STATE OF NORTH CAROLINA
v
.
JAMES BEN SMITH
Attorney General Roy Cooper, by Assistant Attorney General
Philip A. Lehman, for the State.
Adrian M. Lapas, for defendant-appellant.
McGEE, Judge.
James Ben Smith (defendant) was arrested on 2 July 2000 and
counsel was appointed to represent him on 3 July 2000. Defendant's
counsel withdrew on 5 July 2000 due to an ethical conflict and
James S. Perry (Perry) was appointed to represent defendant.
Defendant was indicted on 11 December 2000 for armed robbery,
assault with a deadly weapon inflicting serious injury, three
counts of possession with intent to sell and deliver a controlled
substance, sale of a controlled substance, keeping and maintaining
a building for the use of controlled substances, and possession of
a firearm by a convicted felon.
Perry appeared in court on 9 February 2001 and asked to
withdraw as defendant's counsel because he believed defendant
intended to file a malpractice action against him. Perry wasallowed to withdraw and Nick Harvey (Harvey) was appointed to
represent defendant. Defendant's trial was continued to the 5
March 2001 session of superior court. Harvey and defendant
appeared in court on 5 March 2001 and Harvey moved to continue the
case and to withdraw as counsel. The trial court denied both
motions.
The evidence presented at trial tended to show that Bill
Berger (Berger) and Cheree Chadwell (Chadwell) visited defendant's
unlicensed bar in Pink Hill, North Carolina on 2 July 2000 "to get
some weed." Defendant's premises consisted of a cinder block
building containing a couple of sofas, a big screen television, a
bar, and two pool tables. The building did not contain a bedroom,
bed, shower facilities, or any clothing belonging to defendant.
Berger waited in the car while Chadwell entered the building
and asked if anyone had any "reefer." Defendant went into the
bathroom and retrieved a bag of marijuana that he sold to Chadwell.
After completing the transaction, Chadwell asked defendant if
Berger could come inside and defendant said yes. Chadwell went to
the door and allowed Berger to enter the premises.
A few minutes after Chadwell entered, Anna Higuera (Higuera),
defendant's daughter, entered the building. When she saw Berger,
Higuera told defendant that there might be trouble because of a
previous confrontation between her and Berger. Higuera told
defendant that Berger had threatened "to rip my face off" during an
argument over a dog she had given Berger. Defendant approached
Berger and asked him about his threats to Higuera. Berger made asnide retort to defendant and defendant backhanded him several
times. Defendant picked up a pistol, pointed it at Berger, and hit
him in the head with the barrel of the gun several times.
Defendant asked Berger if he had any money and he told Berger
to put his cash on the pool table. Defendant told his daughter to
take the amount of money that Berger owed her and she picked up
thirty dollars. Defendant asked Berger if he would like to make a
donation to the Society for the Prevention of Cruelty to Animals
(SPCA). Berger replied that he would and he allowed defendant to
decide the amount. Defendant removed a one hundred dollar bill
from the pile of cash and wrote "SPCA" on the bill. Defendant hit
Berger a few more times and ordered him to leave the premises.
Berger went to a friend's house and called the Lenoir County
Sheriff's Department. Detective Jeffrey Herring (Herring)
testified that he took Berger to a hospital emergency room for
medical treatment after interviewing him. Berger suffered cuts to
his nose and ears and heavy bruises to his jaw, cheeks, and the
back of his head. Herring obtained a search warrant for
defendant's premises later that evening.
Herring and four other officers arrived at defendant's
building around 11:15 p.m. to conduct a search of the premises.
The officers knocked and identified themselves, did not receive an
answer, and then forcefully entered the building. The officers
found defendant and several other men lying on the floor. A bag
containing 7.9 grams of marijuana was recovered in defendant's
immediate proximity and a box containing bags of marijuana and ahandgun was found on a couch in the same room. The officers
removed keys and $1,051.00 in cash from defendant's pockets. They
used the keys to open the women's bathroom, where they found a bag
containing half a pound of marijuana, bags containing
methamphetamine mixed with cocaine, syringes, rolling paper,
handgun ammunition, and a box containing a bloodstained one hundred
dollar bill. Captain Christopher Hill of the Lenoir County
Sheriff's Department testified that there were no items of personal
clothing, no bed, or other indication that the building was being
used by someone as a home.
