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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA01-917
NORTH CAROLINA COURT OF APPEALS
Filed: 20 August 2002
WILLIE B. JOHNSON,
Employee, Plaintiff-Appellee,
v
.
SOUTHERN TIRE SALES AND SERVICE,
Employer,
CASUALTY RECIPROCAL EXCHANGE,
Carrier, Defendant-Appellants.
Appeal by defendants from opinion and award entered 6 February
2001 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 20 May 2002.
Schiller Law Firm, L.L.P., by Marvin Schiller and David G.
Schiller, for plaintiff-appellee.
Young Moore and Henderson P.A., by Joe E. Austin, Jr. and Dawn
Dillon Raynor, for defendant-appellants.
McGEE, Judge.
Willie B. Johnson (plaintiff) sustained a compensable injury
to his back while employed at Southern Tire Sales and Service on 24
October 1996. Plaintiff was using a long iron pry bar while
replacing a lower ball joint when the pry bar slipped. Defendants
issued a form 63 payment of compensation and did not deny the claim
within the 120-day time limitation provided in N.C. Gen. Stat. §
97-18 (1999). Plaintiff continued to work without seeking medical
treatment until 27 November 1996, when plaintiff saw Dr. Bernard
Bennett (Dr. Bennett).
Dr. Michael Gwinn (Dr. Gwinn) saw plaintiff on 12 March 1997.
Dr. Gwinn stated plaintiff suffered from chronic mechanical backpain related to lumbar degenerative disk disease. After a meeting
with plaintiff on 1 May 1998, Dr. Gwinn testified the pain
plaintiff reported was greater than the objective tests would
indicate. Dr. Gwinn discontinued his treatment of plaintiff on 1
May 1998, stating he could no longer treat plaintiff due to
plaintiff's attorney's involvement. Plaintiff returned to Dr.
Bennett.
Plaintiff began treatment with Dr. Charles A. Cook (Dr. Cook)
on 13 July 1998. Dr. Cook testified that on this date plaintiff
could not perform any physical activity that would require standing
or sitting for periods of more than twenty minutes, bending or
squatting, or lifting more than five pounds. Dr. Cook continued to
be plaintiff's treating physician through the time of the hearing.
Plaintiff saw Dr. William Lestini (Dr. Lestini), a spinal
surgeon, on 6 October 1998. Dr. Lestini made a presumptive
diagnosis of symptomatic painful disc disease.
Plaintiff began meeting with Ronald Alford (Alford), a
certified vocational rehabilitation specialist, in August 1997.
Alford testified plaintiff repeatedly insisted he could not return
to work, not only to Alford, but also to potential employers with
whom plaintiff met. Alford secured approximately twelve job leads
for plaintiff, but plaintiff was not offered a job by any of these
employers.
A deputy commissioner entered an opinion and award in favor of
defendants on 27 April 2000. The Industrial Commission reversed
the deputy commissioner's decision in an opinion and award enteredon 6 February 2001. The Industrial Commission awarded plaintiff
ongoing total disability, all medical expenses incurred by
plaintiff as a result of the 24 October 1996 injury, and approved
Dr. Cook as plaintiff's treating physician. Defendants appeal from
this opinion and award.
I.
Defendants first argue the Industrial Commission erred in
concluding that plaintiff cooperated with vocational rehabilitation
and is entitled to ongoing total disability. Defendants contend
the Industrial Commission did not consider all of the pertinent and
relevant evidence. We disagree.
On an appeal from an opinion and award from the Industrial
Commission, the standard of review for this Court "is limited to a
determination of (1) whether the Commission's findings of fact are
supported by any competent evidence in the record; and (2) whether
the Commission's findings justify its conclusions of law."
Goff v.
Foster Forbes Glass Div., 140 N.C. App. 130, 132-33, 535 S.E.2d
602, 604 (2000). "The facts found by the Commission are conclusive
upon appeal to this Court when they are supported by competent
evidence, even when there is evidence to support contrary
findings."
Pittman v. International Paper Co., 132 N.C. App. 151,
156, 510 S.E.2d 705, 709,
aff'd, 351 N.C. 42, 519 S.E.2d 524
(1999). Furthermore, the "'findings of fact by the Industrial
Commission are conclusive on appeal if supported by any competent
evidence.'"
Adams v. AVX Corp., 349 N.C. 676, 681, 509 S.E.2d 411,
414 (1998) (quoting
Gallimore v. Marilyn's Shoes, 292 N.C. 399,402, 233 S.E.2d 529, 531 (1977)).
