Appeal by defendant from judgment dated 20 July 2000 by Judge
Gregory A. Weeks in Superior Court, Cumberland County. Heard in
the Court of Appeals 19 February 2002.
Attorney General Roy Cooper, by Assistant Attorney General,
Sarah Ann Lannom, for the State.
Cooper, Davis & Cooper, by William R. Davis, for defendant.
McGEE, Judge.
Richard Charles Thornton (defendant) was charged in a juvenile
petition with one count of first degree rape and one count of crime
against nature on 7 September 1998. Defendant's case was
transferred to superior court in an order dated 25 February 1999.
Defendant was indicted for first degree statutory rape, crime
against nature, and first degree statutory sexual offense on 21
June 1999.
The State presented evidence at trial that tended to show that
the six-year-old victim was living with her mother and two friends
in Fayetteville, North Carolina in 1998. The victim testified that
the babysitter who stayed with her when her mother was away was
named Zack. She identified Zack as defendant. The victimtestified that defendant made her suck on his "private part," which
made her feel sick. She said that defendant did not touch her
private part. She told her mother about defendant's actions but
she did not remember just when she told her mother. The victim
testified she drew a picture of defendant's body part and the
picture was admitted into evidence to illustrate her testimony.
On cross-examination, the victim testified she did not
remember what it meant to tell the truth. But she stated if you
tell the truth you go up and if you tell a lie, you go down, but
nobody punishes you if you tell a lie. She said she always tells
the truth and never lies.
Crystal Lynn Barck (Barck), the victim's mother, testified
that defendant, who lived next door to Barck and the victim, began
to babysit for Barck in March 1998 and that he and the victim got
along fine together. Barck testified that defendant babysat for
her thirty-five to forty times. Defendant babysat with the victim
alone on 4 September 1998 and 5 September 1998. When Barck and the
victim were driving home from an outing on 6 September 1998, the
victim asked her mother where they were going. Her mother said
they were going home and defendant was coming over to babysit the
victim. The victim began fidgeting and told her mother that she
did not "want to do that again." The victim said defendant hurt
her with "his thing." She said he pulled down his underwear and
pulled out "his thing."
The following morning Barck again asked her daughter what had
happened with defendant and the victim held her hand to her mouthand moved it back and forth. Barck called the Cumberland County
Sheriff's Department and a deputy sheriff came to their home to
investigate. Barck, the victim, and the deputy sheriff went to
Cape Fear Valley Hospital to see a doctor. Detective Rick Greenwae
met them at the hospital and he interviewed the victim. He showed
the victim a drawing and she correctly identified parts of the
body, including the area for "privates." The victim demonstrated
with her hand in her mouth what defendant made her do and that
defendant told her to "go faster." The victim told her mother that
defendant hurt her in her genital area. The doctor was unable to
examine the victim because the victim was screaming and trying to
get off the examination table. The doctor referred the victim to
a specialist.
A week later Dr. Sharon Cooper examined the victim, and Barck
gave the doctor a medical history of the victim, telling her that
the victim was having nightmares. Barck testified that during the
week before the medical examination she did not see any scratches,
redness, swelling or physical signs of injury to the victim when
she bathed her.
Detective Greenwae interviewed defendant at his residence on
7 September 1998. Detective Greenwae told defendant's father that
he was taking defendant into custody for allegations of sexual
offenses and that the father could come to the Cumberland County
Law Enforcement Center, where the detective was taking defendant.
At the Law Enforcement Center, Detective Greenwae advised defendant
of his Miranda rights and defendant signed and initialed the rightsform. The detective interviewed defendant for fifteen to twenty
minutes.
Defendant testified that he was seventeen years old and lived
with his parents in Fayetteville and went by the nickname "Chas."
He testified that he had taken babysitting and CPR courses while
living in Okinawa. Defendant testified that he met the victim in
July 1997, when his family moved next door. Defendant stated that
he began babysitting for the victim in early 1998 and babysat for
the victim thirty to forty times. Defendant testified that he
babysat the victim on 4 September 1998 and spent the night. The
next night he again babysat so that the victim's mother could go
out for the evening. He said the victim was acting kind of wild
that night, climbing on his back and hitting his head.
