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NO. COA02-145
NORTH CAROLINA COURT OF APPEALS
Filed: 31 December 2002
STATE OF NORTH CAROLINA
v
.
RUBEN ABURTO DIAZ and JOSE JUAN ESPINOZA LOPEZ
Appeal by defendants from judgments entered 14 August 2001 by
Judge Catherine C. Eagles in Guilford County Superior Court. Heard
in the Court of Appeals 28 October 2002.
Roy Cooper, Attorney General, by Newton G. Pritchett, Jr.,
David J. Adinolfi, II, Assistant Attorneys General, for the
State.
Staples Hughes, Appellate Defender, by Aaron Edward Carlos for
defendant-appellant Diaz; and Angela H. Brown for defendant-
appellant Lopez.
THOMAS, Judge.
Defendants, Ruben Aburto Diaz and Jose Juan Espinoza Lopez,
appeal convictions of trafficking in cocaine by possessing in
excess of 400 grams, possession with intent to sell or deliver
cocaine, and conspiracy to traffic in cocaine. They were each
sentenced to a minimum prison term of 175 months to 219 months.
For the reasons herein, we find no error.
The State's evidence tends to show the following: Detective
B.A. Bissett of the Greensboro Police Department's Vice and
Narcotics Division received a telephone call from a confidential
and reliable source. Based on the discussion that ensued, Bissett
went to the Best Western Motel in Greensboro, North Carolina, and
inquired about the registration of Lopez. Bissett discoveredLopez's full name, Jose Espinoza Lopez, his address in Reading,
Pennsylvania, and that Lopez had a Pennsylvania license plate but
a North Carolina driver's license. He further found that Lopez
checked into Room 233 on the morning of 9 August 2001 without a
reservation, paid for two nights in advance with cash, and
requested no maid service. These facts heightened Bissett's
suspicion of Lopez. Based on his experience as a narcotics
detective, Bissett noted that people traveling long distances
usually make reservations in advance and use a credit card.
Further, regarding the no maid service request, Bissett noted
that individuals involved in the illicit drug trade do not want
people coming in their room and doing anything because they're
usually trying to hide something.
Bissett set up surveillance of Room 233 and Lopez's green
Honda. Additional information from his source compelled Bissett to
return to the motel office two days later, on 11 August 2001, to
inquire about the registration of Arturo Gonzalez Ortuno. He
learned that Ortuno checked into Room 244 without first making a
reservation, paid with cash for five days, and requested no maid
service.
Bissett then asked his department for assistance with
surveillance so that both Room 233 and Room 244 could be observed.
Early on the afternoon of 11 August 2001, a man identified as Diaz
was seen leaving Room 233 and entering Room 244. This was the
first time Bissett realized there was any link between the rooms
and their occupants. Soon thereafter, Diaz, Ortuno, a man named Jafet Gomez, and a
fourth man never identified, were seen leaving Room 244 and getting
into Ortuno's Eagle Vision vehicle. The police did not follow
them. Upon return to the motel, the men went to Room 244. After
a short while, they got back in the Eagle Vision with the police
following them and went to a residence in Graham, North Carolina.
After thirty minutes, the men left the Graham residence.
On the morning of 12 August 2001, Bissett noted that neither
Diaz's green Honda nor Ortuno's Eagle Vision were in the motel
parking lot. Seeing maids cleaning Room 244, Bissett asked a motel
employee to retrieve the room's trash. The trash contained a
receipt for digital scales, a piece of paper with handwritten
calculations, and four different containers of inositol. Inositol
is a substance mixed with cocaine to increase its weight, thereby
increasing its street value. Bissett testified that scales are
used to weigh and divide into grams the cocaine/inositol mix for
the purpose of sale. Considering the purchase of scales, the
calculations, and the amount of inositol, Bissett estimated that
the individuals occupying the room probably had somewhere in the
neighborhood of six kilograms of cocaine.
Believing he then had probable cause to obtain a search
warrant for both rooms, Bissett requested electronic surveillance
of Room 233 and aid from additional police officers. Officer R.D.
Koonce conducted video surveillance of Room 233 while other
officers observed Room 244 and perimeter locations.
