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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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NO. COA02-13
NORTH CAROLINA COURT OF APPEALS
Filed: 3 December 2002
JOSEPH PATRICK SUMMEY,
Plaintiff,
v
.
RONALD BARKER, FORSYTH COUNTY SHERIFF; and HARTFORD INSURANCE
COMPANY, SURETY; MICHAEL SCHWEITZER, chief jailer of Forsyth
County, in their official capacities; LINDA SIDES; JOE MADDUX,
CORRECTIONAL MEDICAL SERVICES, INC., d/b/a CORRECTIONAL MEDICAL
SYSTEMS a/k/a CORRECTIONAL MEDICAL SERVICES,
Defendants.
Appeal by plaintiff from order entered 24 September 2001 by
Judge Clarence W. Carter, Superior Court, Forsyth County. Heard in
the Court of Appeals 8 October 2002.
Parrish Smith & Ramsey, L.L.P., by Steven D. Smith, for
plaintiff-appellant.
Smith Helms Mulliss & Moore, L.L.P., by Lisa Frye Garrison and
Alan W. Duncan, for Linda Sides and Correctional Medical
Services, defendant-appellees.
Womble, Carlyle Sandridge & Rice, by Allan R. Gitter and
Oliver M. Read, IV, for Ronald Barker, Hartford Insurance
Company and Michael Schweitzer defendant-appellees.
WYNN, Judge.
Following the trial court's grant of summary judgment
dismissing plaintiff Joseph Patrick Summey's medical malpractice
and negligence actions, plaintiff presents two issues on appeal to
this Court: (1) Did the trial court erroneously exclude his expert
witness' testimony as a discovery sanction for plaintiff's failure
to designate his expert in a timely fashion; and (2) Did the trial
court err in granting summary judgment in favor of the defendants?
We answer both questions, no; and therefore, we uphold the trialcourt's grant of summary judgment in favor of defendants.
The underlying facts to this appeal tend to show that on 22
October 1996, the Forsyth County Detention Center held plaintiff,
a hemophiliac, on charges of illegally removing a child across
state lines. The next day, plaintiff's hemophilia condition was
evaluated by North Carolina Baptist Hospital and he was released
back to the detention center. The following day, after his first
appearance in criminal court, plaintiff contends that his nose
started to bleed at the courthouse. Apparently, he was taken back
to the detention center where a nurse employed by defendant,
Correctional Medical Services, attended to him but did not observe
any bleeding. Several hours later, at around 11:00 p.m.,
plaintiff's nose began to bleed rapidly and he was transported to
Baptist Hospital for treatment.
From that set of facts, plaintiff brought actions against
Forsyth County Sheriff,Ronald Baker, Hartford Insurance Company
(Surety for the Sheriff's bond), and Chief Jailer Michael
Schweitzer alleging various collective acts of negligence
apparently arising from their alleged failure to ensure that he was
provided timely medical treatment for his nose bleed. Plaintiff
also brought actions against certain medical providers including
Correctional Medical Systems and its employees Linda Sides and Joe
Maddux alleging collective acts of negligence which appear to
amount to claims of medical negligence.
Plaintiff voluntarily dismissed his initial action in June
1999 and re-filed it in October 1999; after which, the trial courtentered a Consent Discovery Scheduling Order requiring plaintiff to
designate his expert witnesses within 30 days of the conclusion of
the appeal on 9 March 2000.
(See footnote 1)
Plaintiff should have designated his
experts by 3 May 2001, but did not do so until 4 September 2001.
Defendants moved for summary judgment alleging there were no
genuine issues of material fact and citing plaintiff's failure to
designate his experts in accordance with the Consent Discovery
Scheduling Order. Plaintiff moved for an extension of time to
designate his experts on 4 September 2001. The trial court denied
plaintiff's motion and granted defendant's motion for summary
judgment.
