A decision without a published opinion is authority only in the case in which such decision is rendered and should not be cited in any other case in any court for any other purpose, nor should any court consider any such decision for any purpose except in
the case in which such decision is rendered. See Rule of Appellate Procedure 30 (e)(3).
NO. COA01-1441
NORTH CAROLINA COURT OF APPEALS
Filed: 3 December 2002
IN RE: Moore County
SHANA SIMONE No. 98 J 138 &nb
sp;
Appeal by respondent from an order entered 3 January 2001 by
Judge Lee Gavin in Moore County District Court. Heard in the Court
of Appeals 9 September 2002.
Assistant County Attorney Brannon Burroughs, for petitioner-
appellee.
Law Firm of Richard J. Costanza, by Hal Morris, for
respondent-appellant mother.
Michael Rowland for respondent father.
Jerry D. Rhoades, Jr. for Guardian Ad Litem.
HUNTER, Judge.
Judith Simone (respondent) appeals from an order entered 3
January 2001 in which the trial court adjudicated Shana Simone
(Shana), respondent's daughter, as a neglected and abused
juvenile. The trial court further concluded that it was in Shana's
best interests that she remain in the legal custody of the Moore
County Department of Social Services (DSS). For the reasons
stated herein, we affirm the trial court's adjudication and
disposition.
On 11 September 2000, Karen D'Emo (Ms. D'Emo), the on-call
social worker for Moore County Social Services, received a report
regarding Shana. Shana was at the Pinehurst Police Department anddid not wish to go home because she had problems dealing with her
mother. Ms. D'Emo talked to respondent and Shana and a child
protection plan was developed. Subsequently, Shana left the police
station with her mother. About an hour and a half later, Shana
returned to the police station and was extremely upset. Shana told
Ms. D'Emo that when she and her mother had gotten home, her mother
had slapped her face, causing her to fall to the floor, and kicked
her in the side. Although Ms. D'Emo did not notice any red marks
on Shana's face, she did notice that Shana's stomach was red.
On or about 14 September 2000, the DSS filed a petition
alleging that Shana had been neglected by her mother. A hearing
was held on 4 December 2000 during which Shana testified that her
mother had slapped her across the face and kicked her in the
stomach. Shana further testified that approximately two weeks
prior to 11 September 2000, her mother had cut her arm with a
knife.
According to Shana, her mother used marijuana in their home
almost every day. Shana indicated that when her mother smokes
marijuana and drinks alcohol at the same time, she is more likely
to become violent. Shana also testified that her mother does not
take her medication prescribed for depression.
Dr. Jeanie Hu (Dr. Hu), an expert in child psychiatry,
testified that Shana was diagnosed with major depressive episode,
severe. Shana was admitted to Dorothea Dix Hospital and treated
with antidepressants and individual therapy. Dr. Hu testified that
on 23 October 2000, Shana told a doctor that her mother cut her armwith a knife and had punched her in the face. However, Shana later
recanted these allegations. Dr. Hu further testified that
recantation is consistent with the behavior of abuse victims and
that she found it significant that Shana's recantation occurred
during a family session when Shana's mother made her first
appearance at Dorothea Dix.
The trial court concluded that Shana was a neglected juvenile
in that she does not receive proper care, supervision, or
discipline from respondent. The trial court further concluded that
Shana was an abused child because respondent used grossly
inappropriate procedures to modify Shana's behavior. The trial
court ordered Shana's custody to remain with DSS. Respondent
appeals.
I.
Respondent assigns error to the trial court's second finding
of fact because respondent claims this finding was not supported by
competent evidence. The trial court's second finding of fact
provides the following: When Shana returned home with her mother
after signing the protection plan, the mother hit Shana in the face
with her hand. Shana fell to the ground, and the mother kicked
Shana in the stomach. The mother was angry that Shana had involved
DSS in their disputes.
