A decision without a published opinion is authority only in the case in which such decision is rendered and should not be cited in any other case in any court for any other purpose, nor should any court consider any such decision for any purpose except in
the case in which such decision is rendered. See Rule of Appellate Procedure 30 (e)(3).
NO. COA01-313
NORTH CAROLINA COURT OF APPEALS
Filed: 2 April 2002
IN THE MATTER OF:
B.A. New Hanover County
No. 00-J-110
Juvenile-Appellant.
Appeal by respondent from adjudication and disposition orders
entered 31 August 2000 and 3 October 2000 by Judge John W. Smith in
New Hanover County District Court. Heard in the Court of Appeals
9 January 2002.
Smith, Smith & Harjo, by Jennifer Harjo, for juvenile-
respondent.
Attorney General Roy Cooper, by Assistant Attorney General
Belinda A. Smith, for the State.
BIGGS, Judge.
B. A. (respondent), a fourteen year old girl, appeals her
adjudication of delinquency for one felony first-degree sex
offense, and two misdemeanor indecent liberties between children.
We affirm in part, and reverse and vacate in part.
The relevant facts are as follows: In March, 2000, following
an investigation by the New Hanover County Sheriff's Department,
two juvenile petitions were issued against respondent. One
petition alleged a first-degree sex offense, committed against R.
G., in violation of N.C.G.S. § 14-27.4. The other petition alleged
two charges of misdemeanor indecent liberties between children,
committed against C.M., in violation of N.C.G.S. § 14-202.2. The allegations in these petitions arose from two separate
incidents, both occurring during November, 1999. On one occasion,
C.M., eight years old, visited after school with respondent's eight
year old sister, Allison. The two girls were playing in Allison's
room, when respondent entered the room, took C.M. by the hand, and
led C.M. to respondent's parents' bedroom. Respondent then asked
C.M. to lie on the bed, and grabbed or touched C.M. on her
genital area, without removing any clothes. C.M. later testified
that it hurt and made her mad.
The other incident occurred when R.G., also eight years old,
spent the night with Allison. On the evening in question,
respondent went to a middle school dance, and, while she was gone,
Allison and R.G. fashioned a makeshift tent in the living room,
using blankets. When respondent returned from the dance, they
asked her to sleep with them in the tent. During the night,
respondent offered to show the other girls what boys would do when
[they] got older. Respondent persuaded R.G. to pull down her
underpants, and then licked [her] private parts.
Over respondent's objection, the two petitions were joined for
purposes of the adjudication hearing. On 31 August 2000,
respondent was adjudicated delinquent on two petitions of indecent
liberties, and one first-degree sex offense. Disposition was
entered on 3 October 2000, following psychological testing of
respondent. The trial court placed respondent on juvenile
probation, and ordered that she be in the custody of New Hanover
Department of Social Services (DSS), participate in any recommendedsex offender treatment, have no contact with the victims, not be
alone with small children, be truthful with her therapist, and
attend school. On 3 October 2000, respondent gave notice of appeal
to this Court.
I.
Respondent argues first that the trial court erred by not
dismissing the petition alleging a first-degree sex offense.
Respondent asserts that the petition failed to allege all the
essential elements of the offense, and argues that the petition was
fatally defective, did not confer jurisdiction on the trial court,
and the trial court erred by not dismissing the petition. We
agree.
Respondent did not raise this issue at her adjudication
hearing. Where an issue is raised for the first time on appeal,
this Court generally reviews only for plain error. State v. Sams,
__ N.C. App. __, 557 S.E.2d 638 (2001). However, jurisdiction may
be challenged at any time, and, if the petition is invalid, it does
not confer jurisdiction on the trial court. State v. Ackerman, 144
N.C. App. 452, 464, 551 S.E.2d 139, 147, cert. denied, 354 N.C.
221, 554 S.E.2d 344 (2001) (where an indictment is alleged to be
invalid on its face, depriving the trial court of its jurisdiction,
a challenge may be made at any time).
To confer jurisdiction, a charging document must give
defendant sufficient notice of the charge against him, to enable
him to prepare his defense, and to raise the bar of double jeopardy
in the event he is again brought to trial for the same offenses,and [a]n indictment not meeting these standards will not support
a conviction. State v. Ingram, 20 N.C. App. 464, 466, 201 S.E.2d
532, 534 (1974). A juvenile petition is held to the same standard
as the charging document in an adult proceeding. In re Burrus, 275
N.C. 517, 530, 169 S.E.2d 879, 887 (1969) ([n]otice must be given
in juvenile proceedings which would be deemed constitutionally
adequate in a civil or criminal proceeding). This is underscored
by N.C.G.S. § 7B-1802 (1999), which states in part the following:
A petition in which delinquency is alleged
shall contain a plain and concise statement,
without allegations of an evidentiary nature,
asserting facts supporting every element of a
criminal offense and the juvenile's commission
thereof with sufficient precision clearly to
apprise the juvenile of the conduct which is
the subject of the allegation. (emphasis
added)
In the instant case, respondent was charged with committing a
first-degree sex offense, in violation of N.C.G.S. § 14-27.4(a)(1)
(1999). The elements of this offense include the commission of
specified acts, and also that the perpetrator be both (1) at least
twelve years old, and also (2) at least four years older than the
alleged victim. The petition on which respondent was adjudicated
delinquent states that respondent was fourteen years old, and the
victim was under 13 years of age. However, the petition neither
states that the victim was at least four years younger than
respondent, nor provides the victim's birth date, from which her
age could be calculated.
