Appeal by defendant from judgments entered 17 September 2001
by Judge Richard L. Doughton in Forsyth County Superior Court.
Heard in the Court of Appeals 29 October 2002.
Attorney General Roy Cooper, by Assistant Attorney General
David R. Minges, for the State.
William D. Spence for defendant-appellant.
MARTIN, Judge.
Defendant appeals from judgments entered upon his conviction
by a jury of feloniously breaking or entering into a motor vehicle,
misdemeanor larceny, felonious financial transaction card theft,
and feloniously attempting to obtain property by false pretenses,
and upon his plea of guilty to having attained habitual felon
status. We hold defendant's trial was free of prejudicial error.
Briefly summarized, the testimony at defendant's trial tended
to show that on the morning of 15 July 2000, the victim, Judith
Iannuzzi, arrived at the Westwood Country Club on Harper Street in
Winston-Salem at 9:15 a.m. to play tennis. She left her purse on
the floor of the backseat of her mini-van. When she returned tothe mini-van about two hours later, she noticed the sliding door
was slightly ajar, but did not suspect a problem and drove to a
shop to run an errand. When she arrived at the shop and reached
for her purse, she realized it was missing. She drove back to the
country club and called the police to file a report. She testified
that the purse contained some cash, her driver's license, an
American Express card, and a Merrill Lynch Visa Card. She also
testified that, shortly after the incident, she had received a
charge for gasoline on her Visa card bill from a gas station she
had never patronized.
Shanna Delisa Young testified that she had grown up with
defendant, but had not seen him for a while when he drove by her
house in July 2000. Defendant stopped and asked her if she wanted
to get some gas for her car; she followed him to a gas station
where he paid for her to fill up her tank with a credit card. On
a few occasions after that, he came by her house and they went
shopping with credit cards he had. In a statement given to
Detective Larry Snider on 18 September, Young stated that she had
been with defendant on occasions when he had broken into cars to
steal purses. Young testified that one day, she, defendant, and
another woman rode in defendant's jeep to the parking lot of a
private club where defendant got out, peered into various cars, and
brought back a purse. Young at first stated that the club was on
Harper Street, but then indicated she might not remember. After
going through the purse and throwing it away at a gas station, they
bought gas and went to a local Wal-Mart. At the Wal-Mart, theytried to use one of the credit cards from the purse to buy a car
stereo and speakers in the automotive department. Ms. Young
testified that she presented the card to pay for the stereo
equipment, but the store personnel would not accept it without
identification. After the failed purchase, Young gave the card
back to defendant and they went to the jewelry counter. After
picking out merchandise, defendant tried to use the card to pay and
it was rejected. The three left the store without the card. Ms.
Young testified that she had viewed a video from the store showing
herself and defendant at the jewelry counter of Wal-Mart on that
day. She admitted that at the time of the alleged events she was
using crack cocaine almost everyday and was involved in other
crimes to support her habit. At the time of defendant's trial, she
was on probation and not involved in substance abuse.
Witness Deborah Stevenson testified that she was working at
the jewelry counter of the Wal-Mart store in question on 15 July
2000 when defendant, whom she had met before, came into the store,
pulled out a credit card, and offered her $10.00 if she would
slide it through. He and the two women with him, one of whom she
identified as Shanna Young, then went to another department.
Stevenson called security and went to the other department to point
them out, then returned to the jewelry counter. The three came
back to the jewelry counter a few minutes later and picked out
several hundred dollars' worth of jewelry. At some point, when she
turned to defendant and Young, Stevenson saw a credit card on the
counter by them. Defendant and the second woman left and Youngstayed to complete the transaction. When there were problems with
the card, Young also left the store. Though Stevenson testified
that the card was a Merrill Lynch card and bore a female's name
with a foreign-sounding last name, she could not specifically
identify Judith Iannuzzi's card as the one presented to her that
day. The card was not admitted into evidence. Stevenson also
testified that defendant called her some time after the incident
and tried to convince her it was those girls, they did it and not
him. Stevenson positively identified defendant from a photographic
lineup as the person who possessed and tried to use the credit card
at Wal-Mart on 15 July. Defendant presented no evidence.
