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NO. COA01-1033
NORTH CAROLINA COURT OF APPEALS
Filed: 18 June 2002
STATE OF NORTH CAROLINA
v
.
KIM LOUISE SUMMEY
Appeal by defendant from judgment entered 25 January 2001 by
Judge W. Douglas Albright in Henderson County Superior Court.
Heard in the Court of Appeals 15 May 2002.
Attorney General Roy Cooper, by Special Deputy Attorney
General Douglas A. Johnston, for the State.
Carter & Kropelnicki, P.A., by Steven Kropelnicki, Jr., for
defendant-appellant.
WALKER, Judge.
Defendant appeals her conviction for felony possession of
cocaine. The State's evidence tended to show the following: On 3
October 1999, officers of the Hendersonville Police Department were
conducting a drug surveillance operation in the Green Meadows
neighborhood of Henderson County. At the time, Green Meadows was
considered a known drug area due to the large number of drug
arrests made in the neighborhood. As part of the surveillance,
Lieutenant Tim Griffin (Lt. Griffin) positioned himself in view of
a residence which had been the subject of a nuisance abatement
proceeding for drug-related activities. A group of men were
standing in the front yard of the residence.
At approximately 5:30 p.m., Lt. Griffin observed a white
Nissan pickup truck with the rear window missing drive towards theresidence and stop alongside the road. One of the men standing in
the yard approached the truck and appeared to engage in a brief
conversation with the driver. A few moments later, the man
returned to the yard and the truck drove away.
Lt. Griffin believed he had just observed a drug transaction
so he dispatched, via his police radio, a detailed description of
the truck and the direction in which it was traveling. About seven
blocks away, Officers Richard Olsen (Officer Olsen) and Mike Vesely
(Officer Vesely) were involved in an unrelated traffic stop and
heard Lt. Griffin's dispatch. Shortly thereafter, a truck matching
the description provided by Lt. Griffin neared the officers and
stopped because another vehicle was blocking the roadway. Officer
Olsen approached the driver, Allen Rogers (Rogers), and asked him
to step out of the truck. At that time, he observed defendant
seated in the passenger seat with her left hand hidden underneath
some type of fabric material.
Meanwhile, Officer Vesely approached the truck's passenger
side door and recognized defendant from previous investigative
stops. He also observed defendant hiding her left hand under a
piece of fabric. Out of concern that defendant might be hiding a
small weapon, Officer Vesely asked defendant to show him what was
in her hands. Defendant lifted her hands but kept her left hand
closed in a fist. The officer then noticed a rock-like substance,
which he believed to be crack cocaine, wedged in a gap between
defendant's fingers. He again asked defendant to open her hand.
She again refused and Officer Vesely took hold of defendant's wristforcing her left arm out the truck's window. Defendant continued
to resist opening her hand and began to pull her arm back into the
truck. Officer Olsen then handcuffed Rogers and proceeded to
assist Officer Vesely. Using his knuckle, Officer Olsen applied
pressure to the back of defendant's hand and forced it open. The
officers next observed a waxy, rock-like substance fall to the
ground, while another rock-like substance remained stuck to
defendant's palm. Each officer, based on his experience with drug
investigations, concluded the substances were crack cocaine. As a
result, defendant and Rogers were placed under arrest.
Defendant's evidence tended to show that she and Rogers
routinely traveled to Green Meadows in connection with Rogers'
scrap metal and auto repair business. On 3 October 1999, as they
were leaving the neighborhood, they drove past the residence which
was under Lt. Griffin's surveillance. A man standing in the front
yard recognized Rogers and motioned for him to stop. The man then
asked Rogers if he could find a bumper for a Cadillac. Rogers
responded that he would do his best and drove away.
Shortly thereafter, they stopped at the location where
Officers Olsen and Vesely were involved with the unrelated traffic
stop. Defendant testified that, prior to stopping, she was holding
in her left hand $1.98 in change which she intended to use to
purchase cigarettes. She also testified that when Officer Vesely
asked her to show him her hands, she readily complied but was
unable to open her left hand because he was holding itshut,twisting it and pulling me out the window. Officer Olsen
then applied pressure to the back of her hand forcing it to open.
Defendant further testified that, shortly following her
arrest, she received medical treatment on her left arm and wrist.
She continues to have little feeling in her left hand and asserts
that she is unable to hold employment due to an inability to use
her left hand.
On 28 January 2000, Rogers entered a negotiated guilty plea
for misdemeanor possession of drug paraphernalia. On that date,
the State also voluntarily dismissed a possession of cocaine charge
against defendant arising out of the 3 October 1999 incident. The
prosecutor, who dismissed the charge, testified that he was unable
to locate a lab report confirming that the two rock-like substances
seized by Officers Olsen and Vesely were cocaine. He, therefore,
dismissed the charge against defendant for insufficient evidence.
In April 2000, defendant filed a civil rights action against
Officer Olsen, Officer Vesely and the City of Hendersonville,
alleging the officers had used excessive force in opening her hand.