Defendant testified that Detective Greenwae came to his house
on 7 September 1998, handcuffed him, put him in a police car and
took him to the law enforcement center. He testified he did not
know what was going on and he felt confused. Detective Greenwae
showed him a rights form but he did not understand all the
questions. Defendant testified he told the detective that he did
not do anything to the victim. Defendant was taking medication for
attention deficit hyper disorder (ADHD), which helped him stay
focused. He was taking three doses of Ritalin daily but had not
been able to take his normal afternoon dose when he was at the
police station. Defendant testified that he told the officer that
he never exposed his private parts to the victim, nor did he have
or attempt to have any sexual contact with her. Defendanttestified on cross-examination that he did not tell Detective
Greenwae that he was taking medication. He stated he told the
officer that he did not want his father at the law enforcement
center.
Defendant's mother testified that defendant was diagnosed with
ADHD when he was nine years old and took medication three times a
day. Without the medication, defendant could not concentrate and
was constantly fidgeting. Defendant's father testified that he was
at home when defendant returned from babysitting with the victim on
6 September 1998 and there was nothing unusual about his son's
behavior. Detective Greenwae came to their home and told
defendant's father that there were allegations that defendant had
sexually molested the victim. Defendant's father asked defendant
if he had done anything inappropriate to the victim and defendant
said he had not. Defendant's father testified that Detective
Greenwae handcuffed his son, said he was taking him to the
sheriff's office for questioning, and that he could call in about
an hour. Defendant's father testified he understood he could call
the police station and defendant would be released.
The charges of first degree statutory rape and crime against
nature were dismissed by the trial court prior to submission of the
case to the jury. The jury convicted defendant of first degree
statutory sexual offense. The trial court sentenced defendant to
a minimum of 144 months to a maximum of 182 months in prison.
Defendant appeals.
I.
Defendant first argues that the trial court erred in finding
that the minor victim was competent to testify at trial because the
evidence did not support the trial court's finding that the minor
victim understood the difference between the truth and a lie.
N.C. Gen. Stat. § 8C-1, Rule 601(b) (1999) states that
A person is disqualified to testify as a
witness when the court determines that he is
(1) incapable of expressing himself concerning
the matter as to be understood, either
directly or through interpretation by one who
can understand him, or (2) incapable of
understanding the duty of a witness to tell
the truth.
"'There is no age below which one is incompetent, as a matter of
law, to testify.'"
State v. Ward, 118 N.C. App. 389, 394, 455
S.E.2d 666, 668-69 (1995) (quoting
State v. Jenkins, 83 N.C. App.
616, 621, 351 S.E.2d 299, 302 (1986),
cert. denied, 319 N.C. 675,
356 S.E.2d 791 (1987)).
The determination as to whether a child is competent to
testify is within the sound discretion of the trial court in light
of the trial court's opportunity to personally observe the child's
demeanor and responses to inquiry on
voir dire.
Ward at 394, 455
S.E.2d at 669
(citing
State v. Fearing, 315 N.C. 167, 174, 337
S.E.2d 551, 555 (1985)). Absent a showing that the trial court's
ruling as to the competency of the child could not have been the
result of a reasoned decision, the ruling will be affirmed on
appeal.
Id. (citing
State v. Spaugh, 321 N.C. 550, 554, 364 S.E.2d
368, 371 (1988)).
In this case, the trial court conducted a
voir dire to
determine whether the minor victim was competent to testify attrial. Relevant portions of the State's questioning of the minor
victim are as follows:
Q: [W]hen you go to church, what do you
learn?
A: About God.
Q: Okay. And when you learn about God, do
you learn about telling the truth and telling
a lie?
A: Telling the truth.
Q: . . . Is it good or bad to tell the
truth?
A: Good.
Q: Okay. Is it good or bad to tell a lie?
A: Bad.
Q: What happens if you tell a lie?
A: I don't know.
. . .
Q: Okay. When you go to court, do you have
to tell the truth or can you lie?
A: Tell the truth.
Q: And who do you have to tell the truth to?
A: To the judge.
. . .
Q: . . . If you tell the truth and it's
good, what happens?
A: I can't remember.
Q: Okay. What would happen to you if you
told a lie?
A: I can't remember either.
. . .
Q: Let me ask you this, if you come to court
and you told me you had to tell the judge the
truth, if you made a promise to the judge to
tell the truth, would you be able to do that?
