and intimidated her by throwing a
paper note containing the password and punishment toward defendant.
Plaintiff denied threatening, intimidating, or using profanity
during the meeting. Plaintiff wrote and delivered a letter to
defendant that contained an apology for any misunderstanding
stemming from the meeting.
At a subsequent meeting on 2 November 1999 between plaintiff,
defendant, Principal Larry B. Stinson (Principal Stinson), and
the school's Resource Officer, William A. Thompson (Officer
Thompson), defendant demanded a verbal apology from plaintiff. At
that meeting plaintiff read the earlier letter he had written to
defendant. Defendant again refused to accept plaintiff's apology
and instructed Officer Thompson to issue a disorderly conduct
citation (citation) to plaintiff. During the issuance of the
citation, Officer Thompson informed plaintiff that if plaintiff
would apologize to defendant the charges would be dropped.
Plaintiff refused and stated that he did not believe he did
anything wrong. Plaintiff also stated that he had apologized to
defendant numerous times before. The citation required plaintiff
to appear in district criminal court on 16 November 1999.
Sometime thereafter, defendant called Officer Thompson andasked him to drop the charges against plaintiff. The charges were
eventually dismissed on 5 November 1999.
Plaintiff filed a complaint for malicious prosecution and
abuse of process against defendant on 20 December 1999. Defendant
filed her answer denying plaintiff's allegations on 14 March 2000.
Defendant moved for summary judgment, and the trial court granted
defendant's motion on 25 April 2001. Plaintiff appeals.
II. Issues
Plaintiff contends the trial court erred by granting
defendant's motion for summary judgment.
Plaintiff argues that
genuine and material issues of fact exist regarding: (1) whether
defendant initiated criminal proceedings against plaintiff without
probable cause, and (2) whether defendant's conduct constituted an
abuse of process.
III. Malicious Prosecution
Plaintiff claims that disputed issues of material fact exist
as to whether defendant initiated the prosecution, and argues that
there are two distinct accounts about the core issue of who
initiated criminal charges against [plaintiff].
In order to support a malicious prosecution claim, plaintiff
must establish the following four elements: (1) defendant
initiated the earlier proceeding; (2) malice on the part of
defendant in doing so; (3) lack of probable cause for the
initiation of the earlier proceeding; and (4) termination of the
earlier proceeding in favor of the plaintiff.
Best v. Duke
University, 337 N.C. 742, 749, 448 S.E.2d 506, 510 (1994) (citationomitted);
see also Hill v Hill, 142 N.C. App. 524, 537, 545 S.E.2d
442, 451 (dissenting opinion),
rev'd. on other grounds, 354 N.C.
348, 553 S.E.2d 679 (2001).
Presuming that plaintiff is correct that disputed issues of
fact exist regarding who initiated the prosecution, the presence of
probable cause necessarily defeats plaintiff's claim. Plaintiff
contends that whether probable cause exists to issue the citation
is a matter for the jury, and that summary judgment is therefore
inappropriate. We disagree.
Probable cause is defined as the existence of facts and
circumstances known to the decision maker which would induce a
reasonable person to commence a prosecution.
Pitts v. Village Inn
Pizza, Inc., 296 N.C. 81, 87, 249 S.E.2d 375, 379 (1978) (citing
Morgan v. Stewart, 144 N.C. 424, 430, 57 S.E. 149, 151 (1907)).
[W]hen the facts are in dispute the question of probable cause is
one of fact for the jury.
Id. If the facts underlying the
issuance are not in dispute, the determination of probable cause is
for the courts.
Id.
Plaintiff was issued a citation for disorderly conduct
pursuant to G.S. § 14-288.4. The term disorderly conduct is
defined by our legislature in G.S. § 14-288.4, which provides in
pertinent part:
any person who: . . . . (6) Disrupts, disturbs
or interferes with the teaching of students at
any public or private educational institution
or engages in conduct which disturbs the
peace, order or discipline at any public or
private educational institution or on the
grounds adjacent thereto.
