A decision without a published opinion is authority only in the case in which such decision is rendered and should not be cited in any other case in any court for any other purpose, nor should any court consider any such decision for any purpose except in
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NO. COA02-6
NORTH CAROLINA COURT OF APPEALS
Filed: 19 November 2002
STATE OF NORTH CAROLINA
v
.
Brunswick County
No. 99 CRS 56827
THOMAS EDWARD SWAIN
Appeal by defendant from judgment entered 9 April 2001 by
Judge Steven Balog in Brunswick County Superior Court. Heard in
the Court of Appeals 28 October 2002.
Attorney General Roy Cooper, by Special Deputy Attorney
General Isaac T. Avery, III and Assistant Attorney General
Patricia A. Duffy, for the State.
Frink, Foy & Yount, P.A., by Stephen B. Yount, for defendant.
TYSON, Judge.
I. Facts
On 17 November 1999, Thomas Edward Swain (defendant) was
assisting Robert Edwards and John Alan Maggard in cleaning up after
a roofing job performed by Edwards' roofing business. After
finishing at the job site, the three men hauled a load of shingles
to the dump. Defendant left his vehicle at Antioch Baptist Church
so that the men could ride together. After dumping the shingles,
the men traveled together to leave the trailer at the next job
site. On the way to defendant's vehicle, defendant and Maggard
purchased beer at a gas station while Edwards waited in his
vehicle. Defendant purchased a twelve-pack of Natural Ice and gave
two beers away to other friends at the gas station. Edwards thendrove defendant and Maggard back to Antioch Baptist Church,
approximately forty-five minutes to an hour away. During the drive
defendant was drinking beer from the twelve-pack and Maggard and
Edwards were drinking Crown Royal liquor mixed with Mountain Dew.
Only defendant drank beer.
After dropping defendant off at his car, Edwards and Maggard
drove away. While they were traveling on Green-Lewis Road,
defendant drove his vehicle up behind them and began to pass.
Maggard testified that defendant was at least running about 80,
85 miles per hour when he passed them.
About that time, Jesse Alan Lockamy (Jesse), sixteen years
old, decided to ride his bicycle to Antioch Baptist Church for
Wednesday night services. Jesse's father testified that after
Jesse had left the house, he heard what sounded like two cars
racing at full throttle on the road. He looked out his window and
saw one set of headlights and then a second set of headlights pull
up next to the first set. He testified that the vehicles were
going [a]t least a hundred miles an hour.
As defendant was passing Edwards' vehicle, his vehicle went
off the road and struck and killed Jesse at about 6:00 p.m.
Defendant's vehicle flipped twice and landed upside down.
Defendant was taken to the hospital. At approximately 7:41 p.m.,
defendant's blood alcohol level was tested at 0.083. At
approximately 10:17 p.m., a blood alcohol concentration test,
performed pursuant to a search warrant, showed defendant's blood
alcohol level was 0.053. By extrapolating backwards, Paul Glover,an expert in blood alcohol physiology, testified that defendant's
blood alcohol level was 0.101 at about 6:00 p.m., the time of the
collision. On 13 March 2000, defendant was indicted for the murder
of Jesse.
Edwards, on behalf of defendant, testified that he had been
driving approximately 45 to 55 miles per hour when defendant passed
him. He testified that the rate of speed of defendant's vehicle
could have been more than 55 or 60 at the very, very most. I
don't think it was quite that fast. ... It was probably more closer
[sic] to in between 50 and 55. Steven Howard Farlowe, an accident
reconstruction expert, testified for defendant that defendant's
vehicle was going approximately 69.25 miles per hour at the time
that the vehicle flipped.
The trial court submitted second degree murder, involuntary
manslaughter, and misdemeanor death by vehicle to the jury, who
returned a verdict of guilty of second degree murder. Defendant
was sentenced to an active sentence of 180 to 225 months.
Defendant appeals. We find no error.
II. Issues
Defendant contends the trial court erred in (1) admitting
defendant's prior driving convictions to prove malice; (2)
admitting prior charges resulting from a 1993 automobile accident
which were dismissed; and (3) denying defendant's motion to dismiss
for insufficient evidence.
