Link to original WordPerfect file
How to access the above link?
All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
NO. COA01-1350
NORTH CAROLINA COURT OF APPEALS
Filed: 3 December 2002
STATE OF NORTH CAROLINA,
v
.
ROY LEE CHILDERS,
Defendant-Appellant.
Appeal by defendant from judgments entered 16 May 2001 by
Judge Dennis J. Winner in Rutherford County Superior Court. Heard
in the Court of Appeals 14 August 2002.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Richard G. Sowerby, for the State.
Deaton & Biggers, PLLC, by W. Robinson Deaton, Jr. and Brian
D. Gulden, for defendant-appellant.
BRYANT, Judge.
Defendant appeals his conviction for illegal possession of
video gaming machines and assault with a firearm on a law
enforcement officer. On 3 October 2000, law enforcement officers
located and seized three video gaming machines at the Childers'
Family Restaurant [the restaurant] in Rutherford County, North
Carolina. Following a confrontation with officers, defendant was
arrested in conjunction with the seizure of the gaming machines.
The State indicted defendant on three counts of allowing, placing,
or keeping a video gaming machine in operation and eight counts of
assault with a firearm on a law enforcement officer.
Following a trial by jury, defendant was convicted on all
counts. The assault convictions were subsequently consolidated forsentencing. The trial court sentenced defendant to three
consecutive, six-to-eight-month suspended terms of imprisonment for
the illegal gaming conviction and a suspended twenty-four-to-
thirty-eight-month term for the assault convictions. The court
placed defendant on probation, under the condition that he serve a
six-month active prison term. Defendant now appeals.
____________________
Defendant presents the following assignments of error: (I)
the trial court erred in presenting the charge of possession of
illegal gaming machines to the jury because the law does not
require that the machines actually be listed for ad valorem
property tax purposes prior to 31 January 2000; (II) the trial
court erred in allowing the State's exhibits in that they were
tainted by defendant's unlawful arrest; (III) the trial court erred
in its instructions to the jury; (IV) the trial court erred in
excluding evidence of defendant's forgetfulness, hearing problem
and diminished capacity; (V) the trial court erred in denying
defendant's motion to dismiss; and (VI) the defendant is entitled
to a new trial because he was materially prejudiced by not having
a formal arraignment.
I.
Defendant first argues that the trial court erred in
presenting the possession of illegal video gaming machines charge
to the jury, based upon his interpretation of the discovered-
property provision of the North Carolina taxation statutes,
N.C.G.S. § 105-312(e) (2001). Section 14-306.1(a)(1), the statute under which defendant was
convicted, prohibits the operation and possession of video gaming
machines, unless those machines were "[l]awfully in operation, and
available for play, within this State on or before June 30, 2000;
and . . . [l]isted in this State by January 31, 2000 for ad valorem
taxation for the 2000-2001 tax year. . . ." N.C.G.S. § 14-
306.1(a)(1) (2001) (effective 1 October 2000).
The "discovered-property" provision, relied upon by defendant,
states the following:
When property is discovered, the taxpayer's
original abstract (if one was submitted) may
be corrected or a new abstract may be prepared
to reflect the discovery. If a new abstract
is prepared, it may be filed with the
abstracts that were submitted during the
regular listing period, or it may be filed
separately with abstracts designated "Late
Listings." Regardless of how filed, the
listing shall have the same force and effect
as if it had been submitted during the regular
listing period.
N.C.G.S. § 105-312(e). The "listing period" is defined as the
month of January. N.C.G.S. § 105-307(a) (2001). According to
defendant's application of the discovered-property provision, a
taxpayer may list gaming machines after 31 January 2000, the end of
the 2000-2001 listing period, and have the listing deemed filed by
31 January 2000, avoiding criminal liability under N.C.G.S. § 14-
306.1(a)(1). Thus, defendant argues, for a video gaming machine to
be legal, it did not actually have to be listed for
ad valorem tax
purposes by 31 January 2000. We disagree.
"Where, as here, one statute deals with a particular situation
in detail, while another statute deals with it in general andcomprehensive terms, the particular statute will be construed as
controlling absent a clear legislative intent to the contrary."
Merritt v. Edwards Ridge, 323 N.C. 330, 337, 372 S.E.2d 559, 563
(1988) (citation omitted). Furthermore,
when statutory language is
"clear and unambiguous," it must be given "its plain and definite
meaning[.]"
Carrington v. Brown, 136 N.C. App. 554, 558, 525
S.E.2d 230, 234
(quoting 27 Strong's North Carolina Index 4th
,
Statutes § 28 (1994)),
review denied, 352 N.C. 147, 543 S.E.2d 892
(2000).
Section 14-306.1(a)(1) is a particularized, unambiguous
statute, criminalizing a particular act _ operation of video gaming
machines, unless they were in operation "on or before" 30 June 2000
and listed for
ad valorem tax purposes "by" 31 January 2000.
Criminal statute § 14-306.1(a)(1) became effective on 1 October
2000, long after the enactment of subsection 105-312(e). It in no
way references subsection 105-312(e), its "
as if it had been
submitted" language or any other similarly permissive language.
