A decision without a published opinion is authority only in the case in which such decision is rendered and should not be cited in any other case in any court for any other purpose, nor should any court consider any such decision for any purpose except in
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NO. COA01-511
NORTH CAROLINA COURT OF APPEALS
Filed: 7 May 2002
STATE OF NORTH CAROLINA
v
.
Robeson County
No. 99 CRS 6847
KIMBERLY AMES LEGGETT
Appeal by defendant from judgment entered 27 October 2000 by
Judge Robert F. Floyd, Jr. in Robeson County Superior Court. Heard
in the Court of Appeals 14 February 2002.
Attorney General Roy Cooper, by Assistant Attorney General
Daniel P. O'Brien, for the State.
Bowen, Berry and Powers, PLLC, by Sue Genrich Berry, for
defendant-appellant.
CAMPBELL, Judge.
On 6 July 1999, defendant was indicted by the Robeson County
Grand Jury for the murder of William Glen Bass (Bass). Defendant
pled not guilty and was tried noncapitally before a jury at the 24
October 2000 Criminal Session of the Robeson County Superior Court,
Judge Robert F. Floyd, Jr. presiding. The following evidence was
introduced at trial:
The State's evidence tended to show that defendant, a dog
owner, moved in with her mother and stepfather after her fourteen-
year marriage ended in divorce. Defendant's parents did not want
defendant's dog in the house with their dog; therefore, defendant
asked Bass, a man whom she occasionally dated, to care for her dog
until she could find a place of her own. Bass agreed and actuallytook care of defendant's dog for approximately two years.
On 3 April 1999, a friend told defendant that her dog had
heartworms. Defendant became very upset and responded, My damn
dog better not die because I've been paying Glenn Bass the money to
buy heartworm pills, and he better been giving them to him. If
not, I will kill that son-of-a-bitch. Defendant retrieved her dog
from Bass' yard that same day. The dog died the following day (4
April 1999) and was buried by defendant.
On 5 April 1999, defendant drove to Bass' place of employment
and, from a distance of approximately 120 feet, shot at him five
times with a Colt .38 revolver. Three of the bullets hit Bass.
Defendant reloaded the revolver before walking over to where Bass
was lying and throwing a pack of heartworm pills on his body.
Afterwards, defendant returned to her car and drove away.
After shooting Bass, defendant stopped and drank a beer with
a neighbor. Defendant told the neighbor that she had just shot
Bass, but he thought she was joking. Once she left the neighbor's
house, defendant drove to her parent's house, gave her stepfather
the revolver, which she had taken from his nightstand, told them
what she had done and then drove herself to the police department.
She explained to the police that Bass got what he deserved
because he had not given her dog his medication. Thereafter,
defendant accompanied the police back to Bass' place of employment
to show them where he was lying. Bass died as a result of gunshot
wounds to his neck and back area.
Once the State rested, defense counsel began its case with anopening statement, which conceded that defendant was guilty of
something less than first-degree murder because she was
substantially impaired at the time she shot Bass. Immediately
following the opening, the court excused the jury and swore in
defendant to determine if she had given defense counsel permission
to make that concession to the jury. Defendant testified that she
and her counsel had discussed this trial strategy prior to the
trial and that he had her permission to make the concession.
During closing argument, defense counsel stated that defendant
should be found guilty of second-degree murder.
Defendant's mother and stepfather testified on her behalf.
Their testimony tended to show that defendant had experienced
significant losses in her life. Those losses included the death of
her biological father, two brothers, and the loss of her husband
and marital home. Her stepfather further testified that defendant
went crazy like after losing her dog. Prior to shooting Bass,
defendant dug up her dog and placed a leaf over his eye to keep
dirt out. Defendant's parents also testified that defendant
appeared intoxicated and was acting unlike herself when she came
home after shooting Bass.
Defendant presented additional evidence which consisted of
testimony from three medical experts.