The Industrial Commission made several relevant findings of
fact:
14. Plaintiff has made a reasonable effort to
locate suitable employment on his own and
through leads provided to him by Mr. Alford
since he was first medically removed from work
by Dr. Adomonis on 27 January 1997.
. . .
18. Because no job was ever offered to
plaintiff, it cannot be found that he
unjustifiably refused suitable employment.
. . .
20. Dr. Gwinn's opinion that plaintiff had
"likely" reached maximum medical improvement
is not given weight. This is so because it is
clear from the evidence that plaintiff
continues to experience debilitating pain as
the result of his 24 October 1996 injury by
accident.
21. The Full Commission gives greater weight
to the testimony and opinions of Dr. Cook as
opposed to testimony and opinions of Dr. Gwinn
and Mr. Alford.
After a careful review of the record, we find these findings of
fact are supported by competent evidence in the record. Defendants
point this Court to no specific finding of fact that is without
supporting evidence. Defendants contend plaintiff refused suitable
employment, but they produce no evidence of any actual refusal.
Defendants merely argue the Industrial Commission
could have
reached such a conclusion based on the rule of law that capacity to
earn wages can be based on an employee's ability to be hired if the
employee had diligently sought work. However, the only evidence
defendants offer to support plaintiff's ability to diligently seekand obtain employment is the "opinion" of Alford. The Industrial
Commission specifically found that it gave less weight to the
opinions of Alford and Dr. Gwinn, as opposed to Dr. Cook's opinion.
Defendants merely want this Court to weigh the opinions and
testimony of the witnesses in a manner which benefits defendants.
On an appeal from the Industrial Commission, this Court is unable
to weigh evidence.
"Before making findings of fact, the Industrial Commission
must consider
all of the evidence. The Industrial Commission may
not discount or disregard any evidence, but may choose not to
believe the evidence
after considering it."
Weaver v. American
National Can Corp., 123 N.C. App. 507, 510, 473 S.E.2d 10, 12
(1996) (emphasis in original). We stress the Industrial Commission
"is the sole judge of the credibility of the
witnesses and the weight to be given their
testimony." Thus, the Commission may assign
more weight and credibility to certain
testimony than other. Moreover, if the
evidence before the Commission is capable of
supporting two contrary findings, the
determination of the Commission is conclusive
on appeal.
Dolbow v. Holland Industrial, 64 N.C. App. 695, 697, 308 S.E.2d
335, 336 (1983),
disc. review denied, 310 N.C. 308, 312 S.E.2d 651
(1984) (quoting
Anderson v. Lincoln Construction Co., 265 N.C. 431,
434, 144 S.E.2d 272, 274 (1965)). This assignment of error is
without merit.
II.
Defendants next argue the Industrial Commission erred in
placing any weight on Dr. Cook's opinion and in designating Dr.Cook as plaintiff's treating physician. However, defendants have
failed to point to any citations of authority to support their
argument. Our appellate rules require that arguments of appellants
"contain citations of the authorities upon which the appellant
relies." N.C.R. App. P. 28 (b)(5). Defendants have failed to cite
any supporting authority in this argument; therefore, we deem this
assignment of error abandoned.
See State v. Thompson, 110 N.C.
App. 217, 222, 429 S.E.2d 590, 592 (1993).
III.
Defendants next argue the Industrial Commission erred by
awarding plaintiff temporary total disability benefits after
maximum medical improvement and in spite of competent evidence that
plaintiff is no longer disabled.
As discussed above in Section I, there is competent evidence
in the record to support the Industrial Commission's finding that
plaintiff is disabled and unable to find suitable employment.
Defendants further contend the Industrial Commission erred in
finding that "Dr. Gwinn's opinion that plaintiff had 'likely'
reached maximum medical improvement is not given weight. This is
so because it is clear from the evidence that plaintiff continues
to experience debilitating pain as a result of his 24 October 1996
injury by accident." Defendants contend both Dr. Gwinn and Dr.
Cook determined plaintiff had reached maximum medical improvement,
and, as a result, the Industrial Commission could not award
temporary disability as a matter of law. However, this Court has
held it is not an error as a matter of law to award temporary totaldisability after an employee reaches maximum medical improvement.
Russos v. Wheaton Indus., 145 N.C. App 164, 167, 551 S.E.2d 456,
459 (2001),
disc. review denied, 355 N.C. 214, 560 S.E.2d 135
(2002). Once a plaintiff establishes a disability, "a presumption
of disability attaches in favor of the employee."
Saums v. Raleigh
Community Hospital, 346 N.C. 760, 763, 487 S.E.2d 746, 749 (1997).
A finding of maximum medical improvement is not sufficient to
overcome the presumption of disability.