Defendant testified that his establishment was similar to a
"hunt club" or "pool club." He acknowledged that he kept alcohol
on the premises and that people at the establishment helped pay for
it. Defendant testified that he became angry at Berger, backhanded
him, pointed a pistol at him, and may have hit him with the pistol.
He also testified that he took a one hundred dollar bill from
Berger and that the blood found on the bill was the result of his
beating Berger.
A jury found defendant guilty of robbery with a firearm,
assault with a deadly weapon inflicting serious injury, possession
of cocaine with intent to sell, possession of methamphetamine with
intent to sell, possession of marijuana with intent to sell,
selling marijuana, intentionally keeping or maintaining a building
which is used for the purpose of unlawfully keeping or selling
controlled substances, and possession of a handgun by a convicted
felon. Defendant was sentenced to a minimum of 117 months and amaximum of 150 months in prison for robbery with a firearm, a
minimum of 46 months and a maximum of 65 months in prison for
assault with a deadly weapon inflicting serious injury, and a
minimum of 20 months and a maximum of 24 months for possession of
a firearm by a felon. Defendant also was sentenced to a total
minimum of 14 months and a maximum of 17 months for possession of
cocaine, methamphetamine, and marijuana with intent to sell and a
total minimum of 14 months and a maximum of 17 months for the sale
of marijuana and maintenance of a place for unlawfully keeping or
selling controlled substances. Defendant appeals.
Defendant first argues the trial court abused its discretion
and denied defendant's sixth amendment right to effective
assistance of counsel under the United States Constitution when the
trial court denied defendant's motion for a continuance. Defendant
contends that twenty-one days was insufficient time for defendant's
attorney to adequately prepare for trial.
The right to the assistance of counsel
and the right to face one's accusers and
witnesses with other testimony are guaranteed
by the Sixth Amendment to the Federal
Constitution which is made applicable to the
States by the Fourteenth Amendment, and by
Article I, Sections 19 and 23 of the
Constitution of North Carolina. The right to
the assistance of counsel includes the right
of counsel to confer with witnesses, to
consult with the accused and to prepare his
defense.
State v. Cradle, 281 N.C. 198, 208, 188 S.E.2d 296, 302-03, cert.
denied, 409 U.S. 1047, 34 L. Ed. 2d 499 (1972).
It is well-established that a motion to
continue is ordinarily addressed to the trial
judge's sound discretion and his rulingthereon will not be disturbed except upon a
showing of abuse of discretion. However, when
a motion to continue is based on a
constitutional right, the question presented
is a reviewable question of law.
State v. Poole, 305 N.C. 308, 318, 289 S.E.2d 335, 341-42 (1982)
(citations omitted). The defendant must specifically demonstrate
how his case would have been better prepared had the continuance
been granted or show that he was materially prejudiced by the
denial of the motion. State v. Covington, 317 N.C. 127, 130, 343
S.E.2d 524, 526 (1986); see Cradle, 281 N.C. at 208, 188 S.E.2d at
303 (stating that a motion for continuance should be supported by
an affidavit setting forth the grounds for a continuance).
Defendant cites State v. Rodgers, 352 N.C. 119, 529 S.E.2d 671
(2000), in support of his argument. In Rodgers, our Supreme Court
granted the defendant a new trial because his newly appointed
counsel received only thirty-four days to prepare for a bifurcated
capital trial after withdrawal by previous counsel. Id. at 125,
529 S.E.2d at 675-76. The Rodgers case was particularly complex
with multiple incidents occurring over several days. Id. The
Court found that the defendant's counsel had not interviewed
witnesses, submitted a jury questionnaire for distribution, or
responded to orders issued in pre-trial rulings. Id. Our Supreme
Court stated that it was unreasonable to expect any attorney to be
adequately prepared to try a bifurcated capital case with numerous
witnesses in only thirty-four days. Id.
The Rodgers case is distinguishable from the case before us.
Defendant's case did not possess the degree of complexity as theissues in Rodgers. This was not a capital case and there were a
limited number of witnesses testifying at trial. Furthermore, the
timeline in the case before us did not prevent defendant's counsel
from following basic pretrial procedures.