Shortly after noon, Ortuno arrived at the motel parking lot. Bissett watched as Ortuno took a paper bag from the trunk of a
white Chevy Cavalier to Room 244. Soon thereafter, Ortuno and
Gomez went to Room 233 where they remained for quite some time.
Diaz was observed exiting and then returning to Room 233 several
times. Ortuno and Gomez then left the motel in Ortuno's vehicle.
Detective Kyle Shearer, having received a radio broadcast that
Ortuno and Gomez were leaving the motel, followed them and
maintained close visual surveillance. The two men eventually
pulled over to a curb, removed a box from the trunk, and put it on
the roadside embankment. Told the men had returned to the motel,
Detectives Shearer and Bissett went to the embankment and found a
box containing approximately two kilograms of cocaine.
Koonce, meanwhile, maintained surveillance of the parking lot
and Room 233. He observed Ortuno and Gomez return. The two men
removed a small blue bag from the trunk of the white Chevy Cavalier
and went to Room 233. Eventually, both men left Room 233 and went
to Room 244. They then left the motel, Ortuno in the Eagle Vision
and Gomez in the Chevy Cavalier. Ortuno and Gomez were followed by
the police and, approximately eight miles from the motel, arrested.
The Eagle Vision contained $6000 in cash. A blue apron containing
$2000 was found in the Chevy Cavalier.
As Ortuno and Gomez were being arrested, Shearer remained at
the motel and observed Diaz leaving Room 233 with two small
suitcases and entering Room 244. Shearer took Diaz into custody
and left him in Room 244 with several detectives. Upon returning
to the parking lot, Shearer saw Lopez arriving in the green Honda. After identifying himself, Shearer arrested Lopez. Lopez admitted
that he had rented Room 233, but said he was not staying in it.
Shearer then escorted Lopez to Room 233, where Lopez consented to
a search. The search revealed three bricks, or kilos of cocaine.
Pursuant to a plea arrangement with the State, Ortuno
testified against Diaz and Lopez. Ortuno admitted that, in
exchange for $6000, he agreed to help Gomez move some packages
arriving from Winston-Salem, North Carolina, which Gomez had said
contained marijuana. When Diaz and Lopez arrived from Winston-
Salem with luggage containing cocaine, Ortuno protested, but felt
he had to do what he was told because of threats from Gomez. Lopez
and Diaz then took the packages of cocaine to the Days Inn Motel in
Greensboro.
Eventually, Ortuno and Gomez went to the Days Inn. There,
Gomez told Diaz to put the packages in Gomez's white Chevy
Cavalier. Ortuno, Gomez, and Diaz proceeded to rent rooms at Motel
8, a neighboring motel, with Lopez arriving later. Lopez asked
Diaz if he had sold the packages. Diaz said he had not. Lopez
responded that he would need to take them to Virginia. Ortuno
testified that Lopez had agreed to pay Diaz $24,000. Lopez
returned the next day and took Diaz to yet another motel because he
said he believed people were watching them.
On 12 August 2001, Ortuno and Gomez attempted to sell two
packages of the cocaine to a man in Burlington, North Carolina, but
were told the cocaine was not right or no good. Gomez was
angered by this, and confronted Diaz. He told Diaz he was notgoing to help him anymore. He told him to take his packages.
Finally, Gomez agreed he would help but Diaz would have to wait a
couple of days. Gomez then told Ortuno to take him somewhere to
hide the packages. It was at this time that the two men were
observed placing the box containing two kilograms of cocaine on the
embankment.
After hiding the box, Ortuno and Gomez went to Room 233.
There, Ortuno heard Diaz call Lopez and ask if he would arrive
soon. Lopez said yes. Ortuno and Gomez then returned to their
room. After receiving $6000, Ortuno left, [b]ecause [he] didn't
have anything else to do with them. He met Lopez and Diaz again
in jail, however. Both defendants repeatedly told Ortuno not to
say anything to the police.
The defendants elected not to present evidence and their
motions to dismiss at the close of the State's evidence and at the
close of all the evidence were denied.
