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NO. COA01-1106
NORTH CAROLINA COURT OF APPEALS
Filed: 16 July 2002
IN THE MATTER OF THE ADOPTION OF RUSSELL CLAYTON CUNNINGHAM BY
RICHARD ALLEN CUNNINGHAM MICHELLE LEA CLINE CUNNINGHAM,
Petitioners
IN THE MATTER OF THE ADOPTION OF SHAWN ALLEN CUNNINGHAM BY
RICHARD ALLEN CUNNINGHAM MICHELLE LEA CLINE CUNNINGHAM,
Petitioners
IN THE MATTER OF THE ADOPTION OF MEREDITH CHAREE CUNNINGHAM BY
RICHARD ALLEN CUNNINGHAM MICHELLE LEA CLINE CUNNINGHAM,
Petitioners
Appeal by petitioners from an order entered 30 March 2001 by
Judge Jackie Lee in Harnett County District Court. Heard in the
Court of Appeals 5 June 2002.
Jones and Jones, P.L.L.C., by Cecil B. Jones, for petitioner-
appellants.
Morgan, Reeves & Gilchrist, by C. Winston Gilchrist, for
respondent-appellee Harnett County Department of Social
Services.
Harrington, Ward, Gilleland, and Winstead, L.L.P., by Eddie S.
Winstead, III, for appellee Guardian Ad Litem.
HUNTER, Judge.
Richard Allen Cunningham and Michelle Lea Cline Cunningham
(petitioners) appeal the trial court's Order Dismissing Adoption
Petitions entered 30 March 2001 (the Order). We affirm.
Petitioners filed petitions for the adoption of three minor
children: Russell Clayton Cunningham (Clayton), Shawn Allen
Cunningham (Shawn), and Meredith Charee Cunningham (Charee), in
accordance with Article 2 (General Adoption Procedure) of Chapter48 (Adoptions) of our General Statutes. The Harnett County
Department of Social Services (DSS), the agency which had placed
the three minor children with petitioners, filed a Motion to
Dismiss Petition for Adoption for each of the three minor
children. The guardian ad litem for the three minor children filed
a Motion to Dismiss in response to each of the three adoption
petitions.
Petitioners filed three motions requesting orders dispensing
with the requirement that consent be given by DSS. See N.C. Gen.
Stat. § 48-3-603(b)(1) (2001) ([t]he court may issue an order
dispensing with the consent of . . . an agency that placed the
minor upon a finding that the consent is being withheld contrary to
the best interest of the minor). Petitioners also filed a Reply
to Motion to Dismiss in response to the motions to dismiss filed
by DSS, alleging that DSS had previously consented to the adoption
of each of the three minor children. Finally, petitioners filed a
Reply to Motion to Dismiss in response to the motions to dismiss
filed by the guardian ad litem. The three cases were transferred
to district court for a hearing on the motions by orders of the
clerk of court.
Following a hearing on the motions, the trial court entered an
Order Dismissing Adoption Petitions. The trial court found and
concluded: (1) that petitioners had not offered competent evidence
that DSS had executed written consent for adoption by petitioners
in accordance with N.C. Gen. Stat. § 48-3-605(d) (2001); (2) that
DSS had removed the three minor children from petitioners' home on28 August 2000 following a report by petitioners' neighbor that Mr.
Cunningham had verbally assailed and physically assaulted a foster
child living in petitioners' home; (3) that the petitioners' home
environment would be injurious to the physical and emotional well-
being of the three minor children; and (4) that adoption by
petitioners would not be in the best interests of the three minor
children. Thus, the trial court: (1) denied petitioners' motions
to dispense with the requirement that DSS consent to the adoptions;
(2) granted the motions by DSS and the guardian ad litem to dismiss
the petitions to adopt; and (3) ordered that DSS retain physical
and legal custody of the three minor children. Petitioners appeal.
