STATE OF NORTH CAROLINA
v
.
Hoke County
No. 96 CRS 822
WILLIAM JEFFREY ELLER
Attorney General Roy Cooper, by Assistant Attorney General
Mary S. Mercer, for the State.
Paul Pooley for defendant-appellant.
WALKER, Judge.
Defendant appeals his conviction for misdemeanor assault on a
government officer while the officer was discharging his official
duties. The State's evidence tends to show the following:
Defendant was an inmate in the Department of Correction and in 1996
was being treated at McCain Correctional Hospital in Hoke County.
During the evening meal on 25 February 1996, a correctional
officer, Sergeant Raymond Batten (Sergeant Batten), observed
defendant strike another inmate with his walking cane. When he
questioned defendant about the incident, defendant denied having
struck the inmate. Defendant then stated, I did not hit him, I
did this and stepped towards Sergeant Batten with his cane raised
in both hands. Sergeant Batten moved to the side in an effort toavoid a blow but was struck by defendant's elbow. He testified
that the correctional hospital has a strict policy which prohibits
inmates from touching officers and that at no time did he give
defendant permission to demonstrate how he had hit the other
inmate.
Defendant testified that he was merely attempting to show
Sergeant Batten how the other inmate had stepped out of the line
like this and run his shoulder into me like that. He admitted
knowing that Sergeant Batten was a correctional officer but denied
having made any physical contact with him.
Defendant first contends the trial court lacked jurisdiction
since the criminal summons, under which he was prosecuted, cited to
a repealed statute. The record shows that, by criminal summons
dated 27 February 1996, defendant was charged with assault on a
government officer in violation of N.C. Gen. Stat. § 14-33(b)(8).
However, as defendant properly points out, N.C. Gen. Stat. § 14-
33(b)(8) was repealed effective 1 December 1995 and was re-written
as N.C. Gen. Stat. § 14-33(c)(4). See 1995 N.C. Session Laws,
c.507, s. 19.5(b). He maintains this error resulted in his being
improperly convicted under a repealed statute.
As support for his contention, defendant cites State v.
McCluney, 280 N.C. 404, 185 S.E.2d 870 (1972), in which our Supreme
Court held that when a statute creating a criminal offense is
repealed 'by a law subsequently enacted, the former will be held
inoperative,. . .unless a contrary intent on the part of the
lawmakers appear. . .from the language in the repealing statute.'McCluney, 280 N.C. at 406, 185 S.E.2d at 871 (quoting State v.
Massey, 103 N.C. 356, 358-59, 9 S.E. 632, 632-33 (1889)). The
statute at issue in McCluney made material and substantial
changes to our statutes dealing with the dissemination of
obscenity. The Court noted these changes were designed to get rid
of a law of dubious constitutionality and to prevent the post-
conviction problems which would immediately result were [it] or the
United States Supreme Court to hold the law unconstitutional. Id.
at 406, 185 S.E.2d at 871-72. In contrast, the rewriting of the
assault statute did not involve any material or substantive changes
to the offense of assault on a government officer while the officer
was discharging his official duties. Specifically, the repealed
N.C. Gen. Stat. § 14-33(b)(8) defined assault on a government
officer as where a defendant [a]ssaults an officer or employee of
the State or any political subdivision of the State, when the
officer or employee is discharging or attempting to discharge his
official duties. N.C. Gen. Stat. § 14-33(b)(8)(1994). This
language appears unaltered in N.C. Gen. Stat. § 14-33(c)(4). See
N.C. Gen. Stat. § 14-33(c)(4)(2001). Clearly, this use of
identical language demonstrates our legislature's intention that
the statute's provisions continue without any intermission.
McCluney, 280 N.C. at 405, 185 S.E.2d at 871 (citations omitted).
Therefore, we find the Court's holding in McCluney is not
dispositive of this case.
Moreover, pursuant to N.C. Gen. Stat. § 15A-303(b), [n]o
criminal summons is invalid because of any technicality of pleadingif the statement is sufficient to identify the crime or
infraction. N.C. Gen. Stat. § 15A-303 (b). An indictment or
criminal charge is constitutionally sufficient if it apprises the
defendant of the charge against him with enough certainty to enable
him to prepare his defense and to protect him from subsequent
prosecution for the same offense. State v. Coker, 312 N.C. 432,
434, 323 S.E.2d 343, 346 (1984). The criminal summons, under which
defendant was prosecuted, charged defendant with committing an
ASSAULT ON GOVERNMENT OFFICER/EMPLOYEE [G.S. 14-33(b)(8)] and
strike SGT. RAYMOND BATTEN, a government (officer) OF MCAIN [sic]
HOSPITAL by SHOVING THE OFFICER ONCE. (emphasis in original). The
information provided in the criminal summons meets the requirements
of N.C. Gen. Stat. § 15A-303(b) and is therefore sufficient to have
placed defendant on notice of the charge against him. Accordingly,
we overrule this assignment of error.
Defendant next contends the State's evidence is insufficient
to support his conviction. To withstand a defendant's motion to
dismiss for insufficient evidence, the State must point to the
existence of substantial evidence of each element of the offense.