The trial court instructed the jury that it could use the
theory of acting in concert in addition to the theory of
constructive possession as to the charges of trafficking in cocaine
by possessing at least 400 grams and possession with intent to sell
or deliver. The jury found defendants guilty.
On appeal, Diaz and Lopez each set forth four assignments of
error. Diaz contends the trial court erred in: (1) giving a jury
instruction on acting in concert; (2) overruling his objections to
Bissett's testimony regarding indicators of drug trafficking and
special focus of motels for drug trafficking; (3) not suppressingevidence seized during unreasonable searches; and (4) denying him
the last closing argument.
Lopez asserts the trial court erred in: (1) giving a jury
instruction on acting in concert; (2) overruling his objection to
the testimony concerning indicators of drug trafficking; (3) trying
him without a competent, experienced Spanish-speaking translator at
all times in the courtroom; and (4) denying his motion to dismiss
at the close of all the evidence for insufficiency.
We combine both defendants' assignments of error (1) and (2)
above and address them first. We then address Diaz's two remaining
assignments of error. Finally, we examine Lopez's remaining two
assignments of error.
By their first assignment of error, defendants argue that the
trial court erred in instructing the jury on the theory of acting
in concert for the trafficking charges. Specifically, they assert:
(1) there was insufficient evidence to support the instruction; and
(2) the instruction, combined with a constructive possession
instruction, was misleading and denied defendants their right to a
unanimous jury verdict. We disagree.
Section 90-95(a) of the North Carolina General Statutes
provides:
(a) Except as authorized by this Article,
it is unlawful for any person:
(1) To manufacture, sell or deliver, or
possess with intent to manufacture, sell or
deliver, a controlled substance;
(2) To create, sell or deliver, or
possess with intent to sell or deliver, a
counterfeit controlled substance;
(3) To possess a controlled substance.
Section 90-95(h) provides:
(3) Any person who sells, manufactures,
delivers, transports, or possesses 28 grams or
more of cocaine and any salt, isomer, salts of
isomers, compound, derivative, or preparation
thereof, . . . or any mixture containing such
substances, shall be guilty of a felony, which
felony shall be known as trafficking in
cocaine and if the quantity of such substance
or mixture involved:
. . . .
c. Is 400 grams or more, such person
shall be punished as a Class D felon and shall
be sentenced to a minimum term of 175 months
and a maximum term of 219 months in the
State's prison and shall be fined at least two
hundred fifty thousand dollars ($250,000).
The knowing possession element of the offense of trafficking
by possession may be established by a showing that: (1) the
defendant had actual possession; (2) the defendant had constructive
possession; or (3) the defendant acted in concert with another to
commit the crime. State v. Garcia, 111 N.C. App. 636, 639-40, 433
S.E.2d 187, 189 (1993) (emphasis added).
A defendant has actual possession of a substance if it is on
his person, he is aware of its presence, and either by himself or
with others, he has the power and intent to control its disposition
or use. State v. Crawford, 104 N.C. App. 591, 600, 410 S.E.2d 499,
504 (1991). Constructive possession occurs when a defendant has
both the power and intent to control the disposition of the
contraband, although he is not in actual possession. State v.
Davis, 325 N.C. 693, 697, 386 S.E.2d 187, 190 (1989). Under the
theory of acting in concert, a defendant need not do any particular
act constituting some part of the crime. However, he must be
present at the scene of the crime and act[ ] together withanother who does the acts necessary to constitute the crime
pursuant to a common plan or purpose to commit the crime. State
v. Joyner, 297 N.C. 349, 357, 255 S.E.2d 390, 395 (1979).
The acting in concert theory is not generally applicable to
possession offenses, as it tends to become confused with other
theories of guilt. State v. James, 81 N.C. App. 91, 97, 344 S.E.2d
77, 81 (1986) (citing State v. Baize, 71 N.C. App. 521, 323 S.E.2d
36 (1984), rev. denied, 313 N.C. 174, 326 S.E.2d 34 (1985)). Our
courts have instructed juries on both constructive possession and
acting in concert in possession cases. See State v. Garcia, 111
N.C. App. 636, 433 S.E.2d 187 (1993); State v. Autry, 101 N.C. App.