Psychologist Claudia R. Coleman, Ph.D. (Dr. Coleman),
interviewed defendant prior to trial. She found that defendant
had long-standing anxiety and depression problems stemming from the
losses in her life. Dr. Coleman further found that defendantabused alcohol and drugs, including painkillers and tranquilizers.
Dr. Coleman concluded that at the time of the murder, defendant's
use of drugs and alcohol and her distress over her dog's death,
impaired her thinking and her ability to reasonably assess events,
actions and situations.
After interviewing defendant and reviewing her case file,
psychiatrist George P. Corvin, M.D. (Dr. Corvin) also determined
that defendant had a history of tragic loss, and suffered from
chronic anxiety and drug abuse. Defendant consistently told Dr.
Corvin that her dog's death was like the loss of a child and that
she began drinking and using pills very heavily after she buried
him. According to defendant, she consumed approximately seventeen
pills (painkillers and tranquilizers) on the day of the shooting.
Dr. Corvin ultimately concluded that even though it appeared
defendant made decisions and planned the shooting, she did not have
the capacity to form the specific intent required to commit the
offense.
Finally, toxicologist Andrew P. Mason, Ph.D., testified that
if defendant ingested painkillers, alcohol, and tranquilizers, as
she had indicated to Dr. Coleman and Dr. Corvin, the ingestion of
those substances might have resulted in confusion, disorientation,
impaired comprehension, impaired judgment, and a decrease in her
capability to make rational decisions.
Defendant's trial concluded on 27 October 2000 when the jury
returned a verdict of guilty of first-degree murder. She was
sentenced to life imprisonment without parole. Defendant appealsthis judgment. Defendant brings forth fourteen assignments of
error, seven of which she abandons in her brief to this Court and
three others that involve a preservation issue we will not address.
The four remaining assigned errors present this Court with three
issues. For the following reasons, we find no error in the trial
court's judgment.
I.
The first issue raised by defendant is whether the trial court
abused its discretion by failing to intervene ex mero motu during
the State's (A) opening statement and (B) closing argument. We
find that the court did not err.
As a general rule '[p]rosecutors are granted wide latitude in
the scope of their argument[s].' State v. Walls, 342 N.C. 1, 48,
463 S.E.2d 738, 762 (1995) (quoting State v. Zuniga, 320 N.C. 233,
253, 357 S.E.2d 898, 911 (1987). Nevertheless:
[C]ontrol of counsel's arguments is left
largely to the discretion of the trial court.
When no objections are made at trial . . . the
prosecutor's argument is subject to limited
appellate review for gross improprieties which
make it plain that the trial court abused its
discretion in failing to correct the
prejudicial matters ex mero motu. In order to
determine whether the prosecutor's remarks are
grossly improper, the remarks must be viewed
in context and in light of the overall factual
circumstances to which they refer.
State v. Alston, 341 N.C. 198, 239, 461 S.E.2d 687, 709 (1995)
(citations omitted).
A.
With respect to the State's opening statement, defendant
argues the trial court should have intervened ex mero motu when the
prosecutor sought to shift the burden of proof to defendant by
communicating the following to the jury:
[Members of the jury, y]ou're sitting back
asking yourselves right now . . . what's for
us to do in this case? Well, let me tell you,
there's always something else. In this case
the something else is whatever the defendant
may present to you. I can't speak for the
defendant; I don't know what they're going to
do. . . . [T]he only thing I can say to you
now is . . . you may hear . . . expert opinion
. . . from up to three experts. . . . [T]here
will not be any factual support whatsoever for
their opinions. The lone source of their
information that they will rely their opinions
upon will be the defendant, herself.
We disagree.
This Court has held that in an opening statement, counsel is
allowed to set forth a general forecast of the evidence, as well as
state his legal claim or defense in basic terms. See State v.
Freeman, 93 N.C. App. 380, 389, 378 S.E.2d 545, 551 (1989).
