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NO. COA02-65
NORTH CAROLINA COURT OF APPEALS
Filed: 15 October 2002
JOHN ANDREW CLAYTON, III,
Plaintiff
v
.
T.H. BRANSON, individually and in his official capacity, THE
GREENSBORO POLICE DEPARTMENT, and THE CITY OF GREENSBORO,
Defendants
Appeal by defendants from judgment entered 28 September 2001
by Judge Peter M. McHugh in Guilford County Superior Court. Heard
in the Court of Appeals 18 September 2002.
Harold F. Greeson, for plaintiff-appellee.
Fred T. Hamlet, for defendants-appellants.
Pinto Coates Kyre & Brown, PLLC, by Paul D. Coates and Brady
A. Yntema, for unnamed defendant-appellee.
TYSON, Judge.
John A. Clayton, III, (plaintiff) sued T.H. Branson,
(Branson), the Greensboro Police Department (defendant police) and
the City of Greensboro (defendant city) for negligently injuring
plaintiff and negligent construction and installation of prisoner
shields in the police cars. Defendants asserted governmental
immunity on the grounds that all of the alleged actions were within
the performance of a governmental function and there was no waiver
of immunity. Defendants moved for summary judgment which was
denied. We affirm in part and reverse in part the ruling of the
trial court.
I. Facts
On 20 December 1994, Branson went to plaintiff's house with a
warrant for his arrest for failure to appear in court on 21
November 1994. Plaintiff informed Branson that he had appeared,
but Branson advised plaintiff that he was under arrest. Plaintiff,
without being placed in handcuffs, walked to Branson's police
vehicle and attempted to get into the backseat. Plaintiff could
not enter because of the prisoner shield mounted on the back of the
front seat. Branson advised plaintiff to stretch his legs across
the backseat and lean against the back passenger door. Plaintiff
stated he followed the officer's instructions word for word.
Because of the way he was seated, plaintiff claims he was unable to
wear a seatbelt. Plaintiff's father followed Branson and plaintiff
in a separate vehicle.
According to plaintiff, Branson was speeding on Lawndale Drive
when Branson realized a vehicle had stopped in front of him waiting
to turn left. To avoid a collision, Branson slammed the brakes and
swerved to the right. Plaintiff was thrown forward into the
prisoner shield hitting his face, shoulder, and knee and twisting
his body and back severely. After being released from the
magistrate's office, plaintiff's father took him to the emergency
room. Plaintiff has undergone three surgeries on his back because
of his injuries.
Plaintiff filed suit against Branson both individually and in
his official capacity for compensation for plaintiff's injuries.
Plaintiff asserted multiple claims against defendant city: (1)
imputed liability for the negligence of Branson; (2) directliability for negligently fabricating and installing the prisoner
shields; and (3) a 42 U.S.C. § 1983 claim based on the alleged
custom and policy of defendant city of waiving governmental
immunity and paying claims for damages to tort claimants similar to
plaintiff. Defendants moved for summary judgment claiming
sovereign immunity. The trial court found that defendant police
was not an entity that could be sued separately and ordered
dismissal. Plaintiff does not contest this dismissal.
The trial court also found and concluded:
1. The City of Greensboro has not waived
governmental immunity by participation in a
Local Government Risk Pool under the
provisions of N.C.G.S. 58-23-5.
2. The City has purchased liability insurance
for liability of more than $2 million but less
than $4 million and has therefore waived its
governmental immunity as to liability falling
within that range, but has not waived its
governmental immunity for amounts of liability
less than $2 million dollars by the purchase
of liability insurance.
3. The City's alleged fabrication and
installation of prisoner shields in Greensboro
Police cars is a governmental function, and
not a proprietary function as alleged in the
Plaintiff's Complaint.
The Court finds that Plaintiff has forecast
evidence sufficient to show a genuine issue of
material fact as to whether Defendant Branson
exceeded the scope of his official authority
and as to whether Defendant Branson engaged in
wilful and wanton conduct. Therefore,
Defendant Branson's Motion for Summary
Judgment based on his claim of official
immunity, both in his individual and official
capacities, is denied.
Further, Plaintiff has forecast evidence
which, based upon prevailing law, shows a
genuine issue of material fact as to whetherthe City of Greensboro has deprived Plaintiff
of his due process and equal protection rights
under both the United States and North
Carolina Constitutions by claiming
governmental immunity as to Plaintiff while
waiving governmental immunity and paying the
claims of others similarly situated to
Plaintiff. The City's Motion for Summary
Judgment is therefore denied.
Defendants appeal.
II. Issues
Defendants assign as error the trial court's order (1) denying
defendants' motion for summary judgment as to Branson and defendant
city and (2) finding that defendant city waived immunity by paying
claims to those similarly situated to plaintiff.
III. Standard of Review
The denial of a motion for summary judgment is interlocutory
and is not generally appealable. Slade v. Vernon, 110 N.C. App.
422, 425, 429 S.E.2d 744, 745 (1993). Where the summary judgment
motion was based on a substantial claim of immunity, a party may
immediately appeal the denial of summary judgment. Id. at 425, 429
S.E.2d at 746. Defendants assert a claim of sovereign immunity.
We address only the issue of whether these claims are barred by
sovereign immunity.
IV. Summary Judgment as to Branson in his individual capacity
A. Negligence Claim
[P]ublic officials cannot be held individually liable for
damages caused by mere negligence in the performance of their
governmental or discretionary duties. Willis v. Town of Beaufort,
143 N.C. App. 106, 110, 544 S.E.2d 600, 604, disc. rev. denied, 354N.C. 371, 555 S.E.2d 280 (2001) (quoting Meyer v. Walls, 347 N.C.
