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NO. COA02-49
NORTH CAROLINA COURT OF APPEALS
Filed: 31 December 2002
STATE OF NORTH CAROLINA
v
.
ANDREW BOYD JORDAN,
Defendant.
Appeal by State of North Carolina from judgment entered 2
August 2001 by Judge Mark Klass in Stanly County Superior Court.
Heard in the Court of Appeals 10 October 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Brian L. Blankenship, for the State.
Stowers & James, P.A., by Paul M. James, III, for defendant-
appellee.
HUDSON, Judge.
Appellee Andrew Boyd Jordan (Jordan) was stopped by campus
police at Pfeiffer University and charged with driving while
impaired and driving with a revoked license. Jordan filed a motion
to dismiss the charges, on the ground that permitting a Pfeiffer
University employee to act as a police officer fostered excessive
governmental entanglement with religion and violated the
Establishment Clause of the United States and North Carolina
constitutions. The district court granted the motion to dismiss,
a decision that the superior court affirmed on appeal. For the
reasons set forth in the following opinion, we affirm.
BACKGROUND
On April 20, 2000, Jordan was driving on the grounds of
Pfeiffer University in Misenheimer, North Carolina, when a police
officer stopped him. The officer was employed by the Pfeiffer
University Police Department, which is an agency certified as a
campus police agency pursuant to N.C. Gen. Stat. § 74E. The
officer charged Jordan with driving while impaired, in violation of
N.C. Gen. Stat. § 20-138.1, and driving while license revoked, in
violation of N.C. Gen. Stat. § 20-28.
Jordan filed a motion to dismiss in the district court.
Relying on State v. Pendleton, 339 N.C. 379, 451 S.E.2d 274 (1994),
cert. denied, 515 U.S. 1121, 132 L. Ed. 2d 280 (1995), Jordan
claimed that permitting a Pfeiffer University police officer to
enforce North Carolina law fostered excessive entanglement with
religion and violated the Establishment Clause of the First
Amendment to the United States Constitution and Article I, Section
19 of the North Carolina Constitution. The district court agreed
and found that the stop of Jordan was an impermissible delegation
of state police power to a religious institution and, therefore,
constituted excessive governmental entanglement. The court
dismissed the action.
The State appealed to the superior court, which held an
evidentiary hearing. Jordan introduced evidence to show, inter
alia, that Pfeiffer University is affiliated with the Western North
Carolina Annual Conference of the United Methodist Church.
Pfeiffer University operates a police department, and all members
of the department are commissioned as police officers by theAttorney General of North Carolina pursuant to N.C. Gen. Stat. §
74E. The court also heard testimony from Pfeiffer officials who
explained both the school's relationship with the Methodist church
and the extent of religious-based requirements for students at
Pfeiffer.
After hearing the evidence, the superior court affirmed the
district court's findings. The State now appeals to this Court.
ANALYSIS
The State argues that Jordan's rights under the First
Amendment to the United States Constitution were not violated when
a Pfeiffer University police officer stopped and charged Jordan
pursuant to N.C. Gen. Stat. § 74E. Pfeiffer is not a religious
institution, the State contends, and, therefore, university
officials may wield the State's police power without violating the
First Amendment. The State also contends that Article I, Section
19 of the North Carolina Constitution is not implicated here
because that provision addresses equal protection and religious
discrimination, not excessive entanglement.
N.C. Gen. Stat. § 74E, in pertinent part, reads as follows:
A public or private educational institution or hospital, a
State institution, or a corporation engaged in providing on-
site police security personnel services for persons or
property may apply to the Attorney General to be certified as
a company police agency. A company police agency may apply to
the Attorney General to commission an individual designated by
the agency to act as a company police officer for the agency.
N.C. Gen. Stat. § 74E-2(b). Company police officers . . . have
the same powers as municipal and county police officers to make
arrests . . . and to charge for infractions within a limitedterritorial jurisdiction. N.C. Gen. Stat. 74E-6(c). The
territorial jurisdiction of campus police officers includes not
only campus property but also that portion of any public road or
highway passing through or immediately adjoining campus property.
N.C. Gen. Stat. § 74E-6(d).
A.
Ordinarily, when a statute is challenged on constitutional
grounds, we first evaluate the law under the state constitution
before engaging in federal review. State v. Pendleton, 339 N.C.
379, 383, 451 S.E.2d 274, 277 (1994). In Pendleton, the defendant
argued that § 74E violated both the United States and North
Carolina constitutions, but the North Carolina Supreme Court only
evaluated the statute under federal law. [W]here a law has been
applied in such a manner as to be a manifest violation of the
federal constitution as interpreted by the Supreme Court of the
United States, state constitutional review may be unnecessary and
dilatory. Id. Following the lead of our Supreme Court, we turn
directly to Jordan's federal constitutional claims.
B.
The United States Supreme Court has articulated the following
three-pronged test to determine whether a statute violates the
Establishment Clause of the First Amendment:
First, the statute must have a secular legislative purpose;
second, its principal or primary effect must be one that
neither advances nor inhibits religion; finally, the statute
must not foster an excessive governmental entanglement with
religion.