Defendant offered no supporting affidavit or other evidence at
trial to demonstrate the need for a continuance. Defendant also
fails to show how his case would have been better prepared had a
continuance been granted or that he was materially prejudiced by
denial of his motion for a continuance. Defendant argues that he
could have testified more effectively had he been granted a
continuance. His argument is insufficient to warrant a new trial,
especially in light of his lack of cooperation with his court-
appointed attorneys. Defendant also argues that he was prejudiced
by counsel calling him by the wrong name. However, defendant fails
to demonstrate how counsel's mental error concerning defendant's
name prejudiced him at trial. The trial court did not err in
denying defendant's motion for a continuance. This assignment of
error is without merit.
Defendant next argues the trial court committed plain error by
permitting his jury trial to begin while defendant was still
dressed in his jail uniform. Defendant contends that his
appearance in jail clothes impaired his presumption of innocence
and deprived him of due process and a fair trial.
Plain error is an error which was "so
fundamental as to amount to a miscarriage of
justice or which probably resulted in the jury
reaching a different verdict than it otherwise
would have reached." To prevail under a
plain error analysis, a defendant mustestablish not only that the trial court
committed error, but that absent the error,
the jury probably would have reached a
different result.
State v. Jones, 137 N.C. App. 221, 226, 527 S.E.2d 700, 704 (2000)
(quoting State v. Bagley, 321 N.C. 201, 213, 362 S.E.2d 244, 251
(1987) (citations omitted), cert. denied, 485 U.S. 1036, 99 L. Ed.
2d 912 (1988)). Our Supreme Court has stated that
"[t]he plain error rule . . . is always to be
applied cautiously and only in the exceptional
case where, after reviewing the entire record,
it can be said the claimed error is a
'fundamental error, something so basic, so
prejudicial, so lacking in its elements that
justice cannot have been done,' or 'where [the
error] is grave error which amounts to a
denial of a fundamental right of the accused,'
or the error has '"resulted in a miscarriage
of justice or in the denial to appellant of a
fair trial."'"
State v. Steen, 352 N.C. 227, 255, 536 S.E.2d 1, 18 (2000) (quoting
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983))
(emphasis omitted), cert. denied, 531 U.S. 1167, 148 L. Ed. 2d 997
(2001).
"'[W]hile it is unlawful for any sheriff, jailer or other
officer to require a prisoner to appear in court for trial dressed
in the uniform of a prisoner, it is not necessarily unlawful for a
prisoner to so appear.'" State v. Johnson, 128 N.C. App. 361, 364,
496 S.E.2d 805, 807 (1998) (quoting State v. Berry, 51 N.C. App.
97, 101-02, 275 S.E.2d 269, 272, disc. review denied, 303 N.C. 182,
280 S.E.2d 454 (1981)), cert. denied, 350 N.C. 842, 538 S.E.2d 581
(1999). Defendant failed to object to his attire at the beginning
of his trial and the record demonstrates that defendant was givenan opportunity to change into a suit of clothes during the morning
break. Defendant has failed to demonstrate that the trial court
committed fundamental error resulting in the denial of justice or
to show that the jury would have reached a different result had the
jury not viewed him in prison attire. The trial court did not err,
nor deprive defendant of justice or a fair trial. This assignment
of error is without merit.
Defendant next argues the trial court erred in allowing the
State to cross-examine defendant about convictions that were more
than ten years old. Defendant contends he was unfairly and
presumptively prejudiced by the admission into evidence of a 1982
conviction for possession of a controlled substance and a 1984
conviction for brandishing a firearm.
Evidence of a conviction . . . is not
admissible if a period of more than 10 years
has elapsed since the date of the conviction
or of the release of the witness from the
confinement imposed for that conviction,
whichever is the later date, unless the court
determines, in the interests of justice, that
the probative value of the conviction
supported by specific facts and circumstances
substantially outweighs its prejudicial
effect.
N.C. Gen. Stat. § 8C-1, Rule 609(b) (2001); see State v. Hunt, 123
N.C. App. 762, 769-70, 475 S.E.2d 722, 726 (1996); State v.