Additionally, counsel may use an opening statement to point out to
the jury facts which he reasonably expects to bring out on cross-
examination. State v. Paige, 316 N.C. 630, 648, 343 S.E.2d 848,
859 (1986). Here, the prosecutor used the opening statement to
generally forecast that the opinions given during the trial by
defendant's expert witnesses would be biased. Furthermore, the
opening statement pointed out that the prosecutor expected to prove
this bias through cross-examination by establishing that there was
no factual support for their opinions. These statements thereforeare not so grossly improper that they result in shifting the burden
of proof to defendant.
B.
With respect to the State's closing argument, defendant argues
the trial court should have intervened ex mero motu when the State
improperly referred to defendant's failure to testify.
Specifically, defendant takes issue with the following portion of
the argument made by the State:
[Dr. Coleman] tells you that she talked to the
main witness in the case. . . . Who's the
main witness in this case, according to Dr.
Coleman? The defendant. Because she's the
only one that knows what happened.
Well, between her and God, yes, she's the only
one that knows what happened that's going to
be here in this courtroom, that's going to
tell us.
It is well established that a prosecutor is prohibited from
commenting on a defendant's failure to testify during closing
argument. See State v. Taylor, 289 N.C. 223, 221 S.E.2d 359
(1976). However, in the case sub judice, defendant apparently
chose not to view these statements in their proper context before
assigning error to the prosecutor's argument. A more accurate
viewing of the prosecutor's closing argument shows that the
statements immediately following those statements cited by
defendant were as follows:
But there are other people involved in this,
there are other people that ha[d] contact with
[defendant], within the very close knit time
frame around this crime that have relevant,
have objective, even have observations of what
happened, of what they saw. Not once did [Dr.
Coleman] talk to anybody [other thandefendant].
We find this argument, when viewed in context and in light of the
overall factual circumstances to which they refer[,] shows that
the prosecutor made no direct reference to defendant's failure to
testify. Alston, 341 N.C. at 239, 461 S.E.2d at 709. Instead, the
closing argument attacked the credibility of Dr. Coleman by
pointing out her failure to communicate with anyone other than
defendant about the events relevant to this case. Thus, we find
that there was no abuse of discretion by the trial court when it
did not intervene ex mero motu because the State's argument in no
way so infected the trial with unfairness that it constituted a
denial of due process. State v. Rose, 339 N.C. 172, 202, 451
S.E.2d 211, 229 (1994).
II.
The second issue is whether defendant received ineffective
assistance of counsel when defense counsel conceded her guilt
during his opening statement even though defendant had previously
consented to this concession. Defendant argues that her privilege
against self-incrimination, right to confrontation and right to a
fair trial were violated because she did not have the capacity to
know the difference between first-degree murder and a lesser charge
when she gave her consent. We disagree.
This Court recognizes that any concession of a client-
defendant's guilt absent a consent by that defendant to do so
constitutes ineffective assistance of counsel per se in violationof the Sixth Amendment. State v. Harbison, 315 N.C. 175, 180, 337
S.E.2d 504, 507-08 (1985). Our courts have declined to set out
what constitutes an acceptable consent by a defendant in this
context. See State v. McDowell, 329 N.C. 363, 387, 407 S.E.2d 200,
213 (1991). However, consent may be given before or after defense
counsel's concession of the defendant's guilt because a defendant
may ratif[y] defense counsel's earlier statement and cure[] any
possible error[.] State v. Basden, 339 N.C. 288, 299, 451 S.E.2d
238, 244 (1994). Also, our Supreme Court has held a defendant's
consent was acceptable where, after the argument was made, the
trial court was told on the record that counsel and defendant had
previously discussed the concession made and defendant had
expressly stated that counsel acted according to defendant's
wishes. See McDowell, 329 N.C. at 387, 407 S.E.2d at 213.
As stated previously, after defense counsel's opening
statement, the court swore in defendant to determine whether she
had consented to defense counsel conceding her guilt. The court
addressed defendant as follows:
Q [Court]: [Defendant,] did you hear [defense
counsel] concede that you killed [Livingston]?