Where the illegality of sexual activity is based upon the
relative ages of the parties, age is an essential element. Statev. Locklear, 138 N.C. App. 549, 531 S.E.2d 853, disc. review
denied, 352 N.C. 359, 544 S.E.2d 553 (2000) (age of parties
essential element of prosecution for statutory rape; new trial
awarded where police officer asked defendant his date of birth
without being warned of his legal rights). Failure to allege an
essential element renders a juvenile petition invalid, and deprives
the trial court of jurisdiction. State v. Bowen, 139 N.C. App. 18,
533 S.E.2d 248 (2000) (where indictment does not allege that
defendant was at least six years older than victim, trial court
lacked jurisdiction, and failure to dismiss charge of statutory
sexual offense is plain error); In re Davis, 114 N.C. App. 253, 441
S.E.2d 696 (1994) (juvenile entitled to adjudication upon valid
petition; subject matter jurisdiction cannot be conferred by
invalid charging document, or by waiver, consent, or estoppel).
In a recent case, In re Jones, 135 N.C. App. 400, 520 S.E.2d
787 (1999), the juvenile was charged with first-degree sex offense
upon a petition that failed to allege the respondent's and victim's
age. This Court held that:
[The] petitions did not state respondent's
alleged misconduct with particularity, in that
they did not contain the crucial allegations
of the ages of the victim and respondent as
required for an alleged violation of N.C.G.S.
§ 14-27.4(a)(1). . . . The petitions were
fatally defective and the judgments based on
them must be arrested.
Id. at 403, 520 S.E.2d at 788. We find Jones persuasive on this
issue. As in Jones, the juvenile petition did not allege that the
respondent was least four years older than the victim, or provide
other information from which this could be inferred. We conclude that the petition was fatally defective, and that the adjudication
for first-degree sex offense must be vacated.
II.
Respondent's next two arguments pertain to the charges of
indecent liberties between children. Respondent argues first that
the trial court erred by not dismissing the charges of indecent
liberties between children, on the grounds that there was
insufficient evidence that respondent acted for the purpose of
sexual gratification. We disagree.
Respondent is entitled to contest the sufficiency of the
evidence against her by moving to dismiss the petition. In re
Heil, 145 N.C. App. 24, 550 S.E.2d 815 (2001). The court must then
determine whether, viewing the evidence in the light most favorable
to the State, there is substantial evidence of each element of the
charged offense, and of respondent's being the perpetrator. Id.
In the case sub judice, respondent was charged with violation
of N.C.G.S. § 14-202.2 (1999), Indecent Liberties Between Children.
To be guilty of this offense, a respondent must commit specified
acts for the purpose of arousing or gratifying sexual desire.
Proof that a juvenile acted with the purpose of arousing or
gratifying sexual desire, as required under the statute, may not
be inferred solely from the act itself under G.S. 14-202.2, but
requires evidence of the child's maturity, intent, experience, or
other factor indicating his purpose in acting[.] In re T.S., 133
N.C. App. 272, 277, 515 S.E.2d 230, 233, disc. review denied, 351
N.C. 105, 540 S.E.2d 751 (1999). In T.S., this Court reversed thejuvenile's adjudication for first-degree sexual offense, where the
evidence indicated that a 9 year old had performed fellatio upon a
3 year old, but did not show a sexual purpose for the children's
activity. In contrast, the evidence in another recent case, In re
T.C.S., __ N.C. App. __, 558 S.E.2d 251 (2002), indicated that the
eleven year old juvenile led a three year old girl into the woods
for the purpose of sexual intercourse, and that, when questioned
later, the juvenile was rude and defiant. This Court held that
[t]he age disparity, the control by the juvenile, the location and
secretive nature of their actions, and the attitude of the
juvenile provided sufficient evidence that the juvenile's actions
were undertaken for the purpose of arousing or gratifying sexual
desire. Id. at ___, 558 S.E.2d at 254.
Against the backdrop of T.S. and T.C.S. we note that the
evidence in the instant case showed that respondent (1) was six
years older than C.M., (2) took control of C.M. by taking her hand,
(3) led C.M. to another room, away from other people, and (4) did
not stop touching C.M.'s genital area until C.M. asked her several
times. Taking this evidence in the light most favorable to the
State, we hold that it is sufficient to allow a reasonable fact
finder to conclude that respondent acted for the purpose of
arousing or gratifying sexual desire. This assignment of error is
overruled.