In contrast, by its plain language and context, subsection
105-312(e) is clearly a portion of a general taxation statute
concerning only a tax assessor's duty to list, assess and tax
discovered property.
See N.C.G.S. § 105-312(b), (d), and (e).
"Discovered property" is "all property not properly listed during
the regular listing period. . . ." N.C.G.S. § 105-312(b). To
valuate discovered property, the assessor must treat the property
as if it was listed before the end of the listing period with the
taxpayer's remaining property.
See N.C.G.S. § 105-312(b), (d). Therefore, "[s]ubsection (e) is a tool for the tax collector, not
a tool for the property owner, and cannot be imported into
unambiguous legislation to defeat the purpose of such legislation
by legitimizing machines which were not listed by January 31,
2000."
Henderson Amusement, Inc. v. Good, 172 F. Supp. 2d 751, 764
(W.D.N.C. 2001) (examining the same issue and following the same
line of reasoning in a 28 U.S.C. § 1983 case),
abrogation
recognized on other grounds,
Gantt v. Whitaker, 203 F. Supp. 2d 503
(M.D.N.C. 2002).
(See footnote 1)
Evidence presented at trial shows that defendant's actions
clearly ran afoul of the unambiguous language and purpose of
N.C.G.S. § 14-306.1(a)(1): Trial testimony revealed that the
machines seized from the restaurant were not installed, in
operation and available for play until 1 October 2000 _ almost
three months after the 30 June 2000 deadline, and county tax
records showed that the machines were not listed for tax purposes
until 28 September 2000 _ certainly not "by" 31 January 2000.
Defendant's use of the discovered property provision to legitimizeactivity prohibited by § 14-306.1(a)(1) is contrary to its plain
meaning and the legislature's intent.
We therefore conclude that
the trial court did not err in submitting the illegal gaming
machine charge to the jury. Accordingly, this assignment of error
is overruled.
II.
Defendant next argues that it was error for the trial court to
admit the State's exhibits because they were tainted by defendant's
warrantless arrest, for which the arresting officers did not have
probable cause. We disagree.
In North Carolina, "[a]n officer may arrest without a warrant
any person who the officer has probable cause to believe has
committed a criminal offense in the officer's presence." N.C.G.S.
§ 15A-401(b)(1) (2001). In making an arrest without a warrant, it
is not essential that the officer show an offense has actually been
committed, it is only necessary that the officer show he has
reasonable grounds to believe an offense has been committed. State
v. Crawford, 125 N.C. App. 279, 282, 480 S.E.2d 422, 424 (1997).
Based upon prior knowledge of the machines' presence at the
restaurant, Sheriff Department Detective David Petty and several
other officers visited the location on 3 October 2000. The
officers learned from the restaurant's lessee, Glady Whiteside,
that the machines located therein were not hers, that she had
informed defendant that she did not want them in the restaurant and
that tickets from the machines could be redeemed at defendant's
store, Childers' Truck Stop [the store], located beside therestaurant. Detective Petty and other officers proceeded to the
store where they met defendant.
Given the information obtained from Whiteside, observation of
the machines' presence in the restaurant on the day of defendant's
arrest and Detective Petty's knowledge that defendant failed to
register the machines with the Sheriff's Department, the officers
had ample evidence to reasonably assume that a crime was being
committed. Because the officers possessed such probable cause,
defendant's warrantless arrest was proper. This assignment of
error is therefore overruled.
III.
Defendant next assigns error to the instructions given to the
jury. In particular, defendant contends that the jury should have
been instructed (1) that defendant had a right to defend himself
with regards to an unlawful arrest; (2) that the firearm he
possessed at the time of his arrest was required to be pointed at
or toward the alleged victims to find him guilty of assault with a
firearm on a law enforcement officer.
"[I]f a request is made for a jury instruction which is
correct in itself and supported by evidence, the trial court must
give the instruction at least in substance." State v. Duncan, 136
N.C. App. 515, 517, 524 S.E.2d 808, 810 (2000) (citations and
internal quotation marks omitted). First, we find no error in the
court's decision not to instruct the jury that defendant could
defend himself from an unlawful arrest. As noted in our discussion
of the previous assignment of error, the evidence did not supportdefendant's contention that he was subjected to an unlawful arrest,
and therefore the court was not obligated to give the instruction.
Second, we also conclude that defendant was not entitled to
the above listed instruction as to the assault charge. The
evidence at trial established that: After their conversation with
Whiteside, Detective Petty and the other officers proceeded to the
store where they encountered defendant. Upon inquiry by the
officers, defendant denied ownership of the gaming machines in
question. Detective Perry informed defendant that the machines
were to be seized and someone, either Whiteside or defendant, would
be arrested. Defendant told the officers to arrest him, and later
reached under the store's counter, "slammed down" a revolver and
challenged the officers to "[c]ome behind the counter and get
[him]." While the officers yelled for defendant to put the gun
down and come out from behind the counter, defendant cursed the
officers and the Sheriff's Department and "was very belligerent, []
was waving the gun around the entire time [the officers] were
dealing with him." Eventually, the officers gained control and
subsequently arrested defendant.