A finding of maximum medical improvement
is not the equivalent of a finding that the
employee is able to earn the same wage earned
prior to injury and does not satisfy the
defendant's burden. . . .
After a finding of maximum medical
improvement, the burden remains with the
employer to produce sufficient evidence to
rebut the continuing presumption of
disability; the burden does not shift to the
employee.
Brown v. S & N Communications, Inc., 124 N.C. App. 320, 330-31, 477
S.E.2d 197, 203 (1996). In the case before us, the Industrial
Commission found plaintiff remained disabled, and there is
competent evidence to support such a finding. Defendants' argument
concerning the Industrial Commission's ability to award temporary
total disability is misplaced. We overrule this assignment of
error.
IV.
Defendants next argue the Industrial Commission erred in
failing to rule upon a specific objection and ordering defendants
to pay all medical expenses incurred by plaintiff.
Defendants cite
Ballenger v. Burris Industries, 66 N.C. App.556, 562, 311 S.E.2d 881, 885 (1984), for the rule of law that "the
hearing commissioner . . . must formally enter his or her ruling
into the record before making the award." However, defendants
point this Court to no showing of prejudice to defendants as a
result of the Industrial Commission's omission. While we stress
the better practice is for the Industrial Commission to always
formally enter its rulings on a party's objection, we determine the
Industrial Commission's failure to rule specifically on the
objection in the case before us did not prejudice defendants.
Additionally, defendants argue the Industrial Commission's
conclusion that defendants were obligated to pay "for all related
medical expenses incurred" is overly broad because it does not set
a time limit, and the Industrial Commission did not limit the award
to the precise definition articulated in N.C. Gen. Stat. § 97-
2(19).
N.C. Gen. Stat. § 97-25.1 (1999) sets a two-year statute of
limitation after the employer's last payment. In the case before
us, the employer has not made its last medical compensation
payment; therefore, the statute of limitations has not begun to
run. Furthermore, the Industrial Commission required defendants to
pay medical expenses, and cited N.C.G.S. § 97-25. Inherent in the
Industrial Commission's award granted pursuant to N.C.G.S. § 97-25
is that the compensation will incorporate the parameters of N.C.
Gen. Stat. § 97-2(19) (1999). Defendants were not required in the
award to pay more than N.C. Gen. Stat. § 97-2(19) provides. We
dismiss this assignment of error. We affirm the award of the Industrial Commission.
Affirmed.
Chief Judge EAGLES concurs.
Judge TYSON dissents with a separate opinion.
==================================
TYSON, Judge, dissenting.
The Industrial Commission (Commission) applied the incorrect
legal standard and failed to consider the totality of the evidence.
The record does not contain competent evidence to support the
Commission's finding and conclusion that plaintiff cooperated with
the rehabilitation efforts of defendants and did not constructively
refuse suitable employment. Moses v. Bartholomew, 238 N.C. 714,
718, 78 S.E.2d 923, 926 (1953) (This Court merely determines from
the proceedings had before the commission whether there was
sufficient competent evidence before the commission to support the
findings of fact of the full commission.) I respectfully dissent.
I. Facts
Defendants filed a Form 24, Application to Terminate or
Suspend Payment of Compensation, seeking to suspend compensation to
plaintiff on the ground that plaintiff was not cooperating with
efforts at rehabilitation. The Special Deputy Commissioner was
unable to make a determination on the Form 24 from the
documentation provided by both parties. Defendants then filed a
Form 33, Request for Hearing, to determine whether plaintiff had
failed to cooperate with efforts at rehabilitation. Plaintifffiled a Form 33, Request for Hearing, and defendants filed a Form
33R, Response to Request for Hearing, to determine whether
plaintiff was totally and permanently disabled. The Deputy
Commissioner granted defendants' request to suspend payment of
compensation to plaintiff pursuant to N.C.G.S. § 97-25. The
Commission reversed, with one commissioner dissenting, and awarded
plaintiff temporary total disability.
II. Burden of Proof
A claimant who asserts entitlement to compensation under
N.C.G.S. § 97-29 has the burden of proving that, as a result of the
injury arising out of and in the course of employment, he is
totally unable to earn wages which . . . [he] was receiving at the
time [of injury] in the same
or any other employment.
Burwell v.
Winn-Dixie Raleigh, 114 N.C. App. 69, 73, 441 S.E.2d 145, 149
(1994) (quoting
Tyndall v. Walter Kidde Co., 102 N.C. App. 726,
730, 403 S.E.2d 548, 550,
disc. review denied, 329 N.C. 505, 407
S.E.2d 553 (1991)) (emphasis added). Defendants admitted liability
and compensability by failing to accept or deny the claim within
the statutory period after filing a Form 63.