Lemon v. Kurtzman, 403 U.S. 602, 612-13, 29 L. Ed. 2d 745, 755(1971) (citations and quotation marks omitted). This analysis is
known as the
Lemon test.
Neither of the first two prongs is at issue here. Our
analysis of the relevant prong--whether the statute fosters an
excessive entanglement with religion--has been eased considerably
by our Supreme Court's decision in a similar case,
State v.
Pendleton, 339 N.C. 379, 451 S.E.2d 274 (1994). There, the
defendant, an undergraduate student at Campbell University, was
arrested for driving while impaired on a public highway near that
university's campus in Buies Creek, North Carolina. The arresting
police officer was employed by Campbell's campus police force and
commissioned pursuant to the predecessor of N.C. Gen. Stat. § 74E.
Campbell is closely affiliated with the Baptist State Convention of
North Carolina.
The defendant challenged the stop and argued that the statute
was unconstitutional because it permitted employees of a religious
institution to be commissioned and to function as police officers
and thereby authorized a religious institution to exercise the
police power of the State. Relying on
Larkin v. Grendel's Den,
Inc., 459 U.S. 116, 74 L. Ed. 2d 297 (1982), the North Carolina
Supreme Court employed a two-part inquiry to determine whether the
law was unconstitutional: (1) whether the police power is an
important, discretionary governmental power within the Supreme
Court's meaning in
Larkin; and (2) whether the particular
uncontroverted evidence in the case before it supported the trial
court's conclusion that Campbell University is a religiousinstitution of the type contemplated by the Court in
Larkin.
Pendleton, 339 N.C. at 386, 451 S.E.2d at 278. If the Court
answered both questions in the affirmative, it was required to
hold that the statute, as applied on the particular facts of this
case, is unconstitutional on the ground that it violates the
Establishment Clause.
Id.
In
Larkin itself, the United States Supreme Court held that
the delegation of a state's alcohol licensing power to religious
institutions was unconstitutional. Specifically, a Massachusetts
statute gave to the governing bodies of churches and schools the
power to effectively veto liquor license applications for
establishments within a 500-foot radius of the churches and
schools. As the Supreme Court explained, The Framers did not set
up a system of government in which important, discretionary
governmental powers would be delegated to or shared with religious
institutions.
Larkin, 459 U.S. at 127, 74 L. Ed. 2d at 307.
Thus, a clear rule was established that a state may not delegate
an important discretionary governmental power to a religious
institution or share such power with a religious institution.
Pendleton, 339 N.C. at 386, 451 S.E.2d at 278.
Accordingly, the Supreme Court in
Pendleton first turned to
the question of whether the police power is an important
discretionary governmental power.
Id. at 386, 451 S.E.2d at 278.
The Court held that it was, on the grounds that the United States
Supreme Court had already made that determination.
Id. at 386, 451
S.E.2d at 278-79 (citing
Foley v. Connelie, 435 U.S. 291, 297-98,55 L. Ed. 2d 287, 293-94 (1978), as holding that the exercise of
police authority calls for a very high degree of judgment and
discretion and that police are clothed with authority to exercise
an almost infinite variety of discretionary powers and are vested
with plenary discretionary powers). Under this unmistakable
mandate of the Supreme Court of the United States in
Foley, the
Pendleton Court concluded, we are required to conclude that the
police power is an important discretionary governmental power.
Id. at 386, 451 S.E.2d at 279.
Second, the Court in
Pendleton was required to determine,
based on the specific uncontroverted evidence at hand, whether
Campbell University was a religious institution within the
meaning of that phrase as employed by the United States Supreme
Court in
Larkin. The facts found by the superior court, and relied
upon by the Supreme Court, included the following: Each
undergraduate student at Campbell is required to take Religion 101,
a basic Bible course with special emphasis on the birth and
development of the Israelite nation and the life and times of Jesus
Christ. Students must take an additional religion course, and all
of the elective religion courses offered are centered around the
Judeo-Christian religion. Students are required to adhere to a
code of ethics, arising out of the university's statement of
purpose that states, in pertinent part:
The basic principles which guide the development of Christian
character and govern Christian behavior are to be found in the
Scriptures. Moral law is the gift of God and is fully
revealed in the teachings of Jesus Christ.
The student, by virtue of his enrollment, agrees to abide bythe rules and moral precepts which govern the University
community.
Because of the University's commitment to the lordship of
Christ over every area of life, wholehearted obedience to
moral law as set forth in the Old and New Testaments and
exemplified in the life of Christ applies to every member of
the University community, regardless of position.
The Dean of Student Life at Campbell administers the code of
ethics. The same dean also has complete supervisory power over the
chief of the campus police force.
Campbell's mission, as set forth in its university bulletin,
is to:
Provide students with the option of a Christian world view;
Bring the word of God, mind of Christ, and power of the Spirit
to bear in developing moral courage, social sensitivity, and
ethical responsibility that will inspire a productive and
faithful maturation as individuals and as citizens;
. . .
