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NO. COA01-1491
NORTH CAROLINA COURT OF APPEALS
Filed: 31 December 2002
STATE OF NORTH CAROLINA
v
.
JOHN EARL HINTON, JR.
Appeal by defendant from judgment entered 18 July 2001 by
Judge Abraham P. Jones in Wake County Superior Court. Heard in the
Court of Appeals 17 September 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Steven A. Armstrong, for the State.
William D. Auman, for the defendant.
BIGGS, Judge.
Defendant appeals his conviction of robbery with a dangerous
weapon. The relevant trial evidence may be summarized as follows:
Barbara Zaehring testified that on 21 January 2001, she was
employed as a cashier at Grocery Boy Junior, a Wake County
convenience store. Defendant entered the store early that morning,
when no other customers were present. He approached the counter,
displayed a black handled knife with a silver blade, told
Zaehring I want your money, and then came behind the counter
where Zaehring was standing. Zaehring grabbed a gun that the owner
kept under the counter and pointed it towards defendant, who said
Go ahead, shoot me. Zaehring responded that it wasn't worth
it, replaced the gun on the counter, and opened the cash drawer
for the defendant. He took all the money in the drawer and thenleft, telling Zaehring not to press the silent alarm. Zaehring
testified that, although she did not recognize defendant during the
robbery, she later remembered having seen him on one occasion at
her husband's former place of employment.
Defendant testified that he became acquainted with Zaehring
because he had worked for the same employer as Zaehring's husband.
He and Zaehring became friends; he had visited her at the store,
and had also met her at a local park, where they discussed a
sexual engagement. She sometimes let him have things from the
store without paying. Defendant also testified that he and
Zaehring had planned together to steal money from the store. They
had staged the mock armed robbery and had planned to divide the
proceeds. On rebuttal, Zaehring denied any prior acquaintance with
defendant.
Defendant was convicted of robbery with a dangerous weapon,
and sentenced to a prison term of 146 to 185 months. He appeals
from this judgment.
I.
Defendant argues first that the trial court erred by failing
to declare a mistrial in response to improper contact between a
prosecution witness and a seated juror. We disagree.
At trial, Steve Byers, owner of the Grocery Boy Junior store
that was robbed, testified concerning the store's security camera,
the gun under the counter, and events occurring at the store on the
morning of the robbery. His testimony was brief, and defendant did
not cross-examine him. At some point after his testimony, Byershad a short conversation with one of the jurors. When he was
questioned by the trial court about this, Byers testified that he
had asked the juror, who was employed by a local newspaper, for
advice on submitting articles for publication. He testified
further that he had misunderstood the trial court's admonitions
about not speaking with jurors; that the conversation was brief and
entirely unrelated to the case; and that a second juror had been
near enough to overhear their conversation. The two jurors were
questioned by the trial court, and both stated that the brief
conversation did not pertain to the case and would not influence
their verdict. Defendant neither questioned the jurors, nor moved
for a mistrial.
Defendant argues on appeal that the court erred by not
declaring a mistrial. He alleges that Byers was clearly [trying]
to curry favor for himself with [the juror], . . . [and] may
thereby have enhanced his credibility with that particular juror.
He contends that the trial court should have ex mero motu either
declared a mistrial or, at a minimum, removed juror Blackwood in
favor of an alternate.
N.C.G.S. . 15A-1061 (2001) provides that the trial court must
declare a mistrial upon the defendant's motion if there occurs
during the trial an error or legal defect in the proceedings, or
conduct inside or outside the courtroom, resulting in substantial
and irreparable prejudice to the defendant's case. (emphasis
added). However, in the instant case, because defendant failed to
request a mistrial from the trial court, our review is limited towhether the court's failure to declare a mistrial constituted
plain error. See N.C.R. App. P. 10(c)(4) (a question which was
not preserved by objection noted at trial . . . nevertheless may be
made the basis of an assignment of error where the judicial action
questioned is specifically and distinctly contended to amount to
plain error); State v. Ross, 100 N.C. App. 207, 211, 395 S.E.2d
148, 150 (1990) (where defendant failed to object or move for a
mistrial based upon the court's remarks, this Court reviews only
for plain error).