A: Yes.
Q: If we were to ask you things that
happened, would you tell us the truth about
what happened?
A: Yes.
Q: Okay. When you are talking to the judge,
is it important for you to tell the truth?
A: Yes.
. . .
Q: . . . do you remember talking about a
place before -- Do you remember telling me
about a place where there is fire?
A: If we have fire?
Q: No. Let me see. Do you remember talking
to me before and telling me about a place
where there is fire and a bad judge?
A: (Pointing.)
Q: I'm sorry. Where are you pointing?
A: Down.
Q: And why are you pointing down?
A: Because he is down there.
Q: What is down there?
A: The fire.
Q: The fire?
A: (Nodding.)
Q: And what else is down there?
A: The bad judge.
Q: The bad judge?
A: Um-hum.
Q: And what's up there?
A: The good judge.
Q: The good judge.
A: (Nodding.)
Q: What else is up there?
A: The good place.
Q: What?
A: The good place where there's no fires.
. . .
Q: Now, if you tell the truth, where -- what
would happen to you?
A: You stay up here.
. . .
Q: If you tell a lie, what happens to you?
A: You go down there.
Q: You go down there?
A: (Nodding.)
Q: Okay. Is that why it's bad?
A: Yes.
Q: Now, do you see that Bible there in front
of you?
A: (Nodding.)
Q: If somebody asks you to promise to tell
the truth, do you think you'd be able to do
that?
. . .
A: Yes.
Following
voir dire, the trial court found that
the [minor victim] understands what it means
to tell the truth. That she has attended
church and understands from her attendance at
church that to tell the truth is good and to
tell a lie is bad. She understands that those
who lie face punishment, in quotes, going down
there to where the fire is to face the bad
judge, and those who tell the truth quote stay
up here, close quotes.
The trial court determined the minor victim was capable of
understanding that a witness has a duty to tell the truth.
In
State v. McNeely, 314 N.C. 451, 333 S.E.2d 738 (1985), our
Supreme Court found that the child witness in that case gave
answers that were "somewhat vague and self-contradictory, just as
might be expected of a little child of such tender years."
Id. at
457, 333 S.E.2d at 742
(citing
State v. Robinson, 310 N.C. 530, 313
S.E.2d 571 (1984)). Despite this fact, the Court stated that
"[n]evertheless, at points in her testimony she said quite clearly
that she knew what it meant to tell the truth and to tell a lie and
that it was bad to tell a lie."
McNeely, 314 N.C. at 457-58, 333
S.E.2d at 742. Our Supreme Court determined that "[s]ince the
trial judge's discretionary ruling was supported by such evidence,
the defendant has failed to show that the ruling could not have
been the result of a reasoned decision. Therefore, we leave the
ruling undisturbed."
Id. at 458, 333 S.E.2d at 742.
As in
McNeely, the minor victim in this case, although giving
vague and conflicting answers at times, clearly stated at other
times that she knew the difference between the truth and a lie,that if you lie you go "down" to the "bad judge" where the "fires"
are, and that it is bad to lie. Conflicts in statements given by
a witness affect that witness' credibility, not the competency of
the testimony of the witness.
State v. Cooke, 278 N.C. 288, 291,
179 S.E.2d 365, 368 (1971). Defendant failed to show that allowing
the minor victim to testify was not the result of a reasoned
decision such that it was an abuse of discretion. Defendant's first
assignment of error is overruled.
II.
Defendant contends by his second assignment of error that the
trial court erred in allowing Barck to testify as to statements
made to her by her daughter, the minor victim, because the
statements are hearsay.
"'Hearsay' is a statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted." N.C. Gen.
Stat. § 8C-1, Rule 801(c) (1999). "Hearsay is not admissible
except as provided by statute or by [the] Rules of Evidence." N.C.
Gen. Stat. § 8C-1, Rule 802 (1999).
In this case, defendant argues that two statements made by
Barck during her testimony were inadmissible hearsay.
A.
First, Barck testified that on 6 September 1998, the day
following the sexual assault, Barck and the minor victim went to a
friend's house. As they were driving home, Barck told the minor
victim that defendant was going to come over to their home tobabysit. The minor victim's demeanor changed and "[s]he started
fidgeting, moving around in her seat, playing with her seat belt.
