I.
The State argues defendant's appeal should be dismissed
because defendant is not entitled to an appeal as a matter of
right. Defendant contends that the sentence imposed in the re-
sentencing hearing on 14 September 2001 resulted in a sentence
exceeding the range authorized by N.C. Gen. Stat. § 15A-1340.17 due
to the enhancement of his second-degree kidnapping sentence.
Defendant argues that this falls into one of the categories of
appeal authorized as of right under N.C. Gen. Stat. § 15A-1444(a2),
and therefore he is entitled to appeal. The sentence imposed by
the trial court on re-sentencing exceeds the range authorized by
N.C. Gen. Stat. § 15A-1340.17 (2001), and we therefore review the
re-sentencing to determine whether it was properly enhanced under
N.C. Gen. Stat. §§ 14-2.2 and 15A-1340.16A (2001). See N.C. Gen.
Stat. § 15A-1444(a2)(2) (2001).
II.
Defendant assigns as error the trial court's re-sentencing to
an enhanced term under N.C.G.S. § 14-2.2(a), arguing that the re-
sentencing violates his right to due process under both the United
States and North Carolina Constitutions as the trial court lacked
jurisdiction to sentence upon a non-indicted count. N.C.G.S. §
14.2.2(a) states that
[i]f a person is convicted of a Class A, B,
B1, B2, C, D, or E felony and the person used,
displayed, or threatened to use or display a
firearm during the commission of the felony,
the person shall, in addition to the
punishment for the underlying felony, be
sentenced to a minimum term of imprisonment
for 60 months as provided by G.S.
15A-1340.16A.
Therefore, a trial court applying the firearm enhancement penalty
must do so in accordance with N.C.G.S. § 15A-1340.16A. The
relevant portion of N.C.G.S. § 15A-1340.16A states that
[i]f a person is convicted of a Class A, B1,
B2, C, D, or E felony and the court finds that
the person used, displayed, or threatened to
use or display a firearm at the time of the
felony, the court shall increase the minimum
term of imprisonment to which the person is
sentenced by 60 months.
The recent North Carolina Supreme Court case of
State v.
Lucas, 353 N.C. 568, 548 S.E.2d 712 (2001), explicitly adopted the
rule announced by the United States Supreme Court in
Jones v.
United States, 526 U.S. 227, 143 L. Ed. 2d 311 (1999) and
Apprendi
v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d 435 (2000). In
Lucas,
our Supreme Court stated that the sentencing of a defendant to an
enhanced sentence pursuant to N.C.G.S. § 15A-1340.16A
is forbidden by
Jones and
Apprendi unless the
use of a firearm under the statute is chargedin the indictment, proven beyond a reasonable
doubt, and submitted to the jury.
Accordingly, we hold that in every instance
where the State seeks an enhanced sentence
pursuant to N.C.G.S. § 15A-1340.16A, it must
allege the statutory factors supporting the
enhancement in an indictment, which may be the
same indictment that charges the underlying
offense, and submit those factors to the jury.
If the jury returns a guilty verdict that
includes these factors, the trial judge shall
make the finding set out in the statute and
impose an enhanced sentence.
Lucas, 353 N.C. at 597-98, 548 S.E.2d at 731.
However, the decision in
Lucas only "applies to cases in which
the defendants have not been indicted as of the certification date
of [that] opinion, [9 August 2001,] and to cases that are now
pending on direct review or are not yet final."
Id. at 598, 548
S.E.2d at 732. Defendant essentially argues that the re-sentencing
in the present case resulted in his case no longer being "final" at
the moment of re-sentencing, thus bringing it under the strictures
of
Lucas. A case is "final" when "'a judgment of conviction has
been rendered, the availability of appeal exhausted, and the time
for a petition of certiorari elapsed or a petition for certiorari
finally denied.'"
State v. Zuniga, 336 N.C. 508, 511 n.1, 444
S.E.2d 443, 445 n.1 (1994) (quoting
Griffith v. Kentucky, 479 U.S.
314, 321 n.6, 93 L. Ed. 2d 649, 657 n.6 (1987)).
