A decision without a published opinion is authority only in the case in which such decision is rendered and should not be cited in any other case in any court for any other purpose, nor should any court consider any such decision for any purpose except in
the case in which such decision is rendered. See Rule of Appellate Procedure 30 (e)(3).
NO. COA01-1243
NORTH CAROLINA COURT OF APPEALS
Filed: 20 August 2002
LINDA AYERS,
Plaintiff-appellant,
v
.
Guilford County
No. 00 CVS 7144
AMIE BETH PATZ,
JENNIFER DIANE HEATHCOCK, and
KATHY CAMPBELL HEATHCOCK,
Defendants-appellees.
Appeal by plaintiff from judgment entered 15 May 2001 by Judge
Catherine C. Eagles in Guilford County Superior Court. Heard in
the Court of Appeals 5 June 2002.
Douglas S. Harris, for plaintiff-appellant.
Adams, Kleemeier, Hagan, Hannah & Fouts, PLLC, by James W.
Bryan and Thomas G. Hooper, for defendant-appellant Amie Beth
Patz.
BRYANT, Judge.
Plaintiff appeals from an order imposing discovery sanctions
against her for failure to appear at her deposition.
On 1 September 1998, plaintiff was injured when her car was
involved in a two-car collision caused by the actions of the driver
of a third car. The car that collided with plaintiff was driven by
defendant Amie Patz. The car that caused the collision was
allegedly owned by defendant Kathy Heathcock and operated by
defendant Jennifer Heathcock. After the complaint and answer were
filed, plaintiff notified defendants Patz and Jennifer Heathcock
that they would be deposed on 25 January 2001. Patz and Heathcockwere deposed as scheduled. On 6 March 2001, plaintiff was notified
that she would be deposed by defendant Patz on 19 March 2001.
Three days before the deposition, plaintiff notified her attorney
that she would not appear at the deposition and that her attorney
was discharged. Plaintiff did not appear at her deposition, which
was attended by plaintiff's discharged attorney, Patz's attorney
and the court reporter. Plaintiff's discharged attorney made a
motion to withdraw on 22 March 2001.
On 20 April 2001, Patz motioned for Rule 37 discovery
sanctions. On 4 May 2001, plaintiff, representing herself, took a
voluntary dismissal without prejudice. On 15 May 2001, the trial
court awarded Patz sanctions in the amount of $662.35. This award
included attorney's fees resulting from plaintiff's failure to
appear at her deposition. Plaintiff appealed.
________________
Plaintiff argues that the trial court: 1) erred in granting
Rule 37 discovery sanctions in favor of defendant after plaintiff
took a voluntary dismissal; and 2) abused its discretion in
granting sanctions. We disagree and affirm the order of the trial
court awarding Rule 37 discovery sanctions.
I.
Plaintiff first argues that the trial court erred in imposing
discovery sanctions because the court lost jurisdiction when
plaintiff took a voluntary dismissal. We disagree. Patz motioned
for discovery sanctions on 20 April 2001 after plaintiff failed to
appear at deposition. Plaintiff took a voluntary dismissal twoweeks later. The trial court ruled on Patz's motion on 15 May
2001. Patz's motion for sanctions was properly before the trial
court before plaintiff sought to dismiss her claim. Plaintiff
cannot avoid sanctions by dismissing her claim after a motion for
sanctions is before the court.
This Court has previously discussed the effect of a voluntary
dismissal on the trial court's ability to rule on collateral
matters such as sanctions. In Renner v. Hawk, 125 N.C. App. 483,
489, 481 S.E.2d 370, 373 (1997), this Court stated:
Under N.C. Gen. Stat. § 1A-1, Rule 41(a)(1)
(1990) a plaintiff may take a voluntary
dismissal of his case without prejudice by
filing a notice of dismissal at any time
before resting his case. The effect of such
a voluntary dismissal is to terminate the
action, and no suit is pending thereafter on
which the court can enter a valid order. In
Bryson v. Sullivan, 330 N.C. 644, 653, 412
S.E.2d 327, 331 (1992), the North Carolina
Supreme Court clearly established, however,
that a voluntary dismissal pursuant to Rule
41(a) "does not deprive the court of
jurisdiction to consider collateral issues
such as sanctions that require consideration
after the action has been terminated."
(citations omitted). Plaintiff's voluntary dismissal
notwithstanding, the trial court retained jurisdiction to rule on
the issue of sanctions. Accordingly, this assignment of error is
without merit.
II.
Plaintiff next argues that the trial court abused its
discretion in granting Rule 37 sanctions on the facts of this case.
We disagree. Rule 28(a) of our Rules of Appellate Procedure states, "The
function of all briefs required or permitted by these rules is to
define clearly the questions presented to the reviewing court and
to present the arguments and authorities upon which the parties
rely in support of their respective positions thereon. Review is
limited to questions so presented in the several briefs." N.C. R.
App. P. 28(a). Plaintiff cites to only two authorities in support
of her argument that the trial court abused its discretion. Both
cases are offered in support of plaintiff's proposition that this
Court reviews the trial court's order de novo. Our review,
therefore, is limited solely to the issue of our standard of
review.
Rule 37 of our North Carolina Rules of Civil Procedure states
in pertinent part:
If a party . . . fails . . . to appear before
the person who is to take his deposition,
after being served with a proper notice . . .
the court in which the action is pending on
motion may make such orders in regard to the
failure as are just, and among others it may
take any action authorized under subdivisions
a, b, and c of subsection (b)(2) of this rule.
In lieu of any order or in addition thereto,
the court shall require the party failing to
act to pay the reasonable expenses, including
attorney's fees, caused by the failure, unless
the court finds that the failure was
substantially justified or that other
circumstances make an award of expenses
unjust.
N.C.G.S. § 1A-1, Rule 37(d) (2001). Our Supreme Court has held
that "[t]he matter of the imposition of sanctions under Rule 37(d)
is in the sound discretion of the trial judge and cannot be
overturned absent a showing of abuse of that discretion." Bumgarner v. Reneau, 332 N.C. 624, 631, 422 S.E.2d 686, 690 (1992)
(citing Segrest v. Gillette, 96 N.C. App. 435, 442, 386 S.E.2d 88,
92 (1989), rev'd on other grounds, 331 N.C. 97, 414 S.E.2d 334
(1992)). Furthermore, this Court has addressed the issue of the
appropriate standards of review for Rule 37 and Rule 11 sanctions.
An award of sanctions for a discovery
violation under Rule 37 "will not be
overturned on appeal absent an abuse of
discretion[.]" Rule 11 sanctions are slightly
different in that imposition of sanctions is
reviewable de novo, but the choice of sanction
is reviewable under an abuse of discretion
standard.
Crutchfield v. Crutchfield, 132 N.C. App. 193, 195, 511 S.E.2d 31,
33 (1999) (citations omitted). It is clear that the proper
standard of review for the award of sanctions under Rule 37 is
abuse of discretion, not de novo. Because plaintiff argued this
assignment of error only to the extent of the proper standard of
review, and failed to offer any other authority in support of her
argument that the trial court erred in awarding sanctions, we
overrule this assignment of error.
AFFIRMED.
Judges WALKER and McCULLOUGH concur.
Report per Rule 30(e).
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