See Sims v.
Charmes/Arby's Roast Beef, 142 N.C. App. 154, 159, 542 S.E.2d 277,
281 (2001).
Once a plaintiff has established a compensable injury, there
is a presumption that disability lasts until the employee returns
to work and likewise a presumption that disability ends when the
employee returns to work at wages equal to those he was receiving
at the time his injury occurred.
Watkins v. Motor Lines, 279 N.C.132, 137, 181 S.E.2d 588, 592 (1971) (citing
Tucker v. Lowdermilk,
233 N.C. 185, 63 S.E.2d 109 (1951)).
Once disability is established, the employer has the burden
of producing evidence to rebut the claimant's evidence.
Burwell,
114 N.C. App at 73, 441 S.E.2d at 149. The employer must 'come
forward with evidence to show not only that suitable jobs are
available,
but also that the plaintiff is capable of getting one,
taking into account both physical and vocational limitations.'
Id. (quoting
Kennedy v. Duke Univ. Med. Center, 101 N.C. App. 24,
33, 398 S.E.2d 677, 682 (1990) (emphasis in
Burwell)). 'There is
a presumption that [the employee] will eventually recover and
return to work.'
Effingham v. Kroger Co., ___ N.C. App. ___,
____, 561 S.E.2d 287, 294 (2002) (quoting Leonard T. Jernigan, Jr.,
North Carolina Workers' Compensation Law and Practice, § 12-1 at 89
(3d ed.1999)). [T]he employee must make reasonable efforts to go
back to work or obtain other employment.
Id.
A 'suitable' job is one the claimant is capable of performing
considering his age, education, physical limitations, vocational
skills, and experience.
Burwell, 114 N.C. App at 73, 441 S.E.2d
at 149 (citing
Trans-State Dredging v. Benefits Review Bd., 731
F.2d 199, 201 (4th Cir. 1984)). A plaintiff is 'capable of
getting' a job if 'there exists a reasonable likelihood . . . that
he would be hired if he diligently sought the job.' . . . If the
employer produces evidence that there are suitable jobs available
which the claimant is capable of getting, the claimant has the
burden of producing evidence that either contests the availabilityof other jobs or his suitability for those jobs, or establishes
that he has unsuccessfully sought the employment opportunities
located by his employer.
Id. at 73-74, 441 S.E.2d at 149 (quoting
Tyndall, 102 N.C. App. at 732, 403 S.E.2d at 551).
In this case, defendants presented substantial competent
evidence that several suitable jobs were available within
plaintiff's locality, for which plaintiff was qualified and
capable to perform. Ronald Alford, a certified rehabilitation
counselor and expert in the field of vocational rehabilitation,
testified that based on the medical restrictions assigned by Dr.
Gwinn, plaintiff's physical limitations, and plaintiff's vocational
background, there are full-time and part-time jobs available in
packaging, assembly, benchwork, and security occupations that
plaintiff is capable of performing which would pay plaintiff
anywhere from $5.15 to $10.65 per hour. Mr. Alford identified
approximately twelve jobs that were available, including Capital
Vacuum, Firetrol, Burns Security, John West Auto Service, Manpower,
Powertemp, Watchdog Alarm, Clark Paving, and Johnston County
Industries. Mr. Alford testified that plaintiff either: (1) had
failed to contact the employer, (2) told the employer he did not
think that he could work, or (3) had informed the employer that he
was in so much pain. Upon this showing, the burden of proof
shifted to plaintiff to produce evidence that either contests the
availability of other jobs or his suitability for those jobs, or
establishes that he has unsuccessfully sought the employment
opportunities located by his employer.
Id. During his testimony, plaintiff was unable to identify which
employers he actually applied with, stating that I contact who Ron
[Alford] asks me to contact. Plaintiff also testified that he
failed to contact the Employment Security Commission, Manpower, or
Power Temp Services as recommended by Mr. Alford. Additionally,
plaintiff testified before the Deputy Commissioner that he failed
to keep an appointment with Johnston County Industries because he
could not drive that far. However, plaintiff also testified in an
affidavit that he would not attend the Johnston County Industries
appointment because I was fearful of jeopardizing my award for
social security disability.
Dr. Gwinn, a board certified physical medicine rehabilitation
specialist and trained to assess disabilities and determine work
restrictions, testified that in his opinion plaintiff was
employable within light to medium duty work with lifting
restrictions of fifteen to twenty pounds, with avoidance of
frequent bending and twisting, and with the ability to make
postural changes as needed. Similarly, Dr. Lestini, an expert in
orthopedic surgery, testified that in his opinion plaintiff was
employable within light to medium duty work and that it would be
beneficial for plaintiff to find[ ] some type of work that he can
tolerate to condition his back.