__________________________________
By nine assignments of error, defendant argues the trial court
erred in denying his motion to dismiss at the close of the
evidence; erred by instructing the jury on the principle of acting
in concert, the doctrine of recent possession, and the elements of
financial card theft; erred in implying to defendant that he could
appeal a plea of guilty to the status of habitual felon; erred in
failing to strike
ex mero motu evidence of prior bad acts of
defendant, defendant's prior criminal record, and a description of
the security camera videotape which was not admitted into evidence;
and erred in calculating defendant's prior record level for
sentencing. Defendant also contends that the admission of certain
evidence without objection by his attorney demonstrates that he
received ineffective assistance of counsel at trial. We conclude
defendant received a fair trial.
I.
Defendant first argues the trial court erred in denying his
motion to dismiss for insufficiency of the evidence at the close of
the State's evidence. When ruling on a motion to dismiss criminal
charges for insufficiency of the evidence, the question before the
trial court is whether there is substantial evidence of each
element of the offenses charged and that defendant is the
perpetrator.
State v. Wilson, 354 N.C. 493, 521, 556 S.E.2d 272,
290 (2001).
Substantial evidence is evidence which a reasonable
person might accept as adequate to support a certain conclusion.
Id. The evidence must raise more than a suspicion in order to
survive a motion to dismiss, yet the State may rely entirely on
circumstantial evidence in building its case.
Id.
Defendant first contends the State failed to submit
substantial evidence that he broke and entered Ms. Iannuzzi's mini-
van, took her purse, or tried to use her credit card at Wal-Mart.
Defendant bases his argument on Ms. Young's testimony that she was
using crack cocaine regularly at the time and her uncertainty as to
the exact date or place she saw defendant take a purse from a car
before they went to Wal-Mart. He also focuses on the fact that the
credit card recovered from Wal-Mart was not admitted into evidence
and was not positively shown to be the card allegedly stolen from
Ms. Iannuzzi.
Initially, we observe that the finder of fact, in this case,
the jury, is the sole judge of the credibility of witnesses.
See
State v. Hyatt, 355 N.C. 642, 566 S.E.2d 61 (2002). Whether or nota witness is credible does not figure into the trial court's
determination of whether there is substantial evidence from which
the jury might conclude that a defendant committed the offenses
alleged.
Ms. Young testified that one day in July 2000, she went with
defendant and another to the parking lot of a private club with a
swimming pool, possibly on Harper Street, where he looked into cars
and came back with a purse. Using a credit card from that purse,
they attempted to buy items from Wal-Mart. Her testimony, combined
with the testimony of Ms. Iannuzzi and Ms. Stevenson, helps to
establish the date and place of these events. Ms. Iannuzzi
testified that she went to a private tennis club with a pool and
parked her car in the Harper Street parking lot on 15 July. She
discovered a few hours later that her purse, which had contained a
Merrill Lynch Visa card, had been taken from her car while she was
at the club. Ms. Stevenson testified that, sometime after her
10:00 a.m. shift had begun at Wal-Mart on 15 July, she saw
defendant, Young, and another woman enter the store and defendant
offered her money to let him purchase items with a credit card.
Ms. Stevenson testified that the card was a Merrill Lynch card, had
a woman's name on it, and that she knew the card did not belong to
defendant or Young because it had a foreign name on it. This
testimony is substantial evidence that defendant broke and entered
Ms. Iannuzzi's vehicle on the morning of 15 July, took her purse,
and removed her Merrill Lynch credit card from it with the intent
to use it. Defendant also argues there was insufficient evidence
presented as to the charge of attempting to obtain property by
false pretenses and as to his alleged role as the perpetrator.
Obtaining property by false pretenses is
defined as (1) a false representation of a
past or subsisting fact or a future
fulfillment or event, (2) which is calculated
and intended to deceive, (3) which does in
fact deceive, and (4) by which the defendant
obtains or attempts to obtain anything of
value from another person.
State v. Compton, 90 N.C. App. 101, 103, 367 S.E.2d 353, 354
(1988); N.C. Gen. Stat. § 14-100. Contrary to defendant's
argument, it is of no consequence that Ms. Stevenson did not accept
his alleged offer of $10.00 to let him purchase items with the
card. Moreover, we reject defendant's further contention that
because Ms. Stevenson did not see defendant put the card on the
counter and she testified that defendant left and Young remained to
complete the transaction, there is no evidence that defendant was
the perpetrator of the offense. Young testified that after the
failed purchase in the automotive department, she gave [the card]
back to defendant and they went to the jewelry counter, where
William Stewart had the card and was the one who offered it to
pay for the merchandise.