245, 399 S.E.2d 357 (1991); State v. James, 81 N.C. App. 91, 344
S.E.2d 77 (1986); State v. Diaz, 78 N.C. App. 488, 337 S.E.2d 147
(1985), reversed on other grounds, 317 N.C. 545, 346 S.E.2d 488
(1986). Nonetheless, in State v. Baize, this Court held that [w]e
have found no cases to support a conviction for possession of drugs
under the acting in concert doctrine when the drugs are on another
person and entirely under that person's physical control. Baize,
71 N.C. App. at 529, 323 S.E.2d at 41. (Emphasis added).
Defendants argue that the acting in concert theory did not
apply to the possession or trafficking charges because neither
defendant was actually present when the offenses occurred. Just
before Ortuno and Gomez placed the two kilograms of cocaine on the
roadside embankment, Diaz was seen going back and forth between
Rooms 233 and 244. While the drugs were being placed on the
embankment, Diaz was being arrested as he was leaving Room 233 andentering Room 244. Further, he was not present when the police
discovered cocaine in Room 244.
Likewise, Lopez was not present when the drugs were left on
the embankment. He was arrested in the parking lot upon his return
to the motel after the arrests of Gomez and Ortuno. He was then
escorted by police to Room 244. He had checked out of that room
the day before, on 11 August 2001, and had not been seen there
since 10 August 2001.
Nonetheless, both defendants were present when the drugs were
brought to Greensboro from Winston-Salem, according to the
testimony of Ortuno. Further, both defendants transported the
drugs to the Days Inn Motel when they checked out of the Best
Western Motel.
In giving the instruction, the trial court relied on State v.
Garcia, 111 N.C. App. 636, 433 S.E.2d 187 (1993). In Garcia, there
was evidence that the defendant had constructive possession and was
acting in concert. Here, there is evidence that both defendants
were present when the trafficking and possession offenses occurred.
We therefore hold that the trial court did not err in instructing
the jury on acting in concert.
By their second assignment of error, defendants contend the
trial court erred in overruling their objections to Bissett's
testimony regarding indicators of drug trafficking and special
focus of motels for drug trafficking. They argue the opinion
testimony was more prejudicial than probative of any fact in issue
and should have been excluded under Rule 701 of the North CarolinaRules of Evidence. We disagree.
Rule 701, which governs opinion testimony by lay witnesses,
states that:
If the witness is not testifying as an
expert, his testimony in the form of opinions
or inferences is limited to those opinions or
inferences which are (a) rationally based on
the perception of the witness and (b) helpful
to a clear understanding of his testimony or
the determination of a fact in issue.
N.C. Gen. Stat. § 8C-1, Rule 701 (2001).
Defendants object to Bissett's testimony concerning his
personal observation of the events surrounding defendants' check-in
at the motel. Based on this observation, Bissett became
suspicious, and said it lead him to further investigate by
set[ting] up surveillance . . . to watch and see what the
individuals that are there are doing.
Such testimony was rationally based on Bissett's perception
and helpful to a clear understanding of the determination of a fact
in issue. Bissett did not state that it was his opinion that
defendants were in possession of drugs. He was merely explaining
why he was suspicious of defendants after observing their conduct.
His testimony was helpful to the fact-finder in having a clear
understanding of his investigative process. As such, it was
admissible.
Diaz further objects to Bissett's testimony concerning
special focus on hotels in Greensboro for drug interdiction
purposes. However, Rule 702 provides:
If scientific, technical or other specialized
knowledge will assist the trier of fact to understand theevidence or to determine a fact in issue, a witness
qualified as an expert by knowledge, skill, experience,
training, or education, may testify thereto in the form
of an opinion.
N.C. Gen. Stat. § 8C-1, Rule 702 (2001).
The nature of Bissett's job and his experience make him better
qualified than the jury to form the opinion that a large influx of
narcotics . . . have come into the city by individuals [who] were
utilizing hotels and motels within the city limits to distribute
narcotics. We therefore hold that Bissett's testimony was
correctly allowed. This assignment of error has no merit.