Approximately two months later, the prosecutor located the lab
report and indicted defendant for possession of cocaine. Prior to
her trial, defendant moved the trial court to suppress the crack
cocaine and for a dismissal of the charge. The trial court denied
both of these motions.
I.
Defendant first contends the trial court erred in denying her
motion to suppress. Appellate review of a motion to suppress is
confined to the determination of whether competent evidence
supports the trial court's findings and, in turn, whether the
findings support the trial court's conclusions. See State v.
Willis, 125 N.C. App. 537, 540, 481 S.E.2d 407, 410 (1997).
Although the defendant must provide a supporting affidavit with a
motion to suppress, the burden of demonstrating the evidence was
lawfully obtained continues to rest with the State. See State v.
Smith, 118 N.C. App. 106, 111, 454 S.E.2d 680, 683, rev. on other
grounds, 342 N.C. 407, 464 S.E.2d 45 (1995), cert. denied, 517 U.S.
1189, 134 L. Ed. 2d 779 (1996)(citations omitted).
Here, defendant concedes the trial court's findings are
supported by competent evidence. Nonetheless, she asserts two
alternative reasons as to why the seizure of the crack cocaine was
unlawful: (1) the officers lacked sufficient cause to stop and
search defendant and (2) the forced seizure by the officers was
excessive thereby rendering the search unreasonably intrusive.
Sufficient Cause
A search and seizure 'conducted outside the judicial process,
without prior approval by judge or magistrate, [is] per se
unreasonable under the Fourth Amendment-_subject only to a few
specifically established and well delineated exceptions.'
Minnesota v. Dickerson, 508 U.S. 366, 372, 124 L. Ed. 2d 334, 343-
44 (1993)(citations omitted). One such exception, recognized in
Terry v. Ohio, holds that where a police officer observes unusualconduct which leads him reasonably to conclude in light of his
experience that criminal activity may be afoot, he may momentarily
stop a suspected individual or individuals in order to obtain
additional information. Terry, 392 U.S. 1, 30, 20 L. Ed. 2d 889,
911 (1967); see also Adams v. Williams, 407 U.S. 143, 146, 32 L.
Ed. 2d 612, 617 (1972). An investigatory stop is constitutionally
permissible provided the law enforcement officer is able to provide
specific and articulable facts which, taken together with rational
inferences from those facts, reasonably warrant [an] intrusion.
Terry, 392 U.S. at 21, 20 L. Ed. 2d at 906. Further, if during the
course of an investigation the officer has a reasonable fear for
his own or others' safety, he is entitled . . . to conduct a
carefully limited search . . . in an attempt to discover weapons.
. . . Id. at 30, 20 L. Ed. 2d at 911.
Thus, pursuant to Terry, Officers Olsen and Vesely's decision
to stop defendant is justifiable if specific and articulable
facts, taken together with the rational inferences from those
facts, created a reasonable suspicion of criminal activity. State
v. Harrell, 67 N.C. App. 57, 61, 312 S.E.2d 230, 234 (1984).
Additionally, their decision to search defendant is also
justifiable if, during the course of their investigation, they
reasonably believed defendant might be in possession of a weapon
and posed a danger to their safety. See State v. Smith, ___ N.C.
App. ___, ___ S.E.2d ___ (COA No. 01-836, filed 21 May 2002).
The record shows that, prior to the stop of the truck, the
circumstances known to the officers, as relayed to them by Lt.Griffin, included: (1) a truck matching its description had just
left a residence which had been in an area of prior drug activity,
and (2) in front of the residence the driver of the truck had
engaged in a course of conduct which was characteristic of a drug
transaction. We hold that these circumstances created a reasonable
suspicion of criminal activity such that Officers Olsen and Vesely
were justified in conducting an investigatory stop of the truck.
See e.g. Harrell, 67 N.C. App. at 61, 312 S.E.2d at 234; State v.
Thompson, 296 N.C. 703, 252 S.E.2d 776, cert. denied, 444 U.S. 907,
62 L. Ed. 2d 143 (1979); State v. Watkins, 337 N.C. 437, 446 S.E.
2d 67 (1994).
With respect to the officers' search of defendant, the
circumstances known to them prior to the search included: (1) the
truck which defendant occupied was reported to have just been
involved in a suspected drug transaction, (2) when the officers
approached the truck, defendant's hand was hidden in a suspicious
manner underneath a piece of fabric, and (3) when asked, defendant
refused to open her hand. Additionally, the officers testified
that, as law enforcement officers, they learned in training that a
small knife or razor blade capable of inflicting injury could be
concealed in a clenched fist. Consequently, until they see an open
palm they have reason to believe a suspect could be armed with a
weapon. Officer Vesely also testified that when defendant first
raised her hand, he immediately recognized what he considered to be
crack cocaine wedged in a gap between defendant's fingers. From
these circumstances, we conclude the officers were justified inconducting a limited search of defendant, including forcing
defendant to open her hand. See State v. Streeter, 17 N.C. App.
