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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA01-1003
NORTH CAROLINA COURT OF APPEALS
Filed: 5 November 2002
STATE OF NORTH CAROLINA
v
.
ROBERT A. BARTLETT, SR.
Appeal by defendant from judgment entered 14 July 2000 by
Judge Stafford G. Bullock in Alamance County Superior Court. Heard
in the Court of Appeals 16 May 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Laura E. Crumpler, for the State.
Miles & Montgomery, by Mark D. Montgomery, for defendant
appellant.
TIMMONS-GOODSON, Judge.
Robert Andrew Bartlett, Sr. (defendant) appeals from his
convictions of three counts of first-degree sexual offense. For
the reasons discussed herein, we affirm defendant's convictions.
The evidence at trial tended to show the following: Defendant
and Pamela Gustafson Poteat (Pamela) married in 1988. Defendant
and Pamela had three children during their marriage: L (age
eleven at the time of trial); R (age ten at the time of trial);
and R's twin brother, A. During the marriage, defendant cared
for the three children while Pamela worked outside of the home.
The three children testified that, while Pamela was working and
away from the home, defendant engaged in improper touching of their
private parts.
At trial, L confirmed that defendant repeatedly rub[bed]her body against his and that her front private parts touch[ed]
his front private parts. L testified that defendant kissed her
on both her bottom and top private parts, including kissing her
between her legs while she was undressed. She asserted that
defendant often kissed the children on their private parts after
their baths and referred to such kisses as clean kisses.
A and R similarly testified that defendant touched them
inappropriately. A testified that defendant referred to his
penis as his Bo Jo. A described how defendant often played
with A's Bo Jo and stated that, on numerous occasions,
defendant inserted his Bo Jo up my butt and he'd kiss my private
parts. A further testified that defendant forced him to get
down on my knees and kiss his private parts[,] after which white
stuff would come out [of defendant's penis]. A stated that,
[i]f [defendant] didn't feel my lips on [his penis] then he'd
spank me until I did.
R testified that defendant st[u]ck his private into ours
and this white stuff came out. R described how defendant would
touch his front private between the legs and then he would fix my
sandwich and when I got to school that day I didn't eat my sandwich
because I felt like I was going to throw up every single time.
Defendant testified and described his education and experience
both as an attorney and as a school teacher. He admitted to giving
the children clean kisses from head to toe when they were
younger, but stated that it was a family tradition. He denied
improper touching and contended that if any occurred, such touchingwas made without sexual intent.
Following the denial of his motion to dismiss, defendant was
convicted of three counts of first-degree sexual offense and
sentenced to a term of life imprisonment. Defendant appeals.
_______________________________________________
Defendant presents seven assignments of error on appeal,
arguing that the trial court erred by (1) declining to instruct the
jury on intent; (2) denying his motion to dismiss; and (3)
admitting evidence of prior sexual misconduct by defendant.
Defendant also contends that (4) the first-degree sexual offense
statute under which he was convicted is unconstitutional. Further,
defendant argues that the trial court (5) abused its discretion in
denying his motion to dismiss his counsel and motion to continue,
and (6) erred in excluding certain evidence. Finally, defendant
asserts that (7) the short-form first-degree sexual offense
indictment is unconstitutional. We address defendant's arguments
in turn.
Jury Instructions
In his first assignment of error, defendant contends that the
trial court erred in failing to exercise its discretion and in
declining to give defendant's requested instruction regarding mens
rea. We disagree.
At the close of the State's evidence and following the charge
conference, the trial court asked the State and defendant whether
they had any objections, corrections or additions to the
instructions proposed by the trial court. Defense counsel did notobject to the proposed instructions and specifically declined the
request for an additional instruction. The trial court then
instructed the jury in part as follows:
Now, I charge that for you to find the
Defendant guilty of first degree sexual
offense the State must prove three things
beyond a reasonable doubt. First, that the
Defendant engaged in a sexual act with the
victim. A sexual act means cunnilingus, which
is any touching however slight by the lips or
the tongue of one person to any part of the
female sex organ of another; fellatio, which
is any touching by the lips or tongue of one
person and the male sex organ of another; anal
intercourse, which is any penetration, however
slight, of the anus by any person by the male
sexual organ of another. Second, that at the
time the acts alleged the victim was a child
under the age of 13. And third, that at the
time of the alleged offense, the Defendant was
at least 12 years old, and was four years
older than the victim.
