A decision without a published opinion is authority only in the case in which such decision is rendered and should not be cited in any other case in any court for any other purpose, nor should any court consider any such decision for any purpose except in
the case in which such decision is rendered. See Rule of Appellate Procedure 30 (e)(3).
NO. COA01-634
NORTH CAROLINA COURT OF APPEALS
Filed: 19 March 2002
STATE OF NORTH CAROLINA
v
.
Orange County
Nos. 95CRS013980,
CHARLES WENDELL ALSTON 95CRS015816-17
Appeal by defendant from judgments entered 1 November 2000 by
Judge Wade Barber in Orange County Superior Court. Heard in the
Court of Appeals 13 February 2002.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Sandra Wallace-Smith, for the State.
Osborn & Tyndall, P.L.L.C., by J. Kirk Osborn and Amos Granger
Tyndall, for defendant-appellant.
HUNTER, Judge.
Charles Wendell Alston (defendant) appeals convictions of
two counts of robbery with a dangerous weapon and one count of
assault with a deadly weapon with intent to kill inflicting serious
injury. We conclude there was no error in the guilt-phase of
defendant's trial, but we remand for resentencing.
Evidence presented at trial tended to establish that defendant
met State's witness James Devone, Jr. in December 1995. Devone
testified that around that time, defendant informed him and PaulBullock (a co-defendant in this case) that he knew of a house in
Chapel Hill where the residents kept drugs and money on the
premises. On 6 December 1995, Devone rented a car, and together
with defendant and Bullock, drove to the residence which defendant
had described. Defendant pointed out the exact residence to the
other two men. Later that evening, the three men as well as two
others, Jason Devone (James Devone's cousin) and Irwin Hargraves,
drove to the house with the intention of robbing it. Defendant
drove the rental car. When the men arrived at the house, defendant
and Hargraves remained in the car while Devone, Bullock, and Jason
Devone burst into the house wearing masks and carrying guns. The
occupants of the house, Nathaniel Farrington, Jr. and his wife
Jacqueline, were held at gunpoint during the robbery. Devone
testified that as the three men were leaving, Mr. Farrington came
towards him, at which point Devone shot him in the leg. Defendant
drove the getaway car to Durham where the men then divided the
stolen money.
A few days later, on 12 December 1995, defendant drove to the
residence of James and Cecile Pettiford in a beige-colored truck.
Ms. Pettiford testified that defendant came to the door, introduced
himself, and stated he was interested in buying a hunting dog from
her husband. Ms. Pettiford gave defendant directions to her
daughter's house where Mr. Pettiford was working. She testified she noticed another man in the truck with defendant as he drove
away. Within moments, defendant returned stating that he was
unable to locate Mr. Pettiford. He requested the Pettiford's
telephone number so that he could call when Mr. Pettiford returned
home. Ms. Pettiford gave defendant their number.
Devone testified that on that afternoon, defendant drove him,
Bullock, and Hargraves to the Pettiford residence in a dark-colored
Ford Thunderbird that Devone had rented. Devone testified that
defendant pointed out the Pettiford's house and stated that the
residents had a lot of money. The men left and drove to Durham.
Before leaving Durham to return to the Pettiford residence that
evening, defendant called the Pettifords a few times in an effort
to determine whether Mr. Pettiford was home. The men then drove to
a store nearby the Pettiford residence where defendant made a final
call to the Pettifords to determine if Mr. Pettiford was home. The
men then proceeded to the Pettiford house. Defendant rode in a
truck with another man. Devone drove the Ford Thunderbird with
Bullock and Hargraves. As the men approached the house, Devone
noticed defendant's truck lights flashing, and he pulled over.
Defendant's truck pulled up, and defendant asked the men in the
Thunderbird if they remembered which house it was. The three
responded that they did, at which time defendant said [g]o ahead.
Devone testified that defendant stayed in the truck up the road. Devone, Bullock and Hargraves proceeded on to the house where
Devone and Bullock robbed the Pettifords at gunpoint while
Hargraves stayed in the car.
