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NO. COA01-1400
NORTH CAROLINA COURT OF APPEALS
Filed: 17 September 2002
STATE OF NORTH CAROLINA
v.
CHRIS WILLIAMS
Appeal by defendant from a judgment entered 17 April 2001 by
Judge William C. Griffin, Jr. in Pasquotank County Superior Court.
Heard in the Court of Appeals on 22 August 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Mary Penny Thompson, for the State/Appellee.
Paul Pooley, for Defendant/Appellant.
TYSON, Judge.
Chris Williams (defendant) appeals from a judgment entered
after a jury convicted him of assault on a female and felonious
habitual misdemeanor assault. We vacate defendant's conviction of
felonious habitual misdemeanor assault because a special
accompanying indictment was required and not rendered. We remand
for entry of judgment on defendant's conviction of assault on a
female.
I. Facts
The State's evidence tended to show that on 28 July 2000,
defendant appeared at the home of Jennifer Bacon at 9:00 a.m. He
knocked at her door and asked for a cigarette. Ms. Bacon knew
defendant as she often saw him at the local Citgo convenience storewhere she would speak to him and give him cigarettes or spare
change. Ms. Bacon agreed to give defendant a cigarette.
While Ms. Bacon went to get a cigarette, defendant stepped
into her home. According to Ms. Bacon, defendant proposed that he
and Ms. Bacon engage in sexual intercourse. Ms. Bacon testified
that defendant then assaulted her by wrapping his arms around her,
kissing her cheek and grabbing her buttocks. Defendant testified
and denied these allegations stating that he did not have the
chance to do anything because Ms. Bacon shoved him out the door.
Ms. Bacon reported the incident to the police later that day,
and defendant was questioned. Defendant was indicted on 16 October
2000, and a warrant for his arrest was issued the same day.
A bifurcated trial was held for the State to initially prove
the crime of assault on a female and subsequently to prove the
felony of habitual misdemeanor assault. While giving the jury a
summary of the case before the trial for assault on a female, the
judge characterized the charge as feloniously assaulting Jennifer
Bacon, a female, by kissing her on the cheek and grabbing her by
the buttocks against her will, he then [a] male being over 18. At
the close of evidence, the court instructed the jury on the
elements of assault on a female. The jury rendered a guilty
verdict.
The trial then moved to the felony of habitual misdemeanor
assault phase. An assistant county clerk of court testified that
defendant had been convicted of second degree trespass and
resisting arrest on 13 March 1997 as well as assault on agovernment official on 15 October 1992. She further attested to
defendant's guilty pleas of (1) disorderly conduct on 27 May 1993,
(2) second degree trespass on 11 January 1994, and (3) simple
assault on 18 June 1992. A probation officer's testimony connected
defendant to the certified judgments already in evidence. The court
instructed the jury on the felony of habitual misdemeanor assault.
The jury returned a verdict of guilty on that charge. Defendant
appeals.
II. Issues
Defendant assigns as error that the trial court: (1) lacked
jurisdiction to sentence defendant for felonious habitual
misdemeanor assault where the indictment only charged assault on a
female and (2) erred under N.C.G.S. § 15A-1213 in describing the
offense with which defendant was charged as felonious assault.
III. Jurisdiction
Defendant contends that the trial court lacked jurisdiction to
sentence him for the felony of habitual misdemeanor assault where
the indictment only charged assault on a female. Defendant argues
that this discrepancy makes the indictment invalid, and that an
invalid indictment robs the trial court of jurisdiction.
A valid indictment is a predicate for jurisdiction. State v.
McBane, 276 N.C. 60, 65, 170 S.E.2d 913, 916 (1969). It is
generally prejudicial error for a trial judge to permit a jury to
convict on a theory not supported by the bill of indictment. State
v. Taylor, 301 N.C. 164, 170, 270 S.E.2d 409, 413 (1980). An
indictment is insufficient if it does not accurately and clearlyallege all the essential elements of the charged offense. State v.