Defendant also asserts that because Ms. Stevenson testified at
trial that she was not deceived by defendant's alleged attempt to
use the credit card to obtain merchandise, the State failed to
establish the actual deception necessary for a conviction under
G.S. § 14-100, and there was a fatal variance between the
allegation of the indictment that defendant's actions werecalculated to deceive and did deceive, and the State's proof.
However, as defendant acknowledges, this Court has held that
actual deception is not an essential element of
attempted obtaining
property by false pretenses, and that the inclusion of related
language in the indictment is mere surplusage.
See State v.
Armstead, 149 N.C. App. 652, 562 S.E.2d 450 (2002)
; State v.
Wilburn, 57 N.C. App. 40, 290 S.E.2d 782 (1982)
.
Lastly, defendant contends that the indictment specifies that
he tried to use a Visa Credit Card and the State did not prove
that the card presented at Wal-Mart was a Visa card. It is true
that Ms. Stevenson could not remember whether the card was a Visa
or a Mastercard credit card. However, she did remember that it was
a Merrill Lynch card, and Ms. Iannuzzi testified that her purse had
contained a Merrill Lynch Visa card. Taken in the light most
favorable to the State, we hold the evidence was substantial that
defendant presented a Visa credit card at Wal-Mart, attempting to
obtain property by false pretenses.
For the reasons above, we hold the trial court properly denied
defendant's motion to dismiss the charges for insufficiency of the
evidence. This assignment of error is overruled.
II.
Defendant next argues that the trial court committed plain
error in instructing the jury on acting in concert with respect
to the charges for financial transaction card theft and attempting
to obtain property by false pretenses.
The test for plain error places the burden on
a defendant to show that error occurred andthe error had a probable impact on the jury's
finding of guilt. The error must be a
'fundamental error, something so basic, so
prejudicial, so lacking in its elements that
justice cannot have been done.'
State v. Doisey, 138 N.C. App. 620, 625-26, 532 S.E.2d 240, 244
(2000) (quoting
State v. Odom, 307 N.C. 655, 661, 300 S.E.2d 375,
379 (1983)),
cert. denied, 531 U.S. 1177, 148 L. Ed. 2d. 1015
(2001).
A defendant found to be acting in concert with one who commits
a crime may be held guilty as a principal for that crime.
See
State v. Barnes, 345 N.C. 184, 481 S.E.2d 44 (1997),
cert. denied,
523 U.S. 1024, 140 L. Ed. 2d 473 (1998).
An instruction on the doctrine of acting in
concert is proper when the State presents
evidence tending to show the defendant was
present at the scene of the crime and acted
together with another who did acts necessary
to constitute the crime pursuant to a common
plan or purpose to commit the crime.
State v. Cody, 135 N.C. App. 722, 728, 522 S.E.2d 777, 781 (1999)
(citations omitted). Defendant contends there was insufficient
evidence to show that he acted in concert with anyone or was even
present at the commission of the alleged offenses. We disagree.
The testimony of Ms. Iannuzzi, Ms. Young, and Ms. Stevenson is
sufficient to establish defendant's presence at the scene of both
crimes. Ms. Young's testimony as to both the theft of the card and
their attempts to use it at Wal-Mart also tend to show that
defendant and Ms. Young were acting together with common criminal
intentions. Specifically, Ms. Young testified on cross-examination
regarding the attempted purchase in the automotive section of Wal-Mart that:
William Stewart gave me the card. What he'll
do, he'll have the cards and . . . he'll give
them to you, and he'll stand back like, like
he don't _ _ I mean, he'll be there with you
to pick everything out, car stereos, speakers,
Dream Casts, VCRs, TVS. He'll put everything
. . . on, and then he'll stand back.
Thus, there was sufficient evidence to support the trial court's
instruction to the jury on acting in concert for the charges of
financial card theft and attempted obtaining property by false
pretenses. This assignment of error is overruled.
III.
Next, defendant argues that the trial court erred in charging
the jury on the doctrine of recent possession with regard to the
charges for breaking or entering a vehicle, misdemeanor larceny,
and financial transaction card theft.