III. Rule 404(b) Evidence
Defendant contends the trial court erred in admitting his
prior driving convictions which were not based on reckless driving
or driving while impaired to prove the issue of malice. Defendant
concedes that prior driving while impaired convictions are
admissible to find the element of malice sufficient to support a
finding of second-degree murder and that these crimes are
admissible under Rule 404.
Rule 404(b) of the North Carolina Rules of Evidence states:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b). Our Supreme Court has
expressed that Rule 404(b) is a clear general rule of inclusion of
relevant evidence of other crimes, wrongs or acts by a defendant,
subject to but one exception requiring its exclusion if its only
probative value is to show that the defendant has the propensity or
disposition to commit an offense of the nature of the crime
charged. State v. Coffey, 326 N.C. 268, 278-79, 389 S.E.2d 48, 54
(1990). Such evidence is relevant and admissible under Rule
404(b) against a defendant 'if the incidents are sufficiently
similar and not too remote in time so as to be more probative than
prejudicial under the Rule 403 balancing test.' State v. Cotton,
318 N.C. 663, 665, 351 S.E.2d 277, 278-79 (1987) (quoting State v.
Scott, 318 N.C. 237, 248, 347 S.E.2d 414, 420 (1986)).
A. Full Driving Record
The State submitted defendant's prior driving record into
evidence to show intent, knowledge, and absence of mistake for the
element of malice. Our Courts have repeatedly held that evidence
of prior driving records is relevant to show that defendant was
aware that his conduct leading up to the collision at issue here
was reckless and inherently dangerous to human life. State v.
Jones, 353 N.C. 159, 173, 538 S.E.2d 917, 928 (2000). See, e.g.
State v. Rich, 351 N.C. 386, 400, 527 S.E.2d 299, 307 (2000); State
v. Miller, 142 N.C. App. 435, 440, 543 S.E.2d 201, 205 (2001);
State v. McAllister, 138 N.C. App. 252, 530 S.E.2d 859, appeal
dismissed, 352 N.C. 681, 545 S.E.2d 724 (2000); State v. Grice, 131
N.C. App. 48, 505 S.E.2d 166 (1998), disc. rev. denied, 350 N.C.
102, 533 S.E.2d 473 (1999). This Court determined that driving
records from sixteen years prior to the alleged offense were not
too remote to be relevant on the issue of malice. Miller, 142
N.C. App. at 440, 543 S.E.2d at 205.
Here, defendant's driving record included an accident in 1997,
an accident in 1993, and convictions for driving without liability
insurance and speeding in 1993, speeding in 1992, exceeding safe
speed in 1990, and failing to stop for siren or red light in 1989.
The most remote of these convictions occurred ten years prior to
the present collision. Although these convictions are non-alcohol
related, they are relevant to the issue of defendant's knowledge,
intent to speed, and malice. '[B]ecause the State offered the
evidence to show that defendant knew and acted with a total
disregard of the consequences, which is relevant to show malice,the provisions of Rule 404(b) were not violated.' Id. (quoting
Rich, 351 N.C. at 400, 527 S.E.2d at 307). The trial court did not
err in admitting defendant's full driving record under Rule 404(b).
B. Prior Charged But Dismissed Driving Violations
After the 1993 automobile accident, defendant was charged with
driving while impaired and failing to have proper insurance.
Defendant pled guilty to the insurance charge. The State dismissed
the driving while impaired charge. The State offered evidence of
facts surrounding the 1993 automobile accident and the violations
charged under Rule 404(b) to show further evidence of defendant's
malice and knowledge. Defendant contends the trial court erred by
admitting this evidence under Rules 404(b) and 403.
Assuming arguendo that the dismissed charges were improperly
admitted, we do not find that the admission of this evidence was
prejudicial. A defendant is entitled to relief only if he can
show a reasonable possibility that the outcome of the trial would
have been different had the evidence been excluded. State v.
King, 342 N.C. 357, 362, 464 S.E.2d 288, 292 (1995) (citing N.C.