N.C. Gen. Stat. § 14-288.4 (1994).
While plaintiff admits in his affidavit that he did speak to
Mrs. Parker in a firm manner, plaintiff denies that he used
profanity, threatened, or intimidated defendant. Plaintiff wrote
a letter to defendant apologizing for any misunderstandings that
resulted from their meeting.
In a letter to plaintiff banning him from the school campus,
Principal Stinson stated that many people overheard the anger that
you registered in the office last week. Ms. Cathy NeSmith, a
school secretary, was present during the 14 October 1999 meeting
between plaintiff and defendant and provided a statement to Officer
Thompson that plaintiff had an angry tone, was screaming, and
[that she] feared Mr. Martin might hit Ms. Parker. Plaintiff did
not deny that he screamed during the meeting. Officer Thompson
testified that he conducted an investigation and relayed its
findings to the magistrate. The magistrate agreed that probable
cause existed to issue the citation.
Viewing the evidence in the light most favorable to plaintiff
and giving him the benefit of all reasonable inferences, we
conclude that there is no genuine issue of fact that plaintiff's
conduct was disorderly. There is substantial evidence in the
record that defendant and others felt threatened and intimidated by
plaintiff's words and actions. The facts underlying the issuance
of the citation are undisputed, and the determination of probable
cause is a question of law for the courts.
Pitts, 296 N.C. at 87,
249 S.E.2d at 379. We hold that the facts and circumstances knownto Officer Thompson would induce a reasonable person to commence a
prosecution against plaintiff for disorderly conduct. This
assignment of error is overruled.
IV. Abuse of Process
Plaintiff contends that defendant used the threat of and
procured criminal process in order to coerce plaintiff to further
apologize to defendant. Plaintiff argues that a disputed issue of
fact exists as to whether Officer Thompson's actions, as
influenced by Ms. Parker's directions, should support an award of
damages.
The North Carolina Supreme Court has defined abuse of
process as the misuse of legal process for an ulterior purpose.
It consists in the malicious misuse or misapplication of that
process after issuance to accomplish some purpose not warranted or
commanded by the writ. Fowle v. Fowle, 263 N.C. 724, 728, 140
S.E.2d 398, 401 (1965) (citation omitted) (emphasis in original);
see also Hill, 142 N.C. App. at 541, 545 S.E.2d at 453 (dissenting
opinion). The distinction between an action for malicious
prosecution and one for abuse of process is that malicious
prosecution is based upon malice in causing the process to issue,
while abuse of process lies for its improper use after it has been
issued. Barnette v. Woody, 242 N.C. 424, 431, 88 S.E.2d 223, 227
(1955) (emphasis supplied). The cause of action requires an act in
the use of the process that is not proper in the regular
prosecution of the legal process. Id. at 431, 88 S.E.2d at 227-28.
Plaintiff contends that defendant acted improperly after thecitation was issued. Plaintiff argues that Officer Thompson's
conduct of calling plaintiff on the telephone to ask whether he
was going to apologize to Ms. Parker so that the criminal trial
could be dismissed after the citation was issued was improper. We
disagree.
Although Officer Thompson testified that defendant called him
and asked whether she could dismiss the charges, defendant's act
was not improper. The acts of Officer Thompson were not the acts
of defendant. Nor is there any evidence of a quid pro quo.
Plaintiff was not required to further apologize to defendant as a
condition of dismissal of the citation. Plaintiff failed to
forecast any other evidence that defendant acted improperly or
engaged in conduct that misused the legal process after the
citation was issued. This assignment of error is overruled.
V. Summary
Since we hold that probable cause existed to issue the
citation, and that defendant did not engage in any improper act
after the citation was issued, we affirm the trial court's grant of
summary judgment for defendant.
Affirmed.
Judges MARTIN and THOMAS concur.
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