Blankenship, 89 N.C. App. 465, 366 S.E.2d 509 (1988). "[I]n order
to adequately review the careful weighing of probative value and
prejudicial effect necessitated by an evidentiary rule, an
appellate court must consider the factual context of the entire
trial." Hunt, 123 N.C. App. at 770, 475 S.E.2d at 727. "Whether to exclude relevant but prejudicial evidence under
Rule 403 is a matter left to the sound discretion of the trial
court." State v. Handy, 331 N.C. 515, 532, 419 S.E.2d 545, 554
(1992). This Court will not overturn the decision of a trial court
unless it "is manifestly unsupported by reason or is so arbitrary
that it could not have been the result of a reasoned decision."
State v. Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527 (1988).
The burden is on the party who asserts that
evidence was improperly admitted to show both
error and that he was prejudiced by its
admission. The admission of evidence which is
technically inadmissible will be treated as
harmless unless prejudice is shown such that a
different result likely would have ensued had
the evidence been excluded.
State v. Gappins, 320 N.C. 64, 68, 357 S.E.2d 654, 657 (1987)
(citations omitted); see also N.C. Gen. Stat. § 15A-1443(a) (2001).
When considering evidence of convictions more than ten years
old, the trial court must conduct a balancing test to determine if
the probative value of the evidence substantially outweighs its
prejudicial effect. Hunt, 123 N.C. App. at 769, 475 S.E.2d at 726.
"[I]n those rare instances where the use of
the older prior convictions [is] not more
prejudicial than probative, the trial court
must make appropriate findings of fact."
These findings must concern "specific facts
and circumstances which demonstrate the
probative value outweighs the prejudicial
effect."
State v. Farris, 93 N.C. App. 757, 761, 379 S.E.2d 283, 285 (1989)
(citations omitted), disc. review improvidently allowed, 326 N.C.
45, 387 S.E.2d 54 (1990).
The transcript shows that defendant objected to the evidenceof prior convictions beyond ten years and the trial court consulted
with both attorneys at the bench after each question. However,
there is no indication in the transcript that the trial court made
appropriate findings of fact in evaluating the probative value of
the evidence. There are no findings of specific facts and
circumstances in the record to support the trial court's
determination that the evidence was more probative than
prejudicial. The trial court's admission of defendant's prior
convictions beyond ten years was error and we now examine whether
defendant was prejudiced.
Defendant testified on direct examination that he had provided
extensive assistance to law enforcement, including the FBI, ATF,
and City of Richmond police, and was instrumental in the arrest and
conviction of several criminals. During cross-examination the
State asked defendant about his convictions and prison time in
Virginia during the 1980's. Defendant attempted to avoid the
State's question and evidence of his prior convictions was used to
establish defendant's presence in Virginia during the 1980's.
Evidence of his prior convictions also impeached defendant's denial
that he had been in federal prison. Finally, the convictions
served to rebut the self-aggrandized character testimony offered by
defendant.
"[E]vidence which is otherwise inadmissible is admissible to
explain or rebut evidence introduced by defendant." State v.
O'Hanlan, ___ N.C. App. ___, ___, 570 S.E.2d 751, 761 (2002).
Defendant opened the door to impeachment of his character bytestifying that he played major roles in law enforcement in the
1980's, thus permitting the State to offer evidence of defendant's
bad character. See Gappins, 320 N.C. at 69-70, 357 S.E.2d at 658
(permitting cross-examination about specific conduct of the
defendant where the defendant had put a "pertinent trait of his
character" into issue). Since defendant's questionable character
evidence arose from events more than twenty-five years prior to
trial, admission of the evidence of convictions from that time
period was appropriate to rebut defendant's testimony. Defendant's
testimony regarding his own character of over twenty-fie years ago
warranted temporally proximate evidence for the purpose of
rebuttal. See O'Hanlan, ___ N.C. App. at ___, 751 S.E.2d at 761
("[W]here a defendant . . . raise[s] an inference favorable to
defendant, which is contrary to the facts, defendant opens the door
to the introduction of the State's rebuttal or explanatory evidence
about the matter."); see also State v. Bullard, 312 N.C. 129, 157-
58, 322 S.E.2d 370, 386 (1984) (finding that the defendant opened
the door to cross-examination about the details of a shooting).