The doctrine of recent possession allows the
jury to infer that the possessor of certain
stolen property is guilty of larceny. . . .
Under this doctrine, the State must show three
things: (1) that the property was stolen; (2)
that defendant had possession of this same
property; and (3) that defendant had
possession of this property so soon after it
was stolen and under such circumstances as to
make it unlikely that he obtained possession
honestly.
State v. Osborne, 149 N.C. App. 235, 238, 562 S.E.2d 528, 531,
affirmed, ___ N.C. ___, 571 S.E.2d 584 (2002). Defendant argues
specifically that the evidence shows Shanna Young, not defendant,
had possession of the credit card. Citing
State v. Maines, 301
N.C. 669, 675, 273 S.E.2d 289, 294 (1981), he contends that where
more than one person has access to allegedly stolen property, theState must show that the defendant had complete dominion over the
property in order for the doctrine of recent possession to apply.
However, the
Maines Court
explained that the required exclusive
possession means that possession [by] defendant must be to the
exclusion of all persons
not party to the crime.
Id. (emphasis
added). There was evidence that defendant shared control of the
card with Shanna Young, with whom, the evidence indicates, he was
acting in concert to commit the crime of credit card theft.
Defendant also argues the instruction was improper because no
evidence showed the card presented at Wal-Mart was the same card
stolen from Ms. Iannuzzi's mini-van. To the contrary, there was
evidence that Ms. Iannuzzi's purse, containing a Merrill Lynch
credit card, was stolen from her mini-van in the country club
parking lot between 9:15 and 11:15 a.m. on 15 July. There was also
evidence tending to show that defendant got out of his jeep at the
country club parking lot and came back with a purse which was not
his and which contained the Merrill Lynch credit card that
defendant and Ms. Young then tried to use at Wal-Mart on 15 July.
Officer J.A. Craig testified that the station received a call from
Wal-Mart at 11:42 a.m. on 15 July regarding the incident. Evidence
of this chain of events and circumstances is sufficient to support
a reasonable inference that the credit card presented at Wal-Mart
was Ms. Iannuzzi's stolen card. This assignment of error is
overruled.
IV.
Defendant next asserts the trial court committed plain errorin instructing the jury on the elements of financial transaction
card theft where the trial court stated:
First, that the defendant took Judith
Iannuzzi's credit card from the possession of
another.
Although trial counsel for defendant did not submit a written
proposed instruction with which to replace that portion of North
Carolina Pattern Jury Instruction 219B.10, he did object to the
wording at trial, arguing that it was ambiguous and would allow the
jury to find defendant guilty if he took the credit card from
Shanna Young. Defendant employs this theory on appeal as well.
A person is guilty under G.S. § 14-113.9 if he or she:
(1) Takes, obtains or withholds a financial
transaction card from the person, possession,
custody or control of another without the
cardholder's consent and with the intent to
use it. . . .
Therefore, defendant could properly be found guilty if he took the
card from the possession of another person, whether that person was
Judith Iannuzzi or Shanna Young. In this case, all the evidence
tends to show defendant took the card from the possession and
custody of Judith Iannuzzi and defendant could not have been
prejudiced by the instruction.
State v. Odom, 307 N.C. 655, 300
S.E.2d 375 (1983)
(no plain error unless probable impact on
jury). This assignment of error is overruled.
V.
Defendant argues that the trial court erred in implying to him
that he could appeal his decision to plead guilty to habitual felon
status. He contends he is entitled to a new trial on the charge ofhabitual felon. The portion of the plea discussion at issue is as
follows:
DEFENDANT: If I'm guilty of [habitual felon
status], if I say I'm guilty, I can't
come back for appeal.
[COUNSEL FOR DEFENDANT]: Sir, you can
appeal your convictions on the underlying
charges.
DEFENDANT: But guilty as habitual felon?
THE COURT: If you're not guilty of the three,
if the appellate courts rule something is
wrong with the underlying, any one of the
underlying ones, they can be _ _ that judgment
can be changed.
. . .
THE COURT: That doesn't mean that you give
up your right to appeal, do you understand?
DEFENDANT: Yes.