Although defendant pleaded guilty to a firearm enhancement,
the statutory factors necessary for the enhancement were not
alleged in the indictment. Therefore, as the State correctly
points out, whether defendant was properly sentenced to a firearm
enhancement at the re-sentencing on 14 September 2001 depends onwhether the case before us was "final" at the time of re-
sentencing. If defendant's case was "final," then
Lucas does not
apply and the sentencing will stand.
See Lucas, 353 N.C. at 598,
548 S.E.2d at 732. If defendant's case was not "final," defendant
cannot be sentenced for a plea based upon a firearm enhancement
when the necessary statutory factors were not alleged in the
indictment.
See State v. Wimbish, 147 N.C. App. 287, 292, 555
S.E.2d 329, 333 (2001).
The use of two separate judgments by the trial court in the
original disposition of the case was in error. The Department of
Correction, as it did in
State v. Branch, 134 N.C. App. 637,
640-41, 518 S.E.2d 213, 215-16 (1999), brought this error to the
attention of the trial court by letter. In
Branch, our Court noted
this was an appropriate method for the Department of Correction to
bring an irregularity in sentencing to the attention of the trial
court.
Id. In the case before us, the trial court set the matter
for re-sentencing and conducted a re-sentencing hearing to correct
its erroneous sentence originally imposed.
Defendant argues that because the original judgments and
sentencing were in error there was never a judgment of conviction
in the case, and therefore the case could not have been final. We
disagree. The fact that the original sentencing in this case was
in error, does not render the judgment void.
Hamilton v. Freeman,
147 N.C. App. 195, 204, 554 S.E.2d 856, 861 (2001)
,
appeal
dismissed and disc. review denied, 355 N.C. 285, 560 S.E.2d 803
(2002) ("Where a court has authority to hear and determine thequestions in dispute and has control over the parties to the
controversy, a judgment issued by the court is not void, even if
contrary to law.") (citing
Allred v. Tucci, 85 N.C. App. 138, 142,
354 S.E.2d 291, 294,
disc. review denied, 320 N.C. 166, 358 S.E.2d
47 (1987)).
If contrary to law, the judgment is only voidable, and
therefore constitutes a binding judgment of conviction that must be
honored until vacated or corrected.
Id. (citing
Allred, 85 N.C.
App. at 142, 354 S.E.2d at 294).
In the case before us, defendant was originally subject to two
separate judgments, one for second-degree kidnapping, and a
separate one for the firearm enhancement penalty. Upon notice of
the error in this method of sentencing, the trial court laudably
sought to remedy the error. The State argues that the trial court
simply modified the sentence to bring it in line with the
appropriate sentencing guidelines. However, in the present case,
where there were originally two judgments, one of which was a
firearm enhancement, invalid as a separate judgment, the trial
court must vacate the firearm enhancement judgment along with the
sentence for the second-degree kidnapping judgment, and re-sentence
defendant to the appropriate term of imprisonment for second-degree
kidnapping with a firearm enhancement in a single judgment.
See
Branch, 134 N.C. App. at 640-41, 518 S.E.2d at 215-16 (vacating and
imposing a sentence using the appropriate law upon learning through
a letter from the Department of Correction that the original
sentence was unlawful);
State v. Rollins, 131 N.C. App. 601, 607,
508 S.E.2d 554, 558 (1998) (vacating previous sentence for thepurpose of re-sentencing when the previous sentence was invalid
);
State v. Morgan, 108 N.C. App. 673, 425 S.E.2d 1 (1993) (holding
that the trial court had the authority to set aside a sentence and
to re-sentence a defendant if such re-sentencing was required),
disc. review improvidently allowed, 335 N.C. 551, 439 S.E.2d 127
(1994);
State v. Bonds, 45 N.C. App. 62, 64, 262 S.E.2d 340, 342
(holding that the North Carolina Courts have the authority to
vacate an invalid sentence and re-sentence a defendant even after
the term has ended),
appeal dismissed and disc. review denied, 300
N.C. 376, 267 S.E.2d 687,
cert. denied, 449 U.S. 883, 66 L. Ed. 2d
107 (1980).