Moreover, defendant failed to allege plain error in his
assignments of error. He has thus waived review even for plain
error. State v. Truesdale, 340 N.C. 229, 456 S.E.2d 299 (1995)
(where the defendant fails to allege plain error in his assignments
of error, he waive[s] his right to appellate review of [the]
issue). Notwithstanding defendant's failure to properly preserve
this issue for review, in the interests of justice and pursuant to
our authority under N.C.R. App. P. 2, we elect to review the merits
of defendant's argument.
Plain error is fundamental error, something so basic, so
prejudicial, so lacking in its elements that justice cannot have
been done, or . . . grave error which amounts to a denial of a
fundamental right of the accused[.] State v. Odom, 307 N.C. 655,
660, 300 S.E.2d 375, 378 (1983). In order to prevail under a
plain error analysis, a defendant must show: (1) there was error;
and (2) without this error, the jury would probably have reached a
different verdict. State v. Smith, __ N.C. App. __, __, 566S.E.2d 793, 799 (2002), disc. review denied, 356 N.C. 311, 571
S.E.2d 208 (2002) (citation omitted).
The trial court's ruling on a motion for mistrial generally
lies within the sound discretion of the trial court and will be
reversed only upon a showing of a manifest abuse of discretion.
State v. Lippard, __ N.C. App. __, __, 568 S.E.2d 657, 664, (2002),
disc. review denied, __ N.C. __, __ S.E.2d __ (Filed Nov 21, 2002)
(citation omitted). In the present case, there is no indication
that Byers attempted to discuss the case with the juror. Both
jurors assured the trial court that the short conversation would
not affect their verdict. Moreover, Byers' testimony was not
crucial to the State's case; indeed, defendant did not even cross-
examine him. We conclude that there is no basis to suppose that,
absent Byers' brief interaction with a juror, the result of the
trial would have been different. We hold that the trial court did
not commit plain error by failing to declare a mistrial ex moro
motu on this basis. Accordingly, this assignment of error is
overruled.
II.
Defendant argues next that the trial court erred by failing to
dismiss the charge against him for insufficient evidence. We
disagree.
Upon a defendant's motion to dismiss criminal charges for
insufficiency of the evidence, the trial court must consider the
evidence in the light most favorable to the State, and the State
is entitled to every reasonable inference to be drawn therefrom. State v. Gainey, 343 N.C. 79, 85, 468 S.E.2d 227, 231 (1996). The
trial court should deny the motion if the State has presented
substantial evidence of each essential element of the crime and
that the defendant is the perpetrator. State v. Call, 349 N.C.
382, 417, 508 S.E.2d 496, 518 (1998). Evidence is considered
substantial when 'a reasonable mind might accept [it] as adequate
to support a conclusion.' State v. Craycraft, __ N.C. App. __,
__, 567 S.E.2d 206, 208 (2002) (quoting State v. Smith, 300 N.C.
71, 78-79, 265 S.E.2d 164, 169 (1980)).
Defendant was charged with robbery with a dangerous weapon, in
violation of N.C.G.S. . 14-87 (2001). The elements of robbery
with a dangerous weapon are: (1) the unlawful attempt to take or
taking of personal property from a person or presence, (2) by use
or threatened use of a firearm or other dangerous weapon, (3)
whereby the life of the person is threatened or endangered. State
v. Gay, __ N.C. App. __, __, 566 S.E.2d 121, 124 (2002) (citation
omitted). Defendant alleges that there was no substantial
evidence that the defendant either endangered or threatened the
life of Zaehring. Defendant correctly states that mere possession
of a weapon is insufficient to support a conviction for robbery
with a dangerous weapon. State v. Gibbons, 303 N.C. 484, 279
S.E.2d 574 (1981) (evidence insufficient that robbery occurred by
the use or threatened use of weapon where victim was unconscious
during robbery). However, in the instant case, Zaehring testified
that defendant had a black handled knife with a silver blade, and
that [h]e had already been here showing me his knife and hegrabbed the door from me and pulled it back. When he came around
behind the counter the defendant was just holding it like it was
pointing it (sic) this way, but not quite at me[.] Zaehring also
testified that when the defendant came behind the counter with his
knife, that there was no other exit, or way for her to get out from
behind the counter. Finally, Zaehring testified on rebuttal that
she had opened the cash drawer [b]ecause [she] feared for [her]
life.