THE COURT: On that or this habitual felon,
even _ _ you have the right to appeal
anything by admitting that you're habitual
felon, you're giving up the right that you
voluntarily did it, that's the purpose we're
going over the transcript to make sure that
you understand what you're doing and your plea
to being habitual felon, the plea is voluntary,
is that right, sir?
DEFENDANT: Yes, sir.
Under G.S. § 15A-1444(e) and State v. Young, 120 N.C. App. 456,
459, 462 S.E.2d 683, 685 (1995), [h]aving pleaded guilty to being
an habitual felon, and not having moved in the trial court to
withdraw his guilty plea, defendant is not entitled to an appeal of
right from the trial court's ruling. To the extent that the trial
court's explanation does not make this clear, it may constitute
error. However, there is no indication in the record thatdefendant moved to dismiss the habitual felon charge on any basis,
nor does he assign error on appeal to any other aspect of the
habitual felon indictment, hearing, or conviction. This Court must
therefore conclude that defendant desires the right to appeal his
habitual felon conviction in case this Court reverses or vacates
any of the underlying charges also at issue in this appeal. The
trial court did make clear to defendant that if the underlying
convictions were overturned, the judgments based on his conviction
as an habitual felon could be changed. The trial court's statement
was correct and thus defendant has failed to show any material flaw
in the proceedings leading to his plea of guilty for habitual felon
status. See State v. Allen, 292 N.C. 431, 233 S.E.2d 585 (1977)
(being habitual felon is not crime, a charge for which is not basis
for independent proceeding or criminal sentence, but rather serves
only to enhance punishment for subsequent felony convictions).
This assignment of error is overruled.
VI.
Defendant contends the trial court erred in failing to act
ex
mero motu to strike testimony by Shanna Young or to exclude from
evidence a written statement by Ms. Young concerning prior bad acts
and the character of defendant. In particular, defendant objects
to testimony by Young that (1) she and defendant had gone credit
card using on occasion, (2) she had been with defendant when he
had broken into cars, (3) defendant goes to clubs and take people
[sic] money, and (4) she was with defendant when he broke into a
car to get a pocketbook that turned out to be a calendar. Trialcounsel for defendant did not object to this testimony or the
admission into evidence of Ms. Young's written statement detailing
similar events. Therefore, defendant asks this Court to hold that
the trial court committed plain error in not excluding this
evidence and/or that he was prejudiced by ineffective assistance of
counsel. An assertion of ineffective assistance of counsel
requires that defendant show his trial counsel's 'conduct fell
below an objective standard of reasonableness' and that 'there is
a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different.'
See State v. Quick, ___ N.C. App. ___, ___, 566 S.E.2d 735, 737,
disc. review denied, 356 N.C. 311, 570 S.E.2d 896 (2002) (citations
omitted).
Defendant argues that the evidence in question was
inadmissible under G.S. § 8C-1, Rule 404(b), which states in
pertinent part:
Other Crimes, Wrongs, or Acts.--Evidence of
other crimes, wrongs, or acts is not
admissible to prove the character of a person
in order to show that he acted in conformity
therewith. It may, however, be admissible for
other purposes, such as proof of motive,
opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake,
entrapment or accident.
However, Young's testimony and statement are relevant, at the very
least, to motive, identity, and
modus operandi. The State
prosecuted the four substantive charges in the present case on the
theory that they were one continuing criminal plan, i.e., that
defendant broke into Ms. Iannuzzi's car to steal her purse to gether credit card to use it at Wal-Mart to obtain goods. Both the
testimony and written statement defendant alleges should not have
been admitted include passages in which Young attests to going
riding with defendant when he broke into cars and came back with
credit cards or a checkbook that he either distributed to his
companions to use or took them to use at a store. The statement
that defendant goes to clubs and take people [sic] money was made
in the context of him breaking into a car on Harper Street, where
Ms. Iannuzzi's country club is located. The contested evidence
tends to tie together the alleged events of 15 July 2000 and
demonstrates a
modus operandi of defendant, as well as a motive for
the alleged breaking and entering and larceny. Because the
evidence concerning other occasions when defendant broke into cars
and used stolen credit cards was admissible under Rule 404(b), we
hold the trial court did not err in failing to exclude it and the
failure of defendant's trial counsel to object does not indicate
defendant received ineffective assistance of counsel at trial.