On appeal, petitioners have raised forty-one assignments of
error. Seven of these are not raised in petitioners' appellate
brief and are therefore deemed abandoned. N.C.R. App. P. 28(b)(6).
The remaining assignments of error are condensed into the following
three issues: (1) whether the trial court erred in concluding that
DSS did not consent to the adoption of the three minor children by
petitioners; (2) whether the trial court's findings are supported
by competent evidence and whether the findings support the legal
conclusions; and (3) whether the trial court erred in admitting
certain evidence and refusing to admit certain other evidence.
Initially, we note that adoption proceedings are heard by the
court without a jury. N.C. Gen. Stat. § 48-2-202 (2001). Our
scope of review, when the Court plays such a dual role, is to
determine whether there was competent evidence to support its
findings of fact and whether its conclusions of law were proper inlight of such facts. In re Norris, 65 N.C. App. 269, 275, 310
S.E.2d 25, 29 (1983), cert. denied, 310 N.C. 744, 315 S.E.2d 703
(1984).
I.
Petitioners first argue that the trial court's order is
reversible because the trial court erred in finding that
petitioners offered [n]o competent evidence that DSS had
executed a written consent for Petitioners to adopt the children
in question in compliance with [N.C. Gen. Stat. §] 48-3-605(d),
and because the trial court erred in concluding that DSS did not
consent to the adoption of the children. We disagree.
Pursuant to N.C. Gen. Stat. § 48-3-601(3)(a) (2001), in all
cases in which an agency has placed the minor for adoption, the
agency must give its consent to a petition to adopt (unless consent
is not required under N.C. Gen. Stat. § 48-3-603). Specifically,
consent by an agency must be executed by the executive head or
another authorized employee of the agency, and must be signed and
acknowledged under oath in the presence of an individual authorized
to administer oaths or take acknowledgments. N.C. Gen. Stat. §
48-3-605(d). Here, although there was conflicting testimony at the
hearing as to whether consent forms had been prepared and signed by
DSS, there was no evidence that any prepared and signed consent
forms were acknowledged under oath. Thus, the trial court's
specific finding that there was no competent evidence that DSS had
executed a written consent for Petitioners to adopt the childrenin question in compliance with [N.C. Gen. Stat. §] 48-3-605(d), is
supported by the evidence.
Moreover, the statutory scheme mandates that, [a]t the time
the petition is filed, the petitioner shall file or cause to be
filed . . . [a]ny required consent . . . that has been executed,
N.C. Gen. Stat. § 48-2-305(2) (2001), and further mandates that,
before granting an adoption petition, the court must make a finding
that [e]ach necessary consent . . . has been obtained and filed
with the court, N.C. Gen. Stat. § 48-2-603(a)(4) (2001). There is
no evidence in the record that petitioners filed or caused to be
filed any executed consent forms from DSS at the time the petitions
were filed, or at any time thereafter. In fact, petitioners have
not assigned error to the trial court's finding that [n]o written
consent executed by DSS was filed or caused to be filed by the
Petitioners pursuant to N.C. Gen Stat. [§] 48-2-305[(2)] at the
time the adoption petitions were filed. We hold that the trial
court's conclusion that DSS did not consent to the adoptions was
supported by the findings.
Even assuming arguendo that the evidence established that DSS
had executed consent to the adoptions, and that petitioners had
filed or caused to be filed executed consent forms by DSS, the
trial court's ultimate determination to dismiss petitioners'
petitions for adoption would not be reversible on this basis. One
of the primary purposes of Chapter 48 of our General Statutes is
protecting minors from placement with adoptive parents unfit to
have responsibility for their care and rearing. N.C. Gen. Stat.§ 48-1-100(b)(1) (2001). More specifically, N.C. Gen. Stat. § 48-
3-502(b) (2001) provides:
Before a decree of adoption becomes final, the
agency may for cause petition the court to
dismiss the adoption proceeding and to restore
full legal and physical custody of the minor
to the agency; and the court may grant the
petition on finding that it is in the best
interest of the minor.