After the jury instructions were given, the jury retired to
deliberate. During the jury's deliberation, the jury asked the
court for re-instruction on the elements of first-degree sexual
offense. Based on the jury's inquiry, the court re-instructed the
jury as recited above. Following a second request for re-
instruction on the elements of first-degree sexual offense, the
court provided the jury with a written instruction on first-degree
sexual offense as set out above. Defendant then requested that the
jury be instructed that the crime of first-degree sexual offense
requires a prurient intent and that [a] mere innocent,
inadvertent or accidental touching is not a criminal offense. The
trial court denied the request, noting that it should have been
made before the jury was charged the first time. Following the overnight recess, defendant personally addressed
the court, arguing that the instruction was appropriate and
supported by the evidence. The State objected to the additional
instruction. In declining defendant's request, the trial court
stated that, you just don't charge the jury, deliberate, then they
come back and you charge some more. I think it's very
inappropriate for that to happen. Defendant then suggested to the
court that the jury was having a crisis of conscience as
evidenced by the repeated requests for re-instruction on the
elements of first-degree sexual offense. The court responded,
[t]hat might be, but it still does not authorize or allow me to
continue giving them additional charges[,] and accordingly denied
defendant's request for the additional instruction.
Defendant now contends that the trial court erred when it
ruled that it was without discretion to give the additional
instruction based on the jury's inquiry. Defendant's contention is
without merit.
Section 15A-1234 of the North Carolina General Statutes
provides in pertinent part that
After the jury retires for deliberation, the
judge may give appropriate additional
instructions to:
(1) Respond to an inquiry of the jury made
in open court; or
(2) Correct or withdraw an erroneous
instruction; or
(3) Clarify an ambiguous instruction; or
(4) Instruct the jury on a point of law  
;
which should have been covered in the
original instructions.
N.C. Gen. Stat. § 15A-1234(a) (2001). [T]he trial court is in thebest position to determine whether further additional instruction
will aid or confuse the jury in its deliberations, or if further
instruction will prevent or cause in itself an undue emphasis [to
be] placed on a particular portion of the court's instructions.
State v. Prevette, 317 N.C. 148, 164, 345 S.E.2d 159, 169 (1986).
Whether or not to give additional instructions rests within the
sound discretion of the trial court and will not be overturned
absent abuse of that discretion. See id. Where the trial court
fails to exercise its discretion, however, such failure constitutes
reversible error. See State v. Thompkins, 83 N.C. App. 42, 45-46,
348 S.E.2d 605, 607 (1986).
Contrary to defendant's assertions in the instant case, it is
clear that the trial judge exercised his discretion in denying
defendant's request for the mens rea instruction. The trial judge's
response to defendant's request fully reflects his thoughts and
reasoning on the propriety of providing an additional instruction
as evidenced by the following colloquy:
Mr. Bartlett, you just don't charge the jury,
deliberate, then they come back and you charge
some more. I think it's very inappropriate for
that to happen . . . . I understand your
request and in essence what I'm saying to you,
I'm going to deny it because I think it's
inappropriate to go back and recharge the jury
again and especially when it's being opposed to
one party - being opposed by one party.
Clearly, the trial court was of the opinion that the requested
instruction came too late and would not aid the jury in its
deliberations. His comments to the State and defendant indicate
that he was exercising his discretion in determining whether theadditional instruction should be made under the facts and
circumstances of this case. Because the trial court properly
exercised its discretion, and because we perceive no abuse of that
discretion, we conclude that the trial court did not err in refusing
to provide the additional instruction requested by defendant.
Moreover, we note that defendant's requested instruction does
not comport with the law of the State and the evidence of this case.
First-degree sexual offense is codified in section 14-27.4 of the
North Carolina General Statutes and provides that:
A person is guilty of a sexual offense in the
first degree if the person engages in a sexual
act:
(1) With a victim who is a child under the age
of 13 years and the defendant is at least 12
years old and is at least four years older than
the victim[.]
N.C. Gen. Stat. § 14-27.4(a) (2001). Our Supreme Court has
unequivocally held that [f]irst-degree sexual offense is not a
specific-intent crime[.] State v. Daughtry, 340 N.C. 488, 516, 459
S.E.2d 747, 761 (1995), cert. denied, 516 U.S. 1079, 133 L. Ed. 2d
739 (1996). [T]he intent to commit the crime of sexual offense is
inferred from the commission of the act and thus intent is not an
essential element of the crime of first-degree sexual offense[.]
State v. Boone, 307 N.C. 198, 209, 297 S.E.2d 585, 592 (1982),
overruled in part on other grounds, State v. Richmond, 347 N.C. 412,
430, 495 S.E.2d 677, 687 (1998). The offense of first-degree sexual
offense therefore does not require prurient intent as proposed in
the instruction requested by defendant. Furthermore, there was no
evidence to support defendant's instruction regarding aninadvertent or accidental touching. None of the evidence,
including the evidence offered by defendant, tended to show that
defendant touched his children accidently or inadvertently.