The trial court did not abuse its discretion in admitting evidence
of defendant's prior convictions.
Finally, defendant has failed to demonstrate that he was
prejudiced by the admission of the convictions. Defendant has not
shown that the outcome of the trial likely would have been
different had evidence of these two convictions been excluded. Any
error in the admission of the evidence was harmless in light of the
overwhelming evidence of defendant's guilt. This assignment oferror is without merit.
Defendant next argues that he was denied due process of law
because the trial judge admonished him in front of the jury.
Defendant contends the judge's instruction ordering defendant not
to speak to the jury harmed his credibility and biased the jurors.
N.C. Gen. Stat. § 15A-1222 (2001) states that a "judge may not
express during any stage of the trial, any opinion in the presence
of the jury on any question of fact to be decided by the jury."
Judges must be careful to ensure they do not directly or indirectly
convey an opinion to the jury. State v. Jenkins, 115 N.C. App.
520, 524-25, 445 S.E.2d 622, 625, disc. review denied, 337 N.C.
804, 449 S.E.2d 752 (1994). "Whether the judge's comments,
questions or actions constitute reversible error is a question to
be considered in light of the factors and circumstances disclosed
by the record, the burden of showing prejudice being upon the
defendant." State v. Blackstock, 314 N.C. 232, 236, 333 S.E.2d
245, 248 (1985). "[I]n a criminal case it is only when the jury
may reasonably infer from the evidence before it that the trial
judge's action intimated an opinion as to a factual issue, the
defendant's guilt, the weight of the evidence or a witness's
credibility that prejudicial error results." Id.
In the case before us, defendant responded to the first
question of his direct examination by asking the jury if they could
hear him. The judge subsequently stated, "Mr. Smith, you need to
just answer your lawyer's questions. Do not speak to the jury
again." After defendant responded, the judge further stated,"That's exactly what I said. Do not speak to the jury directly
again. Don't ask them any questions. You answer your lawyer's
questions."
After an examination of the record, we find that the jury
could not have reasonably inferred that the trial judge intimated
an opinion as to defendant's credibility. The trial judge's
comments were "made in the course of the right and duty the trial
judge had to control examination and cross-examination of
witnesses." State v. Alverson, 91 N.C. App. 577, 579, 372 S.E.2d
729, 730 (1988). The judge was simply instructing defendant to
refrain from speaking with the jurors in order to maintain proper
decorum and order in the trial. There is no evidence that the
judge harbored an opinion concerning defendant or his credibility.
Furthermore, defendant has failed to demonstrate that he was
prejudiced by the judge's statements. This assignment of error is
without merit.
Defendant next argues the trial court committed plain error by
failing to instruct the jury on lesser-included offenses of felony
assault inflicting serious injury and misdemeanor assault
inflicting serious injury. Defendant contends the trial court
should have given these instructions because the evidence regarding
defendant's pistol whipping of Berger was conflicting. As
previously discussed, the burden on defendant to demonstrate plain
error is high. "To prevail under a plain error analysis, a
defendant must establish not only that the trial court committed
error, but that absent the error, the jury probably would havereached a different result." Jones, 137 N.C. App. at 226, 527
S.E.2d at 704.
Our Supreme Court has held that a trial court
must instruct the jury on a lesser-included
offense only if there is evidence that the
defendant might be guilty of the
lesser-included offense. Evidence of a
lesser-included offense must be evidence that
might convince a rational trier of fact to
convict of the lesser offense. If the State's
evidence is clear and positive as to each
element of the charged offense, and if there
is no evidence of the lesser-included offense,
there is no error in refusing to instruct on
the lesser offense.
State v. Hannah, 149 N.C. App. 713, 721, 563 S.E.2d 1, 6 (citations
omitted), disc. review denied, 355 N.C. 754, 566 S.E.2d 81 (2002).
In State v. Bell, 87 N.C. App. 626, 362 S.E.2d 288 (1987),
this Court held that it was plain error not to include an
instruction for simple assault on a charge of assault with a deadly
weapon inflicting serious injury. The evidence in Bell presented
an issue as to whether the defendant used a firearm during an
assault, but the jury instructions did not provide jurors with
alternative options for resolving the issue. In granting a new
trial, we reasoned that there was "no way to ascertain what verdict
the jury might have reached had they been given an alternative."
