STATE OF NORTH CAROLINA
v
.
GEORGE LEWIS CATES, JR.,
Defendant.
Attorney General Roy Cooper, by Assistant Attorney General
Anne M. Middleton, for the State.
Bruce T. Cunningham, Jr., for the defendant-appellant.
HUDSON, Judge.
On 24 March 1999, a jury found defendant guilty of possession
of heroin and of the status of habitual felon. The court imposed
a prison sentence of a minimum of 133 months and a maximum of 169
months. Defendant appealed his convictions to this Court, which
found no error in State v. Cates, 137 N.C. App. 385, 533 S.E.2d 305
(Table), disc. review denied, 352 N.C. 151, 544 S.E.2d 230 (2000).
Subsequently, defendant filed a Motion to Dismiss Habitual Felon
Indictment and for other relief with the Superior Court in Durham
County. The court recalculated defendant's sentence as a minimum
of 80 months to a maximum of 105 months and denied his motion to
dismiss the habitual felon indictment. Defendant appeals the
denial of his motion to dismiss the habitual felon indictment.
In addition to his appeal, defendant filed a Motion forAppropriate Relief with this Court, in which he contends (1) that
his conviction violates his right to due process under the
Fourteenth Amendment to the United States Constitution and (2) that
he may not be punished for a crime of which he was acquitted.
Defendant also filed a Motion for En Banc Hearing, or in the
Alternative, Second Motion for Appropriate Relief with this Court
requesting that the Court sit en banc to consider overruling one of
its own previous decisions. Finding no merit in defendant's
contentions, we deny these motions and note that neither the
legislature nor the Supreme Court by rule-making has established a
procedure by which this Court may sit en banc, if indeed the North
Carolina Constitution permits such sitting.
In his first argument on appeal, defendant contends that the
prosecutor's manipulation of the defendant's prior record to
increase the points used for structured sentencing purposes
violated the [defendant's] rights secured by the due process clause
of the Fourteenth Amendment to the United States Constitution.
Pursuant to N.C. Gen. Stat. § 14-7.1 (2001), [a]ny person who has
been convicted of or pled guilty to three felony offenses in any
federal court or state court in the United States or combination
thereof is declared to be an habitual felon. N.C. Gen. Stat. §
14-7.6 (2001) describes how an habitual felon shall be sentenced:
the felon must, upon conviction or plea of guilty under indictment
as provided in this Article (except where the felon has been
sentenced as a Class A, B1, or B2 felon) be sentenced as a Class C
felon. In determining the prior record level [of the defendant],convictions used to establish a person's status as an habitual
felon shall not be used. Defendant argues that the prosecuting
attorney intentionally selected as the basis for the habitual felon
status three prior offenses that carried only two sentencing points
each. As a result, he contends, his sentence was unfairly enhanced
more than if the prosecuting attorney had selected three higher
point prior offenses to establish habitual felon, leaving offenses
with a lower point total to determine his prior record level. See
N.C.G.S. § 14-7.6. Defendant argues that this selection violated
the Rule of Lenity and the Due Process Clause of the Fourteenth
Amendment to the United States Constitution.
The rule of lenity is a principle of statutory construction
that forbids a court to interpret a statute so as to increase the
penalty that it places on an individual when the Legislature has
not clearly stated such an intention. State v. Boykin, 78 N.C.
App. 572, 577, 337 S.E.2d 678, 681 (1985); see also Bell v. United
States, 349 U.S. 81, 99 L. Ed. 905 (1955) (defining the rule of
lenity). The rule of lenity only applies when the applicable
criminal statute is ambiguous. Defendant contends that the
Habitual Felon Act is ambiguous because it fails to specify which
of the defendant's prior convictions should be selected to obtain
the indictment. In State v. Brown, 146 N.C. App. 590, 592, 553
S.E.2d 428, 429 (2001), disc. review denied, 356 N.C. 306, 570
S.E.2d 734 (2002), the defendant argued that the Habitual Felon Act
was ambiguous with regard to when a person becomes an habitual
felon. Finding no ambiguity in that aspect of the statute, we heldthat the rule of lenity did not apply. Id., 553 S.E.2d at 429-30.
Similarly, here we see no ambiguity in the directive as to the use
of prior convictions pursuant to N.C.G.S. § 14-7.6. By declining
to place additional limits on the prosecutor's choices among prior
convictions, except to prohibit double usage, the legislature did
not intend to limit the prosecutor's discretion in making such
choices. Defendant's first assignment of error is overruled.
In his second argument, defendant contends that the trial
court erred in denying his motion to dismiss the habitual felon
indictment because the prosecutor had a financial incentive to
indict the defendant as an habitual felon. He bases his argument
on the existence of a grant program for prosecution of habitual
felon cases. Here, however, the grant prosecutor in Durham
County had no involvement in defendant's case, and there is no
evidence of any relationship between the number of prosecutions and
the continuation of the grant. Thus the record reveals no
financial incentive for this prosecutor to have indicted this
defendant as an habitual felon.
In his third argument, defendant contends that the combined
use of the Habitual Felon Act and Structured Sentencing constitutes
double jeopardy in violation of the United States Constitution. In
State v. Brown, this Court rejected this argument, and we are bound
by the decision in that case. 146 N.C. App. 299, 301-02, 552
S.E.2d 234, 235-36 (2001), cert. denied, 122 S.Ct. 2305, 152
L.Ed.2d 1061 (2002). Defendant's third assignment of error is
overruled. In his fourth argument, defendant contends that the trial
court erred in denying his motion to dismiss the habitual felon
indictment because he was not an habitual felon when he committed
the principal underlying felony. Again, in Brown, we rejected this
argument and are bound by that decision. See 146 N.C. App. at 593,
553 S.E.2d at 430. Defendant's fourth assignment of error is
overruled.
In his final argument, defendant contends that his sentence
violates his right to be free from cruel and unusual punishment as
secured by the Eighth and Fourteenth Amendments to the United
States Constitution. Habitual felon laws have withstood scrutiny
under the Eighth Amendment to the United States Constitution in our
Supreme Court and in the United States Supreme Court. Rummell v.
Estelle, 445 U.S. 263, 63 L. Ed. 2d 382 (1980); State v. Todd, 313
N.C. 110, 326 S.E.2d 249 (1985).
Affirmed.
Motion for Appropriate Relief denied. Motion for En Banc
Hearing, or in the Alternative, Second Motion for Appropriate
Relief denied.
Judges WYNN and CAMPBELL concur.
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