Discovery Sanctions
If a party fails to identify an expert witness as ordered,
the court shall, upon motion by the moving party, impose an
appropriate sanction, which may include dismissal of the action,
entry of default against the defendant, or exclusion of the
testimony of the expert witness at trial. N.C. Gen. Stat. 1A-1,
Rule 26(f1)(2001). The choice of sanctions lies within the court's
discretion and will not be overturned on appeal absent a showing of
abuse of discretion.
See Routh v. Weaver, 67 N.C. App. 426, 429,
313 S.E.2d 793, 795 (1984).
In this case, plaintiff failed to designate his experts by 3May 2001 as he should have according to the 9 March 2000 Consent
Discovery Scheduling Order. In fact, plaintiff did not designate
his experts until 4 September 2001, almost four months after the
ordered date, and more than one month after defendants notified
plaintiff of his noncompliance. Apparently, the trial judge chose
to exclude any testimony from plaintiff's experts as a sanction for
plaintiff's noncompliance with the discovery order.
(See footnote 2)
Surely,
evidence in the record showing that plaintiff failed to comply with
the discovery order for several months, supports the conclusion
that the trial court did not abuse its discretion by excluding the
proffered testimony. Moreover, the fact that the defendants may
have had notice of the expert witness from earlier depositions, did
not relieve the plaintiff of the obligation to comply with the
subsequent consent order. Accordingly, we hold that the plaintiff
has not shown that the trial court abused its discretion in denying
his motion for an extension of time to designate expert witnesses.
Review of Summary Judgment
Under N.C. Gen. Stat. § 1A-1, Rule 56(c) (2001), summary
judgment shall be rendered forthwith if the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that any party is entitled to a
judgment as a matter of law. The moving party bears the burden ofshowing that there are no genuine issues of material fact.
See
Moore v. Coachmen Industries, Inc., 129 N.C. App. 389, 394, 499
S.E.2d 772, 775 (1998). The evidence is to be viewed in the light
most favorable to the nonmoving party.
Id.
Plaintiff brought three claims against defendants: (I)
negligence for not calling plaintiff's doctor when the nose bled at
the courthouse; and, for not having done something sooner before
plaintiff's nose began bleeding rapidly that night; (II) cruel and
unusual punishment; and (III) breach of fiduciary and statutory
duties. Plaintiff further alleged general acts which appear to
constitute medical negligence on the part of the medical providers.
On review of the evidence in the light most favorable to the
plaintiff, we uphold the trial court's grant of summary judgment in
favor of defendants.
First, defendants' forecast of evidence indicates plaintiff
was checked by the infirmary nurse upon his return from the
courthouse and his nose was not bleeding at that time nor did his
clothes or person have any blood on them; and, that night when his
nose began bleeding rapidly, plaintiff was taken to the hospital
immediately. Second, in medical malpractice actions, the
plaintiff must demonstrate by the testimony of a qualified expert
that the treatment administered by the defendant was in negligent
violation of the accepted standard of medical care in the community
and that defendant's treatment proximately caused the injury.
Huffman v. Inglefield, 148 N.C. App. 178, 182, 557 S.E.2d 169, 172
(2001)(citations omitted). Since plaintiff did not timelydesignate his expert witnesses, plaintiff is unable to prove the
defendants' behavior was a negligent violation of the accepted
standard of medical care. Further, plaintiff did not bring forth
any countervailing evidence or make any arguments in opposition to
defendants' motion for summary judgment.
In sum, we uphold the trial court's exclusion of plaintiff's
expert witness testimony as a sanction for failing to timely comply
with the consent discovery order. We further affirm the trial
court's grant of summary judgment in favor of defendants.
Affirmed.
Judge McGEE concurs.
Judge GREENE dissents.
==============================
GREENE, Judge, dissenting in part.
As (I) the trial court erred in failing to consider lesser
sanctions for plaintiff's discovery misconduct and (II) I disagree
with the majority that this action was solely a medical malpractice
action, I dissent in part.