She wouldn't sit still." Barck stated that she found this kind of
demeanor by the minor victim "unusual."
Defendant objected to Barck's testimony. The trial court
overruled defendant's objection. Barck then testified that
[the minor victim] told me that she did not
want to do that any more. And I asked her
what she meant. And she said, 'you know.'
And then I said, 'No, . . . I don't.' She
said, 'His thing.' And I said, ' . . . , what
do you mean?' She said, 'His thing, mama.'
She said that he hurt her with his thing. And
I asked her where he hurt her; and she pointed
to her genital area.
Barck testified that the minor victim then said "that he pulled
down his underwear and pulled out his thing."
The trial court conducted a
voir dire hearing prior to Barck's
testimony and determined that the above statements were admissible
as an excited utterance. Generally, an excited utterance is not
excluded by the hearsay rule, even if the declarant is available as
a witness. N.C. Gen. Stat. § 8C-1, Rule 803 (1999). An excited
utterance is "[a] statement relating to a startling event or
condition made while the declarant was under the stress of
excitement caused by the event or condition." N.C. Gen. Stat. §
8C-1, Rule 803(2) (1999). Our Supreme Court has held that "[i]n
order to fall within this hearsay exception, there must be (1) a
sufficiently startling experience suspending reflective thought and
(2) a spontaneous reaction, not one resulting from reflection or
fabrication."
State v. Smith, 315 N.C. 76, 86, 337 S.E.2d 833, 841(1985).
Defendant does not argue that the sexual assault was not a
startling experience, but argues that when the minor victim made
the statements to her mother, she was no longer under the
excitement of the event. Further, defendant argues that the minor
victim's statement was elicited from questioning by her mother and
therefore was not spontaneous.
First, we note that
[w]hen considering the spontaneity of
statements made by young children, there is
more flexibility concerning the length of time
between the startling event and the making of
the statements because 'the stress and
spontaneity upon which the exception is based
is often present for longer periods of time in
young children than in adults.'
State v. Boczkowski, 130 N.C. App. 702, 710, 504 S.E.2d 796, 801
(1998) (quoting
State v. Smith, 315 N.C. 76, 87, 337 S.E.2d 833,
841 (1985). Statements made by young children three days after an
alleged sexual assault, which relate to the assault, have been
deemed admissible under the excited utterance exception.
State v.
Rogers, 109 N.C. App. 491, 501, 428 S.E.2d 220, 226,
cert. denied,
334 N.C. 625, 435 S.E.2d 348 (1993),
cert. denied, 511 U.S. 1008,
128 L. Ed. 2d 54 (1994). In this case, the minor victim's
statements were made within one day of the sexual assault and we
find that the passage of only one day did not detract from the
spontaneity of the minor victim's response to the startling episode
of a sexual assault by her babysitter.
Also, the minor victim's statement, as testified to by her
mother, that the minor victim "did not want to do that anymore" wasnot the result of questioning by Barck. Rather, it was a
spontaneous reaction to the news that defendant was going to
babysit. Only after the minor victim told her mother that "she did
not want to do that anymore" did her mother inquire as to what she
meant. "The fact that the victim spoke in response to a question
does not defeat the trustworthiness of her utterance."
State v.
Murphy, 321 N.C. 72, 77, 361 S.E.2d 745, 748 (1987). We find that
the minor victim's additional statements resulting from her
mother's questioning did not defeat the trustworthiness of her
response in this case. The trial court did not err in admitting
Barck's testimony pursuant to N.C. Gen. Stat. § 8C-1, Rule 803(2).
B.
Defendant next contends the trial court improperly allowed
Barck's testimony as to statements the minor victim made to her
while in Barck's bedroom on 7 September 1998.
Barck testified that on the morning of 7 September, the minor
victim came into Barck's bedroom and Barck asked the minor victim
what had happened with defendant. Barck asked the minor victim if
she remembered telling her that defendant hurt her, and if anything
else had happened. Barck testified that the minor victim "made a
gesture of oral sex" by holding "her hand to her mouth and mov[ing]
it back and forth like if she was hold[ing] something." Defendant
objected to this testimony. The trial court allowed the testimony
for corroborative purposes only and thus the statement was not used
to prove the truth of the matter asserted and was not hearsay. The
trial court instructed the jury as follows: Members of the jury, the testimony just given
by the witness . . . is being offered for the
limited purpose and to the extent that you
find it is corroborative with the prior
testimony given at this trial by the [minor
victim]. The term 'corroboration' means as
tending to strengthen or to support. It is
for you the members of the jury to determine
what if anything this evidence does show, but
to the extent that you find that it is
corroborative of the testimony given at this
trial by [the minor victim], you may consider
it for that limited purpose and for no other
purpose.