Allegations of abuse and neglect must be proven by clear and
convincing evidence. N.C. Gen. Stat. § 7B-805 (2001). In a non-
jury [abuse and] neglect adjudication, the trial court's findings
of fact supported by clear and convincing competent evidence aredeemed conclusive, even where some evidence supports contrary
findings.
In re Helms, 127 N.C. App. 505, 511, 491 S.E.2d 672,
676 (1997). Our review of a trial court's conclusions of law is
limited to whether the conclusions are supported by the findings of
fact.
In re Montgomery, 311 N.C. 101, 316 S.E.2d 246 (1984). If
the trial court's conclusions of law are supported by findings of
fact based on clear, cogent and convincing evidence, and the
conclusions of law support the order or judgment of the trial
court, then the decision from which appeal was taken should be
affirmed.
In re Everette, 133 N.C. App. 84, 85, 514 S.E.2d 523,
525 (1999).
In the case
sub judice, respondent specifically contends the
trial court relied on Shana's unsworn testimony in making its
second finding of fact and therefore, this finding was not based on
competent evidence. After reviewing the transcript
, we note it is
silent as to whether Shana's testimony was sworn. Assuming for the
purpose of argument that the testimony was not sworn, respondent
failed to object to Shana's testimony at trial on the grounds that
Shana was not under oath. Despite the constitutional nature of
the oath requirement, our appellate courts have consistently held
that where the trial court fails to administer the oath to a
witness, the defendant's failure to object waives appellate review
of the court's error.
State v. Beane, 146 N.C. App. 220, 225, 552
S.E.2d 193, 196 (2001),
appeal dismissed, 355 N.C. 350, 563 S.E.2d
562 (2002). The rationale supporting this holding is that [i]f an
objection had been made, the trial court could have corrected theoversight by putting the witness under oath and allowing him to
redeliver his testimony, if necessary.
State v. Robinson, 310
N.C. 530, 540, 313 S.E.2d 571, 578 (1984). This Court has
previously concluded in a termination of parental rights case that
respondent-parent could not show reversible error in the trial
court's allowing children to testify without being sworn where
respondent-parent failed to lodge an objection with the trial
court.
In re Nolen, 117 N.C. App. 693, 696, 453 S.E.2d 220, 222-23
(1995). For the foregoing reasons, we conclude that since
respondent failed to object to Shana's testimony at trial on the
grounds that Shana was not under oath, she has waived appellate
review of the court's error in admitting and relying on unsworn
testimony in making its findings. We therefore hold that the trial
court's second finding of fact is supported by clear and convincing
competent evidence (Shana's testimony and Ms. D'Emo's corroborating
testimony), which in turn, supports the trial court's conclusion
that Shana was a neglected juvenile.
II.
Respondent additionally assigns error to the trial court's
third conclusion of law in which the court concluded that Shana was
an abused child as defined by N.C.G.S. § 7B-101(1)(c) in that her
mother has used grossly inappropriate procedures to modify Shana's
behavior. We conclude this conclusion of law is supported by the
court's finding that Shana's mother hit Shana in the face with her
hand and kicked Shana in the stomach. The court further found that
Shana's mother was angry that Shana had involved DSS in theirdisputes. Respondent specifically contends the trial court erred
in failing to make a finding that respondent's conduct constituted
grossly inappropriate discipline. This argument lacks merit since
the determination of whether respondent's conduct constitutes
grossly inappropriate discipline requires the exercise of judgment
and is therefore a conclusion of law rather than a finding of fact.
See Helms, 127 N.C. App. 505, 491 S.E.2d 672. This assignment of
error is overruled.
III.
Respondent next assigns error to the trial court's second
conclusion of law by claiming that there are insufficient findings
to support a conclusion that Shana is a neglected juvenile in that
she does not receive proper care, supervision, or discipline from
her mother. Respondent specifically claims the trial court failed
to find that there was some impairment or risk of serious
impairment to the juvenile which respondent asserts is necessary in
order for a court to conclude that a juvenile is neglected.