97, 112, 489 S.E.2d 880, 888 (1997)). Police officers are public
officials. Id. at 111, 544 S.E.2d at 605; State v. Hord, 264 N.C.
149, 155, 141 S.E.2d 241, 245 (1965). Branson was carrying out his
official duties of serving a warrant and transporting plaintiff to
the magistrate's office at the time of the incident. Branson is
not individually liable for damages allegedly caused by mere
negligence. Any claims against Branson individually for negligence
should have been dismissed. The trial court erred in failing to
dismiss plaintiff's claim for mere negligence against Branson.
B. Gross Negligence and Willful and Wanton Misconduct
A public official can be held individually liable if it is
'prove[n] that his act, or failure to act, was corrupt or
malicious, or that he acted outside of and beyond the scope of his
duties.' Meyer, 347 N.C. at 112, 489 S.E.2d at 888 (citations
omitted). Plaintiff alleged that Branson was grossly negligent and
engaged in wilful and wanton misconduct that placed him outside the
scope of his official duties.
Gross negligence in motor vehicle accidents has been limited
to situations where at least one of three factors is present (1)
defendant is intoxicated; (2) defendant is driving at excessive
speeds; or (3) defendant is engaged in a racing competition.
Yancey v. Lea, 354 N.C. 48, 53-54, 550 S.E.2d 155, 158 (2001)
(citations omitted). An act arises to the level of gross
negligence when it is done purposely and with knowledge that such
act is a breach of duty to others, i.e., a conscious disregard ofthe safety of others. Id. at 53, 550 S.E.2d at 158. Plaintiff
alleged that Branson placed him in the backseat without a seatbelt
to use and was operating his vehicle in heavy traffic at speeds up
to 70 miles an hour, on a city street with a speed limit of 35
miles per hour. The determination of whether gross negligence
exists is a question of fact for a jury to determine. Phillips v.
Restaurant Mgmt. of Carolina, L.P., 146 N.C. App. 203, 215, 552
S.E.2d 686, 694 (2001), disc. rev. denied, 355 N.C. 214, 560 S.E.2d
132 (2002). The trial court found that whether Branson acted
outside the scope of his duties by acting in such a manner was a
question of material fact. We affirm the trial court's denial of
summary judgment against Branson in his individual capacity for
actions allegedly outside the scope of his duties and which go
beyond mere negligence.
V. Waiver through Purchase of Insurance
A municipality and its agents are immune from liability for
the torts of its officers and employees if the torts are committed
while they are performing a governmental function. Williams v.
Holsclaw, 128 N.C. App. 205, 208, 495 S.E.2d 166, 168, aff'd, 349
N.C. 225, 504 S.E.2d 784 (1998) (quoting Taylor v. Ashburn, 112
N.C. App. 604, 607, 436 S.E.2d 276, 278 (1993), disc. rev. denied,
336 N.C. 77, 445 S.E.2d 46 (1994)). Law enforcement is well
established as a governmental function. Id. (citing Hare v.
Butler, 99 N.C. App. 693, 698, 394 S.E.2d 231, 235, disc. rev.
denied, 327 N.C. 634, 399 S.E.2d 121 (1990)). An officer acting inhis official capacity shares the municipalities immunity or waiver.
Taylor, 112 N.C. App. at 608, 436 S.E.2d at 279.
Immunity is waived to the extent that the municipality is
indemnified by an insurance contract or a local government risk
pool. Willis, 143 N.C. App. at 110, 544 S.E.2d at 604; N.C. Gen.
Stat. § 160A-485 (2001). The trial court found that the City of
Greensboro has not waived governmental immunity by participation in
a Local Government Risk Pool under the provisions of N.C.G.S. 58-
23-5. It further found that the purchase of liability insurance
for liability of more than $2 million but less than $4 million did
not waive its immunity for liability less than $2 million. These
findings are uncontested. Plaintiff alleges that damages could
exceed $3 million in this case, placing it within the limits of the
policy. To the extent that defendant city has purchased liability
insurance coverage, immunity is waived. Branson, in his official
capacity, has also waived immunity to the extent of the insurance
coverage.
VI. 42 U.S.C. § 1983 Claim
The trial court found that there was a genuine issue of
material fact as to whether the City of Greensboro has deprived
Plaintiff of his due process and equal protection rights under both
the United States and North Carolina Constitutions by claiming
governmental immunity as to Plaintiff while waiving governmental
immunity and paying the claims of others similarly situated to
Plaintiff. It is well settled that a municipal entity has no claim to
immunity in a section 1983 suit. Moore v. City of Creedmoor, 345
N.C. 356, 366, 481 S.E.2d 14, 21 (1997) (citing Owen v. City of
Independence, 445 U.S. 622, 657, 63 L. Ed. 2d 673, 697 (1980)). As
defendants have no defense of governmental immunity against the
§ 1983 claim, we affirm the trial court's denial of summary
judgment as to plaintiff's § 1983 claim on the grounds of
governmental immunity. Any other grounds of appeal of the trial
court's denial of summary judgment are interlocutory and are not
properly before this Court.
VII. Conclusion
The trial court erred in denying summary judgment as to claims
of mere negligence against Branson in his individual capacity.
That portion of the trial court's order is reversed. We affirm the
trial court's denial of summary judgment as to Branson in his
individual capacity for actions allegedly outside the scope of his
duties. We affirm the trial court's denial of summary judgment as
to defendant city to the extent it waived sovereign immunity by the
purchase of insurance.
Affirmed in part, reversed in part, and remanded for further
proceedings.
Judges MCCULLOUGH and BRYANT concur.
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