The minor victim had already testified that defendant made her
suck on his "private part". She then gestured as to what defendant
did. The record reflected that "she was sticking out her tongue
and sticking her finger into her mouth." The minor victim
testified that this "[m]ade [her] feel like sick." Defendant
contends that admission of Barck's testimony for corroboration was
improper because the facts testified to by the minor victim are not
consistent with the facts as testified to by Barck.
"It is not necessary . . . that evidence . . . prove the
precise facts brought out in a witness's testimony before that
evidence may be deemed corroborative of such testimony and properly
admissible."
State v. Burns, 307 N.C. 224, 231, 297 S.E.2d 384, 388
(1982). To corroborate means "'[t]o strengthen; to add weight or
credibility to a thing by additional and confirming facts or
evidence[.]'"
State v. Case, 253 N.C. 130, 135, 116 S.E.2d 429,
433 (1960),
cert. denied, 365 U.S. 830, 5 L. Ed. 2d 707 (1961)
(quoting Black's Law Dictionary, 444 (3rd ed.) (citation omitted)).
In this case, the statement Barck testified to at trial tended to
confirm and strengthen the minor victim's earlier testimony.
Thetrial court properly allowed Barck's testimony for the limited
purpose of corroboration and correctly instructed the jury that
whether or not the statement was corroborative was a matter for the
jury to decide. Defendant's second assignment of error is
overruled.
III.
Defendant next argues the trial court erred in allowing
Detective Greenwae to testify as to statements made to him by the
minor victim because the statements are hearsay.
Detective Greenwae testified that he met with the minor victim
on 7 September 1998 at Cape Fear Valley Hospital. During his
interview with the minor victim, he drew an anatomical doll and had
the minor victim point out the parts of the body "to make sure she
knew the parts of the body[.]" Detective Greenwae testified that
he asked the minor victim what happened and if she knew defendant,
to which defendant objected. The trial court then instructed the
jury as follows:
Members of the jury, the testimony that
is now being elicited from the witness now
before you, Detective Greenwae, is being
offered and received for the limited purpose
of corroborating the prior testimony given at
this trial of the prior state's witness, [the
minor victim].
Again, corroboration means tending to
strengthen or tending to support. But it is
you, the members of the jury, to determine
what if anything this evidence does show. But
to the extent that you find that it is
corroborative of the prior testimony give[n]
at this trial of [the minor victim], you may
consider it for that limited purpose and no
other purpose.
Detective Greenwae then testified that the minor victim correctly
identified parts of the body on the anatomical drawing of a doll.
When Detective Greenwae asked the minor victim if she had ever seen
defendant's "private parts," she told him she could draw a picture
of them, which she did. After she drew the picture, Detective
Greenwae asked the minor victim what defendant had made her do with
his privates. Detective Greenwae testified that "she demonstrated
with her hand in her mouth, with her mouth open and her hands going
like this (demonstrating), as far as what she was made to do and
that [defendant] had told her to go faster." Defendant objected to
this testimony and the trial court overruled defendant's objection.
We find that Detective Greenwae's testimony corroborated
testimony of the minor victim earlier at trial because it
supplemented and confirmed facts already in evidence. The trial
court properly instructed the jury that whether or not Detective
Greenwae's statement was corroborative was a matter for the jury to
decide. This evidence was not admitted to prove the truth of the
matter asserted and therefore was not hearsay. This assignment of
error is overruled.
IV.
By his fourth assignment of error, defendant contends the
trial court erred in allowing Detective Greenwae to testify to
statements defendant made while in custody.
Defendant objected to admission of certain statements he made
to Detective Greenwae on the grounds that they were not voluntary.
Specifically, defendant contested the admission of his statement toDetective Greenwae that the minor victim could have seen
defendant's penis because "he still has wet dreams, and that it was
proven that males get an erection every ninety minutes while at
sleep." Prior to admitting Detective Greenwae's testimony
regarding what defendant told him, the trial court conducted a
voir
dire of both Detective Greenwae and defendant.