Defendant was indicted and tried on two counts of robbery with
a dangerous weapon (a firearm), one for the Farrington robbery, and
one for the Pettiford robbery, and one count of assault with a
deadly weapon with intent to kill inflicting serious injury, based
on the shooting of Mr. Farrington. On 15 October 1996, the jury
returned verdicts of guilty as to all charges. On 1 November 2000,
the trial court sentenced defendant to 118 to 151 months for one
count of robbery with a dangerous weapon, and 146 to 185 months for
the consolidated charges of robbery with a dangerous weapon and
assault with a deadly weapon.
In sentencing defendant, the trial court found the presence of
three aggravating factors: (1) that defendant joined with more
than one other person in committing the offense and was not charged
with conspiracy; (2) that the offense involved the sale or delivery
of a controlled substance to a minor; and (3) that defendant
absconded from this jurisdiction during jury deliberations and
secreted himself for almost 4 years. Defendant appeals.
Defendant brings forth seven assignments of error in the
following five arguments: (1) the trial court erred in denying his
motion to dismiss the Pettiford robbery charge for insufficientevidence; (2) the trial court erred in joining his offenses; (3)
the trial court erred in finding as an aggravating factor that the
robberies involved the sale or delivery of a controlled substance
to a minor; (4) the trial court erred in finding as an aggravating
factor that defendant joined with more than one other person in
committing the offenses, but was not charged with conspiracy; and
(5) the trial court erred in failing to consider mitigating
factors. We hold that defendant's trial was free of error;
however, we hold the trial court erred in finding the aggravating
factor that the offenses involved the sale or delivery of a
controlled substance to a minor, and thus remand for resentencing.
I.
Defendant first argues the trial court erred in denying his
motion to dismiss the charge of robbery with a dangerous weapon
based upon the Pettiford robbery for lack of sufficient evidence.
Specifically, defendant contends the evidence showed that although
he assisted in the planning of the robbery, he withdrew from the
plan prior to reaching the scene of the robbery. He argues there
was no evidence to support a finding that he was either actually or
constructively present at the scene of the Pettiford robbery. We
disagree.
Upon a defendant's motion to dismiss, the trial court must
consider the evidence in the light most favorable to the State,allowing every reasonable inference to be drawn therefrom. State
v. Sams, __ N.C. App. __, __, 557 S.E.2d 638, 640 (2001). The
trial court must grant a motion to dismiss where the State fails to
present substantial evidence of each element of the offense. Id.
'Substantial evidence is evidence from which any rational trier of
fact could find the fact to be proved beyond a reasonable doubt.'
Id. (citation omitted).
In the present case, the State presented the theory that
defendant was guilty of the Pettiford robbery because he acted in
concert with Devone and the others to perpetrate the crime. To
act in concert means to act in conjunction with another according
to a common plan or purpose. Id. at __, 557 S.E.2d at 641. Under
this theory, the State need not show that defendant committed any
particular act constituting at least part of a crime so long as
. . . 'he is present at the scene of the crime and the evidence is
sufficient to show he is acting together with another who does the
acts necessary to constitute the crime pursuant to a common plan or
purpose to commit the crime.' Id. (citation omitted).
Under the theory of acting in concert, a defendant's presence
at the scene may be actual or constructive. State v. Gaines, 345
N.C. 647, 675, 483 S.E.2d 396, 413, cert. denied, 522 U.S. 900, 139
L. Ed. 2d 177 (1997). Constructive presence does not require that
a defendant be physically present at the scene of the crime. Statev. Barrett, 343 N.C. 164, 175, 469 S.E.2d 888, 894, cert. denied,
519 U.S. 953, 136 L. Ed. 2d 259 (1996). Rather, the defendant may
be constructively present during the commission of the crime if he
is close enough to provide assistance if needed and to encourage
the actual execution of the crime. Gaines, 345 N.C. at 676, 483
S.E.2d at 413.
In the present case, the evidence shows defendant organized a
common plan with the others to rob the Pettiford residence.
Defendant targeted the house, obtained the Pettiford's telephone
number, drove the other perpetrators to the house to show them its
location, and then made several calls to the Pettifords on the
evening of the robbery, including from a nearby store moments
before the crime, to determine whether Mr. Pettiford was home.
Defendant then proceeded with the others down the road to the
Pettiford's with the common plan to rob them. As the men
approached the house, defendant confirmed with the others that they
remembered which house it was, then told them to [g]o ahead with
the robbery. Devone testified that defendant stayed in his truck
up the road.
