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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA01-1413
NORTH CAROLINA COURT OF APPEALS
Filed: 15 October 2002
STATE OF NORTH CAROLINA
v
.
JAMES KARREL CANADY
Appeal by defendant from judgments entered 26 June 2001 by
Judge Jerry R. Tillett in Superior Court, Northampton County.
Heard in the Court of Appeals 21 August 2002.
Attorney General Roy Cooper, by Special Deputy Attorney
General T. Lane Mallonee, for the State.
Osborn & Tyndall, P.L.L.C., by J. Kirk Osborn and Amos Granger
Tyndall, for defendant-appellant.
McGEE, Judge.
James Karrel Canady (defendant) pleaded guilty on 26 June 2001
to four counts of taking indecent liberties with a minor. The plea
was entered pursuant to North Carolina v. Alford, 400 U.S. 25, 27 L. Ed. 2d
162 (1970).
Defendant stipulated to the factual basis for entry of the
plea that was presented by the State, which tended to show that
between 1 June 2000 and 31 July 2000 three incidents occurred in
defendant's home involving defendant and his grandchild, T.C., who
was ten years old at the time. On the first occasion, defendant
was looking at T.C.'s private parts when he said, "if you want to
have sex you can have sex with me" and "[i]f your bug ever gets hot
just call me." Defendant told T.C. not to tell anyone because he
might go to jail. A few weeks later, defendant pulled out hisgenitals, rubbed them and attempted to make T.C. look at them. On
the third occasion, defendant attempted to touch T.C.'s breasts but
she covered her breast area and turned away from defendant.
The State also showed that at various times when defendant's
grandchild, R.B., was between the ages of four and eight, defendant
pulled out his penis, wiggled it around and asked her to touch it.
Two such occurrences took place in the span of two weeks in a
bathroom at defendant's house; the first occurred while defendant's
wife was in the house, sleeping in her room. The following summer,
defendant did the same thing to R.B. in a locked bathroom in his
house, while his wife was fixing lunch. When R.B. was six years
old, defendant came into her bedroom while she was sleeping, rolled
R.B. over on her side and asked, "how does she like to sleep,
dressed or naked." R.B. responded "dressed." Defendant attempted
to touch R.B.'s breast, but she pushed him and said, "I'm going to
tell grandma." Defendant responded, "I don't give a s_ _t." When
R.B. was eight years old, defendant again took his penis out and
wriggled it around in her presence.
Defendant was indicted on multiple counts of indecent
liberties with children. Defendant pleaded guilty on 26 June 2001
to four counts of taking indecent liberties with children. The
trial court consolidated two of the offenses for judgment and
sentenced defendant to: (1) a minimum of sixteen months and a
maximum of twenty months active imprisonment, (2) a minimum of
twenty months and a maximum of twenty-four months, suspended with
supervised probation for sixty months, and (3) another minimum oftwenty months and a maximum of twenty-four months, suspended with
supervised probation for sixty months, to run consecutively with
the first period of probation. Defendant appeals the judgment of
the trial court.
On appeal, defendant has not argued his seventh assignment of
error concerning the trial court's finding of an aggravating factor
in cases 01 CRS 50125 and 01 CRS 50156; therefore, this assignment
of error is deemed abandoned. N.C.R. App. P. 28(a); State v.
Stanley, 288 N.C. 19, 26, 215 S.E.2d 589, 593-94 (1975) ("[I]t is
well recognized that assignments of error not set out in an
appellant's brief, and in support of which no arguments are stated
or authority cited, will be deemed abandoned.").
I.
Defendant argues in his first through fourth assignments of
error that the trial court erred by finding a factual basis for the
Alford plea in 01 CRS 50154-56 and 01 CRS 50125.
A guilty plea entered pursuant to North Carolina v. Alford, 400 U.S.
25, 37, 27 L. Ed. 2d. 162, 171 (1970), will be upheld when (1) a
defendant intelligently concludes that his interests require the
entry of a guilty plea and (2) there is strong evidence in the
record of the defendant's actual guilt. Defendant contends that
the pleas in this case should not be upheld because the second of
these two requirements was not met. Specifically, defendant
contends that the State failed to provide strong evidence of one of
the elements of the offense of taking indecent liberties withchildren. The elements of taking indecent liberties with children,
are:
(1) the defendant was at least 16 years of
age, (2) he was five years older than his
victim, (3) he willfully took or attempted to
take an indecent liberty with the victim, (4)
the victim was under 16 years of age at the
time the alleged act or attempted act
occurred, and (5) the action by the defendant
was for the purpose of arousing or gratifying
sexual desire.