Respondent also argues that the trial court erred by
adjudicating respondent for two offenses of indecent liberties,
based on a single incident. We find this argument persuasive. Respondent was charged with violation of N.C.G.S. § 14-202.2,
Indecent Liberties Between Children, which provides as follows:
(a) A person who is under the age of 16 years
is guilty of taking indecent liberties with
children if the person either:
(1) Willfully takes or attempts to take any
immoral, improper, or indecent liberties with
any child of either sex who is at least three
years younger than the defendant . . . ; or
(2) Willfully commits or attempts to commit
any lewd or lascivious act upon or with the
body or any part or member of the body of any
child of either sex who is at least three
years younger than the defendant for the
purpose of arousing or gratifying sexual
desire. (emphasis added)
The statute does not set out two different offenses; rather,
it states disjunctively two alternative means of establishing one
element of this offense. State v. Hartness, 326 N.C. 561, 391
S.E.2d 177 (1990). In Hartness, the North Carolina Supreme Court
held that:
[T]he crime of indecent liberties is a single
offense which may be proved by evidence of the
commission of any one of a number of acts. . .
. [and] in which a single wrong [may be]
established by a finding of various
alternative elements.
Id. at 566, 567, 391 S.E.2d at 180. Although the statute sets out
alternative acts that might establish an element of the offense, a
single incident can support only one adjudication or conviction.
See State v. Owen, 133 N.C. App. 543, 516 S.E.2d 159, disc. review
denied, 351 N.C. 117, 540 S.E.2d 744 (1999) (defendant argues that
conviction of three charges of rape and attempted rape is invalid
because there was only one continuous assault: Court upholdsconvictions upon finding that defendant was involved in three
separate incidents).
The State's reliance on State v. Banks, 322 N.C. 753, 370
S.E.2d 398 (1988), is misguided. Banks held that a particular act
might appropriately be characterized as either an immoral,
improper, or indecent libert[y], or a lewd or lascivious act;
the Court did not hold that a single act could support two
convictions for the same offense. Id. at 756, 370 S.E.2d at 406;
see also, N.C.G.S. § 14-202.1 (1999). (emphasis added)
In the case sub judice, the evidence is undisputed that there
was but a single incident. Under these circumstances, respondent
can be adjudicated for commission of only one violation of N.C.G.S.
§ 14-202.2. We conclude that the trial court erred in adjudicating
respondent for two separate offenses, and that one of the
adjudications must be vacated.
III.
Respondent argues next that the trial court erred by joining
the petitions for adjudication. We disagree.
N.C. Gen. Stat. § 15A-926 (a) (1999), which governs joinder,
states:
Two or more offenses may be joined . . . for
trial when the offenses, whether felonies or
misdemeanors or both, are based on the same
act or transaction or on a series of acts or
transactions connected together or
constituting parts of a single scheme or plan.
. . .
This Court has held that, in its determination of whether charges
should be joined for trial, the trial court must evaluate whetherthe accused can be fairly tried upon more than one charge at the
same trial, and that, upon appellate review, the question posed
is whether the offenses are so separate in time and place and so
distinct in circumstances as to render a consolidation unjust and
prejudicial to an accused.
State v. Wilson, 57 N.C. App. 444,
448, 291 S.E.2d 830, 832-33,
disc. review denied, 306 N.C. 563, 294
S.E.2d 375 (1982) (citations omitted). Further, a trial court's
ruling on a motion for joinder is discretionary. Whether
defendants should be tried jointly or separately . . . is a matter
addressed to the sound discretion of the trial judge.
State v.
Rasor, 319 N.C. 577, 581, 356 S.E.2d 328, 331 (1987).
In the case
sub judice, respondent was adjudicated delinquent
based upon her commission of sexual offenses. We note that
[t]raditionally, North Carolina appellate courts have been willing
to find a transactional connection in cases involving sexual abuse
of children.
State v. Owens, 135 N.C. App. 456, 458, 520 S.E.2d
590, 592 (1999).
See State v. Effler, 309 N.C. 742, 309 S.E.2d 203
(1983) (joinder upheld of multiple incidents of sexual abuse of two
different children over period of several weeks).
In the instant case, both victims were the same age; both were
friends of respondent's younger sister; both incidents occurred in
November, 1999, at respondent's home; respondent's younger sister
would likely be a witness at the adjudication of both offenses; and
both incidents involved brief genital contact, rather than some
other type of sexual behavior. Under these circumstances, we
conclude that the offenses were not so separate in time and placeand so distinct in circumstances that joinder was inappropriate.
We conclude that the trial court did not abuse its discretion in
joining the two petitions. This assignment of error is overruled.
Finally, respondent argues that there was insufficient
evidence of first-degree sex offense. Because the adjudication
proceeded upon a deficient petition, and must be vacated, we find
it unnecessary to address this issue.
In sum, we vacate the trial court's adjudication of first-
degree sex offense, and one of the adjudications for indecent
liberties between children. We affirm the other adjudication for
indecent liberties between children, and remand for a new
disposition hearing.
Reversed and vacated in part; affirmed in part, and remanded
for a new disposition hearing.
Judges WALKER and MCGEE concur.
Report per Rule 30(e).
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