STATE OF NORTH CAROLINA
v
.
Buncombe County
No. 99 CRS 056852
LEO ARFOCAR SWAIN
Attorney General Roy Cooper, by Special Deputy Attorney
General Steven M. Arbogast, for the State.
Leo Arfocar Swain, pro se, defendant appellant (Haley H.
Montgomery, appellate counsel for defendant appellant, allowed
to withdraw by order of this Court).
TIMMONS-GOODSON, Judge.
Leo Arfocar Swain (defendant) appeals from the judgment of
the trial court sentencing him to life imprisonment without parole
for the first-degree murder of Antonio Lynch (Lynch). For the
reasons stated herein, we uphold defendant's conviction.
Evidence presented at defendant's trial tended to show the
following: Defendant met and entered into a relationship with
Mishia Latoya Carson (Carson) in February of 1998. Carson was
nineteen years old at the time, and defendant was fifteen years
old. After Carson gave birth to defendant's child, defendant moved
into Carson's apartment in order to help care for the infant. The
relationship quickly deteriorated, however, and defendant movedinto a motel with his mother and two brothers. Defendant's older
brother, Jason, had recently been released from prison at the time.
On 1 June 1999, defendant argued with Carson at her apartment.
Several other persons, including the victim, Lynch, were present.
Carson informed defendant that she had a new boyfriend, whose
manhood was bigger than [defendant's]. Defendant became angry,
slapped Carson, and left the apartment. Defendant returned to the
motel at which his family was staying and attempted to contact
Carson by telephone, but she refused to speak with defendant.
Before Carson hung up the telephone, Lynch ordered defendant to
stop calling. Defendant became enraged, and told Carson that
I'm going to get . . . whoever that is.
The next morning, defendant returned to Carson's apartment,
but she again refused to talk to defendant. Defendant then
accompanied his mother and brothers to a pawn shop, where Jason
selected a rifle, which defendant's mother then purchased. After
obtaining bullets for the rifle, the family returned to the motel.
Later that afternoon, defendant telephoned Carson's home and spoke
with Lynch. The men exchanged threats and curses. After defendant
spoke with Lynch, Jason approached defendant and told him that he
need[ed] to go over there and handle your business. Jason then
persuaded defendant's mother to drive them to a dirt road located
behind Carson's apartment. Nigel Swain, defendant's younger
brother, and Willis Tyrone Foster (Foster), a close friend of the
Swain family, accompanied them. When they reached the dirt road,
defendant retrieved the rifle purchased earlier that day from thetrunk of the automobile, and he and Jason began walking through the
woods toward Carson's apartment. Nearing Carson's apartment,
defendant observed Lynch standing outside talking on a cordless
telephone. Defendant testified that when he saw Lynch, I just
shot. I didn't know I hit him, really. I just -- I heard him
scream, but I didn't know if I hit him or not. Defendant and
Jason returned to the automobile, and defendant's mother drove them
back to the motel, stopping only briefly to discard the rifle in
the woods. Emergency assistance transported Lynch to a hospital,
where he was pronounced dead from a gunshot wound to the abdomen.
Law enforcement officers arrested defendant, Jason, and Foster the
following morning. Further facts are set out in the following
opinion as necessary.
Upon considering the evidence, the jury found defendant guilty
of first-degree murder, and the trial court sentenced him to life
imprisonment without parole. Defendant appeals.
______________________________________________________
Defendant presents three assignments of error on appeal,
arguing that the trial court erred in (1) excluding certain
evidence offered by defendant for purposes of impeaching a witness;
(2) failing to instruct the jury on voluntary intoxication; and (3)
denying defendant's motion to dismiss the murder indictment. We
note initially that, although the record on appeal contains nine
assignments of error, defendant's brief addresses only the three
above-stated assignments of error. Questions raised by
assignments of error in appeals from trial tribunals but not thenpresented and discussed in a party's brief, are deemed abandoned.
N.C.R. App. P. 28(a) (2002). We therefore limit our review to the
assignments of error argued by defendant in his brief on appeal.
By his first assignment of error, defendant contends that the
trial court erred in excluding evidence of Jason Swain's conviction
of aiding and abetting second-degree murder for his involvement in
Lynch's death. Defendant argues that the State introduced hearsay
testimony by Jason through another witness. As Jason did not
testify, defendant contends that Jason was a non-testifying
declarant, and that defendant had the right to impeach Jason's
credibility by introducing evidence of his conviction. Defendant
asserts that the trial court's exclusion of Jason's conviction
constitutes reversible error.
At trial, the State introduced two statements given by Foster
to law enforcement officers after his arrest for his involvement in
Lynch's death. In the statement dated 3 June 1999, Foster recounts
that, while they were driving to the dirt road behind Carson's
apartment,
Jason kept pumping [defendant] up[,] saying[,]
[N]o one's gonna [sic] f___ with my little
brother and get away with it[.] . . . . So I
Willis Tyrone Foster again tried to talk them
out of this because Jason Swain was trying to
pass me a knife and asked me to come along[.]
And I gave it back through Nigel[.] And I
told him to give it back to Jason because I
wanted no part of this[.] So then I was
called sell out by Jason and also a punk[.]
And I told Nigel we should leave them but he
couldn't leave his mom because she was crying.