Although the evidence does not establish that defendant was
physically present at the actual scene, the evidence, taken in the
light most favorable to the State, is sufficient to show
defendant's constructive presence, in that he was nearby the sceneand close enough to encourage the actual execution of the crime.
See State v. Ruffin, 90 N.C. App. 712, 370 S.E.2d 279 (1988)
(defendant waited down the street while other perpetrators forcibly
entered victim's home); State v. Hockett, 69 N.C. App. 495, 317
S.E.2d 416 (1984) (defendant waited in car parked at apartment
complex behind store which was robbed); State v. Pryor, 59 N.C.
App. 1, 295 S.E.2d 610 (1982) (defendant dropped co-defendants near
store to be robbed, drove some three miles away from the store,
including to a car wash where he cleaned his car, then returned to
pick them up).
Moreover, we reject defendant's contention that he withdrew
from the common plan before reaching the scene. As our Supreme
Court has noted:
Where the perpetration of a felony has
been entered on, one who had aided or
encouraged its commission cannot escape
criminal responsibility by quietly withdrawing
from the scene. The influence and effect of
his aiding or encouraging continues until he
renounces the common purpose and makes it
plain to the others that he has done so and
that he does not intend to participate
further.
State v. Wilson, 354 N.C. 493, 507-08, 556 S.E.2d 272, 282 (2001)
(citation omitted). There was no evidence that defendant informed
the other perpetrators that he was renouncing the common plan and
did not intend to participate further. To the contrary, theevidence shows that as the men approached the Pettiford house,
defendant confirmed that they remembered which house it was, and
then told them to go ahead with the robbery. The trial court did
not err in denying defendant's motion to dismiss this charge.
II.
By his second assignment of error, defendant argues the trial
court erred in allowing the State's motion to join his offenses for
trial. N.C. Gen. Stat. § 15A-926 (1999) permits the joinder of
offenses within the discretion of the trial court where the
offenses are based on the same act or transaction or on a series
of acts or transactions connected together or constituting parts of
a single scheme or plan. N.C. Gen. Stat. § 15A-926(a). A trial
court's decision to join offenses under this statute will only be
disturbed on appeal where defendant demonstrates that joinder
denied him a fair trial. State v. Beckham, 145 N.C. App. 119,
125, 550 S.E.2d 231, 236 (2001). In general, a defendant cannot be
prejudiced by such joinder . . . 'unless the charges are so
separate in time and place and so distinct in circumstances as to
render the consolidation unjust and prejudicial to defendant.'
Id. at 126, 550 S.E.2d at 237 (citations omitted).
Applying these principles here, we hold the trial court did
not abuse its discretion in joining defendant's offenses based on
the Farrington and Pettiford robberies, as the two incidents wereneither so separate in time nor so distinct in circumstances as to
render consolidation prejudicial. Indeed, the robberies were
strikingly similar in nature and occurred less than a week apart.
In both cases, defendant singled out the homes to be robbed based
upon his knowledge of whether the occupants had money or drugs in
the house. Defendant then shared that information with the other
men, who in both cases included Devone, Bullock, and Hargraves, and
accompanied them to the target houses to point out their location.
Defendant then accompanied the others to the homes during the
actual robberies and waited in a vehicle during the robberies. In
both cases, the robbers burst into the homes with guns and held the
occupants at gunpoint while they rummaged around for drugs and
money. Defendant has failed to establish an abuse of discretion in
the trial court's consolidation of these offenses. See, e.g.,
State v. Evans, 99 N.C. App. 88, 94, 392 S.E.2d 441, 445 (1990) (no
error in joinder of robberies occurring approximately one week
apart where circumstances of both crimes were sufficiently similar
to establish a connection or that the crimes constituted parts of
a single plan or scheme).
III.
Defendant next argues the trial court erred in finding the
aggravating factor that the offenses involved the sale or delivery
of a controlled substance to a minor. Defendant argues, and theState concedes, that there was no evidence to support this finding.
Upon review of the record, we agree. We therefore reverse the
trial court's finding of this aggravating factor and remand for
resentencing.
IV.