By defendant Diaz's third assignment of error, he contends he
is entitled to a new trial because the trial court erred in failing
to suppress evidence seized during the warrantless and unreasonable
searches of Rooms 233 and 244. We disagree.
The Fourth Amendment to the United States Constitution
protects the right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable searches and
seizures. In order to challenge a search as unreasonable under
the Fourth Amendment, an individual must show a legitimate
expectation of privacy in the area searched. Rakas v. Illinois,
439 U.S. 128, 138, 58 L. Ed. 2d 387, 398 (1978), reh'g denied, 439
U.S. 1122, 59 L. Ed. 2d 83 (1979).
Lopez consented to the search of Room 233, which Lopez himself
had rented. Fourth Amendment rights are personal; they may not be
asserted vicariously. State v. Jordan, 40 N.C. App. 412, 252
S.E.2d 857 (1979) (holding that because defendant did not have a
legitimate expectation of privacy in his passenger's pocketbook andtherefore even if the search was unreasonable it did not violate
defendant's Fourth Amendment rights). Therefore, Diaz's argument
that his rights were violated by the search of Room 233 is without
merit.
Diaz also did not have a legitimate expectation of privacy in
Room 244, which was rented by Ortuno. See United States v.
Grandstaff, 813 F.2d 1353 (9th Cir. (Ariz.) 1987), cert. denied,
484 U.S. 837, 98 L. Ed. 2d 78 (1987) (Although a guest who stays
overnight and keeps personal belongings in residence of another
might have a reasonable expectation of privacy . . . mere presence
in hotel room of another is not enough.). Additionally, in State
v. McMillan, 147 N.C. App. 707, 557 S.E.2d 138 (2001), disc. review
denied, 355 N.C. 219, 560 S.E.2d 152 (2002), this Court held that
an individual has no legitimate expectation of privacy in a hotel
room that he is not renting and in which he does not plan to spend
the night.
Diaz argues, however, that the search violated his rights
because Gomez had given him the key to Room 244. He maintains that
since Ortuno gave the only testimony relevant to the matter, and he
testified that Diaz did have a key, the trial court's finding that
Diaz did not have a key to Room 244 is error. Even assuming Gomez
had given Diaz a key to Ortuno's room, Diaz's Fourth Amendment
rights were not violated. While possession of a second or third
key to Room 244 may have given Diaz a subjective expectation of
privacy in the room, we do not think such mere possession confers
a reasonable expectation of privacy, an expectation rooted in'understandings that are recognized and permitted by society.'
Minnesota v. Olson, 495 U.S. 91, 100, 109 L. Ed. 2d 85, 95 (1990).
As Diaz had no legitimate expectation of privacy in Rooms 233 and
244, his rights were not violated by those searches. This
assignment of error lacks merit.
By defendant Diaz's final assignment of error, he contends he
is entitled to a new trial because the trial court denied him the
last closing argument. We disagree.
When a defendant does not present any evidence during the
guilt-innocence phase, he is entitled to both the first and the
last closing arguments. State v. Taylor, 289 N.C. 223, 221 S.E.2d
359 (1976). However, when there are several defendants and one of
them elects to offer evidence, the right to open and conclude the
arguments belongs to the State. Id. at 231, 221 S.E.2d at 365.
In the instant case, although Diaz did not introduce evidence,
defendant Lopez introduced evidence of Ortuno's driver's license.
Lopez's introduction of this evidence thus denied Diaz the
opportunity for the last closing argument. See State v. Reeb, 331
N.C. 159, 415 S.E.2d 362 (1992). Consequently, this assignment of
error is overruled.
By his third assignment of error, defendant Lopez argues that
it was plain error for him to be tried without a competent,
experienced interpreter present at all times in the courtroom to
translate the proceedings as they occurred and he is entitled to a
new trial. We disagree.
We note that counsel did not object and we consider thisargument under a plain error analysis. State v. Perkins, ___ N.C.