State v. Rhodes, 321 N.C. 102, 104-05, 361 S.E.2d 578, 580 (1987)
(citation omitted); see N.C. Gen. Stat. § 14-202.1 (2001).
Defendant asserts that the State failed to present strong evidence
of the last element, that defendant's conduct was "for the purpose
of arousing or gratifying sexual desire." Rhodes, 321 N.C. at 102,
361 S.E.2d at 580.
We agree with the State's argument that State v. Kimble, 141
N.C. App. 144, 539 S.E.2d 342 (2000), disc. review denied, 353 N.C.
391, 548 S.E.2d 150 (2001), is controlling in this case. The
defendant in Kimble failed to object to the State's summary of the
factual basis for the entry of judgment against the defendant at a
plea hearing. Id. at 147, 539 S.E.2d at 344. Further, in Kimble,
when the "[d]efendant brought a motion to withdraw his pleas
subsequent to the entry of judgment, the basis of this motion was
not that there was an insufficient factual basis to support [the
defendant's] pleas." Id. In Kimble, our Court held that since the
issue of a sufficient factual basis for acceptance of an Alford
plea was not raised before the trial court, it was not properlybefore our Court. Id. at 147, 539 S.E.2d at 344-45 (citing N.C.R.
App. P. 10(b)(1)).
In the case before us, after the State presented the factual
basis for the plea, defendant stipulated that there was a factual
basis for the entry of the plea. After acceptance of the plea by
the trial court, defendant neither objected to the trial court's
finding that there was a sufficient factual basis for the plea, nor
did defendant object to the acceptance of his plea by the trial
court. The record does not show that defendant ever moved to
withdraw his plea. Thus, as in Kimble, defendant's first through
fourth assignments of error are not properly before this Court.
Defendant also argues in each of these assignments of error
that if we determine that these assignments were not preserved for
appeal, the trial court's actions amounted to plain error.
However, as in State v. Thompson, defendant "does not raise or
argue the errors as plain error in his brief." 141 N.C. App. 698,
705, 543 S.E.2d 160, 165, disc. review denied, 353 N.C. 396, 548
S.E.2d 157 (2001). We therefore deem waived any assignment of
plain error concerning the Alford plea. Id. (citing N.C.R. App. P.
28(a)); State v. Stanley, 288 N.C. 19, 26, 215 S.E.2d 589, 593-94
(1975)). Defendant's first through fourth assignments of error are
dismissed.
II.
Defendant argues in his fifth assignment of error that the
trial court erred by imposing two consecutive five-year
probationary sentences. Defendant argues that under N.C. Gen.Stat. § 15A-1342(a) (2001), a trial court may sentence a convicted
offender to probation for a maximum of five years. Defendant
contends that the two five-year terms the trial court imposed
effectively resulted in a ten-year probation period, and therefore
the trial court erred in sentencing. The State argues, however,
that the five-year limit defendant cites only applies to single
offenses, and therefore, should not be construed to cover multiple
offenses.
The State further contends that N.C. Gen. Stat. § 15A-1346
does not answer the specific question presented in this case. The
text of this statute reads:
(a) Commencement of Probation.--Except
as provided in subsection (b), a period of
probation commences on the day it is imposed
and runs concurrently with any other period of
probation, parole, or imprisonment to which
the defendant is subject during that period.
(b) Consecutive and Concurrent
Sentences.--If a period of probation is being
imposed at the same time a period of
imprisonment is being imposed or if it is
being imposed on a person already subject to
an undischarged term of imprisonment, the
period of probation may run either
concurrently or consecutively with the term of
imprisonment, as determined by the court. If
not specified, it runs concurrently.
N.C.G.S. § 15A-1346 (2001).
A careful reading of the statute shows that any sentence of
probation must run concurrently with any other probation sentences
imposed on a defendant. The only power to adjust the timing of a
probation sentence is that found under N.C. Gen. Stat. § 15A-
1346(b). See N.C. Gen. Stat. § 15A-1346(a) (2001). However, thisexception only applies to the commencement of a probationary
sentence when the defendant is already serving or is going to be
serving a prison sentence as well. N.C.G.S. § 15A-1346(b). In
that this is the only exception to N.C.G.S. § 15A-1346(a), the
trial court could not impose a period of probation to run
consecutively with another probation period. In the case before
us, the trial court could have imposed the probation sentences to
run consecutively with the sixteen to twenty months of active
imprisonment imposed in the consolidated judgment. See N.C.G.S. §
15A-1346(b). However, under the plain terms of N.C.G.S. § 15A-
1346, a trial court is prohibited from imposing a sentence of two
consecutive probation periods of five years each. Although we
recognize that the trial court was attempting to craft a sentence
that would serve to protect the victims in this family, we must
nonetheless remand this matter to the trial court for re-sentencing
consistent with N.C.G.S. § 15A-1346.