Defendant does not deny that he gave the children clean kisses;
rather, he disputes the characterization of such physical contact.
Because there was no evidence that the physical contact that
occurred between defendant and his children was not deliberate, the
trial court properly declined to instruct the jury on accidental
or inadvertent touching as requested by defendant. We therefore
overrule this assignment of error.
Motion to Dismiss
In his second assignment of error, defendant contends that the
trial court erred in denying his motion to dismiss. We disagree.
In ruling upon a motion to dismiss, the trial court must
examine the evidence in the light most favorable to the State,
giving the State the benefit of all reasonable inferences which may
be drawn from the evidence. State v. Hairston, 137 N.C. App. 352,
354, 528 S.E.2d 29, 30 (2000). When a defendant moves for
dismissal, the trial court is to determine only whether there is
substantial evidence of each essential element of the offense
charged and of the defendant being the perpetrator of the offense.
State v. Vause, 328 N.C. 231, 236, 400 S.E.2d 57, 61 (1991). If
there is substantial evidence of each element of the charged offense
and of the defendant being the perpetrator of the offense, the case
is for the jury and the motion to dismiss should therefore be
denied. See State v. Locklear, 322 N.C. 349, 358, 368 S.E.2d 377,383 (1988).
In the instant case, defendant argues that there was
insufficient evidence that the acts committed by defendant were made
with any sexual intent. As noted supra, however, the intent to
perpetrate a first-degree sexual offense is inferred from the
commission of the act. See Boone, 307 N.C. at 209, 297 S.E.2d at
592. Furthermore, there was substantial evidence before the trial
court to support the essential elements of first-degree sexual
offense. All three children testified to the egregious acts
committed by defendant. Both L and R testified to numerous
encounters with defendant during which he would stick his private
into their private parts and white stuff would come out. A
testified that defendant would jiggle and play with A's Bo
Jo and stick his Bo Jo into A's butt. Viewing the evidence
in the light most favorable to the State, the trial court properly
denied defendant's motion to dismiss. This assignment of error is
overruled.
Evidence of Prior Sexual Misconduct
Defendant next assigns error to the admission of evidence
concerning alleged prior sexual misconduct by defendant.
Specifically, defendant contends that the admission of evidence
tending to show that defendant repeatedly raped his children, that
he masturbated in front of them, fondled them, [and] walked around
the house naked was inadmissible and prejudicial. Having failed
to object to the admission of this evidence at trial, defendant now
contends that the trial court's failure to exclude this evidenceconstituted plain error. We disagree.
Most of the evidence to which defendant objects was substantive
evidence, offered by the State to prove the very acts of which
defendant was accused. Thus, evidence that defendant raped or
fondled his children was not evidence of prior bad acts, but
rather evidence tending to show that defendant committed the crime
of first-degree sexual offense.
Further, defendant has failed to demonstrate plain error by the
trial court. Plain error is fundamental error amounting to a
miscarriage of justice or having a substantial and prejudicial
impact on the jury verdict. See State v. Parker, 350 N.C. 411, 427,
516 S.E.2d 106, 118 (1999), cert. denied, 528 U.S. 1084, 145 L. Ed.
2d 681 (2000). Defendant has not shown any fundamental error that
induced the jury to reach a different verdict than it otherwise
would have reached. Accordingly, this assignment of error is
overruled.
Constitutionality of the First-Degree Sexual Offense Statute
By his fourth assignment of error, defendant contends that the
first-degree sexual offense statute is unconstitutional as applied
to defendant. Defendant concedes that the appellate courts have
held the statute to be constitutional on its face, but nevertheless
argues that the statute violates defendant's constitutional rights
in several ways. We disagree.
Defendant first argues that punishing a parent for the
innocent touching of his children violates fundamental parenting
interests protected by the United States Constitution. Our SupremeCourt in State v. Elam, 302 N.C. 157, 273 S.E.2d 661 (1981),
addressed a similar argument wherein the defendant contended that
section 14-202.1, the statute outlawing the taking of indecent
liberties with children, was unconstitutionally overbroad in that
it proscribed innocent displays of affection in violation of the
First Amendment. Id. at 163, 273 S.E.2d at 665. Rejecting
defendant's argument, the Court held that
[t]he statute has never been so interpreted and
it was certainly not so applied in this case.
Defendant has no standing to attack the statute
on these grounds. He has no First Amendment
right to express himself through unlawful
actions. This is not activity which the State
is forbidden by the Constitution to regulate.
Id. Similarly, in the present case, defendant is not being punished
for innocent acts; rather, he is being punished for unlawful sexual
acts he committed upon his children, which are the acts proscribed
by the first-degree sexual offense statute.