Detective Greenwae stated that before leaving defendant's
home, defendant's father told Detective Greenwae he was coming to
the law enforcement center but Detective Greenwae started the
interview process before defendant's father arrived. Detective
Greenwae testified that defendant was handcuffed to a chair while
at the law enforcement center, that he knew defendant was fifteen
years old, and that he read defendant his
Miranda rights.
Detective Greenwae testified that defendant initialed the juvenile
rights form in six places and signed at the bottom of the form.
Defendant told Detective Greenwae that he knew what he was reading
when he went over the juvenile rights form. Detective Greenwae
testified that defendant told him that "he wanted to talk to
[Detective Greenwae] before his parents got there." Defendant
never indicated he wanted to wait for his parents to arrive.
Detective Greenwae testified that he was not aware defendant was on
medication but that defendant was very calm and responded to
questions asked.
Defendant testified that he took Ritalin for ADHD. On the day
in question he missed his last dose of Ritalin and noticed an
effect from missing his medicine dosage because his knees startedbouncing, but he understood what Detective Greenwae was talking
about "most of [the] time." Defendant stated that he never told
Detective Greenwae he was on medication or that needed his
medication. Defendant stated that he did not know his father was
coming to the law enforcement center but that he recalled signing
and initialing the juvenile rights form. Further, he remembered
that Detective Greenwae advised him of his right to have a parent,
guardian, or other responsible person present and that he indicated
he did not wish to have a parent present. Defendant stated that he
never told Detective Greenwae he did not understand his rights.
Following a
voir dire hearing, the trial court made the
following pertinent findings of fact:
4. The defendant . . . was arrested at
his home on September 7, 1998.
5. The defendant was subsequently taken
by Deputy Greenwae . . . to the law
enforcement center, Fayetteville, North
Carolina.
. . .
7. Prior to being formally charged the
defendant was interrogated by Deputy Greenwae
in an office located in the law enforcement
center . . . .
8. Prior to being interrogated the
defendant was advised of his constitutional
rights by Deputy Greenwae . . . .
. . .
10. After being orally advised of his
rights . . . the defendant indicated that he
understood his rights by placing his initials
on [the juvenile rights form] indicating that
he (a.) understood that he has the right to
remain silent; (b.) understood that anything
he said could be used against him in the
court. The defendant further indicated that
he wished to talk with Deputy Greenwae.
11. During the advice of rights . . .
Deputy Greenwae advised the defendant that he
had the right to have a parent, guardian or
custodian with him during questioning, andthat he had a right to talk to a lawyer or to
have one present during questioning, and also
advised him that he had a right to have a
lawyer provided for him . . . .
12. The defendant indicated by placing
his initials on [the juvenile rights form]
that he understood those rights and wished to
talk to . . . Deputy Greenwae.
. . .
15. . . . at the time [of] interrogation
the defendant was 15 years of age . . . .
16. The Court finds that at the time of
interrogation the defendant was in the ninth
grade, that he suffered from ADHD, had been
prescribed medication for that condition and
had taken his medication earlier that morning
and shortly after lunch.
17. The Court finds that the physical
condition of the defendant at the time of
interrogation was consistent with someone of
his age being questioned by a law enforcement
officer under those circumstances;
The Court finds that there was nothing
about the physical condition of the defendant
at the time of the interrogation that would
have made his interrogation involuntary.
. . .
19. The defendant appeared calm,
coherent and appeared to understand the
questions put to him by Detective Greenwae.
. . .
21. The Court finds that there were no
promises made by Detective Greenwae, no offers
of reward, no inducements to the defendant to
make any statement.
22. The Court finds that Detective
Greenwae [in] no way threatened the defendant
or suggested violence or made any show of
violence to persuade or induce the defendant
to make a statement.
. . .
24. The Court further finds that based
on the testimony of the defendant, the
defendant specifically did not want his parent
or parents present during the interrogation.
The trial court concluded as a matter of law that statements
made by defendant to Detective Greenwae on 7 September 1998 were
made freely, voluntarily and with understanding. The trial courtalso concluded that defendant understood his right to remain
silent, right to counsel and "all other rights," and that he
"freely, knowingly, intelligently, and voluntarily waived [his]
rights[.]" The trial court allowed Detective Greenwae to testify
to the statement at issue made by defendant.