48, 50, 193 S.E.2d 347, 348 (1972), aff'd, 283 N.C. 203, 195 S.E.2d
502 (1973)(If, in the conduct of the limited weapons search,
contraband or evidence of a crime is of necessity exposed, the
officer is not required by the Fourth Amendment to disregard such
contraband or evidence of crime). Accordingly, the trial court
properly concluded that the officers had sufficient cause to stop
and search defendant.
Reasonable Force
Defendant next maintains the crack cocaine should have been
suppressed by reason that the officers used excessive force in
opening her hand, thereby rendering their search unconstitutionally
intrusive. We disagree.
The overriding function of the Fourth Amendment is to protect
personal privacy and dignity against unwarranted intrusion by the
State. Schmerber v. California, 384 U.S. 757, 767, 16 L. Ed. 2d
908, 917 (1966). In Schmerber, the police arrested the defendant
for driving while intoxicated while he was receiving treatment at
a hospital following an automobile accident. At the direction of
one of the police officers, a physician withdrew a blood sample
from the defendant. A chemical analysis of the sample indicated
the defendant had been intoxicated. The defendant sought to
exclude the chemical analysis on grounds that the blood sample was
the product of an unconstitutional search and seizure. The Supreme
Court disagreed holding that the withdrawal of the defendant'sblood was not unjustifiably intrusive as to render its seizure
unreasonable. Id. at 771-72, 16 L. Ed. 2d at 920. However, the
Court cautioned that its holding in no way indicates that it
permits more substantial intrusions, or intrusions under other
conditions. Id.; see also Winston v. Lee, 470 U.S. 753, 84 L. Ed.
2d 662 (1985)(holding that surgical intrusion into attempted
robbery suspect's left chest area to recover bullet fired by victim
was unreasonable under the Fourth Amendment). Indeed, the Court
put forth certain criteria for determining whether a search is
unreasonably intrusive: (1) whether the police have a clear
indication that the desired evidence will be found, (2) the
presence of exigent circumstances such as the imminent destruction
of evidence or a risk to individual safety, and (3) whether the
methods used to obtain the evidence was performed in a reasonable
manner. Id.; see also Burnett v. Municipality of Anchorage, 806
F.2d 1447 (9th Cir. 1986).
Applying the framework set forth in Schmerber to the conduct
of Officers Olsen and Vesely, we note that prior to forcing open
defendant's hand, the officers had been informed that the driver of
the truck, in which defendant was a passenger, had been involved in
a suspected drug transaction moments earlier. Upon approaching the
truck, both officers observed defendant hide her hand in such a
manner which was clearly indicative of her having either a small
weapon or drugs closed in her palm. Additionally, after being
repeatedly asked to open her hand, defendant continued to resist
the officers' efforts to alleviate their concern that she might beconcealing a weapon. Under such circumstances, we conclude Officer
Olsen's use of pressure to open defendant's hand was justifiable in
view of the officers' need to ensure that defendant was not in
possession of a weapon capable of inflicting injury or that she
would not destroy evidence. Moreover, we find no evidence which
would indicate Officer Olsen's use of pressure was overly intrusive
as to render the seizure of the crack cocaine unreasonable. See
Smith, 342 N.C. at 407, 464 S.E.2d at 45 (holding that requiring
defendant to pull his pants down in the middle of an intersection
so that police might search for cocaine was not intolerable in
intensity and scope such that the search was unreasonably
intrusive); and State v. Watson, 119 N.C. App. 395, 458 S.E.2d 519
(1995)(holding police officer's application of pressure to
defendant's throat causing him to spit out three plastic baggies
containing crack cocaine was not unreasonably intrusive in light of
the risk of losing the evidence and the potential health risk to
the defendant). Therefore, we overrule defendant's assignment of
error.
II.
Defendant next contends the trial court erred in denying her
motion to dismiss. She maintains the State had waived the right
to prosecute her for any crime arising out of the incident when it
allowed Rogers on 28 January 2000 to plead guilty for possession of
drug paraphernalia and voluntarily dismissed the charge of
possession of cocaine against her. However, defendant fails tocite any authority which holds that the doctrine of waiver applies
to situations such as the one present in this case.
Nonetheless, defendant asserts the dismissal of the charges
against her was a material part of the negotiated guilty plea which
Rogers entered. She contends that due process and basic
contract principles require that the charges against her be
dismissed.
The essential characteristic of a negotiated guilty plea is
the defendant's surrender of fundamental constitutional rights .
. . in reliance upon the prosecutor's promise.
Motor Co. v.
Board of Alcoholic Control, 35 N.C. App. 536, 538, 241 S.E.2d 727,
729 (1978)(
citing Brady v. Unites States, 397 U.S. 742, 25 L. Ed.
2d 747 (1970)). Here, the record is devoid of any indication that
defendant relinquished her constitutional rights in reliance on a
promise made by the prosecutor. Indeed, the prosecutor, who
dismissed the charges against defendant, testified that he made no
promises to defendant and that he dismissed the charges against her
because he could not locate the lab report confirming that the
substances seized by Officers Olsen and Vesely were crack cocaine.
Accordingly, we overrule defendant's assignment of error.
No error.
Judges McCULLOUGH and BRYANT concur.
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