Id. at 635, 362 S.E.2d at 293.
In the case before us, there was conflicting evidence as to
whether defendant used a pistol to assault Berger. The trial court
instructed the jury on the charge of assault with a deadly weapon
inflicting serious injury as alleged in the indictment. The trial
court also instructed the jury on assault with a deadly weapon andsimple assault. Instruction on these two lesser included offenses
gave the jury sufficient alternatives, by removing one element of
the greater charge. If the jury believed that defendant assaulted
Berger with a pistol but did not inflict serious injury, or that
defendant assaulted Berger without a pistol, it could have reached
either verdict consistent with the jury instructions. The
instructions defendant argues for on appeal would have provided no
additional bases for resolution of the factual issues because the
conceivable options were covered under the instructions actually
given. The jury instructions provided a sufficient framework for
ascertaining the jury's decision in the face of alternatives and
constituted instruction on lesser included offenses as required by
law. This assignment of error is without merit.
Defendant next argues the trial court erred in not vacating
the judgment for sale of a controlled substance due to a fatal
variance between the indictment and the evidence presented at
trial. Defendant contends that the indictment alleges sale of
marijuana to Berger while the evidence actually showed a sale of
marijuana to Chadwell.
[A]n indictment for the sale and/or delivery
of a controlled substance must accurately name
the person to whom the defendant allegedly
sold or delivered, if that person is known. A
defendant must be convicted, if at all, of the
particular offense charged in the indictment.
The State's proof must conform to the specific
allegations contained in the indictment. If
the evidence fails to do so, it is
insufficient to convict the defendant of the
crime as charged.
State v. Wall, 96 N.C. App. 45, 49, 384 S.E.2d 581, 583 (1989)(citations omitted).
In Wall, we held there was a fatal variance between the
indictment and evidence presented at trial based on facts similar
to this case. The indictment in Wall charged the defendant with
the sale and delivery of cocaine to Mr. Riley. Id. at 49, 384
S.E.2d at 583. The evidence in the record showed that Mr. Riley
gave money to his friend, Ms. McPhatter, to purchase cocaine from
the defendant. Id. at 47, 384 S.E.2d at 582. While there was
evidence that the defendant knew the two individuals had been
together, our Court found there was not substantial evidence
presented at trial that the defendant sold and delivered the
cocaine to Mr. Riley, as alleged in the indictment. The evidence
was insufficient to permit a jury to determine whether or not the
defendant knew Ms. McPhatter was acting on behalf of Mr. Riley.
Id. at 50, 384 S.E.2d at 583.
An examination of the trial transcript in the case before us
shows no substantial evidence that defendant knew he was selling
marijuana to Berger, as alleged in the indictment. While the
testimony by Berger indicates that he and Chadwell went to
defendant's establishment to purchase marijuana and that Chadwell
entered the building to make the purchase on their behalf, there is
no testimony that defendant knew Chadwell was acting on Berger's
behalf at the time of the marijuana sale. The evidence was
insufficient to permit a jury to determine that defendant knowingly
sold marijuana to Berger. Therefore, there was a fatal variance
between the indictment and evidence at trial and the trial courtshould have vacated the judgment. As our Court stated in Wall,
"[w]e note that the State is at liberty to obtain another bill of
indictment charging defendant with sale and delivery to
[Chadwell]." Id. We vacate the judgment on the sale of a
controlled substance.
Defendant next argues that the trial court erred in denying
his motion to dismiss the possession of a firearm by a convicted
felon charge at the close of all the evidence. Defendant contends
that the building in which he possessed the gun was his home, thus
constituting an exception under N.C. Gen. Stat. § 14-415.1(a)
(2001), which permits a convicted felon to have possession of a
firearm within his own home.
A defendant who is charged with [possession of
a firearm by a convicted felon] and seeks to
utilize the exception has the burden of
bringing himself within the exception. Absent
any evidence that defendant is within the
exception of the statute, the State is
required to prove only that defendant
possessed a handgun within five years of his
conviction of or release from prison for a
felony specified in N.C. Gen. Stat. §
14-415.1(b).