Defendant argues that considering the totality of the
circumstances in this case, defendant's "confession was not
voluntarily and knowing[ly] made and should not have been admitted
into evidence."
The trial court must determine whether the State has met its
burden of showing, by a preponderance of the evidence, that
defendant's statement was voluntary.
State v. Perdue, 320 N.C. 51,
59, 357 S.E.2d 345, 350 (1987). Where the findings of fact made by
the trial court as to the voluntariness of a statement are
supported by competent evidence, the findings are conclusive on
appeal; however, conclusions of law are reviewable
de novo.
State
v. Barber, 335 N.C. 120, 129, 436 S.E.2d 106, 111 (1993),
cert.
denied, 512 U.S. 1239, 129 L. Ed. 2d 865 (1994). In determining
whether a statement was voluntary and thus admissible, our Court
must consider the totality of the circumstances.
State v. Gainey,
355 N.C. 73, 84, 558 S.E.2d 463, 471 (2002) (citing
State v.
Corley, 310 N.C. 40, 47, 311 S.E.2d 540, 545 (1984)). An admission
is rendered incompetent by circumstances indicating coercion or
involuntary action.
State v. Guffey, 261 N.C. 322, 324, 134 S.E.2d
619, 621 (1964) (citations omitted).
In the case before us, the trial court's findings of fact aresupported by competent evidence in the record. Further, the trial
court's conclusion of law that defendant's statements made to
Detective Greenwae were voluntary is supported by the findings of
fact and the law. The record is devoid of evidence that
defendant's failure to take one dose of Ritalin resulted in an
involuntary statement. Defendant's fourth assignment of error is
overruled.
V.
Although defendant next assigns as error the trial court's
admission of testimony by Dr. Cooper as to certain statements made
to her by Barck, defendant failed to properly address this issue
in his brief to our Court. Rather, defendant's arguments as to
this assignment of error address arguments contained in defendant's
second and sixth assignments of error. Further, defendant's only
argument in his brief with regards to Dr. Cooper's testimony
regarding statements made to her by Barck is in violation of our
appellate rules in that defendant's argument fails to provide any
citation and authority upon which defendant relied in making his
argument. N.C.R. App. P. 28(b)(5).
Defendant's fifth assignment of error is overruled.
VI.
By his sixth assignment of error, defendant contends the trial
court erred in allowing Dr. Cooper to testify as to statements the
minor victim made to her.
Dr. Cooper testified that the minor victim came into her
office where they had a "free association" conversation. Becauseshe was not wearing a uniform, Dr. Cooper told the minor victim
that she was a doctor and that she was there to "make sure [the
victim's] body is okay."
Dr. Cooper described her office as having a regular adult size
chair and "is covered with animals" that she uses to "get children
to look at when we're examining" them. Dr. Cooper asked the minor
victim if she knew the difference between the truth and a lie and
"establish[ed] competence for" the minor victim. The minor victim,
"rather readily began to relate to [Dr. Cooper] that there had been
someone who had hurt her body, and she referred to that person as
Chas" and that Chas was her babysitter. Dr. Cooper testified that
the minor victim
went on to tell me essentially three things:
One that Chas had -- She changed her voiced
and said Chas said, 'Come here and suck on
this.' She changed the tenor or her voice
when this child was telling me this. And I
said, 'What do you mean? What did he want you
to suck on?' And she pointed to her vaginal
area, but I don't think she meant her vaginal
area . . . . She also described that this
person had placed her on his stomach and had
put her head over his penile area and had
forced her to place his penis in her mouth and
suck on this.
N.C. Gen. Stat. § 8C-1, Rule 803(4) provides that statements
made for the purpose of medical diagnosis or treatment are not
excluded by the hearsay rule, even if the declarant is available as
a witness if the
[s]tatements [are] made for purposes of
medical diagnosis or treatment and describing
medical history, or past or present symptoms,
pain, or sensations, or the inception or
general character of the cause or external
source thereof insofar as reasonably pertinentto diagnosis or treatment.