Defendant next argues the trial court erred in finding the
aggravating factor in N.C. Gen. Stat. § 15A-1340.16(d)(2) (1999),
that defendant joined with more than one other person in
committing the offense and was not charged with committing a
conspiracy. Defendant argues the trial court should not have been
able to find this factor in aggravation where he was convicted
under the theory of acting in concert. He contends the evidence
that he acted with others was thus used both to convict him of the
crime, and also to aggravate his sentence in violation of N.C. Gen.
Stat. § 15A-1340.16(d), providing that evidence necessary to prove
an element of an offense shall not be used to prove a factor in
aggravation.
However, we do not agree with defendant that the State's use
of the theory of acting in concert prohibits the trial court from
finding that defendant acted with more than one person and was not
charged with conspiracy for purposes of aggravation. As we have
previously observed, our Supreme Court has indicated that many of
the factors listed in N.C. Gen. Stat. § 15A-1340.16(d) contemplatea duplication in proof without violating the prohibition on using
evidence necessary to prove a crime to then aggravate the sentence.
State v. Cinema Blue of Charlotte, 98 N.C. App. 628, 634, 392
S.E.2d 136, 139-40 (citing State v. Thompson, 309 N.C. 421, 307
S.E.2d 156 (1983)) (fact that evidence essential to establish the
giving of aid or advice for purposes of being an accessory to crime
also tends to show aggravating factor that defendant persuaded the
principal to commit the offense does not prohibit court from using
same evidence to find factor in aggravation), appeal dismissed and
disc. review denied, 327 N.C. 142, 394 S.E.2d 181 (1990), cert.
denied, 498 U.S. 1083, 112 L. Ed. 2d 1042 (1991); see also State v.
Bruton, 344 N.C. 381, 393-94, 474 S.E.2d 336, 345 (1996) (fact that
certain evidence tended to prove both theory of acting in concert
and aggravating factor did not prohibit trial court from finding
factor in aggravation). This assignment of error is overruled.
V.
In his final argument, defendant maintains the trial court
erred in failing to find as a mitigating factor that defendant had
a good reputation in his community since his 1996 trial. The
record shows that during jury deliberations in his 1996 trial,
defendant absconded from the courthouse, moved to a different
location, changed his name, and for approximately four years lived
a different life under a new identity. Defendant never turnedhimself in, but rather was apprehended as a result of a traffic
violation. During sentencing, defendant submitted to the court
various letters from people who had come to know him in his new
identity in the four years that he was hiding from the law.
Defendant concedes that the trial court considered the letters and
found them to be mitigating, but argues the court erred in failing
to find them as actual mitigating factors.
Although the trial court must consider evidence of
aggravating or mitigating factors, it is within the court's
discretion whether to depart from the presumptive range.
State v.
Brown, __ N.C. App. __, __, 553 S.E.2d 428, 430 (2001). The trial
court need not make any findings with regard to mitigating factors
unless, in its discretion, it departs from the presumptive
sentencing range.
Id. at __, 553 S.E.2d at 431.
The trial court clearly considered defendant's letters of good
character as it was required to do. We discern no abuse of
discretion in the court's failure to find defendant's good
character to be an actual mitigating factor where during the time
defendant asserts he was of good character he was hiding from the
law under an assumed name, having absconded from his trial.
Defendant further argues the trial court erred in failing to
consider that defendant played a minimal role in the offenses.
However, the record shows that defendant never specificallyrequested that the trial court take this into consideration as a
mitigating factor. Rather, when asked if he had anything to say,
defendant stated that he was not guilty and had never hurt anyone.
The trial court responded that it was bound by the jury's guilty
verdict with regard to the strength of the evidence presented at
trial as to defendant's guilt, and that the original trial judge
was the appropriate judge to whom defendant should have expressed
any concerns regarding the evidence of his guilt. The trial court
appropriately considered the mitigating circumstances submitted by
defendant for consideration. There was no abuse of discretion in
its determination not to find any factors in mitigation.
Defendant has failed to establish the presence of prejudicial
error in his trial. However, the trial court's finding in
aggravation that defendant's offenses involved the sale or delivery
of a controlled substance to a minor was wholly unsupported by the
evidence. Each case is remanded for resentencing.
No error; remanded for resentencing.
Judges WALKER and BRYANT concur.
Report per Rule 30(e).
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