Defendant further argues that the punishment of life
imprisonment under the first-degree sexual offense statute
constitutes cruel and unusual punishment. This argument was
squarely rejected by our Supreme Court in State v. Higginbottom, 312
N.C. 760, 324 S.E.2d 834 (1985), in which the Court stated that
[c]learly the legislature determined that
whether or not accompanied by violence or
force, acts of a sexual nature when performed
upon a child are sufficiently serious to
warrant the punishment mandated . . . . Since
it is the function of the legislature and not
the judiciary to determine the extent of
punishment to be imposed, we accord substantial
deference to the wisdom of that body. The
imposition of a mandatory sentence of life
imprisonment for first-degree sexual offense is
not so disproportionate as to constitute aviolation of the eighth amendment of the
Constitution of the United States.
Id. at 763-74, 324 S.E.2d at 837 (citation omitted). Accordingly,
defendant's argument is meritless and we overrule this assignment
of error.
Motions to Withdraw and Continue
Defendant next argues that the trial court abused its
discretion in denying defendant's motions to withdraw counsel and
to continue. While defendant cites general authority regarding the
right to present a defense and the right to due process under the
United States and North Carolina Constitutions, he fails to
demonstrate how he was prejudiced by the denial of his motions.
Instead, the record reveals that three attorneys had previously been
assigned and withdrawn from defendant's case. Clearly, the court
regarded defendant's motions as an attempt to further delay
defendant's trial. As defendant has failed to demonstrate any
resulting prejudice from the denial of his motions, and as we
discern no abuse of the trial court's discretion in denying such
motions, we overrule this assignment of error.
Exclusion of Evidence
In his sixth assignment of error, defendant contends that the
trial court erred in excluding certain evidence. Specifically,
defendant argues that the trial court erred in excluding evidence
that, according to defendant, tended to show that Pamela poisoned
the children's minds and created false allegations against
defendant. We disagree.
Rule 401 of the North Carolina Rules of Evidence definesrelevant evidence as evidence having any tendency to make the
existence of any fact that is of consequence to the determination
of the action more probable or less probable than it would be
without the evidence. N.C. Gen. Stat. § 8C-1, Rule 401 (2001).
Although relevant, evidence may be excluded if its probative value
is substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury . . . . N.C. Gen.
Stat. § 8C-1, Rule 403 (2001). The decision to exclude evidence
under Rule 403 is within the discretion of the trial court and may
only be reversed upon a showing of an abuse of discretion. See
State v. Mickey, 347 N.C. 508, 518, 495 S.E.2d 669, 676, cert.
denied, 525 U.S. 853, 142 L. Ed. 2d 106 (1998).
In the instant case, defendant sought to introduce matters into
evidence that were part of an earlier custody trial between
defendant and Pamela. According to defendant, such evidence tended
to support his theory that Pamela created false allegations against
defendant. Defendant concedes that some evidence tending to support
his theory was presented to the jury. Moreover, after careful
review of the transcript, we conclude that much of the evidence
defendant sought to introduce was simply an attempt by defendant to
re-litigate allegations and accusations from the earlier civil
trial, and that furthermore, the evidence was irrelevant to the
issues before the jury. We therefore hold that the trial court
properly exercised its discretion in excluding the evidence, and we
overrule this assignment of error.
Short-Form Indictment
In his final assignment of error, defendant contends that the
short-form indictment for the crime of first-degree sexual offense
is unconstitutional, as it fails to give sufficient notice of the
sexual act the defendant is alleged to have committed. This
argument is without merit.
In
State v. Kennedy, 320 N.C. 20, 357 S.E.2d 359 (1987), our
Supreme Court held that the first-degree sexual offense short-form
indictments were sufficient to put the defendant on notice of the
charges against him and thus did not deprive the defendant of any
rights under the United States or North Carolina Constitutions.
Id.
at 24, 357 S.E.2d at 362. The Court further noted that an
indictment that charges a first-degree sexual offense without
specifying which sexual act was committed is nonetheless sufficient
to charge the crime of first degree sexual offense and to put the
defendant on notice of the accusation.
Id. This Court has also
held that section 14-27.4 is constitutional under both our state
and federal constitutions and . . . do[es] not serve to deprive
defendant of his right to prepare his case or his right to due
process and equal protection under the law.
State v. Blackmon, 130
N.C. App. 692, 700, 507 S.E.2d 42, 47,
cert. denied, 349 N.C. 531,
526 S.E.2d 470 (1998). Accordingly, we overrule this assignment of
error.
Based on the foregoing analysis, we hold that defendant
received a trial free from prejudicial error.
No error.
Judges CAMPBELL and LEWIS concur.
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