STATE OF NORTH CAROLINA
v. Pasquotank County
No. 96 CRS 5357
ANTHONY C. LAMBERT
Attorney General Roy Cooper, by Assistant Attorney General
Thomas H. Moore, for the State.
Anthony C. Lambert, in propria persona, defendant appellant.
McCULLOUGH, Judge.
Defendant appeared in Pasquotank County Superior Court on 12
February 2001 for a hearing on his motion for appointment of
counsel to assist him with an appeal. As the session ended, the
trial court called defendant to come forward. The following
transpired:
THE COURT: Mr. Lambert, I'm not going to
have time to deal with your
matter today. I want to ask
you to be back in the morning
at 9:30.
MR. LAMBERT: I have court --
THE COURT: I am sorry. You be back at
9:30 in the morning.
MR. LAMBERT: I have court --
THE COURT: You be here at 9:30 in the
morning, Mr. Lambert.
MR. LAMBERT: I have court in Portsmouth.
THE COURT: I am going to issue an order
for your arrest if you are not
here.
MR. LAMBERT: If you wanted to hear my case,
you should have heard my case
today.
THE COURT: Mr. Lambert --
MR. LAMBERT: I have court --
THE COURT: Sheriff, take him into custody.
I am not going to be talked
back to like that.
MR. LAMBERT: I have to be in court tomorrow.
I have a criminal case with the
Common Wealth [sic] of
Virginia.
THE COURT: He is in direct contempt of
court, take him into custody
and hold him.
Two days later defendant apologized to the trial court, and he
was released. The trial court then proceeded to hear and deny
defendant's pending motion for appointment of counsel. Defendant
filed notice of appeal from the order of contempt and from the
order denying his motion for appointment of counsel.
Defendant presents two assignments of error: (1) the trial
court erred in finding defendant in direct criminal contempt
because his speech did not constitute contempt of court and was
constitutionally protected under the First Amendment; and (2) the
trial court erred in failing to provide any notice or hearing on
the charge of direct criminal contempt and in failing to makefindings of fact and conclusions of law prior to imposing
punishment, thereby denying defendant due process of law.
While a person has the right to freedom of expression under
the First Amendment of the United States Constitution, this freedom
is not absolute and yields to the compelling state interest of
maintaining order, decorum and respect in the operations of its
courts. See In re Hennis, 6 N.C. App. 683, 689, 171 S.E.2d 211,
214 (1969), rev'd on other grounds, 276 N.C. 571, 173 S.E.2d 785
(1970). The power to punish for contempt for one's disobedience or
disrespect has long been inherent in the courts. Ex Parte McCown,
139 N.C. 95, 100, 51 S.E. 957, 959 (1905). Thus, when confronted
with a disruptive, contumacious or defiant defendant, a trial judge
may constitutionally cite the defendant for contempt or remove the
defendant from the courtroom until the defendant agrees to behave.
State v. Sweezy, 291 N.C. 366, 382, 230 S.E.2d 524, 534 (1976).
Consistent with the common law, the General Assembly has
codified examples of conduct constituting criminal contempt in N.C.
Gen. Stat. § 5A-11 (2001). Among such conduct is [w]illful
behavior committed during the sitting of a court in its immediate
view and presence and directly tending to impair the respect due
its authority. N.C. Gen. Stat. § 5A-11(a)(2). If the conduct is
committed within the sight or hearing of a presiding judicial
official, then it is considered direct criminal contempt and the
presiding judge may punish the offender summarily pursuant to N.C.
Gen. Stat. § 5A-14(a) (2001) in order to maintain the dignity and
authority of the court. N.C. Gen. Stat. § 5A-13(a)(3) (2001). Formal notice, hearing and findings of fact are not required in
that situation. In re Owens, 128 N.C. App. 577, 581, 496 S.E.2d
592, 595 (1998), aff'd, 350 N.C. 656, 517 S.E.2d 605 (1999).
Pursuant to N.C. Gen. Stat. § 5A-14(a):
The presiding judicial official may
summarily impose measures in
response to direct criminal contempt
when necessary to restore order or
maintain the dignity and authority
of the court and when the measures
are imposed substantially
contemporaneously with the contempt.
N.C. Gen. Stat. § 5A-14(a)(1999). However,
Before imposing measures under this
section, the judicial official must
give the person charged with
contempt summary notice of the
charges and a summary opportunity to
respond and must find facts
supporting the summary imposition of
measures in response to contempt.
The facts must be established beyond
a reasonable doubt.
N.C. Gen. Stat. § 5A-14(b) (1999). The
Official Commentary to the statute notes that
it:
was intended not to provide for a
hearing, or anything approaching
that, in summary contempt
proceedings, but merely to assure
that the alleged contemnor had an
opportunity to point out instances
of gross mistake about who committed
the contemptuous act or matters of
that sort.
N.C. Gen. Stat. § 5A-14 (Official Commentary
1999) (emphasis added).
State v. Terry, 149 N.C. App. 434, 439, 562 S.E.2d 537, 540-41
(2002). Terry, relying on the case of Owens, 128 N.C. App. 577,496 S.E.2d 592, stated further that this Court noted that the
'requirements of [§ 5A-14] are meant to ensure that the individual
has an opportunity to present reasons not to impose a sanction.'
Terry, 149 N.C. App. at 440, 562 S.E.2d at 541 (quoting Owens, 128
N.C. App. at 581, 496 S.E.2d at 594).
Recently, this Court has held under similar facts that a trial
judge failed to comply with the statutory requirements by failing
to give a defendant the summary opportunity to respond. See
State v. Randell, No. COA01-1151, slip op. at 4 (filed 20 August
2002). In that case, while defendant's actions were contemptuous
in failing to rise when the trial court adjourned, the judge merely
informed the contemnor that he had been found guilty of contempt
and was in the custody of the sheriff. Id., slip op. at 1-2. In
the case sub judice the same failure is present. While the present
defendant's conduct is disrespectful and contemptuous, the judge
did not follow the statutory procedure for summary contempt.
Therefore, we must reverse. It is the better practice for trial
court judges to inform potential contemnors of their perilous
predicament before imposing punishment.
Reversed.
Chief Judge EAGLES and Judge TIMMONS-GOODSON concur.
Report per Rule 30(e).
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