. . .
A [Defendant]: Yes, sir.
Q: Did you and he discuss that as a trial
strategy?
A: Yes, sir we did.
Q: Did he have your permission to make that
concession?
A: Yes, sir.
Q: Did you also hear him concede that you are
. . . guilty of something but it should be
something less than first-degree murder?
A: Yes, sir.
Q: Did you and he discuss that prior to his
argument to the jury?
A: Yes, sir.
Q: And did he have that -- your permission to
make that concession or that argument to the
jury?
A: Yes, sir.
Q: Was there anything about his argument to
the jury that you found to be in opposition of
your permission that you gave him to argue to
the jury, or opposition to what you and he had
discussed?
A: No, sir.
The court's inquiry of defendant was sufficiently specific to
determine whether defendant consented to defense counsel's
concession. There was nothing in the record or the trial
transcript to indicate defendant did not have the capacity to
understand the court's questions and answer them effectively.
Finally, defense counsel's argument conceding defendant was guilty
of something less than first-degree murder was a reasonable
tactical decision given the facts and circumstances in this case.
See McDowell, 329 N.C. at 388, 407 S.E.2d at 214. Therefore,
defense counsel was not ineffective when he conceded defendant's
guilt after obtaining her consent to do so.
III.
Defendant's final issue is whether the trial court erred indenying her request to submit an instruction on voluntary
intoxication to the jury at the conclusion of all the evidence. We
find that the court did not err.
It is well established that when a defendant requests an
instruction which is supported by the evidence and is a correct
statement of the law, the trial court must give the instruction, at
least in substance.
State v. Garner, 340 N.C. 573, 594, 459
S.E.2d 718, 729 (1995) (citations omitted). However, when
requesting an instruction on voluntary intoxication, evidence of
mere intoxication is not enough to entitle defendant to this
instruction.
See State v. Mash, 323 N.C. 339, 346, 372 S.E.2d 532,
536 (1988). Our courts have held that an instruction on voluntary
intoxication is not required in every case in which a defendant
[presents some evidence] that he killed a person after consuming
intoxicating beverages or controlled substances.
State v.
Baldwin, 330 N.C. 446, 462, 412 S.E.2d 31, 41 (1992). Our trial
courts are not required to give this instruction until after a
defendant:
[P]roduce[s] substantial evidence which would
support a conclusion by the trial court that
at the time of the crime for which he is being
tried 'defendant's mind and reason were so
completely intoxicated and overthrown as to
render him utterly incapable of forming a
deliberate and premeditated purpose to kill.
In absence of some evidence of intoxication to
such degree, the court is not required to
charge the jury thereon.'
State v. Cheek, 351 N.C. 48, 74-75, 520 S.E.2d 545, 560-61 (1999),
cert. denied,
Cheek v. North Carolina, 530 U.S. 1245, 147 L. Ed. 2d
965 (2000) (quoting
State v. Strickland, 321 N.C. 31, 41, 361S.E.2d 882, 888 (1987) (citation omitted)).
In the present case, there is no evidence to support a finding
that defendant was so completely intoxicated that she was utterly
incapable of forming the requisite intent for first-degree murder.
On the contrary, the evidence shows that defendant methodically
planned to murder Bass by taking her stepfather's gun, driving to
Bass' place of employment, shooting him three times from a distance
of 120 feet, throwing heartworm pills on his body, and then simply
driving away to tell her neighbor and parents about what she had
done. Such behavior is indicative of a capacity for premeditation
and deliberation. Thus, defendant has not made the showing
necessary to entitle her to a voluntary intoxication instruction.
In conclusion, we find all of defendant's assignments of error
to be without merit. Accordingly, we hold that the trial court's
judgment finding defendant guilty of first-degree murder should be
upheld.
No error.
Judges MARTIN and HUDSON concur.
Report per Rule 30(e).
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