State v. Bishop, 119 N.C. App. 695, 698, 459 S.E.2d 830, 832 (1995)
(citations omitted).
In State v. McNeill, 78 N.C. App. 514, 337 S.E.2d 172 (1985),
disc. review denied, 316 N.C. 383, 342 S.E.2d 904 (1986), the
defendant possessed a gun in the commons area of a residential
housing complex and argued that he was within the statutory
exception for "one's own home." In defining the word "home," this
Court stated: By using the words "within his own home" in
the exception, as opposed to some broader
terminology, the Legislature clearly expressed
its intent to limit the applicability of the
exception to the confines and privacy of the
convicted felon's own premises, over which he
has dominion and control to the exclusion of
the public.
Id. at 516, 337 S.E.2d at 173. We held that the exception did not
apply and that the word "home" did not "encompass common areas of
an apartment house, such as stairways, hallways and porches." Id.
Similarly, in State v. Cloninger, 83 N.C. App. 529, 532, 350 S.E.2d
895, 897 (1986), our Court held that the exception did not apply to
the common areas of motels.
In State v. Locklear, 121 N.C. App. 355, 465 S.E.2d 61 (1996),
our Court held that the statutory exception did not apply when the
defendant possessed a gun outside of a trailer that he owned but
did not live in. Id. at 359, 465 S.E.2d at 64. We ruled that the
defendant had surrendered domain and control of the trailer
property when he rented it to tenants and consequently was not
covered by the exception. Id. Similarly, our Court has determined
that the exception does not apply when a defendant takes a pistol
onto his neighbor's property. State v. Hinson, 85 N.C. App. 558,
355 S.E.2d 232, disc. review denied, 320 N.C. 635, 360 S.E.2d 98
(1987).
"Defendant's location at the time of the offense would be a
substantive issue, requiring negative proof by the State . . . only
upon some positive evidence by defendant that defendant's location
was within the exception to the statute." McNeill, 78 N.C. App. at
517, 337 S.E.2d at 174. In the case before us, defendant testifiedthat he lived in the building and considered it a hangout or pool
club. Defendant said that he slept on the sofa and that he
showered at the homes of his girlfriend, mother, or daughter.
Defendant testified that the property was deeded to his daughter
and that he did not own the building. There is no evidence that he
paid rent to his daughter. Testimony demonstrated that there were
no items of personal clothing, bed, or other indication that the
building was being used by someone as a home.
Viewing the evidence in a light most favorable to the State,
we find there was substantial evidence in the record to permit a
reasonable juror to conclude that the premises did not constitute
defendant's home. The evidence supports a conclusion that
defendant did not maintain exclusive dominion and control over the
premises. The jurors were able to weigh the evidence and conclude
that defendant was not covered by the statutory exception. The
trial court did not err by refusing to dismiss the charge of
possession of a firearm by a convicted felon. This assignment of
error is without merit.
Finally, defendant argues the trial court erred in calculating
his prior record level because there was insufficient evidence in
the record to support defendant's prior convictions. The State
concedes that the trial court sentenced defendant based on a prior
record level worksheet submitted by the district attorney without
further documentation or stipulation by defendant. See N.C. Gen.
Stat. § 15A-1340.14(f) (2001).
In State v. Goodman, 149 N.C. App. 57, 560 S.E.2d 196 (2002),we held that the State failed to prove the defendant's prior record
level by a preponderance of the evidence where it did not submit
evidence to prove that fact. While "the trial court [could] accept
any method of proof which it deem[ed] reliable," the trial court
failed to make findings regarding the reliability of the
information used. Id. at 71, 560 S.E.2d at 205. Without entering
evidence of the defendant's prior record level into the record, the
State failed to satisfy its burden.
In the present case, the State failed to prove defendant's
prior record level by a preponderance of the evidence. The State
must offer into evidence documentation to prove defendant's prior
record level. We remand this case for a resentencing hearing.
In summary, the trial court erred in not dismissing the sale
of a controlled substance charge and that conviction is vacated.
We find error in the sentencing of defendant and remand for
resentencing. We find no error as to the remaining issues.
Vacated in part and remanded for resentencing.
Judges GREENE and WYNN concur.
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