Gen. Stat. § 15A-1443(a)); State v. Hardy, 104 N.C. App. 226, 238,
409 S.E.2d 96, 102 (1991) (An error is not prejudicial unless a
different result would have been reached at the trial if the error
in question had not been committed). To prove malice, the State
need only show 'that defendant had the intent to perform the act of
driving in such a reckless manner as reflects knowledge that injury
or death would likely result, thus evidencing depravity of mind.' Miller, 142 N.C. App. at 441, 543 S.E.2d at 205 (citing Rich, 351
N.C. at 395, 527 S.E.2d at 304).
Here, there is substantial other evidence of malice. The
State introduced defendant's past driving record which goes to show
defendant's awareness. Testimony also showed that defendant was
driving while impaired at the time of the present collision.
Testimony showed that defendant was speeding between 80 and 100
miles per hour and was racing another vehicle. When he passed
Edwards' vehicle, defendant drove off the road and struck and
killed the victim. Without evidence of defendant's prior driving
while impaired arrest, this evidence is sufficient for the jury to
find that defendant's reckless manner of driving proved malice.
Id.
In light of the overwhelming other evidence of malice, we do
not find there was a reasonable possibility that, without the
evidence of the dismissed charge of driving while impaired, the
result of the trial would have been different. N.C. Gen. Stat. §
15A-1443(a); King, 342 N.C. at 363, 464 S.E.2d at 292. This
assignment of error is overruled.
IV. Motion to dismiss
A motion to dismiss should be denied when there is substantial
evidence of (1) each element of the offense charged and (2) that
the defendant is the perpetrator of the crime. State v. Davis, 130
N.C. App. 675, 678, 505 S.E.2d 138, 141 (1998). Substantial
evidence is evidence from which a rational finder of fact could
find the fact to be proved beyond a reasonable doubt. Id. (citingState v. Vause, 328 N.C. 231, 236, 400 S.E.2d 57, 61 (1991)).
When ruling on a motion to dismiss, all of the evidence should be
considered in the light most favorable to the State, and the State
is entitled to all reasonable inferences which may be drawn from
the evidence. Id. at 679, 505 S.E.2d at 141 (citing State v.
Mitchell, 109 N.C. App. 222, 224, 426 S.E.2d 443, 444 (1993)).
Defendant was indicted for second degree murder. Second
degree murder is the unlawful killing of a human being with
malice, but without premeditation and deliberation. Miller, 142
N.C. App. at 441, 543 S.E.2d at 205 (citing Rich, 351 N.C. at 395,
527 S.E.2d at 304). To prove malice, the State need only show
'that defendant had the intent to perform the act of driving in
such a reckless manner as reflects knowledge that injury or death
would likely result, thus evidencing depravity of mind.' Id.
(quoting Rich, 351 N.C. at 395, 527 S.E.2d at 304).
The State presented substantial evidence that defendant was
driving under the influence and speeding excessively at the time of
the collision. Expert testimony was offered to show that
defendant's blood alcohol level was 0.101 at the time of the
collision and was 0.083 over an hour and a half later. N.C. Gen.
Stat. § 20-138.1 (2001). There was also evidence of defendant's
impairment through Officer Murray who testified to an odor of
alcohol about defendant's person and that his speech was slurred.
Defendant consumed multiple beers in the forty-five minute drive
from the gas station to his vehicle. Maggard testified that
defendant was driving at 80 or 85 miles per hour at the time of thecollision. Jesse's father testified that defendant's vehicle was
traveling at 100 miles per hour and racing with Edwards at the time
of the collision.
The evidence of past moving vehicle convictions is also
admissible to show that defendant was aware that his conduct
leading up to the collision at issue here was reckless and
inherently dangerous to human life. Jones, 353 N.C. at 173, 538
S.E.2d at 928.
The State presented sufficient evidence of defendant's malice
to submit the charge of second degree murder to the jury. This
assignment of error is overruled.
V. Conclusion
We find no prejudicial error in the trial and conviction of
defendant for second degree murder.
No Prejudicial Error.
Chief Judge EAGLES and Judge THOMAS concur.
Report per Rule 30(e).
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