To establish that a defendant assaulted a law enforcement
officer with a firearm, the State must prove: (1) an assault; (2)
with a firearm; (3) on a law enforcement officer; (4) while the
officer is engaged in the performance of his or her duties.
N.C.G.S. § 14-34.5(a) (2001). An assault is "an overt act or
attempt, with force and violence, to do some immediate physical
injury to the person of another, which show of force or violencemust be sufficient to put a person of reasonable firmness in fear
of immediate physical injury." State v. Haynesworth, 146 N.C. App.
523, 529, 553 S.E.2d 103, 108 (2001) (emphasis added).
The State need not prove, as defendant contends, that he
pointed a firearm at a law enforcement officer; rather, the State
need only prove that defendant put on a show of force or violence
sufficient to put a person of reasonable firmness in fear of
immediate physical injury. This, the correct statement of the law
corresponds to the trial court's instructions and the evidence
presented at trial. Because the assault instruction requested by
defendant misapprehends the law, the trial court did not err in its
failure to give the instruction. Accordingly, this assignment of
error is overruled.
IV.
Defendant next argues that the trial court erred in excluding
evidence regarding defendant's forgetfulness, hearing problem and
diminished capacity. Defendant contends that by instructing the
jury that the defendant is guilty of an assault if he commits a
willful, overt act, the trial court transformed the offense from a
general intent to a specific intent crime for which the excluded
evidence of his ailments could have served as a defense. We
disagree.
Assault with a firearm upon a law enforcement officer is a
general intent crime, for which diminished capacity is not a
defense. State v. Page, 346 N.C. 689, 700, 488 S.E.2d 225, 232(1997) (citations omitted). Therefore, the trial court's exclusion
of evidence serving as a defense to the assault was not error.
Furthermore, assuming arguendo that the trial court's
characterization of an assault as a wilful, overt act was error, it
was invited by defendant. Defendant did not object to the use of
the word "willful" in the jury instruction. In fact, defendant
encouraged its inclusion, stating to the trial court, "I think you
should use the word willful." When the trial court responded that
it would use "willful and overt act," defendant replied, "That's
fine." Because defendant invited what he now argues was error, he
cannot contend that the alleged error entitles him to relief. See
State v. Cagle, 346 N.C. 497, 509, 488 S.E.2d 535, 544 (1997)
(noting that invited errors are not subject to review).
Accordingly, this assignment of error is overruled.
V.
Defendant next argues that the trial court erred in denying
his motion to dismiss as there was insufficient evidence to support
both his convictions for possession of the gaming machines and
assault with a firearm on a law enforcement officer. Our review of
the facts presented at trial, the pertinent portions of which are
set out in the above assignments of error, reveals that there was
substantial evidence supporting both of defendant's convictions.
See State v. Powell, 299 N.C. 95, 98, 261 S.E.2d 114, 117 (1980)
(holding that convictions must be supported by substantial evidence
to withstand motion to dismiss). Consequently, this assignment of
error is overruled.
VI.
Defendant's final argument is that the trial court erred in
failing to grant him a new trial based upon the material prejudice
he suffered in not having a formal arraignment on the record. We
disagree.
"[F]ailure of the record to show a formal arraignment does not
entitle defendant to a new trial where the record indicates that
defendant was tried as if he had been arraigned and had entered a
plea of not guilty, as is the situation here." State v. Benfield,
55 N.C. App. 380, 382, 285 S.E.2d 299, 301 (1982). Given the facts
of the present case, there is no doubt that the purpose of an
arraignment has been achieved _ "defendant was fully aware of the
charge against him [and] that he was in nowise prejudiced by the
omission of a formal arraignment _ if indeed it was omitted." Id.
(citation and internal quotation marks omitted).
Here, the record shows that defendant was not formally
arraigned, but the charges against him were joined together, that
he did indeed plead not guilty to those charges and that he then
proceeded to trial as if he had been arraigned. Given the events
surrounding defendant's plea, he is not entitled to a new trial
based upon the absence of a formal arraignment on the record. This
assignment of error is overruled.
For the reasons stated above, we find defendant received a
fair trial, free from error.
NO ERROR.
In
Henderson, a North Carolina federal district court held in
a § 1983 action that a sheriff who seized video gaming machines via
the authority granted by § 14-306.1(a)(1) was immune from suit in
his official capacity based on the Eleventh amendment and due to
his status as a state official. 172 F. Supp. 2d at 763. In an
alternative holding, the court addressed arguments by the plaintiff
concerning the discovered property provision very similar to the
contentions of defendant in the case
sub judice.
Id. at 763-64. We
find that the federal court's reasoning and interpretation of the
North Carolina statutes, while certainly not controlling
authority, is sound and instructive to the issues presented by the
present case.
Henderson was later abrogated by another federal
court's ruling in
Gantt, finding that a sheriff is a local, not
state, official.
Gantt, 203 F. Supp. 2d at 509.
*** Converted from WordPerfect ***