Moreover, considering the other evidence presented, defendant has
failed to show that exclusion of this evidence would probably have
resulted in a different outcome at trial. This assignment of error
is overruled.
VII.
Defendant also argues that the trial court erred in failing to
act
ex mero motu to strike two statements by Shanna Young regarding
defendant's prior criminal record. He argues that this failure was
plain error and that the failure of his trial attorney to objectdemonstrates that he received ineffective assistance of counsel at
trial. In her written statement, Young stated that defendant goes
to clubs and take people [sic] money. . . . he do it a lot. Until
he got put on house arrest with the beeper. She also testified at
trial that due to sounds she heard on the telephone when defendant
called her the week before trial, I know he was in jail.
Assuming,
arguendo, that these generalized indications that
defendant had been incarcerated or put on house arrest for other
offenses are improper character evidence, defendant has nonetheless
failed to show that the exclusion of these two statements would
probably have resulted in different verdicts in light of the other
evidence against him. Therefore, he has shown neither plain error
by the trial court nor ineffective assistance of counsel. This
assignment of error is overruled.
VIII.
Defendant also asserts the trial court committed plain error
in failing to strike
ex mero motu Detective Snider's testimony
describing the contents of a security camera videotape from Wal-
Mart which was not admitted into evidence. Counsel for defendant
first elicited this testimony when questioning the detective about
an inconsistency between Ms. Stevenson's earlier statement and her
testimony at trial regarding the time when defendant allegedly
offered her the $10.00 to let him use the credit card. Counsel for
defendant asked Detective Snider, [B]ased on your direct
observation of this transaction, you don't know which of those
versions is factual or correct, do you? Detective Snider thenproceeded to describe the incident as he had viewed it on the store
videotape. On appeal, defendant claims that this answer was non-
responsive and should have been stricken. However, considering
that Snider had not testified that he was present at the alleged
incident, the only direct observation he could have had was from
the tape. Defendant's counsel then continued to ask him questions
about the contents of the videotape. The State then asked similar
questions on re-direct examination before offering the videotape
for admission into evidence. Counsel for defendant objected to the
admission of the videotape, but did not move to strike the
testimony describing its contents. Defendant contends that his
counsel's failure to do so also demonstrates ineffective assistance
of counsel.
G.S. § 8C-1, Rule 1002, the best evidence rule, provides
[t]o prove the content of a writing, recording, or photograph, the
original writing, recording, or photograph is required, except as
otherwise provided in these rules or by statute.
See State v.
Williamson, 146 N.C. App. 325, 553 S.E.2d 54 (2001). The admission
of testimony describing the content of the videotape was error
since the tape itself was not admitted. However, considering the
strength of the other evidence of defendant's guilt, and
particularly Ms. Stevenson's testimony as to what occurred in her
presence, we do not believe there is any reasonable possibility the
outcome of the trial would have been different had defendant's
counsel objected to, or the trial court stricken
ex mero motu, the
disputed testimony. This assignment of error is overruled.
IX.
Finally, defendant argues the trial court erred in calculating
defendant's prior record level in determining his sentence by
counting one of his prior felony convictions twice and because the
prior felony convictions used to support his habitual felon
conviction were used in the point calculation. The record reveals
that the trial court did count one of defendant's prior felony
convictions twice, but subtraction of the points attributed to that
error would only reduce defendant's point level from 21 to 19
points, and 19 points or more earns defendant a Prior Record Level
VI as found by the trial court.
See N.C. Gen. Stat. § 15A-
1340.14(c)(6) (2002). Therefore, the error would not affect the
presumptive range prescribed by statute for use in determining
defendant's sentence.
However, defendant argues that had the trial court not erred
in assigning him 21 points instead of 19, the trial court might not
have sentenced him at the higher end of the presumptive range.
Having been sentenced within the presumptive range, defendant has
no appeal of right with regard to whether his sentence was
supported by evidence introduced at the sentencing hearing.
See
N.C. Gen. Stat. § 15A-1444(a1) (2002).
With regard to the three felony convictions used to support
defendant's conviction as an habitual felon, we note that they were
chosen from three different dates on which defendant had been
convicted of more than one felony. Therefore, they were not
required for the calculation of his prior record level. Thisassignment of error is overruled.
No error.
Judges GREENE and BRYANT concur.
Report per Rule 30(e).
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