See State v. Haywood, 297 N.C. 686, 689, 256 S.E.2d 715, 717
(1979)(citing State v. Allred, 279 N.C. 398, 404, 183 S.E.2d 553,
557 (1971)). Under N.C. Gen. Stat. § 14-33(c)(4), an individual is
guilty of an assault on a government officer if he or she
[a]ssaults an officer or employee of the State. . .when the
officer or employee is discharging or attempting to discharge his
official duties. N.C. Gen. Stat. § 14-33(c)(4). In order toobtain a conviction under [this section], the burden is on the
State to satisfy the jury from the evidence and beyond a reasonable
doubt that the party assaulted was a law enforcement officer
performing the duty of his office, and that the defendant knew his
victim was a law enforcement officer. State v. Rowland, 54 N.C.
App. 458, 462, 283 S.E.2d 543, 546 (1981)(interpreting former N.C.
Gen. Stat. § 14-33(b)(8)). Here, defendant concedes he knew
Sergeant Batten was a law enforcement officer performing the duties
of his office. Nonetheless, he maintains the State failed to
provide sufficient evidence that he had committed an assault with
the requisite intent. We disagree.
An assault has been defined by our Supreme Court as:
an overt act or attempt, or the unequivocal
appearance of an attempt, with force and
violence, to do some immediate physical injury
to the person of another, which show of force
or menace of violence must be sufficient to
put a person of reasonable firmness in fear of
immediate bodily harm.
State v. Roberts, 270 N.C. 655, 658, 155 S.E.2d 303, 305
(1967)(citations omitted). The charge of assault on a government
officer does not require the State to prove a defendant has the
specific intent to assault the officer. See State v. Page, 346
N.C. 689, 700, 488 S.E.2d 225, 232, cert. denied, 522 U.S. 1056,
139 L. Ed. 2d 651 (1997)(describing assault with a firearm on a law
enforcement officer as a general intent offense); and State v.
Woods, 126 N.C. App. 581, 587, 486 S.E.2d 255, 258 (1997)(noting
assault with a deadly weapon inflicting serious injury is not a
specific intent offense). Rather, the State must only demonstratean intent on the part of a defendant to commit an unlawful act.
See Page, 346 N.C. at 700, 488 S.E.2d at 232. Such intent may be
implied from culpable or criminal negligence. . .if the injury or
apprehension thereof is the direct result of intentional acts done
under circumstances showing a reckless disregard for the safety of
others and a willingness to inflict injury. State v. Coffey, 43
N.C. App. 541, 543, 259 S.E.2d 356, 357 (1979)(citations omitted).
The State's evidence showed that defendant approached Sergeant
Batten unprovoked and with his cane raised in both hands. He did
this despite the correctional hospital's policy prohibiting inmates
from physically touching officers. When Sergeant Batten moved to
the side, he was struck by defendant's elbow. From these facts, a
reasonable jury could infer defendant's intentional act constituted
an assault on Sergeant Batten. Therefore, we overrule defendant's
assignment of error.
Finally, defendant contends the trial court committed plain
error in its instructions to the jury regarding the definition of
assault. In deciding whether a defect in the jury instruction
constitutes 'plain error,' the appellate court must examine the
entire record and determine if the instructional error had a
probable impact on the jury's finding of guilt. State v. Odom,
307 N.C. 655, 661, 300 S.E.2d 375, 378-79 (1983)(citations
omitted). [W]hen the 'plain error' rule is applied, '[i]t is the
rare case in which an improper instruction will justify reversal of
a criminal conviction when no objection has been made in the trialcourt.' Id. at 660-61, 300 S.E.2d at 378 (quoting Henderson v.
Kibbe, 431 U.S. 145, 154, 52 L. Ed. 2d 203, 212 (1977)).
The record shows that the trial court instructed the jury as
to the elements of assault on a government officer. Thereafter,
the jury requested the trial court to clarify the definition of
assault. The trial court then reinstructed the jury --it's an
overt act or an attempt or the unequivocal appearance of an
attempt--it does not require physical contact to constitute an
assault. Despite his failure to object at trial, defendant
maintains this further instruction amounts to plain error by reason
that it permitted the jury to predicate guilt on a theory of the
crime not charged in the indictment and which was not supported by
the evidence.
Our careful examination of the record leads us to conclude the
evidence supports defendant's conviction regardless of whether he
had made physical contact with Sergeant Batten. Therefore, we
conclude the trial court's clarification for the jury as to what
constitutes assault was not plain error. See State v. Barkley,
144 N.C. App. 514, 524, 551 S.E.2d 131, 138, appeal dismissed, 354
N.C. 221, 554 S.E.2d 646 (2001)(citing State v. Johnson, 320 N.C.
746, 360 S.E.2d 676 (1987))(holding trial court did not commit
plain error where it provided a disjunctive instruction and the
evidence was sufficient to support both theories for conviction).
No error.
Judges McGEE and CAMPBELL concur.
Report per Rule 30(e).
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