I
In this case, the trial court's exclusion of plaintiff's
experts had the same effect as a dismissal of plaintiff's medical
malpractice action. While the imposition of sanctions for
discovery misconduct is within the discretion of the trial court,
this Court has held that before the trial court selects as severe
a sanction as dismissal, it must first determine the
appropriateness of lesser sanctions.
Wilder v. Wilder, 146 N.C.App. 574, 577, 553 S.E.2d 425, 427 (2001). In other words, the
trial court must make findings and conclusions indicating it has
considered less drastic sanctions.
Id. Less drastic sanctions in
this case could have included staying further proceedings until
plaintiff complied with the trial court's order, finding plaintiff
in contempt of court, or requiring plaintiff to pay the reasonable
expenses, including attorney's fees, caused by his failure to
comply.
See N.C.G.S. § 1A-1, Rule 37(b)(2) (2001) (available
sanctions for failure to obey Rule 26(f) discovery conference
order).
In this case, the trial court made no findings with respect to
the appropriateness of lesser sanctions. As such, the trial
court's exclusion of plaintiff's experts and its resulting grant of
summary judgment with respect to plaintiff's medical malpractice
action must be reversed and remanded for consideration of lesser
sanctions.
II
Even if the trial court's exclusion of plaintiff's experts was
justified, this Court still would need to consider whether summary
judgment with respect to defendants Sheriff Ronald Barker, Chief
Jailer Michael Schweitzer, and the Hartford Insurance Company was
appropriate as plaintiff's suit against these defendants was not a
medical malpractice action.
A medical malpractice action is defined as a civil action for
damages for personal injury or death arising out of the furnishing
or failure to furnish professional services in the performance ofmedical, dental, or other health care by a health care provider.
N.C.G.S. § 90-21.11 (2001). None of the aforementioned defendants
can be considered a health care provider.
See id. (defining a
health care provider). Furthermore, plaintiff does not allege the
jail personnel, as opposed to the medical personnel available at
the correctional facility, failed to furnish professional medical
services which they were capable of rendering. Instead, plaintiff
argues the jail personnel failed to fulfil their fiduciary and
statutory duties under N.C. Gen. Stat. § 160A-59 et seq. and the
North Carolina Constitution by not timely bringing his medical
needs to the attention of a designated health care provider.
As plaintiff's action against the jail itself does not
constitute a medical malpractice action, it is of no consequence
that, as stated by the majority, upon exclusion of plaintiff's
experts by the trial court, plaintiff was not able to meet the
evidentiary burden required in a medical malpractice action.
See
Huffman v. Inglefield, 148 N.C. App. 178, 182, 557 S.E.2d 169, 172
(2001) (in medical malpractice actions, the plaintiff must
demonstrate by the testimony of a qualified expert that the
treatment administered by the defendant was in negligent violation
of the accepted standard of medical care in the community and that
[the] defendant's treatment proximately caused the injury).
Accordingly, summary judgment in favor of the sheriff, the chief
jailer, and the jail's insurer on this basis alone would be error.
Where the trial court, however, grants a motion for summary
judgment without delineating its reasons for doing so, as the trialcourt did in this case, this Court must determine whether there is
any basis for upholding the trial court's order. Because I agree
with the majority that there are no genuine issues of material fact
with respect to plaintiff's negligence claim against the sheriff,
the chief jailer, and the jail's insurer, I would therefore affirm
summary judgment with respect to these defendants.
Footnote: 1 Defendants Barker, Schweitzer and Hartford Insurance
Company appealed a 14 December 1999 order denying their N.C.R.
Civ. P. 12(b)(6) motion to dismiss. In the motion, defendants
claimed public official's immunity barred plaintiff's negligence
claims. This Court affirmed the trial court's denial in an
opinion filed 3 April 2001.
See Summey v. Barker, 142 N.C. App.
688, 544 S.E.2d 262 (2001).
Footnote: 2 Plaintiff, in his 4 September 2001 motion for an
extension of time, included the names of his experts and
transcripts of their depositions taken in June 1999, prior to the
voluntary dismissal of plaintiff's first complaint against these
defendants.
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