N.C. Gen. Stat. § 48-3-502(b). Moreover, N.C. Gen. Stat. § 48-2-
604(a) (2001) provides:
If at any time between the filing of a
petition to adopt a minor and the issuance of
the final order completing the adoption it
appears to the court that the minor should not
be adopted by the petitioners or the petition
should be dismissed for some other reason, the
court may dismiss the proceeding.
N.C. Gen. Stat. § 48-2-604(a). Thus, the trial court had full
statutory authority to dismiss the petitions for adoption based on
the best interests of the three minor children regardless of
whether DSS had previously consented to the adoptions. This
assignment of error is overruled.
II.
Petitioners next argue that certain findings were not
supported by competent evidence, and that certain conclusions were
not supported by the findings. We have carefully reviewed the
record and the assignments of error, and have determined that it is
not necessary to address each and every one of petitioners'
assignments of error concerning the trial court's numerous findings
and conclusions. This is because we believe the testimony
described in detail below fully supports certain critical findingsby the trial court (also set forth below), and that these findings
fully support the trial court's conclusion of law that adoption by
petitioners would not be in the best interests of the three minor
children.
Art McRoberts testified that on 27 August 2000 he witnessed
Mr. Cunningham, who was out of control, cursing at a boy, later
identified as Charlie, on his property, using the words 'fuck'
and 'fucker.' He turned away and, when he looked back, he saw
Charlie on the ground. Mr. Cunningham continued to scream at
Charlie, and kicked Charlie in his side with the toe of his shoe at
least three times. Mr. McRoberts subsequently reported the
incident to DSS.
Gail Langford, a child protective services investigator for
Wake County Department of Human Services, testified as follows.
Following Mr. McRoberts' neglect report filed against petitioners
on 27 August 2000 pertaining to the incident involving Charlie, Ms.
Langford conducted an investigation in order to determine whether
the neglect allegation could be substantiated. Ms. Langford
conducted interviews with: the four foster children who were
placed with petitioners at that time (Charlie, Clayton, Shawn, and
Charee); three children who had previously resided with petitioners
(Danielle, Cherokee, and Tonya); petitioners; Mr. McRoberts; and an
additional neighbor. Ms. Langford documented the results of her
investigation in a report, which report was admitted in evidence
over petitioners' objection on the grounds of hearsay. Petitionersdo not assign error to the admission of Ms. Langford's testimony,
or her report, on appeal.
Ms. Langford testified that Charlie told her the following
about the 27 August 2000 incident. Petitioners had been upset with
Charlie because he had eaten some of Mr. Cunningham's cereal, did
not put some clothes away, and left a dirty bowl in his bedroom.
Mr. Cunningham said to Charlie, '[g]et out of my face, get out of
my house, go out the door. Don't come back.' Charlie left the
house and Mr. Cunningham followed him and yelled, '[m]otherfucker,
get back inside.' As Charlie was walking back to the house, he
tripped and fell. Mr. Cunningham 'nudged . . .' Charlie with his
foot three times, twice on Charlie's side and once on Charlie's
thigh. Mr. Cunningham pulled him up by both arms, held one of
Charlie's arms, and directed him to the garage. Charlie also added
that Mr. Cunningham was very angry that morning and had ripped the
Nintendo wires from the television set because Clayton was not
getting ready for church.
Ms. Langford testified that Clayton told her that Mr.
Cunningham had pushed Charlie down, and that he saw Mr. Cunningham
kick Charlie one time. Clayton also told her that Mr. Cunningham
had kicked Charlie before. Ms. Langford testified that Mr.
Cunningham told her that he had grabbed for Charlie's arm, had
accidentally hit him in the side causing Charlie to fall to the
ground, and had nudged Charlie once with the side of his shoe while
saying, '[g]et in the house.' Ms. Cunningham told Ms. Langford
that she saw Mr. Cunningham administer several short kicks ofabout 12 inches with the toe of the shoe. Ms. Cunningham's
testimony was consistent with the testimony of Mr. McRoberts who
had witnessed the incident.