A neglected juvenile is defined in pertinent part as [a]
juvenile who does not receive proper care, supervision, or
discipline from the juvenile's parent, guardian, custodian, or
caretaker . . . . N.C. Gen. Stat. § 7B-101(15) (2001). In order
for a trial court to adjudicate a juvenile neglected, this Court
has required that there be some physical, mental, or emotional
impairment of the juvenile or a substantial risk of such impairment
as a consequence of the failure to provide 'proper care,
supervision, or discipline.' In re Safriet, 112 N.C. App. 747,752, 436 S.E.2d 898, 901-02 (1993) (citations omitted). The
determination of whether a child is neglected is a conclusion of
law and therefore, must be supported by adequate findings of fact.
In re McLean, 135 N.C. App. 387, 390, 521 S.E.2d 121, 123 (1999).
Respondent relies on Everette, 133 N.C. App. 84, 514 S.E.2d
523, to support her argument. In Everette, this Court held that
the findings of fact were insufficient to support a conclusion that
the juvenile had been neglected since there were no findings that
the juvenile was impaired or at substantial risk of impairment due
to the respondent's actions. However, the case sub judice can be
distinguished from Everette since in Everette, there was more than
one inference that could be drawn from the evidence as to whether
the juvenile was at a substantial risk of impairment or had
suffered impairment. In the instant case, the court found that
respondent slapped Shana on the face, which knocked her to the
floor, and kicked her in the stomach. The only inference that may
be drawn from this evidence is that the child suffered from
physical, mental, or emotional impairment as a consequence of
respondent's failure to provide proper care, supervision, or
discipline. Therefore, we conclude it was unnecessary for the
trial court to make a specific finding of impairment or substantial
risk of impairment. See Safriet, 112 N.C. App. at 753, 436 S.E.2d
at 902 (affirming the trial court's adjudication and disposition
even though the court failed to make any findings regarding the
detrimental effect of the mother's conduct on the child's physical,mental, or emotional well-being because that was the only inference
that could be drawn from the facts).
IV.
Respondent asserts that her attorney at the time of the
hearing rendered ineffective assistance of counsel. Our General
Assembly has provided the parent with a statutory right to counsel
[i]n cases where the juvenile petition alleges that a juvenile is
abused, neglected, or dependent . . . . N.C. Gen. Stat. § 7B-
602(a) (2001). In order to prevent the statutory right to counsel
from becoming an empty formality, the right to counsel provided in
N.C. Gen. Stat. § 7B-602(a) includes the right to effective
assistance of counsel. See In re Bishop, 92 N.C. App. 662, 665,
375 S.E.2d 676, 678 (1989). To prevail on a claim of ineffective
assistance of counsel, respondent must show that counsel's
performance was deficient and the deficiency was so serious as to
deprive her of a fair hearing. Id. at 665, 375 S.E.2d at 679.
Respondent claims her lawyer should have objected after the trial
court announced its conclusion that the child was abused since in
the petition, it was only alleged that the child had been
neglected. Respondent further contends that her attorney was
deficient in failing to object to Shana's purported unsworn
testimony.
As to the first alleged deficiency, according to Rule 54(c) of
the North Carolina Rules of Civil Procedure, every final judgment
shall grant the relief to which the party in whose favor it is
rendered is entitled, even if the party has not demanded suchrelief in his pleadings. N.C. Gen. Stat. § 1A-1, Rule 54(c)
(2001) (emphasis added). In the instant case, an adjudication of
abuse was suggested by the pleadings and justified by evidence
adduced at trial and therefore, this relief was properly granted by
the trial court even though an adjudication of abuse was not
requested in the petition. See NCNB v. Carter, 71 N.C. App. 118,
322 S.E.2d 180 (1984). Accordingly, respondent's attorney was not
deficient in failing to object after the trial court announced its
conclusion that the child was abused.