Perry, 291 N.C. 586, 592, 231 S.E.2d 262, 266 (1977) (citations
omitted).
We hold that the indictment was insufficient to charge
defendant with the felony of habitual misdemeanor assault.
N.C.G.S. § 15A-928(b)(2001) requires a special accompanying
indictment for a charge which requires conviction on a lesser
charge unless the prosecutor incorporates a separate count into the
principal indictment. See State v. Sullivan, 111 N.C. App. 441,
442-44, 432 S.E.2d 376, 377-78 (1993). The absence of any
indictment alleging violation of N.C.G.S. § 14-33.2, habitual
misdemeanor assault, renders the principal indictment in this case
one which charged defendant with only the misdemeanor of assault on
a female. Without a valid indictment, there was no jurisdiction
for the felony charge.
The issue of a variance between the indictment and proof is
properly raised by a motion to dismiss. State v. Baldwin, 117 N.C.
App. 713, 717, 453 S.E.2d 193, 195, cert. denied, 341 N.C. 653, 462
S.E.2d 518 (1995) (citing State v. Waddell, 279 N.C. 442, 183
S.E.2d 644 (1971)). Defendant failed to move to dismiss.
Assignments of error for appellate review must be preserved at
trial. N.C.R. App. P. 10(b)(1). At bar, the felony conviction
fails not because of a mistake in citation causing a variance
between the proof and indictment, but rather because of the lack of
a substantive element of the State's prima facie case for the
felony of habitual misdemeanor assault. 'When the record shows alack of jurisdiction in the lower court, the appropriate action on
the part of the appellate court is to arrest judgment or vacate any
order entered without authority.' State v. Petersilie, 334 N.C.
169, 175-76, 432 S.E.2d 832, 836 (1993) (quoting State v. Felmet,
302 N.C. 173, 176, 273 S.E.2d 708, 711 (1981)). The indictment
sufficiently charged defendant with assault on a female but not
with the felony of habitual misdemeanor assault.
IV. Prejudicial Error in the Judge's Pre-trial Remarks
Defendant alleges prejudicial error for the trial judge to
denominate the charge a felonious assault when summarizing the
case in his pre-trial remarks made before the jury was impaneled.
This remark was made before the trial began and before the
bifurcation of the trial. After the jury was impaneled, the State
referred to the charge simply as assault. The judge properly
instructed the jury on the charge of assault on a female during the
first phase of the trial. The only mention of felony during the
assault phase of the trial was when defendant testified to having
been charged with a felony.
Defendant failed to preserve this assignment of error.
Defendant failed to object at trial. Error may not be asserted
upon appellate review unless the error has been brought to the
trial court's attention by motion or objection.
State v. Choppy,
141 N.C. App. 32, 37-38, 539 S.E.2d 44, 48 (2000),
disc. review
denied, 353 N.C. 384, 547 S.E.2d 817 (2001). Where no objection is
made, defendant carries the burden of establishing the right to
review.
Choppy, 141 N.C. App. at 38, 539 S.E.2d at 48. Defendant also failed to assign plain error. Plain error is
fundamental error amounting to a denial of the accused's basic
rights.
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378
(1983). Defendant must specifically and distinctly contend in
his brief and argue in his assignments of error that an error
amounted to plain error.
State v. Nobles, 350 N.C. 483, 514-15,
515 S.E.2d 885, 904 (1999) (citing N.C.R. App. P. 10(c)(4), 28
(a),(b)(5)).
Here, defendant did not raise plain error in his assignments
of error or argue plain error in his brief. The issue was not
preserved or argued and is not reviewable by this Court.
We find error in the indictment charging habitual assault as
invalid due to lack of a special accompanying indictment as
required by N.C.G.S. § 15A-928(b). We vacate defendant's
conviction of the felony of habitual misdemeanor assault, and
remand for entry of judgment on defendant's conviction for assault
on a female.
Judgment vacated and remanded for entry of judgment for
defendant's conviction of assault on a female.
Judges MARTIN and THOMAS concur.
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