Ms. Langford also testified to the following: that Danielle
and Cherokee told her that, on one occasion, Mr. Cunningham had
told Cherokee to leave the table because she would not eat her
potatoes, and that as she walked up the stairs, he followed her
kicking her up the stairs, his foot on her buttocks as she went up
the stairs; that on this occasion, Mr. Cunningham followed her
upstairs to the bathroom, slammed the door, put his hand on her
neck and yelled at her; that Cherokee told her that Mr. Cunningham,
on one occasion, told Cecily to shut up and he kicked her; that
Jacob told her that Mr. Cunningham had kicked him on one occasion
while Jacob was lying on the floor; that Charlie told her that
petitioners had made Cherokee swish vinegar in her mouth because
she had not told petitioners that she had wet her bed; that
Cherokee told her Mr. Cunningham had spanked her on one occasion
causing her to wet the bed, and that she was then made to sleep in
her wet pants and on the wet sheets; that Charlie and Danielle told
her that Mr. Cunningham had slapped Charlie in the face on one
occasion; that Charlie, Cherokee and Danielle told her that Mr.
Cunningham had spanked Charlie with a belt occasionally; that Shawn
told her that he had been spanked once; that Charlie, Shawn and
Charee told her that Clayton had been popped with a hand on his
buttocks; that Clayton told her Mr. Cunningham had hit him on hisbuttocks with a belt, and Ms. Cunningham spanked him with her
hand.
Ms. Langford further testified that petitioners acknowledged
that Mr. Cunningham had a temper and often lost his temper and
sometimes cursed at the children, and that they spanked the
children with their hands and with a belt, but that petitioners
contended they had not done so since DSS had changed their policy
to prohibit physical discipline. Ms. Langford testified that
Charlie told her that he tends to cry when he sees his biological
family, and that Mr. Cunningham calls him a baby or a girl if he
cries. She also testified: that Clayton told her Mr. Cunningham
had pushed Ms. Cunningham in the kitchen causing her to fall and
cut her knee; that Danielle told her that Mr. Cunningham yells and
curses at Ms. Cunningham; that Charlie told her that he has heard
Mr. Cunningham call Ms. Cunningham a fucking bitch; and that Mr.
Cunningham admitted to calling his wife a bitch.
After completing her investigation, Ms. Langford met with five
other staff members from her organization and together they
unanimously concluded that there was sufficient evidence to
substantiate allegations of neglect for improper supervision
specifically as to the incident involving Charlie, and neglect for
injurious environment as to Charlie, Clayton, Shawn and Charee.
Petitioners have not challenged the admission of the testimony
offered by Mr. McRoberts or Ms. Langford on appeal, which testimony
fully supports the following critical findings by the trial court:
8. On August 27, 2000, Art McRoberts . . .
observed [Mr. Cunningham] yelling andcursing at Charlie America, a thirteen
year old foster child then living in the
Cunningham home. [Mr. Cunningham] used
the terms fuck and fucker toward
Charlie . . . [and was] out of control
with anger. . . . Mr. McRoberts . . .
saw Charlie . . . lying on the ground.
[Mr.] Cunningham then kicked or nudged
Charlie . . . with the toe of his shoe
between three and six times. . . . [Mr.
McRoberts'] testimony in open court
regarding the incident . . . was
credible.
. . .
12. Petitioners admitted that [Mr.]
Cunningham used his foot against Charlie
. . . while Charlie was on the ground
. . . . [Mr.] Cunningham's use of his
foot to discipline Charlie was
inappropriate.
. . .
14. An investigation on behalf of DSS
substantiated an allegation of neglect
for improper discipline as to Petitioners
because of the incident reported by [Mr.]