III.
Defendant argues in his sixth assignment of error that the
trial court erred by imposing as a condition of his probation that
he pay restitution in an amount up to $2,000.00 for future
treatment of the victims. However, "[i]n order to preserve a
question for appellate review, a party must have presented to the
trial court a timely request, objection or motion, stating the
specific grounds for the ruling the party desired the court to
make[.]" N.C.R. App. P. 10(b)(1). Where a defendant fails to
object to the judgment or the amount of restitution ordered at thesentencing hearing or to a trial court's order that a defendant
make restitution, an appeal concerning the appropriateness of an
imposition of restitution is not properly before this Court.
State
v. Hughes, 136 N.C. App. 92, 97-98, 524 S.E.2d 63, 66 (1999),
disc.
review denied, 351 N.C. 644, 543 S.E.2d 878 (2000).
Our Court may consider, under Rule 2 of the North Carolina
Rules of Appellate Procedure, defendant's argument that the trial
court erred by imposing up to $2,000.00 restitution on defendant.
See Hughes at 98, 524 S.E.2d at 67.
Accordingly, we will review
defendant's sixth assignment of error on its merits.
Restitution may be ordered as a condition of probation
pursuant to N.C. Gen. Stat. § 15A-1343(d) (2001). In
State v.
Hunt, our Court discussed the appropriateness of an award of
restitution:
We held in a recent case that a recommendation
of restitution must be supported by the
evidence before the trial court.
State v.
Daye, 78 N.C. App. 753, 338 S.E.2d 557 (1986).
Our Supreme Court has also recently held that
a trial court need not make specific findings
in support of its recommendation of probation.
State v. Hunter, 315 N.C. 371, 338 S.E.2d 99
(1986). . . . When, as here, there is some
evidence as to the appropriate amount of
restitution, the recommendation will not be
overruled on appeal. We note, however, that
restitution is intended to compensate victims
for loss or damage, and not as a punitive
measure against defendants. A trial court's
recommendation may easily fall into this
latter, and disfavored, realm when there is no
basis to support it.
State v. Hunt, 80 N.C. App. 190, 195, 341 S.E.2d 350, 354 (1986).
In
State v. Burkhead, we further explained that [r]estitution is defined as "compensation for
damage or loss as could ordinarily be
recovered by an aggrieved party in a civil
action." G.S. 15A-1343(d). Restitution,
however, cannot be comprised of punitive
damages. G.S. 15A-1343(d) states that the
purpose of restitution measures are to promote
rehabilitation of the criminal offender and to
provide for compensation to victims of crime.
They shall not be construed to be a fine or
other punishment. G.S. 15A-1343(d);
State v.
Killian, 37 N.C. App. 234, 245 S.E.2d 812
(1978).
State v. Burkhead, 85 N.C. App. 535, 536, 355 S.E.2d 175, 176
(1987).
In the case before us, defendant argues that the restitution
award should not be upheld because it was based upon the unsworn
statements of the prosecutor.
See State v. Buchanan, 108 N.C. App.
338, 341, 423 S.E.2d 819, 821 (1992) (holding that an unsworn
statement by the prosecutor "does not constitute evidence and
cannot support the amount of restitution recommended"). If
statements of the prosecutor were the only bases for the award, our
Court would be required to reverse the restitution award.
See id.
However, in this case, the record contains other evidence to
support the amount of restitution awarded. There was both
testimony and documentation showing that the victims had already
accumulated $680.00 in treatment bills over the span of a few
months. In fact, defendant does not challenge the trial court's
imposition of an additional $680.00 in restitution to cover these
previous treatment costs. Further, there was testimony tending to
show that the victims were still undergoing treatment as a result
of defendant's actions. There was testimony that the insurance ofthe victims' parents would not cover the total cost of the
treatment, which would be needed for an appreciable amount of time
after the sentencing. In light of this evidence, the trial court
did not err in setting the maximum amount of restitution for future
treatment of the victims at $2,000.00. We also note that the fact
that the trial court made allowance for the situation where the
cost of treatment was less than $2,000.00 supports the inference
that the restitution in this case was not punitive and thus met the
requirements of N.C.G.S. § 15A-1343.
We affirm the trial court's award of restitution.
Affirmed in part; and remanded for re-sentencing.
Judges McCULLOUGH and BRYANT concur.
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