Dr. Cook, who specializes in internal medicine and kidney
disease, began treating plaintiff after plaintiff falsely informed
him that Dr. Gwinn was no longer in practice. Dr. Cook opined
that plaintiff was unable to perform any level of physical activitythat would require standing or sitting for more than twenty
minutes, bending, squatting, or lifting more than five pounds. In
summary, all expert witnesses agreed that plaintiff was capable of
performing some level of work with limitations, and the employer
showed that jobs were available that met the work restrictions.
The Commission found the following relevant facts:
12. Mr. Alford located approximately twelve
(12) job leads for plaintiff who attended many
interviews. However,
no job was ever
officially offered to plaintiff due to his
physical condition and restrictions resulting
from his 24 October 1996 compensable injury.
Furthermore, in no manner were plaintiff's
actions regarding these job leads
inappropriate and he did not constructively
refuse suitable employment.
. . . .
18.
Because no job was ever offered to
plaintiff, it cannot be found that he
unjustifiably refused suitable employment.
19. Plaintiff's pain is constant and severe.
20. Dr. Gwinn's opinion that plaintiff had
likely reached maximum medical improvement
is not given weight. This is so because it is
clear from the evidence that plaintiff
continues to experience debilitating pain as
the result of his 24 October 1996 injury by
accident.
21. The Full Commission gives greater weight
to the testimony and opinions of Dr. Cook as
opposed to testimony and opinions of Dr. Gwinn
and Mr. Alford.
(Emphasis supplied).
The Commission applied the incorrect legal standard in finding
that plaintiff did not constructively refuse suitable employmentbecause no job was ever offered. The legal standard is not whether
a job was actually offered, but whether suitable jobs are available
and whether plaintiff is capable of getting one.
Burwell, 114 N.C.
App. at 74, 441 S.E.2d at 149 (1990)(citing
Tyndall v. Walter Kidde
Co., 102 N.C. App. 726, 732, 403 S.E.2d 548,
551, disc. review
denied, 329 N.C. 505, 407 S.E.2d 553 (1991)).
It is not necessary
. . . that the employer show that some employer has specifically
offered plaintiff a job.
Id. (Emphasis supplied). Defendants
clearly met their burden, and plaintiff has failed to prove that
suitable jobs were unavailable and that he diligently sought the
employment opportunities located by his employer.
Plaintiff made false statements not only during his testimony
at the hearing, but also lied to Dr. Cook concerning the reason why
he was no longer being treated by Dr. Gwinn. The Commission's
reasoning regarding Dr. Gwinn's testimony that plaintiff had
likely reached maximum medical improvement is also inconsistent.
Dr. Cook opined that plaintiff had reached maximum medical
improvement. All expert medical testimony concurred that plaintiff
had attained maximum medical improvement. There is insufficient
competent evidence to support the Commission's conclusions. We
review de novo the Commission's conclusions of law.
Grantham v.
R.G. Barry Corp., 127 N.C. App. 529, 534, 491 S.E.2d 678, 681
(1997),
disc. review denied, 347 N.C. 671, 500 S.E.2d 86 (1998).
The Commission fails to disclose the reason it gave greater
weight to the testimony and opinions of Dr. Cook. The Commission
also failed to resolve the inconsistency between Dr. Lestini'sopinion, which was consistent with that of Dr. Gwinn and that of
Dr. Cook. The Commission's finding implies that it gave greater
weight to plaintiff's self-serving testimony than either the expert
testimony of Dr. Cook, Dr. Gwinn, Dr. Lestini, and Mr. Alford. It
is well settled that the authority to find facts is vested in the
Commission, and like any other trier of facts, the Commission is
the sole judge of the credibility and weight of the evidence.
Moses, 238 N.C. at 718, 78 S.E.2d at 926 (citations omitted).
However, the Commission is not free to utterly ignore all
competent evidence, properly admitted, nor is the Commission free
to not adjudicate between conflicting competent evidence. Our
standard of review, although narrow, does not prohibit this Court
from requiring the Commission to exercise its statutory function
and to base and render its opinions on all competent evidence
properly admitted into the record for its consideration.
The majority's opinion mechanically recites the standard of
review and feels constrained to defer to the Commission's findings
of fact and conclusions of law, even where the Commission's
decision reflects that it applied the incorrect legal standard,
ignored properly admitted expert testimony, and failed to resolve
conflicting evidence in the record.
As the Commission committed errors of law, I would reverse the
Opinion and Award of the Commission. I respectfully dissent.
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