McRoberts. An allegation of environment
injurious to the well-being of [the]
children was also substantiated as to
Petitioners' home.
15. It was not unusual for [Mr.] Cunningham
to lose his temper with foster children
and become enraged.
16. [Mr.] Cunningham kicked foster children
before the August 27 incident.
17. [Mr.] Cunningham has yelled and cursed at
Shawn . . . and Charee . . . while they
were foster children in his care. [Mr.]
Cunningham has also yelled and cursed at
Clayton . . . .
18. Petitioners . . . have used physical
discipline, including whipping with a
belt, on foster children in their home
. . . .
19. Petitioners . . . have used other
inappropriate forms of discipline for
foster children, including requiring
children to hold vinegar in their mouths.
20. At least one episode of domestic violence
has occurred in Petitioners' home.
Specifically, [Mr.] Cunningham pushed
[Ms.] Cunningham down in their kitchen
during an argument. [Ms.] Cunningham
hurt her knee as a result of this
episode, which was observed by Clayton
. . . .
. . .
22. [Mr.] Cunningham's temper and history of
using improper physical force against
children and against his wife creates a
substantial danger that future physical
and emotional harm could occur to
children living in the Cunningham
household. . . .
23. The attitude and conduct of Petitioners
with respect to physical discipline,
domestic violence and verbal abuse toward
foster children in their care
demonstrates a lack of understanding by
Petitioners of appropriate parenting
skills. . . .
We hold that these findings are supported by competent evidence in
the record, and that they support the trial court's conclusion that
adoption by petitioners would not be in the best interests of the
three minor children. For this reason, we need not reach
petitioners' numerous other assignments of error as to various
other findings by the trial court, since reversal would not be
warranted even if such other findings were not supported by
competent evidence in the record.
III.
Finally, petitioners argue that the trial court erred in
admitting certain evidence and refusing to admit certain other
evidence. Petitioners assign error to the trial court's admission
of: (1) certain testimony by Anne Verdin, an adoption worker
employed by DSS, on the grounds that the testimony constituted
hearsay, and that Ms. Verdin lacked sufficient personal knowledge
and was not qualified as an expert; (2) a report regarding a foster
child named Jacob, and accompanying photographs of Jacob's bruises,
which formed the basis of a complaint filed against petitioners in
April 1996 alleging that Jacob had been abused, on the grounds that
the report contained hearsay and no foundation was established for
admission of the photographs; (3) testimony by Dr. Vivian Denise
Everett, director of the Child Sexual Abuse Team at Wake Medical
Hospital, regarding her examination of a foster child named Cecily,
on the grounds of hearsay. We need not address these assignments
of error because, as noted above, we conclude that the testimony
offered by Ms. Langford and Mr. McRoberts fully supports the
critical findings set forth above, and that such findings support
the trial court's ultimate determination in the matter. In other
words, even assuming
arguendo that the evidence identified by
petitioners should not have been admitted, and that the findings
based upon such evidence were therefore not supported by competent
evidence in the record, such determination would not warrant
reversal.
Petitioners also contend that the trial court erred in
excluding the juvenile files of five foster children (Cecily,Danielle, Cherokee, Charlie, and Jacob), and the mental health
records of two foster children (Danielle and Cherokee).
Petitioners argue that they were prejudiced by the exclusion of
this evidence because the files and mental health records would
certainly be relevant for purposes of care and treatment by the
Petitioners and the health history and veracity of the children.
Petitioners have failed to indicate precisely how such evidence
would have influenced the trial court's decision in this matter.
Evidence of favorable care and treatment of the children by
petitioners would not have negated the plenary evidence of neglect
offered during the hearing, and petitioners' mere speculation that
such files might contain evidence pertaining to the veracity of the
children is insufficient to compel the conclusion that the
exclusion of such evidence constitutes reversible error.
For the reasons stated herein, we affirm the trial court's
order dismissing the adoption petitions.
Affirmed.
Judges WYNN and THOMAS concur.
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