N.C. Gen. Stat. § 8C-1, Rule 803(4) (1999). Our Supreme Court has
held that in order to admit evidence pursuant to this exception,
two inquiries must be satisfied:
First, the trial court must determine that the
declarant intended to make the statements at
issue in order to obtain medical diagnosis or
treatment. The trial court may consider all
objective circumstances of record in
determining whether the declarant possessed
the requisite intent. Second, the trial court
must determine that the declarant's statements
were reasonably pertinent to medical diagnosis
or treatment.
State v. Hinnant, 351 N.C. 277, 289, 523 S.E.2d 663, 670-71 (2000).
Defendant argues that the first prong of
Hinnant is not met in
this case because "[t]here is nothing in the record to show that
the child was talking to Dr. Cooper with an understanding that she
was telling her this information for purposes of medical diagnosis
or treatment." We disagree.
Our Supreme Court in
Hinnant recognized the "difficulty of
determining whether a declarant - especially a young child -
understood the purpose of his or her statements[.]"
State v.
Bates, 140 N.C. App. 743, 745, 538 S.E.2d 597, 599 (2000). The
Hinnant court ruled that the trial court "should consider all
objective circumstances of record surrounding declarant's
statements in determining whether he or she possessed the requisite
intent under Rule 803(4)."
Hinnant, 351 N.C. at 288, 523 S.E.2d at
670.
Some factors to consider in determining
whether a child had the requisite intent are
whether an adult explained to the child theneed for treatment and the importance of
truthfulness; with whom and under what
circumstances the declarant was speaking; the
setting of the interview; and the nature of
the questions.
Bates, 140 N.C. App. at 745, 538 S.E.2d at 599.
In this case, upon consideration of the totality of the
circumstances, the trial court properly admitted Dr. Cooper's
testimony. The evidence shows that the minor victim was told that
she was visiting a doctor; that the doctor wanted to make sure her
body was okay; the conversation between the doctor and the minor
victim was not based upon leading questions; the doctor discussed
the difference between truth and a lie with the minor victim; and
nothing indicated the statements the minor victim made to Dr.
Cooper were not spontaneous.
The evidence was sufficient to support the first prong of
Hinnant, that the minor victim made statements to Dr. Cooper for
the purpose of medical diagnosis or treatment. The trial court
properly admitted Dr. Cooper's testimony as substantive evidence
pursuant to N.C. Gen. Stat. § 8C-1, Rule 803(4). Defendant's final
assignment of error is overruled.
Defendant received a fair trial free of prejudicial error.
No error.
Judge THOMAS concurs.
Judge GREENE concurs in the result with a separate opinion.
Report per Rule 30(e).
NO. COA01-352
NORTH CAROLINA COURT OF APPEALS
Filed: 6 August 2002
STATE OF NORTH CAROLINA
v
.
Cumberland County
No. 99 CRS 004685
RICHARD CHARLES THORNTON
GREENE, Judge, concurring in the result.
While I agree defendant is not entitled to a new trial, I
write separately to address defendant's assignment of error to the
trial court's admission of Dr. Cooper's testimony concerning
statements made by Barck.
Defendant has assigned error to Dr. Cooper's testimony based
on Barck's statement of what the victim had told her. Defendant
contends the victim's statement to Barck and Barck's statement to
Dr. Cooper are both hearsay. Hearsay included within hearsay is
only admissible if each part of the combined statements conforms
with an exception to the hearsay rule. N.C.G.S. § 8C-1, Rule 805
(2001). Thus, the victim's statement to Barck and Barck's
statement to Dr. Cooper must both conform with an exception to the
hearsay rule in order for Dr. Cooper's testimony to be admissible.
I agree with the majority that the victim's statement to Barck
qualifies as an excited utterance and is thus admissible under Rule
803(2). I, however, do not believe that Barck's statement to Dr.
Cooper conforms with any exception to the hearsay rule. Thus, itwas error for the trial court to admit that portion of Dr. Cooper's
testimony relating Barck's account of what the victim had related
to her. This error, however, does not require a new trial as there
is no reasonable possibility that had the evidence in question been
excluded, a different result would have been reached at trial. See
State v. Hinnant, 351 N.C. 277, 291, 523 S.E.2d 663, 672 (2000)
(erroneous admission of hearsay requires a new trial only if it
results in prejudicial error, such that a reasonable possibility
exists that, absent the trial court's error, a different result
would have been reached at trial).
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