As to the second alleged deficiency, respondent has not shown
that her counsel's failure to object to Shana's purported unsworn
testimony deprived her of a fair hearing. We conclude that
respondent has not met her burden necessary to prevail on an
ineffective assistance of counsel claim. Therefore, this
assignment of error is overruled.
V.
Respondent next contends that the trial court erred in
admitting Shana's answer to one of the court's questions because
Shana's answer contained hearsay not within an exception to the
hearsay rule. When the court questioned Shana about whether she
had received medical treatment for the cut that she alleged her
mother had inflicted, she responded: The policeman told me I
could go to the hospital and they would make a record of it, and my
baby-sitter was _- was _- when they found me _- when the police
found me, and they told me _- my baby-sitter just told me _- shewas just, like, 'forget it.' Respondent argues that this
statement was inadmissible hearsay. We disagree.
Hearsay is defined as a statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted. N.C. Gen.
Stat. § 8C-1, Rule 801(c) (2001). If a statement is offered for
any other purpose, it is not hearsay and is admissible. State v.
Dickens, 346 N.C. 26, 46, 484 S.E.2d 553, 564 (1997).
In the instant case, the statements at issue were not admitted
for the truth of the matters asserted but were used to establish
that Shana did not receive medical treatment for the cut on her
arm, which she alleged her mother had inflicted, and her reasons
for not seeking treatment. Since these statements were not being
admitted for the truth of the matters asserted therein, these
statements do not constitute hearsay.
VI.
Respondent finally argues that the trial court erred by asking
Shana about a phone conversation that she had with respondent the
night prior to the hearing since the conversation occurred after
the date alleged in the petition. Shana testified that during the
phone conversation with respondent, respondent yelled and cussed at
her and told her that her legal father was not her biological
father.
Respondent specifically asserts that this evidence was not
relevant and therefore should not have been admitted. Evidence is
relevant if it has any tendency to make the existence of any factthat is of consequence to the determination of the action more
probable or less probable than it would be without the evidence.
N.C. Gen. Stat. § 8C-1, Rule 401 (2001).
If the admission of this evidence was error, it was not
prejudicial error. There is no indication in the court's order
that the court relied on the phone conversation in making its
decision. Additionally, excluding the phone conversation, there
was adequate evidence supporting the court's conclusion that Shana
was a neglected and abused juvenile.
For the foregoing reasons, we affirm the trial court's
adjudication and disposition.
Affirmed.
Chief Judge EAGLES concurs.
Judge MARTIN concurs in the result in a separate opinion.
Report per Rule 30(e).
NO. COA01-1441
&nb
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NORTH CAROLINA COURT OF APPEALS
&nb
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Filed: 3 December 2002
IN THE MATTER OF:
SHANA SIMONE Moore County
No. 98-J-138
MARTIN, J., concurring in the result.
I concur in the result reached by the majority, but for an
additional, and more fundamental reason. The majority notes that
the record is silent as to whether Shana's testimony was sworn, and
assumes, for the purpose of its discussion, that her testimony was
not sworn. Such an assumption is unnecessary and is contrary to
the fundamental rule that where the record is silent, there is a
presumption that the trial proceedings were regular and free of
error. 'The longstanding rule is that there is a presumption in
favor of regularity and correctness in proceedings in the trial
court, with the burden on the appellant to show error.' McLean v.
Mechanic, 116 N.C. App. 271, 276, 447 S.E.2d 459, 462 (1994)
(citation omitted), disc. review denied, 339 N.C. 738, 454 S.E.2d
654 (1995). As our Supreme Court has noted, appellate courts are
not to engage in speculation and assume error . . . when no
aberration can be fairly and affirmatively ascertained from the
record. State v. Fox, 305 N.C. 280, 283, 287 S.E.2d 887, 889
(1982). A silent record supports the presumption that the trial
proceedings were free of error, and it is 'the duty of the[appellant] to see that the record was properly made up and
transmitted, and when the matter complained of does not appear of
record, [appellant] has failed to show prejudicial error.' Id.
(citation omitted).
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