We conclude that Zaehring's testimony, even standing alone,
was sufficient to submit to the jury the question of whether
defendant had endangered or threatened her life by means of the use
or threatened use of a knife. This assignment of error is
overruled.
III.
Defendant's final argument is that the trial court erred by
denying his motion for an instruction on misdemeanor larceny.
A defendant 'is entitled to an instruction on lesser included
offense[s] if the evidence would permit a jury rationally to find
him guilty of the lesser offense and acquit him of the greater.'
State v. Leazer, 353 N.C. 234, 237, 539 S.E.2d 922, 924
(2000)(quoting
Keeble v. United States, 412 U.S. 205, 208, 36 L.
Ed. 2d 844, 847 (1973)). However, the right to an instruction on
a lesser included offense arises only if there is evidence that
the defendant might be guilty of the lesser[-included] offense.
State v. Collins, 334 N.C. 54, 58, 431 S.E.2d 188, 191 (1993).
Thus, [i]f the State's evidence is clear and positive as to eachelement of the charged offense, and if there is no evidence of the
lesser-included offense, there is no error in refusing to instruct
on the lesser offense.
State v. Howie, 116 N.C. App. 609, 613,
448 S.E.2d 867, 869 (1994) (citing
State v. Peacock, 313 N.C. 554,
558, 330 S.E.2d 190, 193 (1985)).
Larceny is a lesser included offense of robbery with a
dangerous weapon.
State v. White, 322 N.C. 506, 514, 369 S.E.2d
813, 817 (1988) (we hold that larceny is a lesser included offense
of armed robbery). Under N.C.G.S. . 14-72(a) (2001), larceny of
property, . . . where the value of the property or goods is not
more than one thousand dollars ($1,000), is a Class 1 misdemeanor.
In the present case, it was undisputed that defendant took $277
from the cash box, a misdemeanor amount. Defendant contends that
there was evidence from which the jury could find that he committed
misdemeanor larceny, and thus, that the trial court should have
granted his request for an instruction on the offense.
Reduced to its essentials, the pertinent evidence was the
following: Zaehring testified that she had no personal acquaintance
with defendant, and that while she was on duty as a cashier for
Grocery Boy Junior, the defendant robbed her at knifepoint. In
contrast, defendant testified that he and Zaehring were friends;
that they planned together to steal money from Grocery Boy Junior
and split it; and that the armed robbery was a fake, staged for
the benefit of the video security camera. Thus, although defendant
was indicted for armed robbery of Zaehring, the defendant testified
that he had not robbed Zaehring, and that he and Zaehring jointlycommitted an entirely different crime _ embezzlement, or larceny by
employee _ from the store, rather than from Zaehring. On this
evidence, the trial court concluded that it could not instruct the
jury on an offense that was neither charged in the indictment, nor
was a lesser included offense of the offense for which defendant
was indicted. We agree.
The defendant's testimony, if believed, did not establish a
right to an instruction on misdemeanor larceny, but on aiding and
abetting embezzlement or larceny by employee. Defendant was not
charged with either of these, and [i]t is a rule of universal
observance in the administration of criminal law that a defendant
must be convicted, if convicted at all, of the particular offense
charged in the bill of indictment. The allegations and the proof
must correspond.
State v. Rhome, 120 N.C. App. 278, 298, 462
S.E.2d 656, 670 (1995) (quoting
State v. Muskelly, 6 N.C. App. 174,
176, 169 S.E.2d 530, 532 (1969)). We conclude that the trial court
did not err by denying defendant's motion for jury instructions on
the offense of misdemeanor larceny. Defendant's testimony did not
establish his entitlement to such an instruction, and the
indictment under which he was charged would not support such a
conviction.
For the reasons discussed above, we conclude that defendant
had a fair trial, free from prejudicial error, and that his
conviction must be affirmed.
No error.
Judges GREENE and WYNN concur.
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