The second statement by Foster introduced at trial included the
following information: [Foster] stated that Jason Swain asked him to
go along with them and handed him a knife that
he had with him. He stated that Jason Swain
told him to come with them and help them if
they had any trouble in the apartments and
stated show me some love. He stated that he
took this to mean that he had to go along to
be one of them. Willis Foster stated that he
gave the knife to Nigel Swain who then handed
it back to Jason Swain and told him that he
would wait in the car. He stated that Jason
Swain called him a punk and a sell out for
not going with them.
Defendant did not object to the admission of either of these
statements into evidence. When defendant testified, he stated that
Jason had been convicted for his involvement in the crime and was
presently serving a sentence of twenty-five years. Defense counsel
then attempted to introduce evidence that Jason had been convicted
of aiding and abetting second-degree murder for his involvement in
Lynch's death. The trial court denied the admission of this
evidence.
We conclude that, even if the exclusion of evidence regarding
the specific nature of Jason's conviction was error, such error was
harmless in light of the overwhelming evidence of defendant's
guilt. It was uncontroverted at trial that defendant repeatedly
threatened Lynch, and then shot and killed him. There was moreover
ample evidence from which the jury could conclude that the killing
was premeditated. Further, the jury understood that Jason had been
convicted for his role in Lynch's murder, and that he did not
receive a life sentence, but merely twenty-five years. The
exclusion of the specific details of Jason's conviction,
purportedly offered by defendant in an attempt to impeach thosestatements made by Jason contained within Foster's testimony, could
not have possibly resulted in a different verdict. We therefore
overrule this assignment of error.
By his second assignment of error, defendant argues that the
trial court erred in declining to instruct the jury on voluntary
intoxication. Defendant contends there was substantial evidence to
support a finding that when defendant shot and killed Lynch, he was
incapable of forming the specific intent necessary to convict
defendant of first-degree murder. We disagree.
Before the trial court will be required to instruct on
voluntary intoxication, the defendant must produce substantial
evidence that, at the time of the crime for which he is being
tried, the defendant was intoxicated to the point that his mind and
reason were overthrown, and that he was thus utterly incapable of
forming the requisite intent to commit the crime. See State v.
Long, 354 N.C. 534, 538, 557 S.E.2d 89, 92 (2001). Evidence of
mere intoxication is not enough to meet defendant's burden of
production. State v. Kornegay, 149 N.C. App. 390, 395, 562 S.E.2d
541, 545, appeal dismissed and disc. review denied, 355 N.C. 497,
564 S.E.2d 51 (2002). Where the defendant fails to meet this high
burden, the court is not required to charge the jury on voluntary
intoxication. See id.
In the instant case, defendant presented evidence tending to
show that, on the day of the shooting, he drank one-half of a one-
fifth bottle of wine, shared a marijuana joint with several people,
and took several pills that made him dizzy. Dr. Jerry W. Noble,a clinical psychologist who examined defendant, further testified
that defendant's mental capacity was affected by his substance
abuse disorders, and that, on the day of Lynch's death, defendant
was in an intoxicated state.
Although defendant presented some evidence of his intoxication
the day of the murder, he failed to produce substantial evidence
that, at the time of the killing, he was so intoxicated as to be
utterly incapable of forming a deliberate and premeditated purpose
to kill. Moreover, the evidence showed that defendant disposed of
the rifle used to kill Lynch in the woods before returning to the
motel. Such behavior, designed to hide defendant's participation
in the murder, demonstrates that defendant could plan and think
rationally and was, thus, not so intoxicated at the time of the
murder as to negate defendant's ability to form specific intent.
Long, 354 N.C. at 539, 557 S.E.2d at 92; see also Kornegay, 149
N.C. App. at 396, 562 S.E.2d at 545 (stating that the defendant's
disposal of the murder weapon was one of the acts by the defendant
clearly indicative of a capacity to form premeditation and
deliberation). We further note that the trial court submitted the
lesser-included offense of second-degree murder to the jury.
Having heard defendant's expert testimony, if the jurors had a
reasonable doubt as to whether defendant's intoxication precluded
him from forming the specific intent necessary for premeditated and
deliberate murder, the jurors had the option of convicting
defendant of the lesser offense. Long, 354 N.C. at 539, 557
S.E.2d at 93. We conclude that the evidence regarding defendant's
intoxication at the time of the murder was insufficient to warrant
an instruction on the defense of voluntary intoxication. The trial
court therefore did not err in declining defendant's request for
this instruction, and we overrule defendant's second assignment of
error.
By his final assignment of error, defendant argues that the
short-form indictment used in the instant case is unconstitutional,
because it failed to charge all of the elements of first-degree
murder. Defendant contends that the trial court therefore erred in
denying his motion to dismiss the murder indictment against him.
Our Supreme Court has repeatedly rejected this argument in recent
years, holding that the short-form indictment is constitutional.
See State v. Braxton, 352 N.C. 158, 175, 531 S.E.2d 428, 437-38
(2000), cert. denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001);
State v. Wallace, 351 N.C. 481, 504-05, 528 S.E.2d 326, 341, cert.
denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000). We therefore
overrule this assignment of error.
No error.
Judges HUDSON and CAMPBELL concur.
Report per Rule 30(e).
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