App. ___, 571 S.E.2d 645 (2002). Plain error is fundamental
error, something so basic, so prejudicial, so lacking in its
elements that justice cannot have been done. State v. Odom, 307
N.C. 655, 660, 300 S.E.2d 375, 378 (1983). To prevail under a
plain error analysis, a defendant must establish not only that the
trial court committed error, but that absent the error, the jury
probably would have reached a different result. State v. Jones,
137 N.C. App. 221, 226, 527 S.E.2d 700, 704, appeal dismissed, rev.
denied, 352 N.C. 153, 544 S.E.2d 235 (2000).
However, our Supreme Court has declined to extend plain error
analyses beyond issues regarding jury instructions and evidentiary
matters. State v. Atkins, 349 N.C. 62, 81, 505 S.E.2d 97, 109-10
(1998), cert. denied, 526 U.S. 1147, 143 L. Ed. 2d 1036 (1999).
Since defendant's contentions do not involve jury instructions or
evidentiary matters, we likewise decline to extend a plain error
analysis to his argument and do not reach it.
By defendant Lopez's final assignment of error, he argues the
trial court erred in denying his motion to dismiss based on
insufficiency of the evidence. We disagree.
In considering a motion to dismiss, the trial court must
examine the evidence in the light most favorable to the State,
giving the State the benefit of all reasonable inferences which may
be drawn from the evidence. State v. Hairston, 137 N.C. App. 352,
528 S.E.2d 29 (2000). The standard of review for a motion to
dismiss based on insufficiency of the evidence is the substantialevidence test. State v. Jones, 110 N.C. App. 169, 177, 429 S.E.2d
597, 602 (1993), disc. review denied, 336 N.C. 612, 447 S.E.2d 407
(1994). Substantial evidence is defined as the amount of relevant
evidence as a reasonable mind might accept as adequate to support
a conclusion. State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164,
169 (1980). If there is substantial evidence of each element of
the charged offense and of the defendant being the perpetrator of
the offense, the case is for the jury and the motion to dismiss
should therefore be denied. State v. Locklear, 322 N.C. 349, 358,
368 S.E.2d 377, 383 (1988).
Under the charge of possession with the intent to sell or
deliver cocaine, the State has the burden of proving: (1) the
defendant possessed the controlled substance; and (2) with the
intent to sell or distribute it. State v. Carr, 122 N.C.App. 369,
372, 470 S.E.2d 70, 72-73 (1996). To prove the offense of
trafficking in cocaine by possessing in excess of 400 grams, the
State must show: (1) possession of cocaine; and (2) that the amount
possessed was more than 400 grams. State v. Mebane, 101 N.C.App.
119, 123, 398 S.E.2d 672, 675 (1990), overruled on other grounds by
State v. Pipkins, 337 N.C. 431, 446 S.E.2d 360 (1994). Criminal
conspiracy involves an agreement of two or more persons to do an
unlawful act or to do a lawful act by unlawful means. State v.
Richardson, 100 N.C. App. 240, 395 S.E.2d 143, appeal dismissed and
rev. denied, 327 N.C. 641, 399 S.E.2d 332 (1990). Conspiracy may
be proven by direct or circumstantial evidence. State v. Lyons,
102 N.C. App. 174, 401 S.E.2d 776, cert. denied, 329 N.C. 791, 408S.E.2d 527, aff'd, 330 N.C. 298, 412 S.E.2d 308 (1991).
In the instant case, there was evidence that: (1) Lopez
transported the drugs to Greensboro from Winston-Salem; (2) Lopez
met with Diaz, Gomez and Ortuno in a motel room; (3) Lopez rented
a room at the motel under suspicious circumstances; (4) Lopez did
not relinquish his key and had continuous access and control of his
room; (5) all co-defendants discussed the sale of the drugs; (6)
Lopez stated he needed to take the unsold drugs to Virginia; (7)
Lopez's room had approximately six kilograms of cocaine and
packaging materials; (8) Lopez had agreed to pay Diaz what looked
to be $24,000; (9) Lopez took Diaz to another hotel because he
believed people were watching them; and (10) Lopez told Ortuno not
to say anything to the police. In the light most favorable to the
State, there was sufficient evidence of trafficking, possession and
conspiracy elements and that Lopez was one of the perpetrators.
This argument is overruled.
We therefore find no error in defendants' convictions.
NO ERROR.
Chief Judge EAGLES and Judge TYSON concur.
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