Affirm the University's commitment to the belief that truth
is never one-dimensional but in wholeness is
revelatory, subjective, and transcendent as well as
empirical, objective, and rational, and that all truth finds
its unity in the mind of Christ . . . .
Moreover, the Baptist State Convention of North Carolina
recommends members of the Campbell Board of Trustees to the Baptist
State Convention for election.
After reviewing the facts found by the superior court, the
Supreme Court agreed that Campbell, indeed, was a religious
institution. [W]here a trial court has found that an
institution's secular purposes and religious mission are
'inextricably intertwined'--as the Superior Court found from
uncontroverted and substantial evidence in this case--we have no
choice but to treat it as a religious institution for FirstAmendment purposes. Id. at 390, 451 S.E.2d at 281. Because the
State neither objected to the trial court's findings nor took
exception to them on appeal, the Court in Pendleton presumed
[them] to be supported by competent evidence and binding on
appeal. Pendleton, 339 N.C. at 389, 451 S.E.2d at 280 (citation
and quotation marks omitted). The Court also considered itself
bound by the trial court's conclusions of law because they were
required as a matter of law by the findings or correct as a matter
of law in light of the findings. Id. (citation and quotation
marks omitted). Thus, the Supreme Court was compelled to
conclude that the superior court did not err when it found that
Campbell University was a religious institution, as defined by the
Supreme Court in Larkin, and that, as a consequence, N.C. Gen.
Stat. § 74E was unconstitutional as applied. Id.
C.
Turning to the case at hand, we must determine whether the
trial court properly determined that Pfeiffer is a religious
institution in accordance with the United States Supreme Court's
decision in
Larkin. If it is, N.C. Gen. Stat. § 74E, as applied to
the university, is unconstitutional.
Pendleton, 339 N.C. at 386,
451 S.E.2d at 278.
Here, the district court found that the stop of Jordan by the
Pfeiffer University police officer was unconstitutional because (1)
the authority granted to Pfeiffer University by Chapter 74E is an
impermissible delegation of the State's police powers to a
religious institution and (2) the exercise of those powers createsexcessive governmental entanglement with that religious
institution. The superior court then affirmed the district court's
order.
Unlike the court in
Pendleton, however, the superior court did
not articulate any findings of fact to support its conclusion that
Pfeiffer is a religious institution. Absent a request by a party,
the trial court is not required to make findings of fact to support
a ruling on a motion to dismiss.
Corbin Russwin, Inc. v.
Alexander's Hardware, Inc., 147 N.C. App. 722, 723, 556 S.E.2d 592,
594-95 (2001). When the trial court does not make findings of
fact, this Court, on appeal, presumes that there were sufficient
facts to support the judgment.
Id., 556 S.E.2d at
595.
If these
presumed factual findings are supported by competent evidence, they
are conclusive on appeal.
Filmar Racing, Inc. v. Stewart, 141 N.C.
App. 668, 672, 541 S.E.2d 733, 737 (2001).
Here, the State did not request that the superior court make
findings of fact. Accordingly, the dispositive issue before us is
the sufficiency of the evidence to support a determination that
Pfeiffer is a religious institution.
At the hearing on the motion to dismiss in superior court,
Pfeiffer's president described Pfeiffer as affiliated and sponsored
by the Western Carolina Conference of the United Methodist Church.
He also described Pfeiffer's purpose and mission as being a model
church related institution preparing servant leaders for life long
learning and agreed that Pfeiffer University strives to encourage
Christian values within the context of its educational goals. The university's Board of Trustees, its governing body, must
have at least six of its 44 members from the Women's Missionary
Society of the Western Carolina Conference of the United Methodist
Church. The director of the Council of the Western Carolina
Conference of the United Methodist Church is required to be a
member of the Board of Trustees. Upon election to the Board, the
names of newly elected trustees are submitted to the Western
Carolina Conference of the United Methodist Church for approval,
although the Conference does not have the power to block the
election of a board member.
In addition, Pfeiffer closes its administrative officers every
Wednesday morning so that employees may attend chapel services
during regular working hours. Undergraduate students may obtain
cultural credits toward graduation by attending those same
services, although they can earn the required credits in other,
secular ways. Students must take at least two courses in religion,
Christian education, or philosophy, at least one of which must be
a course from the religion department. The dean of student
development and the university president at Pfeiffer exercise
supervisory authority over the Pfeiffer campus police force.
After careful review, we hold that the record reveals
sufficient evidence to support the superior court's determination
that Pfeiffer is a religious institution. As such, the provisions
of N.C. Gen. Stat. § 74E, as applied here, are unconstitutional.
We emphasize, however, that our conclusion is narrowly drawn and isbased only upon the specific evidence presented here. We do not
decide the status of Pfeiffer University for any other purpose or
any other case. We merely hold, based on the record before us,
that the order of the Superior Court holding Chapter 74E to be
unconstitutional as applied in this case was proper.
CONCLUSION
For the reasons set forth above, we affirm the judgment of the
superior court.
Affirmed.
Judges TIMMONS-GOODSON and CAMPBELL concur.
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