In the present case, the trial court did just that, vacating
the improper sentences and the improper firearm enhancement
judgment, and re-sentencing defendant to the appropriate term of
imprisonment. However, when the trial court vacated the firearm
enhancement judgment and the second-degree kidnapping sentence, the
case was no longer "final" for purposes of the
Lucas rule, since
the trial court had voided the original judgments of conviction to
enter a new single judgment. Therefore, on this specific set of
facts, defendant cannot be re-sentenced using the firearm
enhancement penalty due to the failure of the State to allege in
the original indictment the statutory factors supporting the
enhancement, despite the fact that the original indictment occurred
before
Lucas was decided.
See Lucas, 353 N.C. at 597-98, 568
S.E.2d at 731;
see also Griffith, 479 U.S. at 325-28, 93 L. Ed. 2d
at 659-62 (noting that simply because a new constitutional rule isa "clear break" from the law at the time of the original incidents
leading to the conviction of a defendant, the new rule should still
apply to non-final cases).
Although this case is likely not the type of case the North
Carolina Supreme Court had in mind when it stated that
Lucas would
apply to cases that were not yet final as of 9 August 2001, the
unique procedural nature of this case brings it under the
requirements of
Lucas. We therefore remand this case for re-
sentencing without imposition of an enhanced sentence pursuant to
N.C.G.S. § 15A-1340.16A
.
Remanded for re-sentencing.
Judge WALKER concurs.
Judge HUNTER dissents with a separate opinion.
========================
HUNTER, Judge, dissenting in part.
I respectfully dissent from the majority opinion's conclusion
that defendant's case was not final thereby resulting in the
trial court committing error by imposing the firearm enhancement
penalty on defendant's re-sentencing for second-degree kidnapping.
As stated in the majority opinion, [i]f a judgment is invalid
as a matter of law, North Carolina Courts have the authority to
vacate the invalid sentence and resentence the defendant
accordingly . . . . State v. Branch, 134 N.C. App. 637, 641, 518
S.E.2d 213, 216 (1999). Here, I agree with the majority's
conclusion that defendant's separate sentence for the firearm
enhancement was invalid and should be vacated based on the court'smisapplication of N.C. Gen. Stat. § 15A-1340.16A. However, our
case law indicates that the kidnapping sentence was still valid and
only had to be modified due to the court's mistake of law.
At least two North Carolina cases have upheld changes made to
a defendant's sentence without invalidating that sentence when a
trial court has mistakenly applied the requisite law. In State v.
LeSane, 137 N.C. App. 234, 528 S.E.2d 37 (2000), a trial court
originally sentenced the defendant to life imprisonment based on
its mistake as to when an amendment to the relevant statute
(requiring life imprisonment without parole) would go into effect.
After the defendant was sentenced, the court learned of the mistake
and appropriately re-sentenced the defendant. This Court held that
the re-sentence was not invalidated by the court's mistake of law
because it resulted in no prejudice to the defendant. Id. at 245,
528 S.E.2d at 44. Also, in State v. Brown, 59 N.C. App. 411, 417,
296 S.E.2d 839, 843 (1982), this Court held that a trial court
acted properly in changing [a] defendant's sentence after
discovering it had mistakenly applied the wrong parole law when
originally sentencing defendant.
I find these two cases to be analogous to the case sub judice.
The trial court mistakenly sentenced defendant without properly
applying the firearm enhancement statute. This mistake of law
resulted in defendant originally receiving two separate sentences;
one for second-degree kidnapping and another for the firearm
enhancement. Although the separate firearm enhancement sentence
was invalid, the kidnapping sentence was valid and only required achange or modification to bring it in accordance with N.C. Gen.
Stat. § 15A-1340.16A. Defendant was not prejudiced by this change
because it did not result in him receiving a greater sentence than
was originally given to him.
Accordingly, the trial court did not err in re-sentencing
defendant for the second-degree kidnapping offense with a firearm
enhancement because defendant's case was final for purposes of the
Lucas rule.
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